Ricardo Howell v. Virginia Department of Social Services ( 2019 )

COURT OF APPEALS OF VIRGINIA
Present: Judges Huff, AtLee and Malveaux
UNPUBLISHED
Argued at Fredericksburg, Virginia
RICARDO HOWELL
MEMORANDUM OPINION* BY
v. Record No. 0712-19-4 JUDGE GLEN A. HUFF
DECEMBER 10, 2019
VIRGINIA DEPARTMENT OF SOCIAL SERVICES
FROM THE CIRCUIT COURT OF ARLINGTON COUNTY
William T. Newman, Jr., Judge
Luis A. Perez (Luis A. Perez, PC, on briefs), for appellant.
Jennifer C. Williamson, Senior Assistant Attorney General
(Mark R. Herring, Attorney General; Cynthia V. Bailey, Deputy
Attorney General; Kim F. Piner, Senior Assistant Attorney
General/Section Chief, on brief), for appellee.
On April 11, 2018, the Virginia Department of Social Services (“DSS” or the “agency”)
issued a final agency determination that Ricardo Howell (“appellant”) sexually abused his
daughter. Appellant appealed to the Circuit Court of Arlington County pursuant to the Virginia
Administrative Process Act (“VAPA”). DSS filed a plea in bar, arguing that appellant failed to
timely file his notice of appeal. The circuit court agreed and dismissed the appeal. Appellant
contends that this was error for two reasons:
I. The trial [c]ourt erred when it refused to hear evidence
contradicting or disputing the record of the agency regarding the
actual date of receipt of the [n]otice of [a]ppeal after the issuance
of the final order subject of the appeal.
II. The trial [c]ourt erred by denying the appellant an evidentiary
hearing disputing the issue of fact raised by the appellant in the
[p]lea in [b]ar.
*
Pursuant to Code § 17.1-413, this opinion is not designated for publication.
The circuit court erred by applying an incorrect legal standard and refusing to hear
evidence outside of the agency record for purposes of the plea in bar. Appellant, however,
stipulated that DSS did not physically receive the notice of appeal within the requisite period.
Therefore, the notice of appeal was untimely. Accordingly, this Court affirms because the trial
court reached the right result for the wrong reason.
I. BACKGROUND
On January 5, 2017, the Arlington Department of Human Services received a complaint
alleging that appellant may have sexually abused his daughter, S.H. On April 19, 2017, the
Arlington Department of Human Services made a disposition of “Founded—Sexual Abuse
(Sexual Molestation)—Level One” against appellant. On June 14, 2017, a local conference
appeal sustained that decision. Appellant subsequently appealed the matter to DSS. On April
11, 2018, DSS issued a final agency determination sustaining the disposition. Appellant had
until May 14, 2018 to timely file his notice of appeal with the agency. Appellant’s notice of
appeal was not stamped “filed” by the agency until May 16, 2018. The Commonwealth filed a
plea in bar with the circuit court, arguing that appellant failed to timely file his notice of appeal.
At the hearing for the plea in bar, DSS contended that appellant was unable to present
additional evidence because the circuit court could only consider the agency record to determine
whether the notice of appeal was timely. Appellant argued that additional evidence was
appropriate because the procedural posture of a plea in bar takes it outside the evidentiary
constraints of VAPA. Appellant then proffered tracking information from the United States
Postal Service (“USPS”) which showed that the notice of appeal went “out for delivery” on May
14. The USPS tracking information further showed that the envelope containing the notice of
appeal was marked as “delivered” on May 15, when a DSS representative physically picked up
the agency’s mail from its box. Appellant also proffered an unsworn affidavit of a USPS
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employee which stated that the notice of appeal was placed in the agency’s mailbox and
available for pickup on May 14. The affidavit further noted, however, that it was not placed in
the agency’s mailbox until after the DSS had picked up its mail on May 14.
The circuit court ruled that it could not receive any additional evidence and was obligated
to rule on the agency record. The circuit court then sustained the plea in bar. A subsequent
motion to reconsider—which attached the USPS tracking information and the USPS employee’s
affidavit as exhibits—was also denied. This appeal followed.
II. STANDARD OF REVIEW
This Court reviews a circuit court’s ruling on a plea in bar under well-settled principles.
The circuit court’s factual findings will not be disturbed “unless they are plainly wrong or
without evidence to support them, but we will review de novo its conclusions of law.” J.V. v.
Stafford Cty. Sch. Bd., 67 Va. App. 21, 34 (2016) (quoting D.R. Horton, Inc. v. Bd. of
Supervisors, 285 Va. 467, 472 (2013)).
Review of a circuit court’s interpretation of the Rules of the Supreme Court of Virginia
and other relevant statutory language is also conducted de novo. Muse Const. Grp., Inc. v.
Commonwealth Bd. for Contractors, 61 Va. App. 125, 130 (2012). In construing such language,
this Court “must give effect to the [drafters’] intention[s] as expressed by the language used
unless a literal interpretation of the language would result in a manifest absurdity.” Id. at 130-31(quoting Conyers v. Martial Arts World of Richmond, Inc., 273 Va. 96, 104 (2007)) (alterations
in original).
III. ANALYSIS
In its plea in bar, the Commonwealth argued that the determination of whether a notice of
appeal was timely filed must be restricted to the agency record. It contended that no extraneous
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evidence could be heard or considered by the circuit court. The circuit court agreed, restricted its
review to the agency record, and sustained the plea in bar. This was error.
“A plea in bar is a defensive pleading that reduces the litigation to a single issue, which,
if proven,” bars a plaintiff or appellant’s action. Ferguson Enterprises, Inc. v. F.H. Furr
Plumbing, Heating & Air Conditioning, Inc., ___ Va. ___, ___ (Aug. 1, 2019). “The party
asserting a plea in bar carries the burden of proof.” Id. at ___. “The issue raised by a plea in bar
may be submitted for decision based on a discrete body of facts identified by the parties through
their pleadings, or developed through the presentation of evidence supporting or opposing the
plea.” Id. at ___.
The circuit court short-circuited the typical evidentiary procedure in a plea in bar by
ruling that it could only consider the agency record in determining whether the notice of appeal
was timely filed. In doing so, the court ostensibly relied on Code § 2.2-4027, which governs the
review of agency decisions. Under that provision, agency decisions are reviewed on the agency
record and the reviewing court is limited to determining whether substantial evidence supports
the agency’s decision. Code § 2.2-4027. The trial court, however, was not reviewing an agency
decision. It was determining, in the first instance, whether the notice of appeal from that
decision was timely filed. As such, the trial court erred in restricting its review to the agency
record and refusing to consider evidence proffered by appellant.
Nevertheless, this Court may affirm the trial court’s ruling under the right result, wrong
reason doctrine. “Under the right result for the wrong reason doctrine, ‘it is the settled rule that
how[ever] erroneous . . . may be the reasons of the court for its judgment upon the face of the
judgment itself, if the judgment be right, it will not be disturbed on account of the reasons.’”
Perry v. Commonwealth, 280 Va. 572, 579 (2010) (alterations in original) (quoting Schultz v.
Schultz, 51 Va. (10 Gratt.) 358, 384 (1853)). The doctrine is applicable where further factual
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resolution is not needed before the right reason may be assigned to support the lower court’s
decision. Id.The material facts are uncontested on this issue. The agency issued its final case decision
on April 11. Appellant mailed his notice of appeal on May 11. It was received at the DSS’s
local post office and placed in the agency’s mailbox on May 14. The notice of appeal was
physically picked up by an agent of the DSS on May 15 and stamped “filed” by the agency on
May 16. May 14 marked the expiration of appellant’s thirty-three-day window1 to timely file his
notice of appeal.
Failure to timely file a notice of appeal leaves the reviewing court without jurisdiction to
hear the appeal. Bd. of Supervisors of Fairfax Cty. v. Bd. of Zoning Appeals of Fairfax Cty.,
271 Va. 336, 347 (2006). Therefore, this issue turns on whether the notice of appeal was “filed”
when it reached the agency’s mailbox on May 14. This Court holds that it was not.
For a document to be “filed,” it must be delivered to and physically received by the
agency or court with which it is being filed. See, e.g., Sch. Bd. of the Cty. of Loudoun v. Burk,
249 Va. 163, 163 (1995) (holding that a notice of appeal was untimely because the school board
did not receive it within the statutory period); Haywood v. Commonwealth, 15 Va. App. 297,
298 (1992) (holding that a petition for appeal was untimely because it was not “physically
delivered to the Clerk” within the statutory period); Rule 5A:1(c)(9) (“‘File with the clerk’ . . .
means deliver to the clerk specified.”); File, Black’s Law Dictionary (11th ed. 2009) (“to deliver
a legal document to the court clerk or record custodian for placement into the official record”).
1
“Any party appealing from a . . . case decision shall file with the agency secretary,
within 30 days . . . after service of the final order in the case decision, a notice of appeal.” Rule
2A:2(a). If the case decision is served by mail, three additional days are allotted to file a notice
of appeal. Id.-5-
In other words, to accomplish filing, the court or agency with which the document is to be filed
must receive actual possession of the document.
It is undisputed that the agency did not receive actual possession of appellant’s notice of
appeal until May 15, when its agent picked up its mail. Instead, appellant argues that his notice
of appeal was delivered to and received by the agency when it was placed in the agency’s
mailbox at the post office. In essence, appellant argues that constructive possession is sufficient.
This is incorrect. Under Rule 2A:2, the agency must receive actual possession for a document to
be “filed.”2 Because the DSS did not receive actual possession of the notice of appeal within the
prescribed time limits, the notice of appeal was untimely. Therefore, the circuit court reached
the right result in dismissing the appeal; albeit for the wrong reason.
IV. CONCLUSION
The circuit court erred in refusing to hear appellant’s evidence on a plea in bar.
Nevertheless, it reached the right result in sustaining the plea in bar because appellant’s notice of
appeal was not physically delivered to and received by the agency within the requisite time
period. Therefore, this Court affirms.
Affirmed.
2
Appellant does not argue that the agency was not regularly picking up its mail from the
post office. Therefore, this Court expresses no opinion on whether due process would require a
notice of appeal be deemed timely filed if it was received late because of an agency’s failure or
refusal to pick up its mail.
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