Raymond E. Nice, II v. Don Pablos Mexican Kitchen ( 2004 )

COURT OF APPEALS OF VIRGINIA
Present: Judges Clements, Felton and McClanahan
Argued at Alexandria, Virginia
DON PABLOS MEXICAN KITCHEN AND
LUMBERMENS MUTUAL CASUALTY COMPANY
v. Record No. 0088-04-4
RAYMOND E. NICE, II MEMORANDUM OPINION∗ BY
JUDGE ELIZABETH A. McCLANAHAN
RAYMOND E. NICE, II SEPTEMBER 7, 2004
v. Record No. 0108-04-4
DON PABLOS MEXICAN KITCHEN AND
LUMBERMENS MUTUAL CASUALTY COMPANY
FROM THE VIRGINIA WORKERS’ COMPENSATION COMMISSION
Joseph F. Giordano (Vanessa L. Crocket; Semmes, Bowen &
Semmes, P.C., on briefs), for Don Pablos Mexican Kitchen and
Lumbermens Mutual Casualty Company.
Peter M. Sweeny for Raymond E. Nice, II.
Don Pablos Mexican Kitchen and Lumbermens Mutual Casualty Company (appellants)
appeal from a decision of the Virginia Workers’ Compensation Commission (commission)
finding Raymond Nice, II (claimant) suffered compensable post-traumatic stress disorder
(PTSD) and Meniere’s Syndrome from a work incident that occurred on June 19, 2001.
Appellants contend that as a matter of law, there was insufficient evidence on the record to
support these findings. Claimant has filed a cross-appeal, raising three questions: 1) whether
there was credible evidence for the commission to find that claimant’s fibromyalgia was not
causally related to the work incident; 2) whether there was credible evidence for the commission
∗
Pursuant to Code § 17.1-413, this opinion is not designated for publication.
to conclude that injuries sustained in the incident did not aggravate a pre-existing back condition;
and 3) whether there was credible evidence to support the commission’s finding that claimant did
not suffer a brain injury as a direct result of the work incident. We affirm.
I. Background
In an appeal from an award of compensation by the commission, “‘we view the evidence
in the light most favorable to the prevailing party’ before the commission.” Clinchfield Coal Co.
v. Reed, 40 Va. App. 69, 72, 577 S.E.2d 538, 539 (2003) (quoting Tomes v. James City (County
of) Fire, 39 Va. App. 424, 429, 573 S.E.2d 312, 315 (2002)); R.G. Moore Bldg. Corp., v.
Mullins, 10 Va. App. 211, 212, 390 S.E.2d 788, 788 (1990). In the light most favorable to the
prevailing party on each of the claims raised in these two appeals, the facts are as follows:
On June 19, 2001, claimant, a manager for Don Pablos Mexican Kitchen, suffered an
electric shock while plugging in a small refrigerator during a food-safety inspection at the
restaurant. Although no burn marks or entrance or exit wounds were visible on the claimant, the
shock traveled through his left hand. The intensity and voltage of the electric shock could not be
determined. Following this incident, claimant’s primary care physician, Dr. DeRusso, referred
him to a neurologist, Dr. Singh.
On July 3, 2001, Dr. Singh evaluated claimant’s complaints of headaches, photophobia,
occasional nausea, vomiting and recurrent syncopal episodes that he said he experienced after the
incident. The claimant thereafter underwent a number of tests. All tests were normal and
showed claimant suffered no injury to the brain stem. After an extensive neurological
evaluation, Dr. Singh released claimant to work, effective August 13, 2001.
On November 27, 2001, Dr. Janati, a board certified neurologist, examined claimant for
the first time. Dr. Janati diagnosed claimant as suffering from fibromyalgia and PTSD.
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Dr. Janati had seven years of experience treating Vietnam veterans with PTSD, and based on
claimant’s course of symptoms and medical history, traced the PTSD to the electric shock
claimant received on June 19, 2001. Dr. Janati also believed claimant’s fibromyalgia was caused
by the same incident. He rendered this diagnosis without any knowledge that claimant was
treated prior to the incident for back spasms, injuries to the back, chest, and left shoulder from
slipping on ice, dizziness related to being hit on the head with a metal tray, or for injuries
sustained to his head as a result of slipping on food in his kitchen at home. At the time of his
examination, Dr. Janati was also unaware that in May 2001, claimant’s back was given a fifty
percent permanent disability rating by another physician.
On January 3, 2002, claimant sought treatment from Dr. Nathan, a board certified
otolaryngologist for decreased hearing, ringing in his ears, and severe dizziness. Claimant
attributed these conditions to the electric shock he received. A hearing test revealed claimant
suffered from moderate to severe hearing loss in both ears. An electrocochlegram (ECOG)
conducted by Dr. Nathan indicated claimant experienced an increase in fluid pressure in the
systems of the inner ear following the electric shock. Based on medical history and assertions
from claimant and his wife that there was “a significant change in his hearing after the injury,”
Dr. Nathan diagnosed him with Meniere’s Syndrome, which he causally related to the work
incident of June 19, 2001. However, in a deposition, Dr. Nathan admitted that there is no
definite cause to Meniere’s Syndrome and that it is often induced by multiple factors.
Claimant’s employer and its insurance carrier disputed the nature and extent of the
claimant’s injuries. At a hearing on the matter, the deputy commissioner found that the
claimant’s PTSD, fibromyalgia, and Meniere’s Syndrome were causally related to the work
incident of June 19, 2001. The deputy commissioner further found that PTSD constituted a brain
injury in the claimant. The full commission reviewed the deputy commissioner’s decision, and
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concluded that the claimant had not established that his fibromyalgia was causally related to the
work incident, and had not established that his PTSD constituted a brain injury.
II. Analysis
A. PTSD
Appellants argue that, as a matter of law, there was insufficient evidence for the
commission to make a factual determination that the claimant suffered PTSD from the electric
shock that occurred on June 19, 2001. Appellants claim that a lack of testing to confirm PTSD
and Dr. Janati’s inexperience made his opinion regarding claimant’s PTSD amount to mere
conjecture or speculation and, thus, are insufficient to support the commission’s finding. In a
workers’ compensation action, a claimant has “the burden of establishing, by a preponderance of
the evidence, and not merely by conjecture or speculation, that [he] suffered an injury by
accident which arose out of and in the course of the employment.” Cent. State Hosp. v. Wiggers,
230 Va. 157, 159, 335 S.E.2d 257, 258 (1985) (citing Kings Mkt. v. Porter, 227 Va. 478, 484,
317 S.E.2d 146, 149 (1984)). Appellants contend that insufficient evidence existed to reach such
a conclusion because Dr. Janati’s diagnosis was based entirely on the subjective complaints of
the claimant, and he performed no objective tests confirming PTSD. Appellants also assert
Dr. Janati’s lack of clinical experience in treating electric shock patients and inability to ascertain
the intensity of the shock experienced by the claimant made him unqualified to render an opinion
concerning the etiology of the PTSD suffered by the claimant.
The commission’s determination as to whether a claimant’s disability is causally related
to a compensable condition is a finding of fact, which is binding on this Court if supported by
credible evidence. Volvo White Truck Corp. v. Hedge, 1 Va. App. 195, 199, 336 S.E.2d 903,
906 (1985). Nevertheless, it is true that “[p]roof of the causal connection between the industrial
accident and the disabling condition underlying the employee’s application must go beyond the
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realm of conjecture.” King’s Mkt., 227 Va. at 484, 317 S.E.2d at 149. “An expert’s opinion
which is neither based upon facts within his own knowledge nor established by other evidence is
speculative and possesses no evidential value.” Gilbert v. Summers, 240 Va. 155, 160, 393
S.E.2d 213, 215 (1990).
Viewing the evidence presented to the commission regarding the causal connection
between the electric shock and the PTSD in the light most favorable to the claimant, we conclude
there was credible evidence for the commission’s finding. Dr. Janati’s testimony, which the
deputy commissioner and the commission credited, was that the claimant suffered from PTSD
causally related to the electric shock he suffered on June 19, 2001. “[A] doctor’s expert medical
opinion is not speculative if based on an accurate understanding of the relevant facts.” City of
Waynesboro Police v. Coffey, 35 Va. App. 264, 272, 544 S.E.2d 860, 863 (2001). While
testifying, Dr. Janati was firm in his diagnosis that the claimant suffered from PTSD. He opined
that claimant’s symptoms of memory loss, constant exhaustion, joint pain, excessive sweating,
and frequent urination were autonomic signs of PTSD.
A medical opinion is legally sufficient if based on a reasonable probability. Spruill v.
Commonwealth, 221 Va. 475, 479, 271 S.E.2d 419, 421 (1980); Circuit City Stores, Inc. v.
Scotece, 28 Va. App. 383, 388, 504 S.E.2d 881, 884 (1998). Here, Dr. Janati’s testimony went
beyond simply describing the connection between the electric shock and claimant’s PTSD as a
mere possibility. Dr. Janati testified that such a connection was reasonably probable. Through
Dr. Janati’s testimony that the acuteness, suddenness, and unpredictability of the shock triggered
the PTSD, the fact finder was provided with an adequate basis to determine by a preponderance
of the evidence that there was a causal relationship. Though he had no clinical experience in
treating victims of electric shock suffering from PTSD, Dr. Janati’s experience with other
patients suffering from PTSD, as well as his observation of claimant’s numerous symptoms,
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gave the commission a basis to conclude that his opinion was more than just speculation or
conjecture. Wiggers, 230 Va. at 159, 335 S.E.2d at 258-59.
Thus, we cannot say as a matter of law that claimant’s evidence was insufficient. Taking
the evidence in its entirety, there was credible evidence to allow the commission to conclude that
the onset of PTSD in the claimant was causally related to the June 19, 2001 work incident.
B. Meniere’s Syndrome
Appellants also contend that, as a matter of law, there was insufficient evidence to
support the commission’s finding that the claimant sustained Meniere’s Syndrome from the
electric shock. We disagree.
According to Dr. Nathan, there were significant changes in the claimant’s hearing
following the incident. He testified that “the probability is that there was a life-changing event
during that electrocution” that led to the Meniere’s Syndrome. From the ECOG he conducted,
Dr. Nathan measured a sizable increase in fluid pressure in the claimant’s inner ear, which he
testified was one of the hallmarks of Meniere’s Syndrome. In addition, the hearing test
conducted after the incident, as well as claimant’s lack of documented hearing problems before
the incident, provided sufficient evidence for the commission to conclude that there was a causal
relationship between the electric shock and the onset of Meniere’s Syndrome in the claimant.
A medical opinion is not legally insufficient if credible evidence supports that there is a
reasonable probability that the work incident caused a claimant’s injuries. Spruill, 221 Va. at
479, 271 S.E.2d at 421; Scotece, 28 Va. App. at 388, 504 S.E.2d at 884. Finding credible
evidence on the record to support the commission’s conclusions, we affirm its findings that the
claimant suffered PTSD and Meniere’s Syndrome causally related to the work incident of June
19, 2001.
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C. Fibromyalgia and Aggravation of a Pre-Existing Back Condition
In his cross-appeal, claimant argues that there was no credible evidence in the record to
support the commission’s conclusion that he had not proved that his fibromyalgia was causally
related to the electric shock. Claimant relied on the testimony of Dr. Janati to assert that he
suffered from fibromyalgia that was causally related to his employment. By its order, the
commission rejected that part of Dr. Janati’s testimony. It did not do so without a credible basis.
“Medical evidence is not necessarily conclusive, but is subject to the commission’s consideration
and weighing.” Hungerford Mech. Corp. v. Hobson, 11 Va. App. 675, 677, 401 S.E.2d 213, 215,
(1991). Where a medical opinion is based upon an incomplete or inaccurate medical history, the
commission is entitled to conclude that the opinion is of little probative value. See Clinchfield
Coal Co. v. Bowman, 229 Va. 249, 251-52, 329 S.E.2d 15, 16 (1985).
The record shows that Dr. Janati did not consider the claimant’s history of back problems
when formulating his opinion that the electric shock caused claimant’s fibromyalgia. Dr. Janati
admitted that he had no knowledge that one month prior to the work incident, claimant’s back
was given a fifty percent disability rating by another physician. The commission is permitted to
weigh Dr. Janati’s opinion against the claimant’s medical history, and to conclude that the
claimant had not established that his fibromyalgia arose from the June 19, 2001 work incident.
The commission’s examination of the claimant’s medical history of prior slips, falls, and back
problems gave the commission a credible basis from which to conclude the claimant had not
established that his fibromyalgia was causally related to the electric shock.
Claimant similarly asserts that the commission erred in concluding that the incident did
not aggravate his pre-existing back condition. However, Dr. Janati’s testimony regarding the
connection between the incident and any aggravation in claimant’s pre-existing back condition
was also subject to consideration and weighing by the commission. Hungerford Mech. Corp., 11
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Va. App. at 677, 401 S.E.2d at 215. The commission concluded that claimant had failed to
establish that connection. Because this conclusion has a credible basis, we will not disturb it on
appeal.
D. Brain Injury
Finally, claimant disputes the commission’s finding that he suffered no compensable
brain injury as a result of the work incident. Under Code § 65.2-503(C)(3), a compensable brain
injury is defined as “an injury to the brain which is so severe as to render the employee
permanently unemployable in gainful employment.” This Court has classified injuries to the
brain as being compensable when they are irreversible, render the claimant permanently
unemployable, affect the claimant’s non-vocational quality of life, and eliminate claimant’s
ability to engage in a range of usual cognitive processes. Barnett v. D.L. Bramwell, Inc., 6
Va. App. 30, 36, 366 S.E.2d 271, 274 (1988).
We find no merit in claimant’s argument. Having considered the results of the extensive
neurological testing claimant underwent after the incident, the commission concluded that the
claimant had failed to establish an injury to his brain that occurred directly from the electric
shock. There was a credible basis for this conclusion. Claimant underwent an MRI of the brain,
two EEG studies, an EMG, a nerve conduction study, video seizure monitoring, and an
ambulatory electroencephalogram, all of which failed to show any brain injury as a result of an
electric shock. Dr. Janati testified that it was very difficult to determine if there was an injury to
the claimant’s hypothalamus caused by an electrical injury, and admitted he did not conduct
endocrine tests on the claimant, which may have indicated whether there was any injury to the
claimant’s hypothalamus. Claimant’s failure to present any evidence that he suffered a brain
injury from the electric shock, coupled with a battery of neurological tests that indicated no
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injury occurred directly from the shock, provides credible evidence to support the commission’s
finding.
As a related matter claimant contends that, as a matter of law the commission erred by
finding that although he suffered from PTSD, he had not established that this disorder
represented a brain injury. Whether a claimant has suffered a brain injury is a factual
determination for the commission to make, and should not be overturned unless unsupported by
credible evidence. S. Iron Works, Inc. v. Wallace, 16 Va. App. 131, 134, 428 S.E.2d 32, 34
(1993). We decline to hold as a matter of law that PTSD is conclusive evidence of a brain
injury.
Although Dr. Janati testified that chemical changes occur in the brain as a result of
PTSD, he also indicated there is no test to confirm whether there were any changes in the
neurological system in humans as a result of PTSD. When asked if there was any way to
measure chemical changes in the brain, he responded, “No. This has never been explored in
humans.”
As fact finder, it was the commission’s prerogative to determine what weight to accord
Dr. Janati’s medical opinion in determining whether PTSD constituted a brain injury in the
claimant. See Penley v. Island Creek Coal Co., 8 Va. App. 310, 318, 381 S.E.2d 231, 236
(1989); Goodyear Tire & Rubber Co. v. Pierce, 5 Va. App. 374, 381, 363 S.E.2d 433, 437
(1987). This Court is required to defer to the commission’s fact finding “‘even [where] there is
evidence in the record to support a contrary finding.’” S.P. Terry Co. v. Rubinos, 38 Va. App.
624, 632, 567 S.E.2d 584, 588 (2002) (quoting Morris v. Badger Powhatan/Figgie Int’l, 3
Va. App. 276, 279, 348 S.E.2d 876, 877 (1986)). “Where divergent or conflicting inferences
reasonably might be drawn from established facts their determination is exclusively for the
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fact-finding body.” Hopson v. Hungerford Coal Co., 187 Va. 299, 308, 46 S.E.2d 392, 396
(1948). Although the commission could have inferred from Dr. Janati’s testimony that a brain
injury had occurred in the claimant, it did not, and on review we are bound by its findings.
Claimant’s reliance on Daniel Construction Company v. Tolley, 24 Va. App. 70, 480
S.E.2d 145 (1997), to assert that the commission erred is misplaced. In Tolley, this Court
affirmed a finding by the commission that the claimant had suffered a brain injury as a result of
PTSD brought on by a sudden dynamite explosion. Id. at 77, 480 S.E.2d at 148. The
commission relied on a medical expert’s testimony that the claimant in that case had experienced
structural changes caused by PTSD and that these changes constituted a brain injury. The
commission in Tolley also relied upon medical records, which indicated that the brain injury had
been consistently diagnosed since the time of the explosion.
In the instant case, there is no such testimony on the record by Dr. Janati or any other
medical expert. Dr. Janati’s testimony regarding chemical changes caused by PTSD contained
notable omissions. At no point did Dr. Janati, or any other witness, state that chemical changes
constitute a brain injury. Thus, although the record contains evidence indicating chemical
changes occur in PTSD victims, it is void of any evidence characterizing such changes as a brain
injury.
Accordingly, we affirm the judgment of the commission.
Affirmed.
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