Segio A. Alberto Rodriguez v. Commonwealth of Virginia ( 2022 )

COURT OF APPEALS OF VIRGINIA
Present: Judges O’Brien, Lorish and Senior Judge Annunziata
UNPUBLISHED
Argued at Alexandria, Virginia
SERGIO A. ALBERTO RODRIGUEZ
MEMORANDUM OPINION* BY
v. Record No. 1394-21-4 JUDGE ROSEMARIE ANNUNZIATA
OCTOBER 11, 2022
COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF ARLINGTON COUNTY
Daniel S. Fiore, II, Judge1
Christopher Leibig (Law Office of Christopher Leibig LLC, on
briefs), for appellant.
Lindsay M. Brooker, Assistant Attorney General (Jason S. Miyares,
Attorney General, on brief), for appellee.
Following a jury trial, the trial court convicted Sergio A. Alberto Rodriguez (Alberto
Rodriguez) for aggravated sexual battery and two counts of sexual penetration of a child under
the age of thirteen. The trial court sentenced Alberto Rodriguez to life imprisonment with all but
five years suspended upon the convictions for sexual penetration and to twenty years of
imprisonment for aggravated sexual battery. Alberto Rodriguez argues that the trial court erred
in denying his motion to suppress his statement to the police, contending that the police subjected
him to custodial interrogation in violation of his constitutional rights. We agree that the trial court
erred in denying the motion to suppress and reverse the judgment.
*
Pursuant to Code § 17.1-413, this opinion is not designated for publication.
1
Judge Daniel S. Fiore, II, presided at Sergio A. Alberto Rodriguez’s jury trial and
sentenced him. Judge Louise M. DiMatteo presided at the pre-trial hearing on the motion to
suppress the evidence.
BACKGROUND
“In accordance with familiar principles of appellate review, the facts will be stated in the
light most favorable to the Commonwealth, the prevailing party at trial.” Gerald v.
Commonwealth, 295 Va. 469, 472 (2018) (quoting Scott v. Commonwealth, 292 Va. 380, 381
(2016)). In doing so, we discard any of Alberto Rodriguez’s conflicting evidence, and regard as
true all credible evidence favorable to the Commonwealth and all inferences that may reasonably
be drawn from that evidence. Id. at 473.
On June 23, 2020, Arlington Police Detective Joanbel Echenique was investigating an
allegation that Alberto Rodriguez sexually assaulted his niece, E.N., in 2018. While conducting
surveillance outside Alberto Rodriguez’s suspected residence, the police and E.N.’s mother
called Alberto Rodriguez’s wife on the telephone. Alberto Rodriguez left the residence about ten
minutes after the call and walked toward a metro station.
Detective Echenique stopped Alberto Rodriguez on the street. Detective Echenique, who
speaks Spanish, read Alberto Rodriguez his Miranda v. Arizona, 384 U.S. 436 (1966), rights in
Spanish using a printed card. Alberto Rodriguez indicated that he understood his rights.
Detective Echenique asked to speak to Alberto Rodriguez, said that he was not under arrest, and
suggested that they could talk there on the street or go to a location in the nearby courthouse for
more privacy. They began speaking on the street, but Alberto Rodriguez said that he preferred to
go to the courthouse for privacy.
Alberto Rodriguez and Detective Echenique walked together to the courthouse and went
to an interview room. Detective Echenique produced a form reciting the Miranda warnings in
English; when questioning a native speaker of Spanish he typically used a form in that language,
but he did not have one available. Nonetheless, Alberto Rodriguez indicated that he could read
English, read the form, and signed it.
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Detective Echenique then interviewed appellant in Spanish; the conversation was
recorded on video and later transcribed and translated into English. Detective Echenique
translated a portion of the discussion himself, and a certified translator produced a complete
English translation. During the ensuing interview, Detective Echenique repeatedly told Alberto
Rodriguez that he was free to leave, reminded him that he was not under arrest, and thanked him
for coming to the courthouse voluntarily.
After preliminary discussion about Alberto Rodriguez’s background, the detective and
Alberto Rodriguez discussed E.N.’s allegation that he had sexually abused her. During the
conversation, Alberto Rodriguez answered a cell phone call from his wife and mentioned the
presence of an attorney to her. Detective Echenique offered to have someone escort Alberto
Rodriguez’s wife into the building and provided him with water to drink.
Detective Echenique said that E.N. had accused Alberto Rodriguez of rape, and asked
Alberto Rodriguez about his understanding of the term “rape.” Alberto Rodriguez then
conversed with Detective Echenique about a lawyer, as follows:
Alberto [Rodriguez]: I already explained to you that, I’m not
going to . . . .
Echenique: You told me that, you gave me the definition of
abuse[.]
Alberto [Rodriguez]: But one thing, I have to answer all your
questions without a lawyer[,] or . . . .
Echenique: You tell me. You are not under arrest. I told you on
the street and I told you here. You are not under arrest[.]
Alberto [Rodriguez]: Because I don’t want to, I don’t want to be
answering the question to you when I don’t even have the answer,
when I should have a lawyer, when afterwards everything I’ve
been talking to you is going to be used against me. Do you
understand me?
Echenique: Exactly[.]
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Alberto [Rodriguez]: Right. I don’t understand why you have me
here to ask me those questions when I don’t have to answer the
question if I don’t have a lawyer.
Echenique: O[k.]
Alberto [Rodriguez]: In any case, I would need a lawyer to answer
that question for you[.]
Alberto Rodriguez then asked Detective Echenique to explain E.N.’s accusations, and the
detective did so. Detective Echenique also falsely told Alberto Rodriguez that DNA evidence
found in E.N.’s vagina implicated him.
In response to Detective Echenique’s questions, Alberto Rodriguez initially denied that
he abused or raped E.N. He said that he may have unintentionally touched her “intimate part”
while they were “playing.” Eventually, Alberto Rodriguez admitted that he had touched E.N.’s
labia majora twice, but he denied raping her. He also said that he knew that his actions were
wrong.
At the end of the interview, Detective Echenique said that he would take Alberto
Rodriguez downstairs to see his wife and that he was not under arrest. The detective specifically
said that Alberto Rodriguez “was not under arrest,” and Detective Echenique was “going to let
[him] go.”
Before trial, Alberto Rodriguez moved to suppress his statement to the police, arguing
that he invoked his right to counsel during the interview and the police continued to question him
in violation of the rule of Edwards v. Arizona, 451 U.S. 477, 484-85 (1981), that if a suspect
requests counsel during custodial police interrogation, the questioning must cease until an
attorney is provided for him. The trial court held that Alberto Rodriguez did not unequivocally
assert his right to counsel, and denied the motion to suppress.
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At trial, E.N. testified that in August 2018 she traveled to Niagara Falls with Alberto
Rodriguez and his wife, who was E.N.’s aunt. Afterward, E.N. returned to Alberto Rodriguez’s
Arlington County home to spend the week with him and her aunt.
Alberto Rodriguez and E.N. were alone in the apartment during that week while the aunt
and her adult sons were at work. Alberto Rodriguez spent a lot of time in his bedroom that week
as he said he was ill. At one point when they were alone in the apartment, Alberto Rodriguez
called E.N. into the bedroom with him and let her play video games on his computer tablet.
Alberto Rodriguez pulled her “closer and closer” on the bed and moved the bedclothes over her.
He pulled down her sweatpants and underpants. Using his hands and fingers, Alberto Rodriguez
touched her vagina and put his finger inside her. E.N. tried to escape from Alberto Rodriguez.
Alberto Rodriguez touched E.N.’s vagina in the same manner on a second occasion that
week, again while under the covers on Alberto Rodriguez’s bed. In addition, however, Alberto
Rodriguez took her hand and said he had “a surprise” for her. He put her hand on his penis and
squeezed her hand. E.N. tried to pull her hand away but he continued to hold it in place. E.N.
could not escape because Alberto Rodriguez held her down with one of his legs.
Alberto Rodriguez told E.N. not to tell her aunt or anyone else about the touching.
Nonetheless, E.N. said that, after the second incident, she told the aunt about what Alberto
Rodriguez had done, and he “denied everything.”
The day after E.N. reported the abuse, the aunt did not take E.N. to the doctor as she had
promised. E.N. testified that Alberto Rodriguez admitted to his wife that E.N. had told the truth
about what happened; he then packed his belongings and left for Honduras. Afterward, the aunt
appeared to blame E.N., was angry at her, and would not look at her. When she delivered E.N.
home to Baltimore that weekend, the aunt lied to E.N.’s mother about the reason for Alberto
Rodriguez’s absence and did not mention what had happened between him and E.N.
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E.N.’s mother testified that E.N. had called her and was crying during the visit with
Alberto Rodriguez and his wife, but E.N. would not explain why she was upset. E.N.’s mother
noticed changes in the child’s behavior once she returned home; she did not want to eat or have
others close to her. In March 2020, E.N.’s mother confronted her about the changes in her
behavior. E.N. began crying, then revealed how Alberto Rodriguez had sexually abused her.2
E.N.’s mother contacted the police.
Alberto Rodriguez introduced no evidence at trial. Following his jury trial, the trial court
convicted Alberto Rodriguez for two counts of sexual penetration with an object and aggravated
sexual battery. He appeals.
ANALYSIS
Right to Counsel
Alberto Rodriguez contends that the trial court erred in denying his motion to suppress
his statement to the police. Specifically, he argues that the police subjected him to custodial
interrogation after he invoked his Miranda right to counsel.3 “In reviewing the denial of a
motion to suppress, we ‘consider the facts in the light most favorable to the Commonwealth, the
prevailing party at trial.’” Aponte v. Commonwealth, 68 Va. App. 146, 156 (2017) (quoting
Hairston v. Commonwealth, 67 Va. App. 552, 560 (2017)). “It is the appellant’s burden to show
2
E.N.’s mother testified that E.N. reported that Alberto Rodriguez penetrated her vagina
once with his penis and once with his fingers.
3
In his opening brief, Alberto Rodriguez asserted that the police unlawfully interrogated
him after he invoked his right to remain silent and asked this Court to invoke the ends of justice
exception to Rule 5A:18 and consider the issue if he did not properly preserve it in the trial court.
At oral argument, however, Alberto Rodriguez’s attorney stated that the assignment of error on
appeal was limited to whether Alberto Rodriguez invoked his right to counsel and whether the
police scrupulously honored that invocation. Thus, we consider any claim that Alberto
Rodriguez invoked his right to silence waived, and we do not consider it.
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that when viewing the evidence in such a manner, the trial court committed reversible error.” Id.(quoting Hairston, 67 Va. App. at 560).
“The principle is now well-established that, pursuant to the Fifth Amendment of the
United States Constitution, law enforcement officers must inform a suspect in a custodial
interrogation of certain rights, including the right to remain silent and to have the assistance and
presence of legal counsel during the interrogation.” Bass v. Commonwealth, 70 Va. App. 522,
539-40 (2019) (quoting Stevens v. Commonwealth, 283 Va. 296, 302 (2012)). If a suspect
waives his right to an attorney after he has received Miranda warnings, the police “are free to
interrogate him, but if the suspect requests counsel at any time during the interrogation, the
interrogation must cease until an attorney has been made available to the suspect or the suspect
reinitiates the interrogation.” Id. at 540 (quoting Commonwealth v. Redmond, 264 Va. 321, 328
(2002)); see also Edwards, 451 U.S. at 484-85. “The question whether a suspect actually
invoked his right to counsel involves an objective inquiry.” Id. (quoting Commonwealth v.
Hilliard, 270 Va. 42, 49 (2005)). “The demand must be stated such that a ‘reasonable police
officer under the circumstances would understand the statement to be a request for counsel.’” Id.(quoting Hilliard, 270 Va. at 49). “If, however, a suspect’s reference to an attorney is either
ambiguous or equivocal, such that a reasonable officer under the circumstances would only have
understood that the suspect might be invoking his right to counsel, the officer is not required to
stop questioning the suspect.” Id. (quoting Hilliard, 270 Va. at 49).
On appeal, “[t]he issue whether a suspect invoked his right to counsel presents a mixed
question of law and fact, which requires the application of these constitutional standards to the
facts of a given case.”4 Hilliard, 270 Va. at 49 (quoting Redmond, 264 Va. at 326). “When an
4
In consideration of this question, we note that the parties conceded in the trial court that
Alberto Rodriguez was in police custody at the time Detective Echenique questioned him. The
Commonwealth continued to concede the same on appeal.
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appellate court conducts its independent review of a circuit court’s determination of this issue,
the appellate court may review the circuit court’s findings of historical fact only for clear error
and must give deference to the inferences that may be drawn from those factual findings.” Id. at
49-50 (quoting Redmond, 264 Va. at 327). However, where no dispute exists regarding the facts,
our consideration of the trial court’s denial of the motion to suppress “is restricted to a de novo
review of the legal issue whether [appellant’s] words, taken in context, were sufficient to invoke
his right to counsel.” Id. at 50.
In order to determine whether a statement is sufficiently clear, unambiguous, and
unequivocal to constitute an effective invocation of a suspect’s right to counsel, we consider the
words the suspect actually used, as well as the context in which he spoke those words. See id.
We do not consider any subsequent statements made by the suspect to determine whether his
alleged invocation was ambiguous. See Smith v. Illinois, 469 U.S. 91, 97 (1984); Stevens, 283
Va. at 303. Rather, we look only to the alleged “request for counsel [and] the circumstances
leading up to [that] request.” Smith, 469 U.S. at 98.
Thus, the statement that Alberto Rodriguez argues constituted his invocation of his
Miranda rights is properly considered in the context of the statement’s pre-request circumstances
as well as the language used. See id. at 99-100 (pre-request circumstances are relevant to
determining the clarity of the request); see also Stevens, 283 Va. at 303 (finding that “the
determination regarding the request for an attorney during a custodial interrogation” is not
“limited to consideration of only the words spoken”). “While post-request responses to
questioning may not be used to ‘cast retrospective doubt on the clarity of the initial request
itself,’ pre-request circumstances are relevant to determining the clarity of the request.” Stevens,
283 Va. at 303-04 (quoting Smith, 469 U.S. at 99-100). If those circumstances would lead a
reasonable police officer to conclude that the accused’s statement concerning a lawyer could
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have been for a reason other than to obtain a lawyer’s presence at the custodial interrogation, the
officers are entitled to proceed with questions to clarify the accused’s meaning. See Davis v.
United States, 512 U.S. 452, 461 (1994) (“[W]hen a suspect makes an ambiguous or equivocal
statement it will often be good police practice for the interviewing officers to clarify whether or
not he actually wants an attorney.”); Cooper v. Taylor, 103 F.3d 366, 373 (4th Cir. 1996) (Luttig,
J., concurring) (accused’s response to officer’s question about a desire for a lawyer was
ambiguous in the context of the immediately preceding questions and answers).
Whether a suspect has invoked his right to counsel during a custodial interrogation is an
objective inquiry and the invocation of the request for counsel must be such that “a reasonable
officer in light of the circumstances” would understand the statement to be a request to have
counsel present for the interrogation. Davis, 512 U.S. at 459; see also Zektaw v. Commonwealth,
278 Va. 127, 136 (2009); Redmond, 264 Va. at 328.
The circumstances in the case before us involved an exchange between a detective and
Alberto Rodriguez in which the detective first presented the protections afforded under Miranda;
Alberto Rodriguez’s response immediately after reflected his understanding of those protections.
When Alberto Rodriguez asked for information about the allegations against him, Detective
Echenique said that a girl had accused him of rape; the detective asked if Alberto Rodriguez
knew the meaning of the term “rape.” As stated above, this exchange followed:
[Accused]: I have to answer all your questions without a lawyer[,]
or . . . .
Detective: You tell me. You are not under arrest. I told you on
the street and I told you here. You are not under arrest[.]
[Accused]: Because I don’t want to, I don’t want to be answering
the question to you when I don’t even have the answer, when I
should have a lawyer, when afterwards everything that I’ve been
talking to you is going to be used against me. Do you understand
me?
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Detective: Exactly[.]
[Accused]: Right. I don’t understand why you have me here to
ask me those questions when I don’t have to answer the question if
I don’t have a lawyer.
Detective: O[k.]
[Accused]: In any case, I would need a lawyer to answer that
question for you[.]
Viewing Alberto Rodriguez’s statements objectively, and in the context that preceded
them, we conclude that he unequivocally and unambiguously invoked his right to counsel.
During a telephone conversation with his wife, and within Detective Echenique’s hearing,
Alberto Rodriguez mentioned that he thought he needed a lawyer to speak to the officer. After
further discussion with the detective about E.N.’s accusations, Alberto Rodriguez said that he did
not want to answer questions when he “should have a lawyer.” Alberto Rodriguez stated that he
did not understand why the detective was asking him questions when he did not have to answer
without a lawyer. With this context, Alberto Rodriguez’s final statement, “I would need a
lawyer to answer that question for you,” constituted a clear invocation of his right to counsel
when considered from the perspective of a reasonable police officer. See Zektaw, 278 Va. at 138
(defendant’s statement that “I’d really like to talk to a lawyer” was a clear invocation of right to
counsel); Hilliard, 270 Va. at 52 (finding clear invocation of right to counsel where defendant
said, “Can I get a lawyer in here?” and “I already have a lawyer. I mean I can talk to you, don’t
get me wrong. But I just want to make sure I don’t, like I said before, just jam myself up.”); see
also Edwards, 451 U.S. at 487 (defendant’s statement “I want an attorney before making a deal”
was a clear invocation of his right to have an attorney present).
In accordance with the rule of Edwards, the police were not permitted to question Alberto
Rodriguez further after he invoked his right to counsel, and his subsequent statement, including
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his admissions of touching E.N. wrongfully, were inadmissible. Thus, the trial court erred in
denying Alberto Rodriguez’s motion to suppress his statement to the police.
Harmless Error
The Commonwealth contends that even if the trial court erred in denying the motion to
suppress, any error in the admission of his statement to the police was harmless.
Once this Court determines a trial court erred, it is the Commonwealth’s burden to show
the error was harmless. See Montgomery v. Commonwealth, 56 Va. App. 695, 702 (2010).
When addressing error involving a constitutional violation, the Commonwealth must prove
“beyond a reasonable doubt that the error complained of did not contribute to the verdict
obtained.” Quinn v. Commonwealth, 25 Va. App. 702, 719 (1997) (quoting Chapman v.
California, 386 U.S. 18, 24 (1967)). “The admission of evidence obtained in violation of the
federal constitution is reversible error if ‘there is a reasonable possibility that the evidence
complained of might have contributed to the conviction.’” Id. (quoting Fahy v. Connecticut, 375
U.S. 85, 86-87 (1963)).
“The court conducting a harmless-error inquiry must appreciate the indelible impact a full
confession may have on the trier of fact, as distinguished, for instance, from the impact of an
isolated statement that incriminates the defendant only when connected with other evidence.” Id.
at 720 (quoting Arizona v. Fulminante, 499 U.S. 279, 313 (1991) (Kennedy, J., concurring)). “A
confession is like no other evidence.” Fulminante, 499 U.S. at 296. “Indeed, ‘the defendant’s
own confession is probably the most probative and damaging evidence that can be admitted
against him. . . . [T]he admissions of a defendant come from the actor himself, the most
knowledgeable and unimpeachable source of information about his past conduct.’” Quinn, 25
Va. App. at 719-20 (quoting Fulminante, 499 U.S. at 296). “Certainly, confessions have
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profound impact on the jury, so much so that we may justifiably doubt its ability to put them out
of mind even if told to do so.” Id. at 720 (quoting Fulminante, 499 U.S. at 296).
In addition, unlike a sufficiency analysis, which “asks whether a rational jury could have
found the defendant guilty,” harmless error review “looks at the other side of the
reasonable-doubt spectrum” and asks whether “‘a rational [factfinder] would have found the
defendant guilty absent the error.’” Commonwealth v. White, 293 Va. 411, 422 (2015) (quoting
Neder v. United States, 527 U.S. 1, 18 (1999)).
In this case, E.N. stated that she reported the sexual abuse to her aunt in 2018. However,
there was no evidence that the aunt, assuming that E.N. told her about the touching incidents,
ever acted upon the allegations or revealed the information to E.N.’s mother, who was her sister.
Though E.N. was at home with her family in Baltimore and a distance away from Alberto
Rodriguez, she did not raise the allegations with anyone until she made the report to her mother
two years later. Inconsistent with her trial testimony, E.N.’s mother testified that E.N. reported
Alberto Rodriguez had penetrated her vagina with his penis. If E.N.’s delay in reporting to her
mother and any inconsistency in her description of the incidents left the jury uncertain about her
credibility, it reasonably could have resolved that uncertainty in the Commonwealth’s favor by
concluding that Alberto Rodriguez admitted to Detective Echenique that he touched E.N.’s
vagina twice, thus lending support to E.N.’s credibility.
As a result, we cannot say that it is clear beyond a reasonable doubt that a rational jury
would have found Alberto Rodriguez guilty in the absence of his statement to Detective
Echenique. See id. Accordingly, we conclude that the trial court’s error in denying appellant’s
motion to suppress was not harmless.
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CONCLUSION
For the foregoing reasons, the trial court erred in denying the motion to suppress Alberto
Rodriguez’s statement to the police. Therefore, we reverse Alberto Rodriguez’s convictions and
remand the matter to the court below for further proceedings consistent with this opinion, if the
Commonwealth is so inclined.
Reversed and remanded.
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