Donald Lee Smith, Jr. v. Commonwealth of Virginia ( 2009 )

COURT OF APPEALS OF VIRGINIA
Present: Chief Judge Felton, Judges Elder and Petty
Argued at Salem, Virginia
DONALD LEE SMITH, JR.
MEMORANDUM OPINION * BY
v. Record No. 0613-09-3 JUDGE LARRY G. ELDER
DECEMBER 15, 2009
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF THE CITY OF STAUNTON
Humes J. Franklin, Jr., Judge
Duane K. Barron, Senior Assistant Public Defender (Office of the
Public Defender, on briefs), for appellant.
Benjamin H. Katz, Assistant Attorney General (William C. Mims,
Attorney General, on brief), for appellee.
Donald Lee Smith, Jr., (appellant) appeals from a ruling quashing his appeal of a
revocation of suspension of sentence from the juvenile and domestic relations district court to the
circuit court. He contends the circuit court erroneously concluded the appeal was untimely. We
hold his appeal was filed on the same date the trial court revoked the suspension of sentence and,
thus, that it was timely. Accordingly, we remand for further proceedings consistent with this
opinion.
I.
BACKGROUND
On April 7, 2008, a warrant was issued charging appellant with contributing to the
delinquency of a minor in violation of Code § 18.2-371, based on an excessive number of
*
Pursuant to Code § 17.1-413, this opinion is not designated for publication.
unexcused school absences of one of his four minor children. 1 On May 14, 2008, a petition was
filed on behalf of the Staunton City Public Schools alleging that child was in need of services
(CHINS petition) pursuant to Code § 16.1-241(A1).
On June 23, 2008, the juvenile and domestic relations district court (juvenile court) held a
hearing on the CHINS petition, and with the agreement of the parties, it found all four of
appellant’s children were in need of services. It ordered certain interventions and set the CHINS
matter for further review on December 10, 2008.
On June 25, 2008, appellant was tried on the criminal contributing warrant in juvenile
court. The juvenile court convicted appellant and pronounced a sentence of thirty days but
suspended the sentence for twelve months and continued the matter to December 10, 2008, for
review.
On December 10, 2008, the juvenile court reviewed the criminal contributing charge and
the CHINS petition concerning all four children. The court found the child to whom the
contributing conviction pertained, a first grader, had had 32 additional school absences, 19 of
which were unexcused, and that two of appellant’s three older children had also had multiple
unexcused absences. The court ordered that all four of appellant’s children were to be in school
every day, and it continued the matters for one week, to December 17, 2008, for further review.
On December 17, 2008, the court entered a form order, which contained a check mark
indicating only that it pertained to the CHINS case and found the child to whom appellant’s
contributing conviction pertained had had an additional unexcused absence when the school
nurse thought he was able to stay in school but appellant chose to take him home. The court
noted Child Protective Services was working with the family in the home each morning “to help
1
A second warrant was filed alleging appellant contributed to the delinquency of another
one of his children in a similar fashion. That charge was later disposed of by nolle prosequi and
is not before us in this appeal.
-2-
get [the] kids to school,” and it ordered the parents to “cooperate fully w/ all services” and “to
[have the children] in school every day on time all day unless [they provided] a valid excuse.”
Finally, the court noted in parentheses on the December 17, 2008 order, “As to parents,
Impose 30 day sentence – parents to report to jail 2/11/09 6:00 pm. May be re-suspended if they
comply w/ this Order.” However, written in red to the left of this notation regarding the
contributing conviction was the following: “per 12/17/08 ADF 2 do not do [illegible word] disp
yet.” (Emphasis and footnote added). On the back of the contributing warrant on which
appellant had been convicted on June 25, 2008, Judge Filson made the notation “Rev. case
2/11/09 adf” and “Parents shall report to jail on 2/11/09 6:00 P.” The record does not establish
when either of those notations was made.
The trial record also contains a notice listing appellant and his wife and indicating, “You
are hereby ordered to appear in this Court on: 2-11-2009 at 9:30 AM. Failure to appear will
result in immediate action against you.” On the form’s pre-printed line stating
“JUDGE/CLERK/DEPUTY CLERK” are what appear to be the signatures of appellant and his
wife. A notation on that form indicates it was hand delivered on “12-17-2008.”
On February 11, 2009, the court entered another form order. In the section for indicating
the type of case, the form listed both appellant’s misdemeanor contributing conviction and the
CHINS petition. The court found the child to whom the contributing conviction pertained had
missed an additional seven days of school, five of which were unexcused because no doctor’s
notes were provided. It wrote “Disposition – On contributing charge[], [appellant is] not in
compliance & [he] shall report to serve [his] time.” The court ordered the CHINS petition
2
The initials “adf” appear multiple times on the criminal contributing warrant and also on
the line for the signature of the judge on each of the CHINS form orders except for one, the order
entered December 10, 2008. That order bears the signature of Judge Anita Filson, whom the
Commonwealth’s judicial records indicate has the middle initial of D.
-3-
continued to March 25, 2009, for further review. On the back of the criminal contributing
warrant, the court wrote, “2-11-09 [defendant] is not in compliance. Report to jail to serve his
time[,] report 6:00 pm today adf.”
Also on February 11, 2009, the clerk prepared and endorsed a disposition notice
reflecting appellant’s conviction for the misdemeanor violation of Code § 18.2-371 with a
sentence of 30 days to begin at 6:00 p.m. that evening. The disposition notice was dated
February 11, 2009, and included the case number for the contributing conviction but did not list a
conviction date. The record also contains a form order entered February 11, 2009, requiring
appellant to report for fingerprinting and other data collection. That order was accompanied by a
form letter signed by the deputy clerk indicating that appellant was in the juvenile court “on
February 11, 2009 and found guilty of a charge” and that he was required to take the attached
papers to the police department so that he could be fingerprinted.
That same day, February 11, 2009, appellant noted an appeal of the criminal contributing
charge, citing February 11, 2009, as the date of “conviction.” He obtained a $1,000
recognizance bond and promised to appear for “trial” on his de novo appeal on March 16, 2009.
Following appellant’s noting of his appeal, the Commonwealth moved to quash the
appeal as untimely. Appellant argued the juvenile court conditionally suspended the sentence on
December 17, 2008, and did not impose the suspended time until February 11, 2009. Appellant
conceded that the period in which to appeal the underlying contributing conviction of June 25,
2008, had passed but that his appeal of the revocation of the suspension was timely.
The circuit court determined that the December 17, 2008 order was a final order and that
appellant’s appeal within ten days after entry of the February 11, 2009 order was untimely. It
granted the Commonwealth’s motion to quash and remanded appellant to jail to serve his
sentence.
-4-
II.
ANALYSIS
Pursuant to Code § 16.1-296(A), “[f]rom any final order or judgment of the juvenile court
affecting the rights or interests of any person coming within its jurisdiction, an appeal may be
taken to the circuit court within 10 days from the entry of a final judgment, order or conviction
. . . .” See 2009 Va. Acts, ch. 729 (emphasis added) (amending the statute to add the language
“to the circuit court” and noting that the provisions of the Act “are declarative of existing law”).
Further, “[w]here an appeal is taken by an adult on a finding of guilty of an offense within the
jurisdiction of the juvenile . . . court, the appeal shall be dealt with in all respects as is an appeal
from a general district court pursuant to §§ 16.1-132 through 16.1-137.” Code § 16.1-296(E)
(also providing a different procedure where the appeal is “on a charge of non-support”). Thus,
Any person convicted in a [juvenile] court of an offense not
felonious shall have the right, at any time within ten days from
such conviction, and whether or not such conviction was upon a
plea of guilty, to appeal to the circuit court. There shall also be an
appeal of right from any order or judgment of a district court
forfeiting any recognizance or revoking any suspension of
sentence.
Code § 16.1-132; see Barnes v. City of Newport News, 9 Va. App. 466, 468, 389 S.E.2d 481,
482 (1990) (noting right of appeal under code section for non-felony offenses including a
juvenile court’s revocation of suspension of sentence is de novo).
Accordingly, appellant had the right to appeal from the final order revoking the
suspension of his sentence. A final decree is one “‘which disposes of the whole subject, gives all
the relief that is contemplated, and leaves nothing to be done by the court . . . . On the other
hand, every decree which leaves anything in the cause to be done by the court, is interlocutory as
between the parties remaining in court.’” Hairfield v. Commonwealth, 7 Va. App. 649, 654-55,
-5-
376 S.E.2d 796, 799 (1989) (quoting Southwest Va. Hosps., Inc. v. Lipps, 193 Va. 191, 193, 68
S.E.2d 82, 83-84 (1951)).
Here, appellant correctly concedes that the underlying conviction for contributing to the
delinquency of a minor was a final order on June 25, 2008, and that the time to appeal that
conviction had passed. However, he contends that, as to the revocation, the only final appealable
order was the one entered February 11, 2009.
We agree. The record, viewed in its entirety, indicates that, as to the criminal
contributing matter, the order of December 17, 2008, did not “‘dispose[] of the whole subject,
give[] all the relief . . . contemplated, and leave[] nothing to be done by the court.’” Id. (quoting
Lipps, 193 Va. at 193, 68 S.E.2d at 83-84) (emphasis added). The back of the contributing
warrant indicates the judge noted “Rev. case 2/11/09.” Although it also contains the notation,
“Parents shall report to jail on 2/11/09 6:00 P,” that notation was not separately initialed.
Further, the warrant does not indicate when either notation was made, which tends to negate the
inference that either notation could be construed as a final disposition of the matter.
In the separate generic form order entered on December 17, 2008, the court listed no case
number, and on the line for indicating the type of case to which the order pertained, the court
checked only the box for “CHINS,” not the box for “felony,” “misdemeanor,” or “other.” The
court noted entirely in parentheses near the bottom of that order, “As to parents[,] Impose [the
previously suspended] 30 day sentence – parents to report to jail 2/11/09 6:00 pm,” but it also
noted, within the same parentheses, that the time “[m]ay be re-suspended if they comply with
this Order.” Immediately to the left of that parenthetical statement appears a handwritten
notation, in red ink, that “per 12/17/08 ADF [the presiding juvenile court judge’s initials,] do not
do [illegible word] disp[osition] yet.” (Emphasis added). These notations within the order make
clear it was not a final order as to the revocation of suspension of sentence on the contributing
-6-
conviction because it did not “‘dispose[] of the whole subject, give[] all the relief . . .
contemplated, and leave[] nothing to be done by the court.’” Hairfield, 7 Va. App. at 654-55,
376 S.E.2d at 799 (quoting Lipps, 193 Va. at 193, 68 S.E.2d at 83-84) (emphasis added).
Further supporting this conclusion is that, in a notice hand-delivered to appellant on
December 17, 2008, a copy of which was filed in the circuit court’s case file, the court directed
him to return to court for review of the case at 9:30 a.m. on February 11, 2009, earlier than the
time of 6:00 p.m. given for him to begin serving the thirty-day sentence, clearly indicating an
intention to review the matter before imposing sentence. In addition, in keeping with the
notation in red ink on the face of the December 17, 2008 order, the clerk did not issue the
disposition notice setting out the revocation and imposition of appellant’s previously suspended
sentence until February 11, 2009.
Thus, not until the court heard additional evidence on February 11, 2009 regarding
compliance with the conditions of suspension did it make a final, appealable determination
regarding whether to impose the previously suspended thirty-day sentence or to re-suspend some
or all of that time.
To the extent the Commonwealth contends appellant’s February 11, 2009 notice of
appeal referenced an untimely appeal of his June 2008 “conviction” on the underlying
contributing charge, we hold that the notice of appeal clearly pertained to the revocation order
entered February 11, 2009. In noting the appeal, appellant used a form order specifically for
appealing pursuant to Code § 16.1-132, which, as quoted above, permits appeal from both a
misdemeanor conviction and an order forfeiting any recognizance or revoking the suspension of
a sentence. Despite the form’s express listing of Code § 16.1-132, it provided appellant with the
option of describing what he was appealing only by checking either “my conviction” or “the
determination on bail.” It did not provide a separate option for indicating the appeal pertained to
-7-
revocation of the suspension of a sentence. In completing the form notice of appeal, appellant
inserted the date of February 11, 2009, in the blank for listing the date of conviction, making
clear the final order to which his notice of appeal pertained was the one revoking the suspension
of his sentence and not the underlying conviction rendered in June 2008.
III.
For these reasons, we hold that appellant’s notice of appeal of the juvenile court’s
revocation of his suspended sentence was timely. Thus, we reverse the dismissal of his appeal
and remand for further proceedings consistent with this opinion.
Reversed and remanded.
-8-