Kevin Lee Bethea v. Commonwealth of Virginia ( 2024 )


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  •                                              COURT OF APPEALS OF VIRGINIA
    Present: Judges Athey, Ortiz and Chaney
    UNPUBLISHED
    KEVIN LEE BETHEA
    MEMORANDUM OPINION* BY
    v.      Record No. 1019-23-1                                   JUDGE CLIFFORD L. ATHEY, JR.
    AUGUST 13, 2024
    COMMONWEALTH OF VIRGINIA
    FROM THE CIRCUIT COURT OF THE CITY OF NEWPORT NEWS
    Gary A. Mills, Judge
    (Joshua A. Goff; Goff Voltin, PLLC, on brief), for appellant.
    Appellant submitting on brief.
    (Jason S. Miyares, Attorney General; Lucille M. Wall, Assistant
    Attorney General, on brief), for appellee. Appellee submitting on
    brief.
    In the Circuit Court of the City of Newport News (“circuit court”), on January 23, 2023,
    pursuant to a written plea agreement, Kevin Lee Bethea (“Bethea”) pled guilty and was convicted
    of robbery causing serious bodily injury, malicious wounding, two counts of abduction, two counts
    of use of firearm in the commission of a felony, grand larceny, and possession of a firearm within
    ten years of having been adjudicated delinquent of a felony offense. The circuit court sentenced
    Bethea to a total of 90 years of incarceration with 63 years suspended, leaving Bethea an active
    sentence of 27 years to serve with 10 of those years being mandatory. On appeal, Bethea assigns
    error to the circuit court: 1) for finding his guilty pleas were voluntarily entered; 2) for conducting a
    deficient plea colloquy; and 3) for imposing a 27-year active sentence without properly weighing
    his mitigating evidence. Finding no error, we affirm the circuit court’s judgment.
    *
    This opinion is not designated for publication. See Code § 17.1-413(A).
    I. BACKGROUND1
    In July of 2021, Bethea “broke up with” his girlfriend, Alyssa Williams (“Williams”).
    Williams resided with her 84-year-old grandfather, William Troy Wright (“Wright”) in his home
    near a golf course in northern Newport News. During the night of July 7, 2021, Bethea, along
    with his friend, approached Williams as she stood on the front porch of her grandfather’s home.
    Bethea brandished a firearm before subsequently “dragg[ing] her around” the golf course by her
    arm until Bethea’s friend persuaded him to flee. After they fled, Williams called 911 and
    reported the incident. She subsequently obtained a protective order against Bethea and entered
    “into police custody for her safety.”
    On July 9, 2021, Bethea returned to Wright’s home searching for Williams. Although
    Wright explained to Bethea that Williams was not at the house, Bethea responded by pointing a
    firearm at Wright and threatening to kill him. Wright then permitted Bethea to enter his home to
    verify that Williams was not present. Bethea then demanded to know Williams’s whereabouts.
    Wright responded that, “she is not here[-] She’s with the police[-] I don’t know where she is[,]”
    whereupon Bethea attacked Wright, knocking him unconscious by repeatedly striking the “back
    of [his] head” and body. Bethea next took Wright’s cell phone and sent messages to Williams,
    posing as Wright. Williams recognized that these messages deviated from Wright’s usual
    phrasing and contacted the police to request a “welfare check” for Wright.
    1
    On appeal, we review the evidence “in the ‘light most favorable’ to the Commonwealth,
    the prevailing party in the circuit court.” Hammer v. Commonwealth, 
    74 Va. App. 225
    , 231
    (2022) (quoting Commonwealth v. Cady, 
    300 Va. 325
    , 329 (2021)). Doing so requires us to
    “discard the evidence of the accused in conflict with that of the Commonwealth, and regard as
    true all the credible evidence favorable to the Commonwealth and all fair inferences to be drawn
    therefrom.” Cady, 300 Va. at 329 (quoting Commonwealth v. Perkins, 
    295 Va. 323
    , 324 (2018)).
    Parts of the record in this case are sealed, but Bethea’s appeal necessitates unsealing
    relevant portions of the record to resolve the issues he raises. So, “[t]o the extent that this
    opinion mentions facts found in the sealed record, we unseal only those specific facts, finding
    them relevant to the decision in this case. The remainder of the previously sealed record remains
    sealed.” Levick v. MacDougall, 
    294 Va. 283
    , 288 n.1 (2017).
    -2-
    Police arrived at Wright’s home in response to Williams’s request, finding Wright on the
    floor, covered in blood, disoriented, and still bleeding from cuts on his head and arms. Wright
    informed law enforcement that his car, wallet, keys, and cell phone were missing before
    paramedics transported Wright to the hospital for treatment. As a result, Bethea was pursued and
    arrested. A grand jury subsequently indicted Bethea for robbery causing serious bodily injury,
    malicious wounding, two counts of abduction, five counts of use of firearm in the commission of
    a felony, carjacking, possession of a firearm within ten years of having been adjudicated
    delinquent of a felony offense, grand larceny, and two counts of assault and battery.
    Before trial, at Bethea’s request, the circuit court ordered a forensic examiner to evaluate
    Bethea’s competency to stand trial and his sanity at the time of the offenses. The examiner
    interviewed Bethea and reviewed medical records obtained from the jail where he was held.
    During the interview, Bethea reported to the examiner that he had not been eating or sleeping
    well prior to their discussion as he had recently learned “that his brother had been shot and
    killed.”
    Bethea also disclosed to the examiner that he had received “special education services” in
    school “due to a learning disability” and subsequently dropped out of school in the ninth grade.
    Bethea also disclosed that he had previously received psychiatric treatment for anxiety and was
    “later diagnosed with schizophrenia and bipolar disorder,” although he had “never been
    psychiatrically hospitalized.” Bethea also advised that while incarcerated a doctor diagnosed
    him with “major depression disorder with psychosis and anxiety” and he was now receiving
    medications for those conditions.
    The forensic examiner opined that Bethea was competent to stand trial because he
    “possesse[d] a capacity for rational and factual understanding of court and the ability to assist
    -3-
    counsel in his own defense.”2 She also noted that during the interview, Bethea’s “speech was
    clear and coherent” and that he displayed a logical thought process “without any signs of
    psychotic disorganization” or “mental illness.” She further observed that although Bethea
    reported that he “heard ‘voices’ talking to him ‘about the case,’” Bethea’s “description of the
    voices” was “more consistent with negative internal dialogue” than “genuine auditory
    hallucinations.” In addition, she opined that Bethea exhibited a “relatively strong knowledge of
    court-related information,” based on him correctly identifying his charges, describing the roles of
    the circuit court and counsel, and “rationally discuss[ing]” his plea options, trial rights, and legal
    strategy. As a result, the examiner concluded that Bethea possessed sufficient fitness to stand
    trial for his charged offenses.
    Several weeks later, Bethea’s initial defense counsel withdrew, and a second attorney was
    appointed to represent Bethea. After conferring with Bethea, his new counsel moved for a
    second evaluation of Bethea’s competency to stand trial as well as his sanity at the time of the
    offenses. During the hearing on this motion, Bethea’s counsel justified a second mental
    evaluation based on Bethea not having been “fully invested in cooperating with the examiner the
    first time” because of his brother’s recent death. Counsel for Bethea also provided the circuit
    court with a copy of an earlier forensic examination report previously ordered by the general
    district court, suggesting that Bethea had significant underlying psychiatric conditions that “call[]
    into question [his] mental status at the time of the offense.” During argument on the motion,
    Bethea’s counsel further clarified that he only sought examination to re-evaluate Bethea’s sanity
    at the time of the offenses; he “[was] not concerned about [Bethea’s] competency to stand trial.”
    2
    The examiner also gave Bethea’s defense counsel a separate report containing the
    examiner’s opinion regarding Bethea’s sanity at the time of the offenses. This sanity evaluation
    is not part of the appellate record.
    -4-
    The circuit court denied the motion for a second evaluation of Bethea’s sanity at the time of the
    offenses and set a trial date.
    Approximately one month before trial, Bethea informed the circuit court that he had
    retained a private forensic examiner to re-evaluate his sanity at the time of the offense and
    moved for a continuance of the trial date to accommodate his examiner’s schedule. The circuit
    court also denied this motion on November 28, 2022, by written order, reasoning that Bethea was
    neither constitutionally nor statutorily entitled to seek “new, different medical opinions” and that
    due to a “backlog of jury trials pending due to the COVID-19 pandemic” justice would not be
    served by the continuance Bethea sought.
    On December 6, 2022, the morning of Bethea’s scheduled jury trial, his counsel proffered
    that Bethea wished to “address the Court directly about some concerns that he has.” Bethea then
    again requested a continuance to allow him to obtain a second evaluation of his sanity at the time
    of the offenses and to subpoena witnesses who could corroborate his insanity defense. At that
    time, Bethea proffered that “three days ago,” he had provided the names of two witnesses who
    would confirm that he was not “in [his] right state of mind” during the offenses. Bethea
    continued to maintain that his first sanity evaluation was deficient because he had been distracted
    during the forensic interview due to his brother’s death.
    In support of the third motion for a continuance, Bethea’s counsel proffered that he
    recently had received a plea offer from the Commonwealth that he had “attempt[ed]” to discuss
    with Bethea, but he had been unable to do so as Bethea told him that “he was nervous and just
    d[id]n’t understand what’s going on.” Bethea’s counsel further clarified that he needed the
    additional time to review the plea offer with Bethea and discuss his trial rights because “I just
    haven’t gotten really firm answers to any of those questions, which makes it really difficult.”
    The Commonwealth objected to this request, arguing that Bethea was trying to use a delay tactic
    -5-
    that would unfairly prejudice the prosecution. The Commonwealth proffered that one of the
    victims was elderly and in deteriorating health and as a result would likely be unable to attend a
    later trial date. The Commonwealth also proffered that while incarcerated, Bethea had attempted
    to call his now-deceased brother so that he could “coach” Bethea regarding his “mental health
    and how it would affect his case.”
    The circuit court then denied Bethea’s third continuance request. The circuit court noted
    that Bethea had already undergone evaluations of his sanity and competency and been found
    competent to stand trial. And the court concluded that Bethea was “trying to manipulate the
    system” by delaying the trial. The court then took a recess to allow the parties to discuss a
    proposed plea agreement.
    Upon returning from the recess, the Commonwealth and counsel for Bethea indicated that
    Bethea had agreed to plead guilty to some of his charges pursuant to the terms of a written plea
    agreement. The written plea agreement proposed that in exchange for Bethea pleading guilty to:
    1) robbery causing serious bodily injury; 2) malicious wounding; 3) two separate counts of
    abduction; 4) two separate counts of use of a firearm in the commission of a felony; 5) a grand
    larceny3 charge; and 6) possession of a firearm within ten years of having been adjudicated
    delinquent of a felony offense, the Commonwealth would move to nolle prosequi all remaining
    indictments. But Bethea reached no agreement with the Commonwealth with respect to his
    sentencing, which the plea agreement left to the discretion of the circuit court following a
    sentencing hearing.
    Bethea then serially pled guilty to each of the specific crimes, consistent with his plea
    agreement. Before accepting Bethea’s guilty pleas, however, the circuit court conducted a
    colloquy with Bethea to determine whether Bethea had entered his guilty pleas voluntarily and
    3
    This charge was originally for carjacking but was amended to grand larceny.
    -6-
    intelligently. During the colloquy, Bethea confirmed that he could “read, write[,] and understand
    the English Language” and had completed the “ninth” grade. Bethea also verified that he had
    not “consumed any alcohol or . . . illegal substances” within the “last 12 hours” and did not have
    “any mental conditions . . . that would cause [him] to be unable to assist” his defense counsel “or
    understand the proceedings.” Bethea also acknowledged that he had reviewed the terms and
    conditions of the proposed plea agreement with his attorney and requested that the circuit court
    accept the agreement. Additionally, Bethea acknowledged that he had “fully underst[oo]d” the
    charges he had pled guilty to and had discussed “the elements the Commonwealth would have to
    prove” and “any defenses” to those charges with his attorney. Bethea also waived his rights to
    trial by jury and to present a defense to the charges against him. Following this portion of the
    colloquy, Bethea confirmed that he still wanted the circuit court to accept his guilty pleas.
    The circuit court then continued the colloquy by reciting the applicable sentencing range
    for each of the offenses to which Bethea had pled guilty. Bethea acknowledged he understood
    he could be sentenced to the maximum punishments reflected in the sentencing ranges for each
    charge to which he had pled guilty. Bethea also confirmed that he understood that his
    convictions could have adverse immigration consequences. At the conclusion of the colloquy,
    the circuit court accepted Bethea’s guilty pleas as “knowingly and intelligently” made “with a
    full understanding of the consequences thereof.”
    During Bethea’s subsequent sentencing hearing, the Commonwealth introduced written
    “victim impact statements” from both Wright and Williams. Wright testified in addition to his
    statement that during Bethea’s attack, he sustained a laceration to his head that required “nine
    staples” and that he continues to experience dizziness from this head injury. He also noted that
    he suffered financial loss from Bethea stealing his car and cell phone. Also, Williams testified
    for the Commonwealth, providing that as a result of her grandfather’s injuries, he was “not there
    -7-
    anymore mentally.” She also lamented that due to Bethea’s actions, she no longer “trust[s] men”
    and had lost the ability to “function.” She further stated that she continued to have “nightmares”
    from the incident.
    The circuit court which had previously ordered the preparation of a presentence
    investigation report received the report in evidence. The report which had been prepared by the
    probation officer with the assistance of Bethea included, in part, Bethea’s criminal history which
    reflected no prior adult convictions along with other data including responses by Bethea to
    questions relevant to sentencing posed by the probation officer.
    In mitigation of his sentence, Bethea called his father, Cecil Lindse (“Lindse”), and his
    aunt, Tracy Jones (“Jones”), to testify on his behalf concerning his history of mental illness.
    Lindse explained that Bethea required “special education” services in school as a child because
    he was “disabled” and that he later developed schizophrenia, bipolar depression, and anxiety
    disorders as an adult. Jones testified that before his arrest, Bethea was not receiving medications
    to treat his mental illness, but he had begun receiving psychiatric treatment while incarcerated.
    Counsel for Bethea then argued that his mental health diagnoses and other mitigating evidence—
    including his acceptance of responsibility by pleading guilty, limited criminal history, and the
    substantial period of jail time already served pending trial—justified leniency. In allocution,
    Bethea asserted that his commission of the offenses was the result of his inability to cope with
    the stress of his “toxic relationship” with Williams.
    The circuit court noted that although Bethea had pled guilty, he did not express remorse
    or apologize for his crimes. Rather, Bethea cited his “toxic relationship” with Williams as the
    reason for committing the crimes which demonstrated “a complete lack of understanding of the
    consequences” of his conduct. The circuit court then imposed a total sentence of 90 years’
    -8-
    incarceration, 10 of which were mandatory, with 63 years of the balance remaining suspended.
    Bethea appealed.
    II. ANALYSIS
    A. Standard of Review
    “Where a conviction is rendered upon . . . a [guilty] plea and the punishment fixed by law
    is in fact imposed in a proceeding free of jurisdictional defect, there is nothing to appeal.”
    Savino v. Commonwealth, 
    239 Va. 534
    , 539 (1990) (quoting Peyton v. King, 
    210 Va. 194
    ,
    196-97 (1969)). Thus, we review the plea agreement to determine its validity under the federal
    and Virginian constitutional requirements, which are questions of law subject to de novo review
    on appeal. Riddick v. Commonwealth, 
    72 Va. App. 132
    , 139 (2020). Also, “as a question of law,
    the interpretation of one of the Rules of [the Supreme] Court is subject to de novo review.” N.
    Va. Real Est., Inc. v. Martins, 
    283 Va. 86
    , 102-03 (2012).
    We review a circuit court’s sentencing decisions for abuse of discretion. See Minh Duy
    Du v. Commonwealth, 
    292 Va. 555
    , 564 (2016). “Only when reasonable jurists could not differ
    can we say an abuse of discretion has occurred.” 
    Id.
     (quoting Grattan v. Commonwealth, 
    278 Va. 602
    , 620 (2009)).
    B. Bethea’s voluntariness arguments are procedurally defaulted under Rule 5A:18.
    First, Bethea assigns error to the circuit court’s acceptance of his guilty pleas because he
    claims he did not enter them freely and voluntarily. Bethea further asserts that the “record failed
    to establish that [he] was given [adequate] notice of the elements” of the charged offenses
    because the circuit court did not recite each element during the plea colloquy.4 Relying on
    4
    In citing to Henderson v. Morgan, 
    426 U.S. 637
     (1976), Bethea contends on brief that
    “[i]n order to establish that a plea is knowingly entered into, the defendant must be given notice
    of the essential elements of the crime and of the range of possible penalties.” From this
    language, it appears Bethea also argues that the circuit court failed to advise him of the correct
    -9-
    Padilla v. Kentucky, 
    559 U.S. 356
     (2010), Bethea also contends that he was uninformed of
    various “collateral consequences” of his guilty pleas, including the fact that his convictions
    would disqualify him from accessing certain public benefits, prevent him from obtaining
    “business and occupational licenses,” and make him subject to “recidivist statutes.” Finally, he
    asserts that the circuit court “failed to establish for the record that [he] possessed the requisite
    mental competency to knowingly enter his pleas.”
    Bethea acknowledges that he did not move to withdraw his guilty pleas or otherwise
    preserve his arguments for appellate review but asks that we address his untimely arguments
    based on the good cause and ends of justice exceptions of Rule 5A:18. We decline to do so.
    1. The “good cause” exception to Rule 5A:18 does not apply because Bethea
    failed to object that his pleas were involuntarily entered despite ample
    opportunity to do so.
    “‘Good cause’ relates to the reason why an objection was not stated at the time of the
    ruling.” Pope v. Commonwealth, 
    60 Va. App. 486
    , 508 (2012) (quoting Campbell v.
    Commonwealth, 
    14 Va. App. 988
    , 996 (1992) (en banc)). “The Court may only invoke the ‘good
    cause’ exception where an appellant did not have the opportunity to object to a ruling in the
    [circuit] court; however, when an appellant ‘had the opportunity to object but elected not to do
    so,’ the exception does not apply.” Perry v. Commonwealth, 
    58 Va. App. 655
    , 667 (2011)
    (quoting Luck v. Commonwealth, 
    32 Va. App. 827
    , 834 (2000)).
    Here, the circuit court accepted Bethea’s guilty pleas on December 6, 2022, and it entered
    final judgment on June 6, 2023. “[T]o correct manifest injustice, the court within twenty-one
    days after entry of a final order may set aside the judgment of conviction and permit the
    “range of possible penalties” for each charged offense. But, as he fails to develop this potential
    argument beyond this isolated statement, we find it abandoned. Lafferty v. Sch. Bd. of Fairfax
    Cnty., 
    293 Va. 354
    , 365 (2017) (“Absent argument and authority, an assignment of error is
    deemed to be abandoned.”).
    - 10 -
    defendant to withdraw his plea.” Code § 19.2-296. Bethea had over six months to move to
    withdraw his pleas. But he did not do so. Nothing in the record suggests that anything prevented
    Bethea from filing such a motion. Thus, the good cause exception does not apply because
    Bethea failed to alert the circuit court that his pleas were involuntarily entered despite having
    ample opportunity to do so. See Perry, 
    58 Va. App. at 667
    .
    2. The “ends of justice” exception to Rule 5A:18 does not apply to Bethea’s
    assignment because the circuit court did not err.
    “The ‘ends of justice’ exception to Rule 5A:18 is ‘narrow and is to be used sparingly.’”
    Melick v. Commonwealth, 
    69 Va. App. 122
    , 146 (2018) (quoting Pearce v. Commonwealth, 
    53 Va. App. 113
    , 123 (2008)). Whether to apply the ends of justice exception involves two questions:
    “(1) whether there is error as contended by the appellant; and (2) whether the failure to apply the
    ends of justice provision would result in a grave injustice.” Commonwealth v. Bass, 
    292 Va. 19
    , 27
    (2016) (quoting Gheorghiu v. Commonwealth, 
    280 Va. 678
    , 689 (2010)). “To prevent the exception
    from swallowing the rule, Virginia courts applying the ends-of-justice exception require a defendant
    to present not only a winning argument on appeal but also one demonstrating that the [circuit]
    court’s error results in a ‘grave injustice’ or a wholly inexcusable ‘denial of essential rights.’”
    Winslow v. Commonwealth, 
    62 Va. App. 539
    , 546-47 (2013) (quoting Brittle v. Commonwealth, 
    54 Va. App. 505
    , 513 (2009)). “In order to avail [them]self of the exception, a defendant must
    affirmatively show that a miscarriage of justice has occurred, not that a miscarriage might have
    occurred.” Melick, 
    69 Va. App. at 146
     (quoting Redman v. Commonwealth, 
    25 Va. App. 215
    ,
    221 (1997)).
    To be constitutionally valid, a guilty plea “must be ‘knowingly, voluntarily, and
    intelligently’ given” and, on appeal, “‘the record must contain an “affirmative showing” that the
    guilty plea was entered voluntarily and intelligently.’” Holman v. Commonwealth, 
    77 Va. App. 283
    , 302 (2023) (quoting Hill v. Commonwealth, 
    47 Va. App. 667
    , 671, 674 (2006)). Moreover,
    - 11 -
    “Rule 3A:8(b) embodies the due process requirements for accepting a plea of guilty or nolo
    contendere.” Allen v. Commonwealth, 
    27 Va. App. 726
    , 732 (1998). That provision requires
    that before accepting a defendant’s plea, “the [circuit] court must determine if the defendant is
    aware of his constitutional rights, the nature of the charges against him, and whether the plea is
    intelligently and voluntarily made, all of which must appear on the record.” Zigta v.
    Commonwealth, 
    38 Va. App. 149
    , 157 (2002); see also Henderson v. Morgan, 
    426 U.S. 637
    , 645
    (1976) (holding that a defendant must receive “real notice of the true nature of the charge against
    him” for a plea to be voluntary (emphasis added) (quoting Smith v. O’Grady, 
    312 U.S. 329
    , 334
    (1941))).
    Here, Bethea raises three grounds that he contends establish that the circuit court erred in
    accepting his plea agreement: 1) that he was not given the proper notice required by Henderson,
    
    426 U.S. 637
    ; 2) that he was not informed of all the direct consequences of pleading guilty, as
    required by Padilla, 
    559 U.S. 356
    ; and 3) that his pleas were not voluntary because the circuit
    court “failed to establish” that he “possessed the requisite mental competency to knowingly enter
    his pleas” on the record. We take each in turn.
    a. Because Bethea discussed the elements of his offenses with his attorney
    before entering his pleas, Henderson is inapplicable.
    First, Bethea asserts that the circuit court committed error in approving his pleas, which
    would permit the exception’s application, as he asserts that “the record failed to establish” that he
    “was given notice of the elements” of the charged offenses as required by Henderson. In light of
    the clear evidence in the record, we disagree.
    Indeed, during his plea colloquy, Bethea acknowledged he had discussed the charges with
    his attorney and was aware of the elements of each offense and possible defenses. In addition,
    Bethea’s contention that due process required the circuit court to specify each element of the
    charged offenses before accepting his guilty pleas is unpersuasive. As noted, the Rules of the
    - 12 -
    Supreme Court of Virginia only require the circuit court to confirm that the defendant
    “understand[s] . . . the nature of the charge and the consequences of the plea.” Rule 3A:8(b)(1)
    (emphasis added).
    Moreover, Bethea’s reliance on Henderson is misplaced. Although, under Henderson, a
    defendant cannot voluntarily enter a guilty plea “without having been informed of the crime’s
    elements,” it is not always necessary for “the judge . . . himself [to] explain the elements of each
    charge to the defendant on the record.” Bradshaw v. Stumpf, 
    545 U.S. 175
    , 183 (2005). “Rather,
    the constitutional prerequisites of a valid plea may be satisfied where the record accurately reflects
    that the nature of the charge and the elements of the crime were explained to the defendant by his
    own, competent counsel.” 
    Id.
     Thus, in Henderson, the defendant’s guilty plea to second-degree
    murder was involuntary because during the plea colloquy “[t]here was no discussion of the elements
    of the offense of second-degree murder, no indication that the nature of the offense had ever been
    discussed with respondent, and no reference of any kind to the requirement of intent to cause the
    death of the victim.” Henderson, 
    426 U.S. at 642-43
     (emphasis added). In contrast, Bethea in this
    case confirmed that he had discussed the elements of the charged offenses with his attorney before
    deciding to plead guilty.
    b. The circuit court informed Bethea of all the direct consequences of his
    guilty pleas.
    Bethea next argues that, under Padilla, the circuit court’s failure to inform him of various
    consequences of his convictions rendered his guilty pleas invalid. As they were merely collateral,
    we find this argument to be unpersuasive.
    It is well established that “[f]or a guilty plea to be constitutionally valid, a defendant must be
    made aware of all the direct, but not the collateral, consequences of his plea.” Brown v.
    Commonwealth, 
    297 Va. 295
    , 302 (2019) (emphasis added) (quoting Meyer v. Branker, 
    506 F.3d 358
    , 367-68 (4th Cir. 2007)); see Zigta, 
    38 Va. App. at 157
     (“Neither Rule 3A:8(b) nor any statute
    - 13 -
    or case law in Virginia requires a [circuit] court to inform a defendant of any collateral
    consequences that may arise upon the entry of a guilty plea.”). Thus, the circuit court had no duty to
    advise Bethea that his convictions might result in the collateral consequences he cites on appeal.
    Padilla is likewise inapposite. That case did not address the voluntariness of the defendant’s
    guilty plea. Padilla, 
    559 U.S. at 374-75
    . Rather, the appellant in Padilla raised only a Sixth
    Amendment ineffective assistance of counsel claim, and primarily concerned the consequence that
    the defendant would face deportation as a result of his plea. 
    Id.
     As Bethea does not assert that he
    faces deportation as a result of his guilty pleas, Padilla does not apply to his case.
    c. As Bethea did not raise an issue related to his mental competency at the
    time he entered his plea agreement, the circuit court was not required to
    make that determination.
    Finally, Bethea argues that his pleas were not voluntary because the circuit court “failed to
    establish for the record that [he] possessed the requisite mental competency to knowingly enter his
    pleas . . . or otherwise exclude the possibility that [he] was suffering from diminished capacity.”
    Bethea does not claim that he was, in fact, incompetent when he entered his guilty pleas. Rather,
    he asserts that the circuit court erred by failing to conduct a competency hearing sua sponte to
    ensure he had the capacity to enter his guilty pleas voluntarily. We disagree.
    “Core due process principles forbid” states from convicting mentally incompetent
    defendants, either following a trial or on a guilty plea. Smith v. Commonwealth, 
    48 Va. App. 521
    ,
    532 (2006); see also Pate v. Robinson, 
    383 U.S. 375
    , 378 (1966). To prevail on a claim that a trial
    judge should have conducted a competency hearing sua sponte, an appellant “must establish that the
    . . . [circuit] court ignored facts raising a ‘bona fide doubt’ regarding [his] competency to stand
    trial.” Burket v. Angelone, 
    208 F.3d 172
    , 192 (4th Cir. 2000); Pate, 
    383 U.S. at 385
    ; Godinez v.
    Moran, 
    509 U.S. 389
    , 401 n.13 (1993) (noting that a circuit court need not conduct a competency
    hearing during a guilty plea colloquy unless there is “reason to doubt the defendant’s competence”).
    - 14 -
    The test for competency to plead guilty or stand trial “is whether the defendant has ‘sufficient
    present ability to consult with his lawyer with a reasonable degree of rational understanding’ and
    has ‘a rational as well as factual understanding of the proceedings against him.’” Godinez, 
    509 U.S. at 396
     (quoting Dusky v. United States, 
    362 U.S. 402
    , 402 (1960) (per curiam)); see also Code
    § 19.2-169.1(A) (specifying criteria for incompetency). “Although there are ‘no fixed or immutable
    signs which invariably indicate the need for further inquiry to determine fitness to proceed,’
    ‘evidence of a defendant’s irrational behavior, his demeanor at trial, and any prior medical opinion
    on competence to stand trial are all relevant.’” Burket, 
    208 F.3d at 192
     (quoting Drope v. Missouri,
    
    420 U.S. 162
    , 180 (1975)). Other factors probative of a defendant’s competency include his trial
    counsel’s opinion on the subject, Clark v. Commonwealth, 
    73 Va. App. 695
    , 708 (2021), and his
    counsel’s decision not to raise competency as an issue, Burket, 
    208 F.3d at 192
    . We give significant
    weight to the last two factors because defense counsel often is “in the best position to speak to [his]
    client’s ability to understand proceedings and assist counsel at trial.” Clark, 73 Va. App. at 708.
    Here, Bethea failed to demonstrate that his mental capacity was in question at the time he
    entered the plea agreement. Indeed, neither Bethea nor his trial counsel raised the issue of
    competency at the plea hearing. See Burket, 
    208 F.3d at 192
    . Although before pleading guilty,
    Bethea requested a continuance to undergo a second forensic evaluation of his sanity during the
    offenses and obtain witnesses to corroborate an insanity defense, Bethea’s state of mind at that time
    was irrelevant to the question of whether he was competent to plead. See Godinez, 
    509 U.S. at 396
    .
    Furthermore, nothing in the record suggests that Bethea was incompetent when he entered
    his guilty pleas. To begin, a forensic evaluator previously had examined Bethea and opined that he
    was competent to stand trial. Although Bethea suffered from several mental illnesses, the evaluator
    concluded that he “possesse[d] a capacity for rational and factual understanding of court and the
    ability to assist counsel in his own defense.” Consistent with those findings, Bethea confirmed
    - 15 -
    during the plea colloquy that he did not have “any mental conditions” that would interfere with his
    ability to assist his counsel or understand the proceedings. Bethea also verified that he was not
    under the influence of drugs or alcohol; could “read, write[,] and understand the English
    Language”; and had signed the written plea agreement accepted by the court after discussing its
    terms with his attorney.
    Also, the proffers the circuit court received from Bethea’s counsel just before conducting the
    plea colloquy suggested Bethea’s counsel thought he was competent. See Clark, 73 Va. App. at
    708. Indeed, Bethea’s attorney proffered that he recently had received a plea offer from the
    Commonwealth and needed more time to review it with Bethea and discuss his trial rights, thus
    implying he believed that Bethea could plea bargain intelligently and voluntarily waive his trial
    rights. Also, to note, Bethea’s counsel never raised the issue of competency again after the initial
    evaluation was completed. He even explicitly represented in a prior proceeding, “I’m not concerned
    about [Bethea’s] competency to stand trial.” Thus, Bethea has failed to demonstrate that the circuit
    “court ignored facts raising a ‘bona fide doubt’ regarding [his] competency to stand trial.” Burket,
    
    208 F.3d at 192
    . Therefore, we cannot conclude that the circuit court erred by failing to conduct a
    competency hearing sua sponte before accepting his guilty pleas.
    In sum, each of Bethea’s arguments fail to establish that the circuit court erred as alleged.
    Thus, the ends of justice exception does not apply and his assignment is waived.
    C. The circuit court properly weighed Bethea’s mitigating evidence in fashioning his
    sentence.
    Next, Bethea contends that the circuit court erred by imposing a 27-year active sentence
    against him without properly weighing his mitigating evidence, including his acceptance of
    responsibility by pleading guilty, his limited criminal record, and the substantial period of time
    he spent in jail awaiting trial. His argument implies that because the circuit court did not
    - 16 -
    specifically mention those factors in fashioning his sentence, it must have “ignored” them. We
    disagree.
    “[W]hen a statute prescribes a maximum imprisonment penalty and the sentence does not
    exceed that maximum, the sentence will not be overturned as being an abuse of discretion.” Laney
    v. Commonwealth, 
    76 Va. App. 155
    , 166 (2022) (alteration in original) (quoting Minh Duy Du, 
    292 Va. at 564
    ). It is within the circuit court’s purview to weigh the mitigating circumstances of the
    case in deciding a sentence, including those circumstances Bethea cites on appeal. Keselica v.
    Commonwealth, 
    34 Va. App. 31
    , 36 (2000). Balanced against the circumstances that may have
    favored Bethea, however, were the seriousness of his offenses, the enduring harm his attack caused
    the victims, and his lack of remorse. And “[b]arring clear evidence to the contrary, this Court will
    not presume that a [circuit] court purposefully ignored mitigating factors in blind pursuit of a harsh
    sentence.” Bassett v. Commonwealth, 
    13 Va. App. 580
    , 584 (1992).
    Here, Bethea’s argument fails to identify such clear evidence, instead merely suggesting that
    the circuit court must have ignored his mitigating evidence because it did not expressly reference it
    in making its sentencing determination. The circuit court was not required to explain the specific
    weight it assigned to each piece of evidence. Indeed, “[a]bsent a statutory requirement to do so, ‘a
    [circuit] court is not required to give findings of fact and conclusions of law.’” Bowman v.
    Commonwealth, 
    290 Va. 492
    , 500 n.8 (2015) (quoting Fitzgerald v. Commonwealth, 
    223 Va. 615
    ,
    627 (1982)).
    Moreover, “once it is determined that a sentence is within the limitations set forth in the
    statute under which it is imposed, appellate review is at an end.” Thomason v. Commonwealth, 
    69 Va. App. 89
    , 99 (2018) (quoting Minh Duy Du, 
    292 Va. at 565
    ). Here, the sentence the circuit court
    imposed was within the ranges set by the legislature. See Code §§ 18.2-10, -47, -51, -53.1, -58, -95,
    - 17 -
    -308.2. Thus, we conclude that the circuit court appropriately weighed Bethea’s mitigating
    evidence before imposing a sentence within the limitations set by the legislature.
    III. CONCLUSION
    For the foregoing reasons, we find no error. Thus, the judgment of the circuit court is
    affirmed.
    Affirmed.
    - 18 -
    

Document Info

Docket Number: 1019231

Filed Date: 8/13/2024

Precedential Status: Non-Precedential

Modified Date: 8/13/2024