In re D.S. and W.S., Juveniles ( 2016 )

NOTICE: This opinion is subject to motions for reargument under V.R.A.P. 40 as well as formal
revision before publication in the Vermont Reports. Readers are requested to notify the Reporter
of Decisions by email at: JUD.Reporter@vermont.gov or by mail at: Vermont Supreme Court, 109
State Street, Montpelier, Vermont 05609-0801, of any errors in order that corrections may be made
before this opinion goes to press.
2016 VT 130No. 2016-182
In re D.S. and W.S., Juveniles Supreme Court
On Appeal from
Superior Court, Caledonia Unit,
Family Division
September Term, 2016
Robert R. Bent, J.
Michael Rose, St. Albans, for Appellant Mother.
Matthew Valerio, Defender General, and Sarah Star, Appellate Defender, Montpelier, for
Appellant Father.
William H. Sorrell, Attorney General, Montpelier, and Jody A. Racht, Assistant Attorney
General, Waterbury, for Appellee State.
Allison N. Fulcher of Martin & Associates, PC, Barre, for Appellee Juvenile.
PRESENT: Reiber, C.J., Dooley, Skoglund and Robinson, JJ., and Teachout, Supr. J.,
Specially Assigned
¶ 1. DOOLEY, J. Mother and father separately appeal from a family court judgment
terminating their parental rights to the minors D.S. and W.S. Mother contends the court improperly
relied on factors beyond her control in concluding that her ability to parent had stagnated. Father
asserts: (1) the court improperly failed to address individually whether his ability to parent the
children had stagnated; (2) the evidence failed to show that he was unable to resume parenting
within a reasonable time; and (3) the court violated his right to due process of law by relying on
expectations not in the case plan. We reverse as to both parents and remand.
¶ 2. The facts may be summarized as follows. Although family services had earlier
been provided to the family, these proceedings arose out of a report in early July 2014 that D.S.,
then a little under two-and-a-half years old, had been found unsupervised at the Danville Post
Office, located near the family’s residence. A social worker with the Department for Children and
Families (DCF) visited the home the next day and observed D.S.’s younger brother W.S., then
about five months old, rolled in a blanket with a bottle propped up nearby, which raised concerns
about the safety of the child’s sleep environment. Shortly thereafter, the parents violated a DCF
safety plan that had called for the children to stay with their paternal grandparents, resulting in an
emergency care order placing them with the grandparents, with whom they have since remained.
¶ 3. In September 2014, the parents agreed to an adjudication that the children were in
need of care or supervision (CHINS) based on stipulated facts, including those noted above
concerning D.S. and W.S., as well as the fact that father had a conviction for aggravated domestic
assault from a prior relationship, was diagnosed with bipolar disorder, and was not taking his
medication.
¶ 4. In October 2014, the court adopted a disposition plan with concurrent goals of
reunification by March 2015 or adoption. The plan recommended extensive parenting education
services for both mother and father, including Family Time coaching through Easter Seals, as well
as individual counseling. Despite the plan’s projected end-date of March 2015, in December 2014
DCF amended its case-plan goal to adoption based, as the court found in this termination-of-
parental-rights proceeding, on its conclusion that mother had not “progress[ed] beyond the very
basics” in keeping the children safe, and father had not participated regularly in Family Time
coaching. DCF did not request that the court amend the disposition order. The court found further
with respect to father that his work schedule from October through December 2014 had prevented
his regular participation in Family Time coaching; that a request to schedule father separately from
mother was denied by DCF in part because DCF had identified mother as the primary caretaker;
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and that by January 2015, father had begun to participate more regularly in Family Time sessions,
and the Family Time coach “did not have concerns with respect to [f]ather’s capacity to attend to
the safety of the children.”
¶ 5. In January 2015, the State filed petitions to terminate parental rights. An
evidentiary hearing was held over the course of three days in October and December 2015, and
January 2016, and the court issued a written decision in May 2016. The court found, with respect
to mother, that although she had been diligent in attending the recommended programs, she had
made little progress toward the case plan’s basic “expectations for ensuring a safe environment for
the children” and “remain[ing] focused on [their] needs.” Accordingly, the court concluded that
mother’s ability to parent the children had stagnated, and applying the statutory best-interests
criteria, further concluded that she was not playing a constructive role in the children’s lives, and
could not resume parental responsibilities within a reasonable time. As discussed more fully
below, the court found that although father had largely addressed any concerns that had led to DCF
intervention, he did “not appear to want to parent on his own,” and as such, could not resume
parental responsibilities. Accordingly, the court granted the petitions. These separate appeals
followed.
¶ 6. The family court generally undertakes a two-step analysis in termination-of-
parental-rights cases, first determining whether there has been a substantial change in material
circumstances from the initial disposition order, and, if there has, whether the best interests of the
child require termination of parental rights. In re S.W., 2003 VT 90, ¶ 4, 176 Vt. 517, 833 A.2d
879 (mem.). A substantial change of circumstances “is most often found when a parent’s ability
to care for a child has either stagnated or deteriorated over the passage of time.” Id. (quotation
omitted). Stagnation may be found when the parent “has not made the progress expected in the
plan of services . . . despite the passage of time.” In re D.M., 2004 VT 41, ¶ 5, 176 Vt. 639, 852
A.2d 588 (mem.). We will affirm the trial court’s findings in support of changed circumstances
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unless they are clearly erroneous, and its conclusions if reasonably supported by the findings. In
re S.W., 2003 VT 90, ¶ 4.
¶ 7. We have also recognized that “stagnation caused by factors beyond the parents’
control could not support termination of parental rights.” In re S.R., 157 Vt. 417, 421-22, 599
A.2d 364, 367 (1991). Mother claims that this was the case here for several reasons. First, she
cites several deficiencies in the case plan itself, which were identified by the trial court. In
particular, the court noted that the plan did not contain a separate “statement of family changes
needed to correct the problems necessitating State intervention,” as required by 33 V.S.A.
§ 5316(b)(5). The court further concluded, however, that the necessary changes were apparent
from the factors leading to DCF custody, the parents’ identified areas of risk, and the objectives
detailed in the case plan. These objectives were plainly stated, and included requirements that
mother “acknowledge that the lack of supervision and unsafe sleep put the boys at risk,”
demonstrate “a willingness to learn how to safely parent,” “show that she is able to respond to
coaching [] during Family Time and apply what she is learning in the Nurturing Parent Program
to time spent with the boys,” and engage in “Child-Parent Psychotherapy to learn how to safely
parent the boys and form a healthy attachment.” In addition, the plan called for mother to engage
in individual counseling to address her own childhood “trauma so that she is able to safely parent”
D.W. and W.S. As the trial court concluded, these statements adequately conveyed the changes
necessary for mother to correct the problems that led to DCF intervention.
¶ 8. Mother also cites the trial court’s observations that the case plan’s requirement that
she engage in individual counseling in order to “work through” her childhood trauma did not
appear to have been based on any “evaluative process made known to the court,” and that “[a]
comprehensive clinical assessment may have provided greater clarity as to [mother’s] mental
health or cognitive issues and whether they could be meaningfully addressed.” The court’s
observations in this regard were just that—observations. The court did not rely to any extent on
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mother’s failure to engage in individual counseling in its finding of stagnation. Whatever
deficiencies existed in this regard, therefore, were harmless. See In re B.S., 163 Vt. 445, 454, 659
A.2d 1137, 1143 (1995) (noting that reversal is required only where error results in prejudice).
¶ 9. Additionally, mother maintains that the court’s findings contain no “indication that
[her] alleged stagnation was the result of non-engagement in recommended services.” This is
technically correct but of limited significance. As noted, the court’s finding of stagnation was not
based on mother’s failure to engage in services but on her failure to make meaningful progress
over time in the parenting programs she attended. Although mother had generally engaged in the
recommended programs, the court found that she “was unable to learn and apply best practices
concerning the infant’s sleep environment” and was unable to “consistently follow directions and
simple instructions or [] to fulfill simple expectations for ensuring a safe environment for the
children.”
¶ 10. Finally, mother notes the court’s finding that Family Time coaching ended just as
she “was beginning to show some progress.” Although her argument is not well developed, it
refers to DCF’s decision to shift to an adoption-only goal in December 2014, before the March
2015 end-date contemplated in the case plan. The court found, in this regard, that mother’s
progress to the point when services were terminated was inadequate, and predicated its finding of
stagnation on that basis. Mother’s argument is essentially that DCF’s decision was premature. For
the reasons set forth below, we agree.
¶ 11. Although DCF determined to modify the case plan in December 2014, the trial
court found—and the record shows—that Family Time coaching actually continued through
January and February 2015; that father’s work schedule had changed sufficiently for him to
become engaged in sessions at this time; and that mother “made some gains in Family Time
Coaching during January and February 2015” in addressing child-safety issues. Despite these
gains, the court further found that “the Coaching never advanced to more substantive parent-child
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issues . . . . [because] DCF had decided to close down Family Time Coaching on the
recommendation of the Family Time coach—and shift to an adoption-only case plan,” making it
“impossible for the court to determine whether Mother’s gains would have been more meaningful
if Family Time Coaching had continued.”1
¶ 12. The difficulty of determining mother’s future progress notwithstanding, the Family
Time coach testified that mother showed improvement when father re-engaged in early 2015 and
both parents were present to “support[] one another.” The coach testified that her need to intervene
to assist mother became less frequent with father’s participation, and she noted significant progress
during this period in mother’s ability to engage with the children and show affection. Indeed, the
Family Time coach acknowledged that “safety was not much of an issue when [father] was present
in the last two months [i.e., January and February 2015] of Family Time coaching.”
¶ 13. The court further found that, “when Family Time coaching ended in February 2015,
and the adoption-only case plan began,” DCF required that supervised visits occur in the Family
Room, a secure visitation center. The court found that visits in this setting initially went well; that
the children were excited to see their parents; and that “the parents seemed to engage in play with
the boys and set limits that the boys responded to” and “appropriately encourage[d] development.”
The supervisor “did not report any safety issues or . . . failure to intervene when something was
unsafe.” Unfortunately, the parents’ supervisor left the program and the court found that
“[t]hrough the fault of the Family Room, visits with the children thereafter became inconsistent”
and under the new supervisor were not “designed to assist or increase parental autonomy with
respect to the children.”
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The Family Time coach testified that Easter Seals closed the Family Time referral only
when DCF changed the case plan goal to adoption only. The DCF social worker testified that DCF
decided to change the goal to adoption in December 2014, prior to the contemplated end-date of
March 2015, principally because of mother’s failure to make sufficient progress in Family Time
coaching, and also because mother had not signed up for the Safe Babies Program.
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¶ 14. In light of these findings, the conclusion is inescapable that DCF’s decision to shift
from a concurrent goal of reunification/adoption to adoption-only—several months before the
timeframe contemplated in the approved case plan—was premature. Although, as the trial court
observed, it is impossible to know whether mother would have progressed sufficiently to resume
parental responsibilities, the evidence and findings indicate that—in the co-parenting scenario
envisioned in the case-plan—mother had made progress and did well under supervision until
staffing changes inhibited further progress. Accordingly, we conclude that the predicate finding
that mother’s failure to progress amounted to stagnation was unsupported, and therefore that the
judgment terminating mother’s parental rights must be reversed.
¶ 15. Turning to father’s claims, he asserts that the trial court improperly failed to make
an individual determination as to whether his ability to care for the children had stagnated; that the
evidence failed to support a finding that termination of his parental rights was in the children’s
best interests; and that the court violated his due process rights by terminating his parental rights
without adequate notice of changes necessary for him to reunite with the children.
¶ 16. As to father’s first claim, the issue is moot because, as discussed earlier, the finding
of stagnation as to mother was premature.
¶ 17. We agree, however, that the findings are insufficient to support a conclusion that a
termination of father’s parental rights was in the best interests of the children. In assessing a
petition to terminate parental rights, the family court “must consider each parent individually.” In
re H.A., 153 Vt. 504, 513, 572 A.2d 884, 889 (1990). Here, the court’s findings on whether a
termination of father’s parental rights was in the children’s best interests were minimal, at best.
The court noted that father’s participation in the children’s lives had been limited, but found that
this was largely due to unwarranted restrictions by DCF. It further found that, if mother’s rights
were terminated and father’s remained intact, father would ultimately “place responsibility for the
children with” mother. This finding was apparently predicated on mother’s history as the primary
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parent, the court’s additional finding that father had not “developed an independent presence” with
the children, and ultimately its finding that father “does not appear to want to parent on his own.”
Thus, the court concluded that “neither parent appears to have the ability to fulfill their parental
duties within a reasonable period of time.”
¶ 18. These findings, which comprise the bulk of the court’s consideration of the best-
interests criteria as to father, are not supported by clear and convincing evidence, and do not in
turn support a conclusion that a termination of father’s parental rights was in the children’s best
interests. Although the State asserts otherwise, the only evidence it cites to support the finding of
father’s unequivocal unwillingness to parent on his own is that the parents were married and
“presented as an intact parenting couple” in the case plan, that their Family Time coach approached
them as a co-parenting couple, and that they stated in their proposed findings that they planned to
continue to reside together and “co-parent the children if the Court denies the petition to terminate
their parental rights.”2
¶ 19. These facts do not, however, clearly and convincingly demonstrate that father was
unwilling or unable to parent the children alone, or support a conclusion that, even with mother’s
rights terminated, the children’s best interests required a termination of father’s, as well. As the
State notes, the parents and DCF had proceeded on the assumption of a reunified co-parenting
family; there was no plan of services predicated on father’s assuming sole parental responsibility,
and no evidence offered on that point. To the extent that the evidence showed anything about
father’s commitment, it showed—as the court elsewhere found—that he had successfully
addressed the case plan goals concerning his mental health, his potential for domestic violence,
and certain “unspecified deficits in parenting skills.” As to the issue of domestic violence, the
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Although not cited by the trial court or the State, we also note that the case plan’s author
stated that a domestic violence specialist told her that father had told the specialist that he
considered it mother’s responsibility to care for the children. This double hearsay does not
demonstrate clearly that father was unwilling to assume parental responsibilities in the event that
mother’s parental rights were terminated.
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court found “no evidence that [f]ather used physical violence against either his wife or either of
the subject children,” and concluded that the State had not “proven by the requisite standard that
domestic violence on the part of [f]ather has been present in the household” or that father could be
faulted for failing to address it. As to father’s bipolar diagnosis, the court found no evidence to
show how, if at all, it “may have impacted the children,” and further found that father had “taken
steps to improve his mental health and has demonstrated treatment compliance.” Finally, as to
father’s parenting skills, the court found that “[t]o the extent the case plan anticipated improved
parenting skills on [f]ather’s part, it does not identify those parenting skills [f]ather lacked which
were to be addressed by the Family Time coaching model.” The court also found in this regard
that father’s less than “robust” contact with the children was initially attributable to DCF’s
restrictions based on unsubstantiated concerns about father’s domestic violence and mental health,
and that later supervision of his visits was not done in the “least restrictive setting for parent-child
contact [and] ha[d] allowed for little growth in the relationship between [f]ather and his children.”
¶ 20. Without a showing of father’s failure to successfully complete a plan of services
designed to maximize his opportunity to safely parent the children and resume parental
responsibilities within a reasonable time, we cannot conclude that the evidence was sufficient to
demonstrate that a termination of his parental rights was in the best interests of the children.
Accordingly, we conclude that the judgment as to father must also be reversed. Our holding
renders it unnecessary to address father’s remaining claims.
The judgment of termination of mother’s and father’s parental rights is reversed, and the
case is remanded for further proceedings consistent with this decision.
FOR THE COURT:
Associate Justice
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