Ardie Corneilus Flowers, Jr. v. Commonwealth of Virginia ( 2011 )


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  •                                   COURT OF APPEALS OF VIRGINIA
    Present: Judges Humphreys, Beales and Senior Judge Clements
    Argued at Richmond, Virginia
    ARDIE CORNEILUS FLOWERS, JR.
    MEMORANDUM OPINION * BY
    v.        Record No. 1822-10-2                               JUDGE JEAN HARRISON CLEMENTS
    OCTOBER 11, 2011
    COMMONWEALTH OF VIRGINIA
    FROM THE CIRCUIT COURT OF THE CITY OF RICHMOND
    Bradley B. Cavedo, Judge
    William T. Linka (Richmond Criminal Law, on brief), for appellant.
    Jennifer C. Williamson, Assistant Attorney General (Kenneth T.
    Cuccinelli, II, Attorney General, on brief), for appellee.
    Ardie Corneilus Flowers, Jr. (hereinafter “appellant”) was convicted of voluntary
    manslaughter and unlawful wounding. On appeal, he maintains the evidence was insufficient to
    support his convictions and that the trial court applied incorrect legal standards in rejecting his
    self-defense plea. Finding no error in the trial court’s decision, we affirm.
    As the parties are fully conversant with the record in this case and because this
    memorandum opinion carries no precedential value, this opinion recites only those facts and
    incidents of the proceedings as are necessary to the parties’ understanding of the disposition of this
    appeal.
    BACKGROUND
    “On appeal, ‘we review the evidence in the light most favorable to the Commonwealth,
    granting to it all reasonable inferences fairly deducible therefrom.’” Archer v. Commonwealth,
    *
    Pursuant to Code § 17.1-413, this opinion is not designated for publication.
    
    26 Va. App. 1
    , 11, 
    492 S.E.2d 826
    , 831 (1997) (quoting Martin v. Commonwealth, 
    4 Va. App. 438
    , 443, 
    358 S.E.2d 415
    , 418 (1987)). On August 9, 2009, Derrick Bynum was in downtown
    Richmond when his brother Leeshaun (“Shaun”) Bynum appeared without warning in his car.
    Shaun told Derrick he had been looking for him because appellant had “slapped” their mother.
    Derrick joined Shaun in his car, and the two brothers immediately went to appellant’s
    house. When they arrived, they encountered appellant’s thirteen-year-old son, Trey, exiting the
    front door. Derrick and Shaun told Trey they needed to speak with appellant, and Trey went
    back inside while the brothers remained on the front porch. Upon learning the Bynums were
    waiting, appellant, who was showering, partially dressed and went to the door.
    The Bynums greeted appellant in an “aggressive” tone, instructing him to step outside to
    discuss the “incident that happened earlier between [him] and [their] mama.” Appellant asked
    the brothers to wait while he went upstairs and fully dressed. Following his father upstairs, Trey
    told him he was “scared” and that appellant should get his gun. Appellant put a loaded gun in his
    pocket before returning downstairs and inviting the Bynums inside.
    The Bynums followed appellant into the kitchen and began to talk to him about the
    incident with their mother. Appellant sat down at the kitchen table and invited the brothers to do
    the same, but they refused. Instead, they stood together in the narrow space between the kitchen
    table and the sink. Appellant denied hitting their mother and suggested that they call her “to
    straighten this thing out.” Toward that end, Trey retrieved appellant’s cell phone from upstairs
    and gave it to Shaun.
    Shaun went into the living room and spoke on the phone for several minutes. During that
    time, Derrick remained in front of the kitchen sink with his arms folded in front of him. 1
    1
    Appellant disputed Derrick’s testimony that his arms remained in front of him and
    contended that Derrick frequently put one hand behind his back, causing appellant to fear he was
    -2-
    Appellant continued to deny striking Derrick’s mother and told Derrick his mother had stolen
    money from appellant’s closet. Derrick went into the living room and related to Shaun what
    appellant had stated. Shaun, who continued to talk on the phone, appeared to have no reaction to
    this announcement.
    Shortly thereafter, Derrick and Shaun returned to the kitchen where appellant remained
    seated at the table. After concluding his phone call, Shaun stated, “All right. All right.” Derrick
    stood by the sink as Shaun approached appellant with the cell phone. As Shaun handed the cell
    phone back to appellant with his left hand, he raised his right hand and struck appellant in the
    face. In response, appellant fired his gun twice, wounding both Derrick and Shaun. The
    wounded men fled toward the front door, but Shaun, who had been struck in the chest, collapsed
    at the door and died. Derrick, who had been struck in the forearm, ran home.
    Appellant testified he fired his gun to get the Bynums “off him” and because he feared
    they might be armed. He noted that Derrick appeared to be “rushing” toward him at the time
    Shaun struck him. He acknowledged, however, he saw no bulges in the brothers’ clothing or any
    other indication the men were carrying weapons.
    After hearing the evidence, the trial court found Trey to be the most credible witness and
    noted he testified Derrick never moved toward appellant. The trial court observed further that
    the bullet’s entry into the back side of Derrick’s forearm constituted “convincing evidence” that
    Derrick’s arms were folded in front of him when he was shot. As the trial court found no reason,
    based upon the “way the Bynums presented themselves and the way they were dressed,” 2 for
    carrying a weapon. Appellant also noted that the Bynums’ mother had told appellant about the
    weapons they carried.
    2
    Derrick was dressed in a “wife beater and shorts,” and Shaun was wearing a t-shirt and
    pants.
    -3-
    appellant to believe they were armed, it determined appellant’s response to being struck was
    “unreasonable” and “excessive.”
    Having rejected appellant’s argument he shot the Bynums in self-defense, the trial court
    convicted him of voluntary manslaughter and unlawful wounding. This appeal followed.
    ANALYSIS
    Appellant raises three arguments on appeal. First, he contends the evidence was insufficient
    to find him guilty of either offense because he acted in self-defense. Second, he argues the trial
    court erroneously applied a “three-prong” test in determining whether he acted in self-defense.
    Finally, he asserts the trial court erred by applying an “objective standard of reasonableness in
    determining whether [he] acted out of fear of injury.”
    We begin by addressing the second and third issues, both of which pertain to whether the
    trial court applied the correct legal standards in rejecting appellant’s self-defense claim. 3
    With respect to the second assignment of error, appellant points out that the trial court
    made comments at the sentencing hearing indicating it employed an incorrect “three prong test”
    during the guilt phase in deciding whether appellant acted in self-defense. Appellant contends
    the trial court’s comments reflect it mistakenly applied an excusable homicide analysis, an
    analysis that required appellant to retreat or take affirmative steps to avoid further conflict before
    defending himself. Specifically, appellant refers to the trial court’s comments that
    a couple of things have to happen before you shoot someone. . . .
    [O]ne, you have to ask them to leave. Two, you’ve got to call the
    police if you have the opportunity if they don’t leave. And then,
    three, you’ve got to brandish the gun to try to make them leave and
    3
    Appellant also argues that the “trial court improperly sustained the Commonwealth’s
    objection when appellant’s counsel attempted to question appellant’s son about why he was
    afraid of the Bynums[.]” As that evidentiary ruling is not included in the assignments of error,
    we decline to address that issue. See Rule 5A:20(c). Likewise, we do not consider appellant’s
    assertion that the trial court erred by failing “to consider that the appellant had the same right to
    defend his son as he did himself” because the assignments of error do not raise this specific
    issue.
    -4-
    face the consequences of that, if any. And if things don’t go as
    they should, then perhaps you have to use the gun. None of those
    things happened in this case.
    The Commonwealth responds that the foregoing excerpt does not fairly represent the trial
    court’s comments or the context in which they were made. It contends the trial court was not
    articulating the legal standard for self-defense, but instead, was responding to appellant’s contention
    that the circumstances of the crime did not warrant incarceration. We agree with the
    Commonwealth.
    After making the comments cited above, the trial court went on to explain that
    I don’t think this is a case for a suspended sentence, Mr. Linka. I
    also don’t think it’s a case for the maximum, which is what the
    family wants, and that’s certainly understandable. . . . I think
    Mr. Flowers is guilty of what he was charged with. He exercised
    very, very bad judgment. Mr. Bynum is dead and his brother is
    wounded. And I think some time has to be served for that, if for
    no other reason than so that anyone else who may hear about this
    will not make the same mistakes in judgment that Mr. Flowers has
    made.
    When appellant suggested these comments indicated the trial court had incorrectly
    applied this “three-part analysis” in convicting him, the trial court explicitly stated this analysis
    was not the basis for its verdict.
    THE COURT: All right. He is revisiting the guilt phase.
    [THE COMMONWEALTH]: Yeah. In response, the Court was
    very clear on the record at the time of trial as to the analysis and
    employed the appropriate analysis in why you convicted him. I
    think what the Court stated today is what the Court thought and
    considered about in reference to what is an appropriate sentence.
    THE COURT: Exactly.
    However, when the trial court assessed appellant’s argument he acted in self-defense at the guilt
    phase, it summarized the law as follows:
    [T]he law of self-defense is the law of necessity, and I think the
    word necessity is key. If it reasonably appears to a defendant that
    the danger exists, he has the right to defend against it to the same
    -5-
    extent and under the same rules as would obtain in a case – in case
    the danger is real.
    The defendant may always act upon [the] reasonable
    appearance of danger, and whether the danger is reasonably
    apparent is always to be determined from the viewpoint of the
    defendant at the time he acted. But I don’t think the defendant gets
    to judge for himself what is reasonable. I think reasonable implies
    reasonable under the circumstances, and not just from the point of
    view of the defendant.
    “‘A trial court is presumed to apply the law correctly.’” Breeden v. Commonwealth, 
    43 Va. App. 169
    , 188, 
    596 S.E.2d 563
    , 572 (2004) (quoting Shenk v. Shenk, 
    39 Va. App. 161
    , 169,
    
    571 S.E.2d 896
    , 900 (2002)). Nothing in the trial court’s ruling indicates it assumed appellant
    was obliged to retreat or take affirmative steps to avoid a conflict with the Bynums prior to
    defending himself. After finding that Shaun struck appellant, the trial court never stated
    appellant acted improperly by defending himself; rather, it found that “the response of Mr.
    Flowers to what happened was unreasonable and excessive.”
    Appellant argues further, however, that the trial court erroneously applied an objective
    test to his actions in determining whether appellant’s response was appropriate. Appellant
    submits the appropriate inquiry in assessing whether his response was proportionate to the threat
    was “not what a reasonable man would have believed, but what [he] believed.” Citing his belief
    that both brothers were assaulting him and his knowledge they “sometimes” carried weapons,
    appellant contends the trial court erred in deciding his use of a firearm was excessive.
    It is well settled that “‘a person who reasonably apprehends bodily harm by another is
    privileged to exercise reasonable force to repel the assault.’” Diffendal v. Commonwealth, 
    8 Va. App. 417
    , 421, 
    382 S.E.2d 24
    , 25 (1989) (quoting Jackson v. Commonwealth, 
    96 Va. 107
    ,
    113, 
    30 S.E. 452
    , 454 (1898)). However, this privilege is “limited by the equally well
    recognized rule that a person ‘shall not, except in extreme cases, endanger human life or do great
    -6-
    bodily harm.’” Id. at 421, 
    382 S.E.2d at 26
     (quoting Montgomery v. Commonwealth, 
    98 Va. 840
    , 843, 
    36 S.E. 371
    , 372 (1900)).
    [A] defendant must reasonably fear death or serious bodily harm to
    himself at the hands of his victim. It is not essential to the right of
    self-defense that the danger should in fact exist. If it reasonably
    appears to a defendant that the danger exists, he has the right to
    defend against it to the same extent, and under the same rules, as
    would obtain in case the danger is real. A defendant may always
    act upon reasonable appearance of danger, and whether the danger
    is reasonably apparent is always to be determined from the
    viewpoint of the defendant at the time he acted.
    McGhee v. Commonwealth, 
    219 Va. 560
    , 562, 
    248 S.E.2d 808
    , 810 (1978).
    These ancient and well-established principles have been recited to
    emphasize the subjective nature of the defense, and why it is an
    affirmative one. As Chief Justice Hudgins pointed out in Harper v.
    Commonwealth, 
    196 Va. 723
    , 731, 
    85 S.E.2d 249
    , 254 (1955):
    “‘What reasonably appeared to the accused at the time of the
    shooting, as creating the necessity for his act, is the test and not
    what reasonably appeared to him, provided it would so appear to
    some other reasonable person under similar circumstances.’”
    The subjective belief of the defendant, without more, however, is
    insufficient to establish self-defense.
    In dealing with apparent danger the jury should be told that before
    an accused is justified in making an attack with a dangerous
    weapon upon his adversary he must honestly believe and must
    have reasonable cause to believe that he was in imminent danger of
    losing his life or suffering serious bodily injury. . . . “The bare
    fear that a man intends to commit murder, however well grounded,
    unaccompanied by any overt act indicative of such an intention,
    will not warrant killing the party by way of prevention.”
    Peeples v. Commonwealth, 
    30 Va. App. 626
    , 637, 
    519 S.E.2d 382
    , 387 (1999) (some citations
    omitted) (emphasis added).
    Here, the trial court, acting as fact finder, was entitled to assess the credibility of the
    witnesses and to conclude that, contrary to appellant’s testimony, Derrick was not joining in the
    assault at the time appellant fired his weapon. See Sandoval v. Commonwealth, 
    20 Va. App. 133
    , 138, 
    455 S.E.2d 730
    , 732 (1995) (“The credibility of the witnesses and the weight accorded
    -7-
    the evidence are matters solely for the fact finder who has the opportunity to see and hear that
    evidence as it is presented.”). Likewise, based on appellant’s testimony he saw no bulges in the
    Bynums’ clothing or any other evidence of a weapon, the trial court could rationally conclude,
    viewing the circumstances from appellant’s viewpoint, that appellant had only a “bare fear” the
    Bynums might be armed, and, therefore, could not reasonably conclude from a single blow he
    was threatened with death or serious bodily harm. Cf. Gilbert v. Commonwealth, 
    28 Va. App. 466
    , 471, 
    506 S.E.2d 543
    , 545 (1998) (assailants openly threatened to kill defendant after beating
    him so severely he “could barely walk”).
    Finally, we turn to appellant’s assertion the evidence was insufficient to support his
    convictions because he fired his gun in self-defense. “Self-defense is an affirmative defense
    which the accused must prove by introducing sufficient evidence to raise a reasonable doubt
    about his guilt.” Smith v. Commonwealth, 
    17 Va. App. 68
    , 71, 
    435 S.E.2d 414
    , 416 (1993)
    (citing McGhee, 219 Va. at 562, 248 S.E.2d at 810). “[T]he right to use deadly force in
    self-defense ‘begins where the necessity begins and ends where it ends.’” Couture v.
    Commonwealth, 
    51 Va. App. 239
    , 251, 
    656 S.E.2d 425
    , 431 (2008) (quoting Thomason v.
    Commonwealth, 
    178 Va. 489
    , 498, 
    17 S.E.2d 374
    , 378 (1941)). “‘The law does not clothe [the
    defendant] with authority to judge arbitrarily of the necessity. He cannot kill, except in case of
    actual necessity, and whether or not such necessity exists is a question for the [fact finder].’” Id.
    at 250, 656 S.E.2d at 431 (quoting Hendricks v. Commonwealth, 
    163 Va. 1102
    , 1110, 
    178 S.E. 8
    , 11 (1935)). “A trial judge’s factual findings will not be disturbed on appeal unless plainly
    wrong or without evidence to support them.” Smith, 17 Va. App. at 71, 
    435 S.E.2d at 416
    (citation omitted).
    As competent and credible evidence supported the trial court’s decision that appellant
    used excessive force by shooting two apparently unarmed men in response to one of them
    -8-
    striking him in the face, the trial court properly rejected appellant’s plea of self-defense.
    Accordingly, the evidence was sufficient to support appellant’s convictions for voluntary
    manslaughter and unlawful wounding.
    Affirmed.
    -9-