County of Washington Social Services and v. Betty Severt Rouse ( 2007 )

COURT OF APPEALS OF VIRGINIA
Present: Chief Judge Felton, Judges Frank and Kelsey
Argued at Salem, Virginia
COUNTY OF WASHINGTON SOCIAL SERVICES AND
VIRGINIA MUNICIPAL GROUP
SELF-INSURANCE ASSOCIATION
MEMORANDUM OPINION * BY
v. Record No. 3176-06-3 CHIEF JUDGE WALTER S. FELTON, JR
NOVEMBER 13, 2007
BETTY SEVERT ROUSE
FROM THE VIRGINIA WORKERS’ COMPENSATION COMMISSION
Richard D. Lucas (Lucas Law Firm, PLC, on brief), for appellants.
D. Edward Wise, Jr. (Arrington, Schelin & Herrell, P.C., on brief),
for appellee.
The County of Washington Social Services and the Virginia Municipal Group
Self-Insurance Association (collectively “employer”) appeal a Workers’ Compensation
Commission (“commission”) decision finding that Betty Severt Rouse (“claimant”) suffered a
compensable injury in October 2005. Employer argues that the commission erred in finding that
claimant’s injury arose out of her employment when she suffered a fall while entering her place
of employment. For the following reasons, we reverse the commission’s decision.
I. BACKGROUND
Well established principles require us to view the evidence in the record in the light most
favorable to the claimant, the prevailing party below. Boys and Girls Club of Virginia v.
Marshall, 37 Va. App. 83, 85, 554 S.E.2d 104, 105 (2001). So viewed, the evidence established
that on October 11, 2005, claimant fell while entering employer’s Bristol offices to begin her
* Pursuant to Code § 17.1-413, this opinion is not designated for publication.
workday. The entrance was for employees only, and not for public use. Claimant worked on the
same floor of the same building for some twelve years. On the day of her accident, she entered
her place of employment by pulling open a heavy, controlled closure door, and stepped into
employer’s office suite, where she fell, breaking her right humerus bone.
Just outside employer’s office suite, the building’s common area consisted of a tile floor.
Just inside the suite, the floor was covered by a carpet. The interior carpet was approximately
one-quarter inch higher than the tiled floor. Inside the office suite, a small rug had been placed,
for some period of time, on top of the carpet near the entrance. That small rug was carpeted in
the middle, and surrounded by a rubber border. Claimant testified that she “ha[d] straightened it
numerous times” over twelve years, because “it work[ed] itself up from traffic on it.”
Immediately following her fall, claimant stated she did not know why she fell, or the
precise sequence of her fall. In a taped interview 1 with employer’s representative, conducted
seven days after the accident, employer’s representative asked her how the fall occurred:
Q: So, you know you were coming in through the door. And you
said that you-you just, you don’t know whether your – What you
told me earlier was you said you don’t know if you, um, tripped
or-or what happened.
[Claimant]: No. I really don’t.
Q: All right, well—
[Claimant]: If it was the rug, uh. There’s a rug there. Uh, there’s
a door facing. I just don’t know.
Q: Okay.
[Claimant]: Or if the door hit me. I just don’t know.
1
At the hearing before the deputy commissioner, claimant testified that she was in great
pain and taking medication when she participated in this interview and that her condition
impaired her ability to answer the interviewer’s questions.
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Claimant filed a claim seeking lifetime medical benefits, temporary total disability
benefits from October 11, 2005 through January 16, 2006, and temporary partial disability
benefits from January 17, 2006 through March 20, 2006. Employer denied her claim on the
grounds that her injury did not “arise out of” her employment as required by the Virginia
Workers’ Compensation Act (“Act”), asserting that her injury resulted from an unexplained
accident. Claimant appealed employer’s denial of benefits to the commission.
At the deputy commissioner’s hearing, claimant testified that she broke her right humerus
bone when her upper arm struck a wooden table as she fell. No one testified to seeing claimant
fall, and she was unaware of anyone seeing the fall occur. She testified that she was “pretty
sure” that, on the day of her accident, the employee’s entrance door “knocked [her] into the rug.”
She stated that she had “a huge bruise on the back of [her] shoulder and down [her] back” and
that it was “[p]ossibly the door or either the table, the floor, whenever [she] landed, but [she
thought] it was the door” that caused the bruise.
Claimant testified that, on prior occasions, she had “seen [the rug placed on top of the
interior carpet] rolled up” and that “[she had] straightened it out, and [she knew] a lot of people
that [had] stumbled on it.” She also testified, however, that “no one in that agency had actually
fallen before” as a result of tripping over that rug. Asked if she recalled getting her foot tangled
in the rug, claimant answered, “[n]ot in the split second that it happened.”
Claimant did not testify that the rug was “rolled up” on the morning of her accident.
When asked how certain she was that she had tripped over the rug, she responded, “I’d say 95
percent,” because “that’s the only logical reason to have landed in the floor.” She also testified
that she did not “see that there is any other reason” why she fell on the floor and that she knew
the rug was the cause of her fall because “the rug [was] there and [she knew] the history of the
rug.”
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The deputy commissioner found that claimant sustained an “injury by accident which
‘arose out of’ [her] employment,” and awarded her benefits. The deputy commissioner
specifically found that, although claimant initially was uncertain about the “mechanism of her
fall,” she had consistently maintained that she “tripped going into the office.” The deputy
commissioner concluded that claimant’s determination that she tripped over the rug “sufficiently
identified an increased risk of the employment, i.e.[,] the rug, as the cause of her fall.”
On review, the full commission affirmed the deputy commissioner’s award of benefits,
concluding that “claimant produced sufficient evidence from which [the commission could] infer
the [‘buckled’ rug] was the cause of the claimant’s fall and injury.” 2 This appeal followed.
II. ANALYSIS
The sole issue on appeal is whether claimant’s injury arose out of her employment.
Under the Act, a claimant bears the burden of proving by a preponderance of the evidence that
she “‘suffered an injury by accident arising out of and in the course of the employment.’”
Virginia Employment Commission/Commonwealth v. Hale, 43 Va. App. 379, 384, 598 S.E.2d
327, 329 (2005) (quoting Code § 65.2-101). “Arising out of” and “in the course of” are separate
and distinct requirements. Bassett-Walker, Inc. v. Wyatt, 26 Va. App. 87, 92, 493 S.E.2d 384,
387 (1997) (en banc). “The phrase ‘in the course of’ refers to the time, place and circumstances
under which the accident occurred.” County of Chesterfield v. Johnson, 237 Va. 180, 183, 376
S.E.2d 73, 74 (1989). Employer does not dispute that claimant sustained an injury in the course
of her employment.
“The phrase arising ‘out of’ refers to the origin or cause of the injury.” Johnson, 237 Va.
at 183, 376 S.E.2d at 74. To determine whether the cause of the injury is work-related, we apply
2
The commission used the word “buckled” to describe the rug at the time of claimant’s
fall. Claimant testified that she had previously seen the rug “rolled up” or “worked up.”
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the actual risk test, “that the employment must expose the employee to the particular danger
causing the injury notwithstanding the public exposure to similar risks.” Combs v. Virginia
Elec. & Power Co., 259 Va. 503, 510, 525 S.E.2d 278, 282 (2000) (citing Lucas v. Lucas, 212
Va. 561, 563, 186 S.E.2d 63, 64 (1972)). Thus, the actual risk test “excludes an injury which
cannot fairly be traced to the employment as a contributing proximate cause and which comes
from a hazard to which the workmen would have been equally exposed apart from employment.”
Id. at 509, 525 S.E.2d at 282; see Pinkerton’s Inc. v. Helmes, 242 Va. 378, 380-81, 410 S.E.2d
646, 647-48 (1991) (holding “a ‘critical link’ must exist between the conditions of the workplace
and the injury . . . ”). A claimant, however, need not “recall the specific moment of [the
accident].” Basement Waterproofing & Drainage v. Beland, 43 Va. App. 352, 360, 597 S.E.2d
286, 290 (2004) (commission’s finding of compensable injury affirmed where evidence
supported inference that employee fell from ladder while performing work task).
Whether an employee’s work-related injury arises out of her employment “involves a
mixed question of law and fact, which we review de novo on appeal.” Blaustein v. Mitre Corp.,
36 Va. App. 344, 348, 550 S.E.2d 336, 338 (2001). “‘Decisions of the commission as to
questions of fact, if supported by credible evidence, are conclusive and binding on this Court.’”
Beland, 43 Va. App. at 358, 597 S.E.2d at 289. The commission is authorized to draw
reasonable inferences from the evidence, id., and on appeal, we will not disturb reasonable
inferences drawn by the commission from the facts proven by the evidence presented. See
Beland, 43 Va. App. at 360-61, 597 S.E.2d at 290; K & G Abatement Co. v. Kiel, 38 Va. App.
744, 758-60, 568 S.E.2d 416, 423-34 (2002) (commission’s finding of compensable injury
affirmed where evidence supported inference that employee fell from rooftop worksite); Thomas
Nelson Ltd. P’ship v. Fritz, 11 Va. App. 269, 273, 397 S.E.2d 891, 894 (1990) (commission’s
finding of compensable injury affirmed where evidence supported inference that employee was
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injured while ejecting vagrant from employer’s hotel). A reasonable inference, however, may be
drawn only from “facts which are proved in a case ‘in the same manner as if they were the very
facts at issue.’” Chesapeake & Ohio Ry. v. Ware, 122 Va. 246, 257, 95 S.E. 183, 187 (1918)
(holding inference that train passing area, once established as proven fact, was proper basis for
further inference that train set fire as it passed).
Here, the commission concluded from the evidence that a “work-related causative
hazard,” which it described as a “buckled” rug, caused claimant to trip and fall, resulting in her
injury. 3 To do so, it was necessary for it first to infer that the rug was not lying flat when
claimant walked through the employee entrance on the morning of her accident, a fact not
supported by the evidence in the record. The only evidence supporting the commission’s
finding, that the rug was “buckled,” was claimant’s testimony that she had previously seen the
carpet “rolled up” or “worked up.” Claimant’s testimony, however, did not establish that the rug
was “rolled up” on the day of her accident.
Her testimony did establish that, at the time of her accident, she did not know what
caused her to fall. More than a week after the fall, she first asserted that she must have tripped
over the rug. This determination is not supported by the record.
Despite claimant’s testimony that she later became “95 percent” certain that she tripped
over the rug, that conclusion was based solely on her conjecture of how she fell. She concluded
3
In support of its decision, the commission cited two memorandum opinions from this
Court, neither having precedential value. See Grajales v. Commonwealth, 4 Va. App. 1, 2 n.1,
353 S.E.2d 789, 790 n.1 (1987) (unpublished memorandum opinions should not be cited or relied
upon as precedent except for purpose of establishing res judicata, estoppel, or law of case). Each
of those cases involved a claimant’s slipping on a substance on the floor where the nature of the
substance, not its existence, was the determining factor.
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that the rug was “the only logical reason [she could] have landed in the floor.” 4 We cannot glean
from this record that claimant’s belief that she must have tripped over the rug, whether or not it
was lying flat at the time, is supported by the evidence. See, e.g., Central State Hosp. v.
Wiggers, 230 Va. 157, 160, 335 S.E.2d 257, 259 (1985) (non-compensable injury where
employee clerk twisted her ankle walking normally down employer’s hallway); Richmond Mem.
Hosp. v. Crane, 222 Va. 283, 286, 278 S.E.2d 877, 879 (1981) (non-compensable injury where
employee nurse tore muscle in her leg while walking normally).
The evidence in the record does not establish whether the small rug was “rolled up,” or
even whether she tripped over that rug. Concluding that this record fails to prove that claimant’s
injury was caused by a condition of her workplace under the actual risk test, we reverse the
commission’s award.
Reversed.
4
Similarly, claimant testified that she did not “see that there [was] any other reason” for
her to have fallen and that despite her uncertainty of the exact cause, “something in that building
caused” her to fall.
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