Jonathan Nathaniel Ramsey v. Commonwealth of Virginia ( 2014 )

COURT OF APPEALS OF VIRGINIA
Present: Judges Alston, McCullough and Senior Judge Annunziata
PUBLISHED
Argued at Alexandria, Virginia
JONATHAN NATHANIEL RAMSEY
OPINION BY
v. Record No. 2023-12-4 JUDGE ROSEMARIE ANNUNZIATA
MAY 13, 2014
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF FAIRFAX COUNTY
Jane Marum Roush, Judge
Andrew T. Elders (Elders, Zinicola & Blanch, PLLC, on brief), for
appellant.
Katherine Quinlan Adelfio, Assistant Attorney General (Kenneth T.
Cuccinelli, II, Attorney General, on brief), for appellee.
Jonathan Nathaniel Ramsey appeals his convictions for burglary, abduction with the intent
to defile, malicious wounding, and sexual penetration with an inanimate object. Ramsey argues that
the trial court erred (1) in denying his motion in limine to exclude the expert opinions of Kathryn
Colombo and Dr. Mark Perlin as being based upon hearsay not in evidence; (2) by excluding as
irrelevant evidence of third-party guilt of E.V.1; (3) by quashing his subpoena duces tecum and
forcing the return of certain documents related to E.V.; and (4) by denying his motion to declare
E.V. an adverse witness prior to and during direct examination by defense counsel. We disagree
with Ramsey and affirm his convictions.
1
We use the initials of the individual Ramsey claims was the perpetrator because the
individual is a juvenile.
BACKGROUND
“On appeal, ‘we review the evidence in the light most favorable to the Commonwealth,
granting to it all reasonable inferences fairly deducible therefrom.’” Archer v. Commonwealth,
26 Va. App. 1, 11, 492 S.E.2d 826, 831 (1997) (quoting Martin v. Commonwealth, 4 Va. App.
438, 443, 358 S.E.2d 415, 418 (1987)). So viewed, the evidence proved at approximately
midnight on August 27, 2011, A.B. was in her kitchen and noticed nothing out of the ordinary.
At approximately 4:00 a.m., A.B. woke up because she heard her five-year-old daughter, V.R.,
calling, “Mommy, Mommy, Mommy,” from downstairs. A.B. went downstairs and found V.R.
naked from the waist down with multiple cuts on her body, leaves in her hair, and her shirt
covered in blood. When A.B. put V.R. to bed earlier that evening, V.R. was not covered in
blood and she was dressed in a clean shirt, underwear, and leggings.
The window in A.B.’s kitchen had been forced open, and muddy footprints were found
on a bench below the window. The footprints matched the shoes taken from Ramsey after his
arrest. The authorities determined that palm and fingerprints on the open window were left by
Ramsey. Ramsey admitted he broke into A.B.’s home in order to steal items and asserted that
E.V. was with him, but A.B.’s purse and several electronic devices in the kitchen and living area
were not stolen.
The authorities found V.R.’s underwear and leggings in a wooded area near her
residence, lying on top of a Farberware kitchen knife. The items were found in a wooded area
that was less than a 60-second walk from V.R’s front door and a 40-second walk from Ramsey’s
front door. The authorities submitted V.R.’s shirt, the underwear, the leggings, and the knife for
analysis. During the execution of a search warrant for Ramsey’s residence, the authorities found
a blood-stained T-shirt in a trash bag and a pair of men’s underwear with blood stains in a
separate trash bag, together with other trash Ramsey admitted came from his kitchen. One of the
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bags was found on the back deck of Ramsey’s residence; the other bag was found inside a trash
can beside the deck. The size and type of the men’s underwear were the same as those Ramsey
was wearing when he was arrested. The authorities also found a Farberware knife in the sink.
The knife had the same handle design as the knife found with V.R.’s clothing.
The blade and handle of the knife tested positive for blood, and V.R. could not be
eliminated as a contributor of the DNA profile developed from the blood stains. V.R. could not
be eliminated as a contributor of a DNA profile developed from the blood stains found on the
front left leg of the men’s underwear. Neither V.R. nor Ramsey could be eliminated as a
contributor of a mixture profile from the interior waistband of the men’s underwear. V.R. could
not be eliminated as a contributor of a blood stain found on the T-shirt seized from Ramsey’s
trash bag at his residence. Ramsey could not be eliminated from a mixture profile from the
interior neck of the T-shirt.
At some point after his arrest, Ramsey learned that his friend, E.V., had been convicted of
misdemeanor sexual battery of a seven year old. The offense occurred in February 2010 when
E.V. was thirteen years old. Ramsey obtained the details of E.V.’s conviction from the
Commonwealth through the discovery process. Prior to trial, Ramsey used a subpoena duces
tecum to obtain E.V.’s probation file from the Fairfax County Probation and Parole office. The
Commonwealth moved the court pretrial to declare the subpoena duces tecum invalid and order
Ramsey to return the documents. The Commonwealth also moved to quash subpoenas for
certain mental health professionals providing services to E.V. The trial court granted the
Commonwealth’s motions.
On the morning of trial, Ramsey moved in limine to exclude the testimony of Colombo, a
scientist at the Department of Forensic Science, and Dr. Perlin, the chief scientist and executive
officer at Cybergenetics, on the ground that their opinions were based upon hearsay not in
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evidence. Ramsey specifically sought to exclude their testimony regarding the statistical
comparison of DNA profiles because, in determining the statistical comparison, the scientists
relied on allele frequency data and “you can’t cross-examine an expert on data that they didn’t
create or they have no direct knowledge of.” According to the Commonwealth’s proffer, the
allele frequency data was a database compiled and created by the Virginia Department of
Forensics and was the type of database commonly relied upon by forensic laboratories. The trial
court denied Ramsey’s motion.
At trial, Colombo testified regarding forensic tests performed on the knife found with the
victim’s leggings and underwear. V.R. could not be eliminated as a contributor of the DNA
profile developed from blood stains found on the knife. Colombo testified that with respect to
blood found on the handle of the knife:
the probability of randomly selecting an [individual who was not
related to V.R.] with a DNA profile matching the profile that I
developed from the handle of the knife [was] approximately one in
one billion in the Caucasian population. [For the Black and
Hispanic populations,] [i]t’s one in greater than 6.5 billion, which
is the approximate world population
Colombo also testified that V.R. could not be eliminated as a contributor to the DNA
profile developed from blood stains found on the front left leg of the men’s underwear.
Colombo explained that the probability of randomly selecting an individual unrelated to V.R.
who would have the same DNA profile as the DNA found in the blood stain on the underwear
was one in greater than 6.5 billion.
Neither Ramsey nor V.R. could be eliminated as contributors of the “wearer DNA,” a
mixture profile from the interior waistband of the men’s underwear. V.R. could not be
eliminated as a contributor of a blood stain found on the black T-shirt found in the trash bag at
Ramsey’s residence. Colombo testified the probability of randomly selecting an individual
unrelated to V.R. who would have the same DNA profile as the DNA found on the T-shirt was
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one in greater than 6.5 billion. Ramsey could not be eliminated as a contributor of “wearer
DNA” found on the interior neck of the T-shirt. Colombo testified that all the probabilities she
calculated were within a reasonable degree of scientific certainty.
Dr. Perlin prepared a report of his findings, and using text and graphs, the report
explained how the probability of a DNA match was calculated:
A match between the underpants waistband and Jonathan Ramsey
is: 916 million times more probable than a coincidental match to
an unrelated Black person[;] 103 million times more probable than
a coincidental match to an unrelated Caucasian person[; and] 170
million times more probable than a coincidental match to an
unrelated Hispanic person.
* * * * * * *
A match between the underpants waistband and [V.R.] is: 297
thousand times more probable than a coincidental match to an
unrelated Black person[;] 73 thousand times more probable than a
coincidental match to an unrelated Caucasian person[; and] 51
thousand times more probable than a coincidental match to an
unrelated Hispanic person.
* * * * * * *
A match between the black T-shirt and Jonathan Ramsey is: 3,200
times more probable than a coincidental match to an unrelated
Black person[;] 228 times more probable than a coincidental match
to an unrelated Caucasian person[; and] 220 times more probable
than a coincidental match to an unrelated Hispanic person.
When Dr. Perlin testified about these probabilities, he testified they were within a reasonable
degree of scientific certainty.
Ramsey testified he broke into A.B.’s residence with E.V., E.V. told him a light was on
in the basement and, fearing that someone was awake inside the residence, Ramsey left through
the front door. Ramsey further testified he waited on a nearby park bench and he saw E.V.
carrying V.R. over his shoulder into a wooded area, whereupon he ran in the opposite direction,
hid in a sewer tunnel, smoked marijuana, and later took a circuitous route back to his house to
avoid the police. Ramsey’s defense sought to establish that E.V. committed the crimes,
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contending E.V. either wore Ramsey’s clothes during the crimes or used his clothing to wipe
V.R.’s blood off items implicated in the offense and then discarded the clothing in Ramsey’s
trash.
THE ADMISSIBILITY OF THE ALLELE FREQUENCY DATA EVIDENCE
Ramsey argues that the statistical analysis used to determine the likelihood that DNA
profiles were contributed by the same individual, as testified by Colombo and Dr. Perlin, was
inadmissible because the opinions were not based on the witnesses’ observations.2 In a statistical
analysis of a DNA profile, the analyst determines the independent statistical likelihood of the
observed alleles being present at the associated locus. The analyst relies upon allele frequency
data, which tells the analyst how common each allelic reading is. Neither Colombo nor
Dr. Perlin created the allele frequency database. It was compiled and created by the Virginia
Department of Forensic Science, and the database is used in every DNA analysis performed by
the Department of Forensic Science.
In Satcher v. Commonwealth, 244 Va. 220, 421 S.E.2d 821 (1992), the Supreme Court of
Virginia stated DNA testing was established as a reliable scientific technique in a series of
decided cases involving Timothy Wilson Spencer. Id. at 240-41, 421 S.E.2d at 833-34 (citing
2
The Commonwealth argues that Ramsey waived any objection to Dr. Perlin’s opinion
regarding the allele frequency data because he did not object to the admission into evidence of
Dr. Perlin’s written report. “[I]f a trial court is aware of a litigant’s legal position and the litigant
did not expressly waive such arguments, the arguments remain preserved for appeal.” Brown v.
Commonwealth, 279 Va. 210, 217, 688 S.E.2d 185, 189 (2010). In this case, Ramsey filed a
written motion to exclude testimony and reference by any expert regarding the statistical
analyses performed on the DNA samples and the trial court held a hearing on the motion just
prior to the start of Ramsey’s trial. At a bench conference during Colombo’s direct examination,
Ramsey stated that he wanted to preserve his objections, he did not want to object each time a
statistical analysis was given, and he asked the trial court to note his objection going forward.
Thus, Ramsey did not object when the Commonwealth offered Dr. Perlin’s report into evidence.
However, the trial court was aware of Ramsey’s legal position and no evidence establishes
Ramsey waived his argument regarding the statistical analyses. Accordingly, Ramsey’s
objection to Dr. Perlin’s opinion was preserved.
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Spencer v. Commonwealth, 238 Va. 275, 384 S.E.2d 775 (1989); Spencer v. Commonwealth,
238 Va. 295, 384 S.E.2d 785 (1989); Spencer v. Commonwealth, 238 Va. 563, 385 S.E.2d 850
(1989)). Following the “Spencer decisions, the General Assembly enacted Code § 19.2-270.5 at
its 1990 session.” Satcher, 244 Va. at 241, 421 S.E.2d at 834.
Code § 19.2-270.5 provides in part:
In any criminal proceeding, DNA (deoxyribonucleic acid) testing
shall be deemed to be a reliable scientific technique and the
evidence of a DNA profile comparison may be admitted to prove
or disprove the identity of any person. This section shall not
otherwise limit the introduction of any relevant evidence bearing
upon any question at issue before the court, including the accuracy
and reliability of the procedures employed in the collection and
analysis of a particular DNA sample. The court shall, regardless of
the results of the DNA analysis, if any, consider such other
relevant evidence of the identity of the accused as shall be
admissible in evidence.
Following the decision in Satcher and the enactment of Code § 19.2-270.5, this Court
decided Hills v. Commonwealth, 33 Va. App. 442, 534 S.E.2d 337 (2000), rev’d on other
grounds, 262 Va. 807, 553 S.E.2d 722 (2001).3 In Hills, we found DNA testing results,
including the database used to perform the testing as well as the DNA profile comparison, to be
presumptively reliable and properly admitted, the issue having been determined by the
legislature in Code § 19.2-270.5. Hills, 33 Va. App. at 452, 534 S.E.2d at 342.4 See also Caprio
3
The Supreme Court of Virginia reversed the Court of Appeals on an issue involving the
questioning of prospective jurors during voir dire pursuant to the Supreme Court’s decision in
Fishback v. Commonwealth, 260 Va. 104, 532 S.E.2d 629 (2000). Hills, 262 Va. at 808, 553
S.E.2d at 723.
4
Ramsey’s challenge to the holding in Hills that the trial court’s admission of DNA
evidence was determined by statute is misplaced. This Court’s determination of this point of law
in Hills is consistent with the explicit statutory language found in Code § 19.2-270.5 as well as
with legal precedent established by the Supreme Court of Virginia. Any conclusion to the
contrary that may be implied as a result of this Court’s decision in Corado v. Commonwealth, 47
Va. App. 315, 623 S.E.2d 452 (2005), must be rejected since it is premised on dicta in Hills, not
on its holding. See Lofton Ridge, LLC v. Norfolk S. Ry. Co., 268 Va. 377, 383, 601 S.E.2d 648,
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v. Commonwealth, 254 Va. 507, 512, 493 S.E.2d 371, 374 (1997) (finding that profile frequency
extrapolation was a matter within the contemplation of Code § 19.2-270.5).
Based on the evidentiary rule established by Code § 19.2-270.5, we conclude the trial
court properly admitted testimony by Colombo and Dr. Perlin regarding DNA testing, with all its
constituent parts, including the DNA profile comparisons. Their calculation of the statistical
probability of randomly selecting an individual with the profile unrelated to Ramsey was based
on allele frequency data whose admissibility has been legislatively determined.
EVIDENCE OF THIRD-PARTY GUILT
Ramsey argues the trial court erred by denying the admission into evidence of E.V.’s
propensity for sexual predation, extraordinary violence, and lack of control at the time of the
offenses against V.R. The trial judge admitted evidence that E.V. was convicted of a sex offense
against a minor, that E.V. was on probation for the conviction, that E.V. was not performing well
on probation, that E.V. was not attending sex offender treatment, and that E.V. was in the
community when the crimes against V.R. were committed.
The right “to call for evidence in [one’s] favor” is guaranteed by the Virginia
Constitution. Va. Const. art. I, § 8; see generally Massey v. Commonwealth, 230 Va. 436, 442,
337 S.E.2d 754, 757-58 (1985); Cremeans v. Commonwealth, 104 Va. 860, 863, 52 S.E. 362,
363 (1905). “‘In Virginia, evidence that a crime was actually committed by someone other than
the accused is admissible for the purpose of generating a reasonable doubt of the guilt of the
accused.’” Weller v. Commonwealth, 16 Va. App. 886, 890, 434 S.E.2d 330, 333 (1993)
651 (2004) (finding that an alternative justification for a ruling was unnecessary to the holding
and was dicta). In Hills, after determining that the DNA profile comparison was admissible
under Code § 19.2-270.5, this Court stated that the evidence was also admissible under Virginia
case law. Hills, 33 Va. App. at 452-53, 534 S.E.2d at 342-43. That analysis was an alternative
justification for the admission of the DNA profile comparison, was not necessary to the holding,
and was dicta.
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(quoting Charles E. Friend, The Law of Evidence in Virginia § 150 (3d ed. 1988)), aff’d on reh’g
en banc, 443 S.E.2d 171 (1994). Evidence tending to show that someone other than the
defendant committed the crime generally raises a factual question for the jury. Rees v.
Commonwealth, 203 Va. 850, 869, 127 S.E.2d 406, 419 (1962). A defendant is entitled to
present his version of the facts along with that of the prosecution so the jury may decide where
the truth lies. Massey, 230 Va. at 442, 337 S.E.2d at 757-58. “We have stated that ‘a large
discretion must and should remain vested in the trial court as to the admission of this class of
testimony.’” Johnson v. Commonwealth, 259 Va. 654, 681, 529 S.E.2d 769, 784 (2000)
(quoting Karnes v. Commonwealth, 125 Va. 758, 766, 99 S.E. 562, 565 (1919)).
Ramsey correctly asserts that under Virginia law, once the appropriate nexus between a
third party and the offense at bar has been established, evidence of the third party’s guilt is to be
liberally received by the trial court. Oliva v. Commonwealth, 19 Va. App. 523, 527, 452 S.E.2d
877, 880 (1995). Virginia courts have not yet ruled on whether a defendant’s statements
implicating a third party are, themselves, sufficient to create the necessary nexus between a third
party and the offense at bar. However, under decided Virginia case law, the right to present
evidence in one’s defense does not permit a defendant to introduce evidence that merely suggests
or insinuates that the third party may have committed the crime. Johnson, 259 Va. at 681, 529
S.E.2d at 784. “Such evidence is irrelevant; it tends to confuse and mislead a jury unless
‘evidence [has been] introduced . . . [that] points directly to guilt of a third party.’” Oliva, 19
Va. App. at 527, 452 S.E.2d at 880 (quoting Weller, 16 Va. App. at 890, 434 S.E.2d at 333).
“[O]nly ‘where there is a trend of facts and circumstances tending clearly to point out some other
person as the guilty party, may the [defendant] introduce any legal evidence which is available
tending to prove that another person committed the crime with which he is charged.’” Id.
(quoting Karnes, 125 Va. at 766, 99 S.E. at 565). Such proffered evidence need only raise a
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question for the jury whether reasonable doubt of Ramsey’s guilt existed, not whether the
proffered evidence was sufficient to prove a third person committed the offenses. Id.
Accordingly, if the evidence Ramsey presented clearly or directly pointed to E.V. as the
guilty party, the trial judge was required to admit that evidence which was relevant, material, and
otherwise admissible. Id.
As in Johnson, the evidence proffered by Ramsey, “bore no direct relation to the crimes
charged.” Johnson, 259 Va. at 681, 529 S.E.2d at 785. While some similarities existed between
E.V.’s prior misdemeanor sexual battery conviction and the instant offense, such as the victim
was a young female in both cases, the few similarities fall short of establishing that the same
individual committed all of these offenses. Beyond Ramsey’s own testimony regarding the
events, no facts or circumstances tending to show that E.V. was the guilty party were presented
to the trial court. Neither the admitted evidence that E.V. was convicted of a sex offense against
a minor, that E.V. was on probation for the conviction, that E.V. was not performing well on
probation, that E.V. was not attending sex offender treatment, and that E.V. was in the
community when the crimes against V.R. were committed, nor the excluded evidence of E.V.’s
propensity for sexual predation, extraordinary violence, and lack of control at the time of the
offenses against V.R. clearly or directly pointed to E.V. as the guilty party in the instant offense.
See Oliva, 19 Va. App. at 527, 452 S.E.2d at 880.
Furthermore, any error by the trial court in failing to admit such evidence was harmless.5
The standard for non-constitutional error is established in Code § 8.01-678, which
provides, in pertinent part:
5
In his brief, Ramsey concedes that the admission of evidence of other offenses not
committed by a defendant is determined by the standard principles of relevance and other
applicable evidentiary rules, thus, any error was a non-constitutional error.
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When it plainly appears from the record and the evidence given at
the trial that the parties have had a fair trial on the merits and
substantial justice has been reached, no judgment shall be arrested
or reversed . . . [f]or any . . . defect, imperfection, or omission in
the record, or for any other error committed on the trial.
Additionally, Virginia courts
have applied Code § 8.01-678 in criminal as well as civil cases. In
a criminal case, it is implicit that, in order to determine whether
there has been “a fair trial on the merits” and whether “substantial
justice has been reached,” a reviewing court must decide whether
the alleged error substantially influenced the jury. If it did not, the
error is harmless.
Clay v. Commonwealth, 262 Va. 253, 259, 546 S.E.2d 728, 731 (2001) (citation omitted).
The test for non-constitutional harmless error is as follows:
“If, when all is said and done, the conviction is sure that the error
did not influence the jury, or had but slight effect, the verdict and
the judgment should stand . . . . But if one cannot say, with fair
assurance, after pondering all that happened without stripping the
erroneous action from the whole, that the judgment was not
substantially swayed by the error, it is impossible to conclude that
substantial rights were not affected. . . . If so, or if one is left in
grave doubt, the conviction cannot stand.”
Id. at 260, 546 S.E.2d at 731-32 (quoting Kotteakos v. United States, 328 U.S. 750, 764-65
(1946)).
In this case, the evidence presented at trial overwhelmingly points to Ramsey, and not
E.V., as the perpetrator of the crimes committed against V.R. The facts and circumstances which
were presented at trial showed that E.V. was not involved. E.V. was eliminated as a contributor
of the DNA mixture from the tested portions of the blood-stained T-shirt, the men’s underwear,
the knife handle, a hair, and a sock found at Ramsey’s residence. Ramsey’s backyard was
enclosed by a six-foot privacy fence with a door that latched from the inside and the T-shirt and
men’s underwear were found in trash bags inside Ramsey’s backyard. Ramsey was arrested on
August 31, 2011, and in a statement to Detective Jonathan Farrell shortly after his arrest, Ramsey
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never stated that he broke into V.R.’s house with E.V., that he saw E.V. carry V.R. out of the
house, or that E.V. committed the crimes. According to Farrell, Ramsey mentioned E.V. during
the interview, but stated merely that E.V. “was the dude he got in trouble with.” During the
interview, Ramsey also told Farrell that his fingerprints would not be found at the scene and he
repeatedly denied involvement in the crimes. However, Ramsey admitted that after his attorney
told him about E.V.’s prior conviction, he started having discussions about finding a way to
explain away his fingerprints found at the scene and to keep him from being connected to the
more serious crimes of object sexual penetration, malicious wounding, and abduction with the
intent to defile. Ramsey also admitted that he filed an inaccurate alibi notice stating he might
present evidence he was at home at the time of the crimes. When E.V. was called by Ramsey as
a witness at trial, he denied any involvement in the crimes. E.V.’s uncle testified that E.V.
stayed at his house the night of the offenses and was asleep when he checked on him at
approximately 2:30 a.m.6 We conclude that the evidence that Ramsey committed the crimes was
overwhelming and that any error by the trial court for refusing to admit the proffered evidence
had no substantial influence on the verdict.
QUASHING THE SUBPOENA DUCES TECUM FOR E.V.’S RECORDS AND
FORCING THE RETURN OF ALL THE DOCUMENTS
Ramsey argues he was entitled to information contained in E.V.’s juvenile court records
and records from E.V.’s mental health providers relating to the nature and details of E.V.’s
probation for his prior sex conviction.
6
Appellant testified that he sneaked out of his house and met E.V. at some time between
midnight and 2:00 a.m., that he and E.V. smoked marijuana for over an hour until sometime after
2:00 a.m., and that they then split up to look for things to steal out of cars parked in the
surrounding area before meeting again and deciding to break into the victim’s home.
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“[W]e review a trial court’s decision regarding a motion to quash the issuance of a
subpoena duces tecum ‘under an abuse of discretion standard.’” Schwartz v. Commonwealth, 45
Va. App. 407, 450, 611 S.E.2d 631, 652 (2005) (quoting America Online, Inc. v. Anonymous
Publicly Traded Co., 261 Va. 350, 359, 542 S.E.2d 377, 382 (2001)).
Code § 32.1-127.1:03(H) provides in part:
Unless excepted from these provisions in subdivision 9, no
party to a civil, criminal or administrative action or proceeding
shall request the issuance of a subpoena duces tecum for another
party’s health records or cause a subpoena duces tecum to be
issued by an attorney unless a copy of the request for the subpoena
or a copy of the attorney-issued subpoena is provided to the other
party’s counsel or to the other party if pro se, simultaneously with
filing the request or issuance of the subpoena. No party to an
action or proceeding shall request or cause the issuance of a
subpoena duces tecum for the health records of a nonparty witness
unless a copy of the request for the subpoena or a copy of the
attorney-issued subpoena is provided to the nonparty witness
simultaneously with filing the request or issuance of the
attorney-issued subpoena.
No subpoena duces tecum for health records shall set a
return date earlier than 15 days from the date of the subpoena
except by order of a court or administrative agency for good cause
shown. When a court or administrative agency directs that health
records be disclosed pursuant to a subpoena duces tecum earlier
than 15 days from the date of the subpoena, a copy of the order
shall accompany the subpoena.
Through the use of a subpoena duces tecum, Ramsey obtained E.V.’s probation file from
the Fairfax County Probation and Parole office.7 Ramsey also subpoenaed Deepa Patel and
Shannon Morris. Patel, a licensed clinical social worker, provided mental health services to
juveniles referred by the juvenile and domestic relations district court. Morris, a licensed
7
An attorney for Fairfax County appeared at the hearing and argued that the juvenile and
domestic relations district court failed to contact him prior to producing the records and that the
records were protected under Code § 16.1-305 and improperly disclosed to Ramsey. Code
§ 16.1-305 provides for the confidentiality of juvenile court records.
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professional counselor employed at the Center for Clinical and Forensic Services, provided
mental health services to juveniles referred by the juvenile and domestic relations district court.
Patel and Morris provided services to E.V. and prepared reports regarding their treatment. The
Commonwealth moved to quash the subpoenas because E.V.’s mental health records were
protected by Code § 16.1-305 and Ramsey failed to comply with Code § 32.1-127.1:03(H).8
Relying upon Davis v. Alaska, 415 U.S. 308 (1974), Ramsey argued that the statute must
yield to his superior right to produce evidence in his behalf. In addition to the subpoenas for
Patel and Morris, Ramsey had also subpoenaed E.V. as a witness for the trial. The trial judge
quashed the subpoenas for Patel and for Morris and ordered Ramsey to return E.V.’s juvenile
probation records to the court. We find that the trial court did not abuse its discretion in its
determination to protect the confidentiality of the subpoenaed records.
Ramsey contends on appeal that “[t]he trial court’s prioritization of a state privacy law
over Ramsey’s state and federal constitutional rights contravened the Court’s holding in Davis.”
We find that Ramsey’s reliance on Davis is misplaced. In Davis, the appellant sought to
introduce evidence that a prosecution witness was on probation for a juvenile conviction to
establish the witness’ possible bias and prejudice. Id. at 319. The Supreme Court held that a
defendant’s right of confrontation was paramount to the state’s policy of protecting the
confidentiality of a juvenile offender’s record and that a defendant may cross-examine a witness
about his juvenile record to show bias, and that, therefore, the witness’ testimony “was either not
to be believed . . . or at least very carefully considered in that light.” Id. Here, Ramsey did not
seek E.V.’s records in order to effectively cross-examine an adverse witness and ferret out
possible bias and prejudice; E.V. was Ramsey’s witness, not a prosecution witness. Moreover,
8
According to the Commonwealth, Ramsey requested the issuance of the subpoena for
the records on May 24, 2012, with a return date of May 31, 2012.
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Davis does not hold that a defendant may circumvent the procedural requirements of state
statutes to obtain records.9
Finally, since under Code § 16.1-305, E.V.’s juvenile probation records are confidential,
their release is subject to the balancing test enunciated in Scott v. Commonwealth, 7 Va. App.
252, 372 S.E.2d 771 (1988). In Scott, this Court addressed a similar argument raised on appeal
regarding confidential juvenile records which were protected under Code § 16.1-305. There,
Scott assigned error to the trial court’s refusal to allow him to review a non-party witness’ entire
juvenile court record. Scott, 7 Va. App. at 259, 372 S.E.2d at 775-76. Denying the requested
review, the trial court, instead, directed the Commonwealth to review the record and disclose to
Scott only convictions of felonies and crimes of moral turpitude. Id. at 259, 372 S.E.2d at 776.
This Court affirmed the trial court’s adoption of this procedure and cited the holding and
reasoning in Pennsylvania v. Ritchie, 480 U.S. 39 (1987), “that [appellant] had a due process,
rather than a confrontation, right to have the [confidential] records of the agency turned over to
the trial court for in-chambers review and release to him of material information for his defense,”
thus balancing “the accused’s rights and the state’s interest in protecting confidential records.”
Scott, 7 Va. App. at 261, 372 S.E.2d at 776-77.
We conclude the trial court did not abuse its discretion in balancing Ramsey’s rights and
the Commonwealth’s interest in protecting confidential records by quashing the subpoenas and
ordering the return of E.V.’s records to the court while allowing Ramsey to admit evidence that
E.V. was convicted of a sex offense against a minor, that E.V. was on probation for the
conviction, that E.V. was not performing well on probation, that E.V. was not attending sex
9
Ramsey failed to comply with Code § 32.1-127.1:03(H) when he sought to subpoena
E.V.’s probation file from the Fairfax County Probation and Parole office.
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offender treatment, and that E.V. was in the community when the crimes against V.R. were
committed.
THE TRIAL COURT’S DENIAL OF RAMSEY’S MOTION TO DECLARE
E.V. A HOSTILE WITNESS
Ramsey argues the trial court erred in denying his motion to declare E.V. an adverse
witness prior to and during direct examination by defense counsel because E.V. had an interest in
the Commonwealth convicting another individual for the offenses that he would otherwise have
been suspected of committing.
Code § 8.01-401(A) provides that “[a] party called to testify for another, having an
adverse interest, may be examined by such other party according to the rules applicable to
cross-examination.” The predecessor statute contained the identical language and was construed
by the Supreme Court as follows:
It is clear that the intent of the legislature was, first, to
compel a litigant, if called by another party to the cause, to testify
in behalf of such other party; and, second, to permit any litigant to
call and cross-examine any person “having an adverse interest” in
the outcome of the litigation, whether or not a party. The only
conclusion to be drawn from the language of the act and the
context of the words, “having an adverse interest,” is that the
legislature intended to include, first, a party to the litigation, and,
second, a person, though not a party, who had a financial or other
personal interest in the outcome. The legislature did not mean to
include a party merely because his testimony was or would be
adverse to the party calling him. “Adverse interest” was used in its
common and accepted meaning and was not used synonymously
with “adverse testimony.”
Whitehead v. Commonwealth, 31 Va. App. 311, 316-17, 522 S.E.2d 904, 907 (2000) (quoting
Butler v. Parrocha, 186 Va. 426, 431-32, 43 S.E.2d 1, 4 (1947)).
“Additionally, the Virginia Supreme Court has held that Code § 8.01-401 also applies
‘where the witness has no adverse interest, but is shown to be adverse or hostile to the party
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introducing him.’” Weller, 16 Va. App. at 892, 434 S.E.2d at 335 (quoting Nelson v.
Commonwealth, 153 Va. 909, 919, 150 S.E. 407, 410 (1929)).
We review a trial court’s ruling that a witness is a hostile
witness under an abuse of discretion standard. The trial court
determines whether a witness is hostile or adverse because “the
trial court sees and hears the witness on the stand, observes his
demeanor, and hence is in a much better position to determine
whether he is in fact adverse or hostile than is an appellate court
which must rely on the printed record.”
Teleguz v. Commonwealth, 273 Va. 458, 479, 643 S.E.2d 708, 722 (2007) (quoting Virginia
Elec. & Power Co. v. Hall, 184 Va. 102, 105, 34 S.E.2d 382, 383 (1945)) (internal citation
omitted).
Ramsey called E.V. as a witness and, prior to asking E.V. questions, Ramsey’s defense
counsel moved he be permitted to treat E.V. as an adverse witness. The trial judge denied the
motion and stated Ramsey could renew the motion if E.V. proved to be adverse during his
testimony. During defense counsel’s direct examination of E.V., the prosecutor objected to
multiple questions as being argumentative, repetitive, or leading. At one point, defense counsel
renewed his motion to treat E.V. as an adverse witness. In denying the motion, the trial judge
stated, “The only person hostile is you.” Later, Ramsey recalled E.V. as a witness and, after
asking E.V. numerous questions, defense counsel renewed his motion to treat E.V. as an adverse
witness because E.V. was not answering his questions. The trial judge stated she thought that
E.V. was “just thoroughly confused” and stated that she was also confused due to the nature of
defense counsel’s questions. The trial judge stated, “I think he’s sincerely confused by – he
thinks he’s answered these questions in a straightforward manner and you keep asking him again
and again and now he’s thoroughly confused I think [that] is what’s going on.” After hearing
further argument by defense counsel, the prosecutor, and E.V.’s counsel, the trial judge stated:
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I think it’s because of the repetitiveness of the questions, I
assume, and I’ve observed his demeanor and I believe he is
sincerely confused.
I don’t think he’s hostile. I think he’s trying to do the best
he can to answer your questions. I think he’s, in fact, been
cooperative, but confused.
There was no evidence that E.V. had a financial or personal interest in the outcome of
Ramsey’s trial so as to render him “adverse” within the meaning of Code § 8.01-401(A).
Ramsey’s defense that E.V. may have committed the crimes does not require the trial court to
find that E.V. had an “adverse interest.” See Weller, 16 Va. App. at 893, 434 S.E.2d at 335
(finding that “the evidence [appellant] alleges tends to show that [the witness] may have
committed the crimes does not warrant a finding that [the witness] had an ‘adverse interest’”
because “[t]he trial court was entitled to find that the evidence [which appellant claimed
implicated the witness] did not demonstrate that [the witness] had a personal interest in the
outcome of the trial”). Similarly, Ramsey has failed to establish that E.V. was adverse or hostile
in fact. The trial judge observed E.V.’s demeanor and found that he was trying to do his best to
answer defense counsel’s questions. She noted that E.V. was confused, noting that she was also
confused by defense counsel’s questions. Based upon a review of the record, we cannot say the
trial court abused its discretion in denying Ramsey’s request to declare E.V. an adverse witness.
CONCLUSION
Based upon the foregoing reasons, we affirm Ramsey’s convictions.
Affirmed.
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