Champlain Marina, Inc. Dock Expansion ( 2009 )

STATE OF VERMONT
ENVIRONMENTAL COURT
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In re Champlain Marina, Inc., Dock Expansion } Docket No. 28-2-09 Vtec
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Decision on Multiple Motions
This appeal arises out of a decision by the Vermont Agency of Natural Resources
(“ANR”), granting conditional approval to Champlain Marina, Inc. (“Applicant”), to amend its
permit to lengthen one of its existing docks in the Spaulding Bay area of Lake Champlain in
Colchester and to add additional finger docks to the new dock extension. A group of neighbors
(“Neighbors”) filed a timely appeal of that decision.1
Three motions are currently pending before the Court. ANR has filed a motion
requesting clarification of Neighbors’ Statement of Questions, and Neighbors have consented to
do so and have responded with a Revised Statement of Questions. Applicant has filed a motion
to determine that there is only one appellant in this case and a motion to dismiss the appeal for
lack of standing, and Neighbors have responded in opposition to both of these motions. We
address each motion in turn.
I. ANR’s Motion to Clarify Neighbors’ Statement of Questions
Neighbors’ initial Statement of Questions raised a number of concerns that Neighbors
had with ANR’s decision, but (according to ANR) Neighbors failed to identify any statutory or
other legal basis for their arguments. Thus, ANR filed a motion requesting clarification of
Neighbors’ Statement of Questions. See V.R.E.C.P. 5(f) (“The statement is subject to a motion
to clarify or dismiss some or all of the questions.”).
ANR correctly notes that “the statement of questions should be a short, concise and plain
statement that will establish the scope of the appeal, and ultimately, the scope of the issues for
trial.” Appeal of Rivers Dev., LLC, Nos. 7-1-05 Vtec & 68-3-07 Vtec, slip op. at 14 (Corrected)
1
Applicant is represented in this appeal by Craig Weatherly, Esq.; ANR is represented by Michael Steeves, Esq.;
and Neighbors, who initially appeared in this proceeding representing themselves, are now represented by Steve
Reynes, Esq. (except for Robert A. Metcalf, who still represents himself, but is yet to indicate any plans to
participate in these proceedings). The Neighbors represented by Attorney Reynes are Thomas A. and Margaret A.
Battey; David R. Wood; Kenneth Brown; Marlene Williamson; Laurel Butler; Deborah Rabideau; Wes Weaver;
Dennis Reichardt; Linda and Sam Jackman; Renae Hance; John P., Susan R., Lindsey, and John R. Louchheim;
Kathryn J. and Stephen C. DePasquale, Jr.; Beverly I. and Gordon A. Watson; Bruce and Michelle Bouchard; Joseph
H. Boyd; Ann Burzynski; Neil Metzner; Frank Shea; and Catherine Rush.
1
(Vt. Envtl. Ct. Jan. 18, 2008) (Durkin, J.); accord In re Unified Buddhist Church, Inc., Indirect
Discharge Permit, No. 253-10-06 Vtec, slip op. at 5 (Vt. Envtl. Ct. May 11, 2007) (Wright, J.)
(“The other parties are entitled to a statement of questions that is not vague or ambiguous, but is
sufficiently definite so that they are able to know what issues to prepare for trial.”).
Rather than disputing ANR’s motion, Neighbors have consented to it and have filed a
Revised Statement of Questions, which includes citations to specific legal authorities.
We have previously noted that the decision to grant a motion to amend a statement of
questions depends upon whether the motion will “prejudice the other parties.” Appeal of Town
of Fairfax, No. 45-3-03 Vtec, slip op. at 5 (Vt. Envtl. Ct. June 13, 2005) (Wright, J.); accord
Appeal of Osherenko, No. 79-5-04 Vtec, slip op. at 6 (Vt. Envtl. Ct. June 22, 2005) (Durkin, J.).
To date, neither ANR nor Applicant has objected to the Revised Statement of Questions (other
than Applicant’s previously filed motion to dismiss), and we find no prejudice to them resulting
from the granting of the motion to clarify. We therefore GRANT ANR’s motion to require that
Neighbors’ clarify their Statement of Questions, and we note that Neighbors’ Revised Statement
of Questions now controls the scope of this appeal.
II. Applicant’s Motion to Determine that There Is Only One Appellant
Applicant has filed a motion asking this Court to determine that there is only one
appellant in this case. At the time that Applicant filed this motion, Applicant was faced with the
burdensome task of sending copies of all of its legal filings to each of the original 31 appellants.
Fortunately, subsequent developments have largely mooted this issue. Three appellants have
withdrawn from the case, and of the 28 that remain, 27 of them are now represented by Attorney
Reynes. Only Robert A. Metcalf remains as an unrepresented appellant, and he is yet to take an
active role in these proceedings. Thus, Applicant no longer needs to incur the expense of 31
individual mailings for each filing; rather, only ANR, Attorney Reynes, and Mr. Metcalf are
currently entitled to receive individual copies of Applicant’s filings. For so long as Attorney
Reynes remains the attorney of record for 27 of the 28 named Neighbors, we decline to require
Neighbors as a whole to nominate an individual spokesperson.2
2
If all of the appellants had remained unrepresented in this appeal, the Court could have exercised its discretion to
ask Neighbors to appoint a representative to receive documents and distribute them to other appellants. The Court
has done so in the past when an appeal involves a large number of unrepresented parties who have a common
interest or neighborhood. In this case, however, the appearance of Attorney Reynes serves a similar function, and
Applicant is no longer faced with the burdensome task of copying and mailing documents to an inordinate number
of individuals.
2
Applicant places great weight on the fact that Neighbors have only paid one entry fee,
suggesting that multiple fees are required if each wishes to be treated as an individual appellant.
We disagree. It has long been the practice of this Court to allow multiple parties to join together
in the filing of a single appeal with a single payment. We find support for this practice in our
Rule 5(b)(3), which states that “[t]he notice of appeal must specify the party or parties taking the
appeal.” V.R.E.C.P. 5(b)(3) (emphasis added). Thus, Neighbors did not violate any procedural
rules by filing an appeal together with a single payment. We therefore DENY Applicant’s
motion to require each of these common appellants to pay a separate filing fee.
Applicant also expresses what appear to be legitimate concerns about whether individual
Neighbors will attempt to raise separate issues, pose individual interrogatories, or schedule
separate depositions. While these concerns of what might be asserted in the future appear
legitimate, there is no evidence in the record before us that any of the individual Neighbors,
including Mr. Metcalf (who represents himself), is asserting individualized claims or discovery
requests. Neighbors filed a single Statement of Questions and are now bound by the limitations
that their Statement of Questions imposed upon the legal issues that may be raised in this appeal.
See, e.g., Vill. of Woodstock v. Bahramian, 160 Vt. 417, 424 (1993); V.R.E.C.P. 5(f). They
chose to file, collectively, a single Notice of Appeal and pay a single filing fee. To the extent
that Applicant believes that one of more of these Neighbors is acting beyond the scope of their
collective filings, Applicant may present their concerns once such actions have been taken.
Before then, this Court is disinclined to provide an advisory opinion.
Applicant has also expressed concern that the existence of an unrepresented appellant—
who may choose not to participate in Court proceedings or in mediation directed by the Court—
will frustrate settlement negotiations or other efforts to bring finality to this matter. Again, we
feel compelled to refrain from rendering an advisory opinion, and we decline to address this
issue until the complained-of actions occur. To the extent that a party declines to participate in
Court proceedings when invited or directed to do so, this Court has a variety of tools at its
disposal to respond to such actions. We reserve the right to exercise the appropriate discretion
when such circumstances arise, but decline to do so when such actions have not yet been taken.
III. Applicant’s Motion to Dismiss for Lack of Standing
Applicant has filed a motion to dismiss on the grounds that Neighbors lack standing to
raise the issues that they have presented in this appeal. The Vermont Supreme Court has
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recognized that standing is a threshold issue affecting whether a party has the right to bring an
appeal:
Vermont courts have subject matter jurisdiction only over actual cases or
controversies involving litigants with adverse interests. One element of the case
or controversy requirement is that plaintiffs must have standing, that is, they must
have suffered a particular injury that is attributable to the defendant and that can
be redressed by a court of law. Without standing, the court has no jurisdiction
. . . . Because standing is a necessary component of the court’s subject-matter
jurisdiction, it cannot be waived, and its absence can be raised at any time.
Bischoff v. Bletz, 2008 VT 16, ¶ 15, 183 Vt. 285 (internal citations and quotations omitted).
Similarly, this Court has recognized that “a party’s standing or party status may be raised
at any time.” 114 Coll. St. Permit Amendment, No. 227-09-06 Vtec, slip op. at 2 (Vt. Envtl. Ct.
Dec. 14, 2007) (Wright, J.).3
The doctrine of standing has both constitutional and prudential components. Warth v.
Seldin, 422 U.S. 490, 498 (1975); Hinesburg Sand & Gravel Co. v. State of Vt., 166 Vt. 337, 341
(1997). The constitutional components are “(1) injury in fact, (2) causation, and (3)
redressability.” Hinesburg, 166 Vt. at 341. The prudential components “include the general
prohibition on a litigant’s raising another person’s legal rights, the rule against adjudication of
generalized grievances, and ‘the requirement that a plaintiff’s complaint fall within the zone of
interests protected by the law invoked.’” Id. (quoting Allen v. Wright, 468 U.S. 737, 751
(1984)).
Although a legislative body cannot dispose of the constitutional components of standing,
it is free to alter—and even eliminate—the prudential components of standing. Bennett v. Spear,
520 U.S. 154, 163–66 (1997). For instance, the Bennett Court held that Congress’ use of the
phrase “any person” in the citizen suit provision of the Endangered Species Act had “the obvious
3
Procedurally speaking, “this Court does not require appellants to file the type of in-depth civil complaint that
would ordinarily assert a basis for standing.” In re Verizon Wireless Barton Permit, No. 133-6-08 Vtec, slip op. at 9
(Vt. Envtl. Ct. May 20, 2009) (Durkin, J.). Thus, although the U.S. Supreme Court has recently noted in a 5-4
decision that plaintiffs cannot submit documents to remedy standing defects “retroactively,” Summers v. Earth
Island Inst., 129 S. Ct. 1142, 1150 n.* (Mar. 3, 2009), we do not view Summers as a bar to analyzing the documents
that Neighbors have submitted here. Rather, because Neighbors bring this appeal under 10 V.S.A. § 8504(a), this
Court is directed to “automatically accord[]” them party status. V.R.E.C.P. 5(d)(2). As a result, “the burden then
falls upon other parties or the Court itself” to challenge party status or standing. Verizon, No. 133-6-08 Vtec, slip
op. at 9.
In this appeal, Applicant has challenged Neighbors’ standing by filing a motion to dismiss. In response to this
challenge, Neighbors have filed a number of documents to support their claim of standing. Neighbors’ documents
are therefore filed precisely in accordance with our procedural rules; we do not find them to be filed “retroactively.”
Summers, 129 S. Ct. at 1150 n.*. Further, Summers only bars the submitting of documents “[a]fter the [trial] Court
ha[s] entered final judgment.” Id. We are, of course, not yet at that stage in these proceedings.
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purpose” of “encourag[ing] enforcement by so-called ‘private attorneys general.’” Id. at 165.
As a result, standing under the Endangered Species Act, like standing under the Civil Rights Act
of 1968, is “expanded to the full extent permitted under Article III” of the Constitution. Id.
(citing Trafficante v. Metro. Life Ins. Co., 409 U.S. 205 (1972)).
The statute at issue in this case grants standing to “any person aggrieved by an act or
decision of [ANR].” 10 V.S.A. § 8504(a).4 The statute defines a “person aggrieved” as “a
person who alleges an injury to a particularized interest protected by the provisions of law listed
in section 8503 of this title, attributable to an act or decision by [ANR] . . . that can be redressed
by the environmental court or the supreme court.” 10 V.S.A. § 8502(7). This definition
incorporates all three of the constitutional requirements of standing—injury in fact, causation,
and redressability—as well as the prudential requirements that an injury be particularized (not
merely a generalized grievance) and fall within the zone of interests.
We first note that the requirements of causation and redressability are easily met in this
case. All of the parties agree that Applicant needs a permit amendment to extend its dock. See
29 V.S.A. § 403. ANR granted that permit amendment—a decision that (if upheld) could lead to
increased boat traffic that Neighbors assert could harm their lake-side properties. Thus,
Neighbors have presented a plausible showing of causation that is within the jurisdiction of this
Court as it considers the conformance of the pending dock extension application with the public
good provisions of 29 V.S.A. § 405(b). Redressability also appears to be present here because
Neighbors’ alleged injuries could disappear if this Court on appeal denies the pending request for
a permit amendment.
The heart of Applicant’s standing argument is the claim that Neighbors will not suffer
any particularized injury that is protected by statute. According to Applicant, all of Neighbors’
concerns are shared by others and are therefore not particularized. We disagree. It is undisputed
that Neighbors own property in the immediate vicinity of the proposed dock expansion. (See Ex.
2 attached to Neighbors’ Mem. in Resp. to Applicant’s Mot. to Determine Party Status and Mot.
to Dismiss.) Neighbors allege that they will be personally injured by increased erosion to their
property, increased noise, increased vehicular traffic, and the loss of particular plants and
wildlife that Neighbors enjoy, all as a consequence of the proposed dock expansion. (See id.)
4
The statute also grants standing to “any party by right,” id., but the definition of a “party by right” cannot be read
to include Neighbors and is therefore inapplicable here. See 10 V.S.A. § 8502(5).
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Neighbors claim that the expected increase in boat traffic created by Applicant’s project will
cause or contribute to these anticipated injuries. (See id.)
The burden for showing an injury in fact is not a heavy one. Indeed, the U.S. Supreme
Court has recently reiterated that “[w]hile generalized harm to the forest or the environment will
not alone support standing, if that harm in fact affects the recreational or even the mere esthetic
interests of the plaintiff, that will suffice.” Summers v. Earth Island Inst., 129 S. Ct. 1142, 1149
(Mar. 3, 2009) (citing Sierra Club v. Morton, 405 U.S. 727, 734–36 (1972)). Although the
Summers Court found that plaintiffs lacked standing there because they failed to identify a threat
of “imminent and concrete harm,” id. at 1150, Neighbors in this case have met the general
minimal showing that the proposed dock expansion poses an imminent and concrete threat to
their “esthetic interests,” id. at 1149. Specifically, Neighbors allege esthetic interests in low
noise levels that may be increased, and in particular plants, wildlife, and shorelines that may be
impacted the moment that construction begins if the proposed dock expansion receives approval.
(See Ex. 2.) The U.S. Supreme Court has explicitly stated that the “desire to use or observe an
animal species, even for purely aesthetic purposes, is undeniably a cognizable interest for
purposes of standing.” Lujan v. Defenders of Wildlife, 504 U.S. 555, 562–63 (1992).
Neighbors further allege that the project could damage the property value of their
shoreline properties. (See Ex. 2.) Since “mere esthetic interests . . . suffice” to confer standing,
Summers, 129 S. Ct. at 1149, we conclude that appellants, such as Neighbors here, who also
credibly assert potential negative impacts upon private property interests, surely have standing as
well.
In addition to the esthetic and property interests that Neighbors claim will be harmed by
Applicant’s project, Neighbors also have standing in this case based upon alleged injuries in fact
to their legally protected interests in the public good requirements of 29 V.S.A. § 405(b). See
Hinesburg, 166 Vt. at 341 (“Injury in fact is defined as the invasion of a legally protected
interest.” (quotations removed)). Although the Legislature cannot grant standing to an appellant
who fails to meet the constitutional requirements for standing, see Bennett, 520 U.S. at 163, the
Legislature can create legally protected interests for specific groups of people. As discussed in
detail below, the statutory scheme at issue here grants a number of protections specifically to
abutting property owners such as Neighbors. See 29 V.S.A. §§ 405(a) and (c). We therefore
conclude that Neighbors have standing to protect their legally protected interests in the public
good requirements of 29 V.S.A. § 405(b).
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We further conclude that the mere fact that Neighbors’ particularized concerns may be
shared by other members of the public does not cause a failure on Neighbors’ part to demonstrate
particularized injuries. While standing may be denied “when the asserted harm is a generalized
grievance shared in a substantially equal measure by all or a large class of citizens,” Warth, 422
U.S. at 499, those who suffer particularized injuries are not deprived of standing simply because
others may suffer those specific injuries as well. See, e.g., Federal Election Commission v.
Akins, 524 U.S. 11, 24 (1998) (“[W]here a harm is concrete, though widely shared, the Court has
found injury in fact.”).
The U.S. Supreme Court has explained that standing should not prevent injured litigants
from bringing suit in these types of situations:
Nor . . . could the fact that many persons shared the same injury be sufficient
reason to disqualify from seeking review . . . any person who had in fact suffered
injury. . . . To deny standing to persons who are in fact injured simply because
many others are also injured, would mean that the most injurious and widespread
Government actions could be questioned by nobody. We cannot accept that
conclusion.
United States v. Students Challenging Regulatory Agency Procedures, 412 U.S. 669, 686–88
(1973) (“SCRAP”). We conclude that the possibility that Neighbors’ potential injuries may be
experienced by others does not deprive Neighbors of standing to present their claims to this
Court.
Turning to the requirement that Neighbors fall into the “zone of interests” of the statute
under which they claim standing, we find additional support for granting standing to Neighbors
here. Neighbors’ Revised Statement of Questions raises a number of issues relating to whether
ANR’s grant of Applicant’s permit amendment properly assessed the project’s effect of the
public good—an analysis that is required by statute:
In determining whether the encroachment will adversely affect the public good,
the department shall consider the effect of the proposed encroachment as well as
the potential cumulative effect of existing encroachments on water quality, fish
and wildlife habitat, aquatic and shoreline vegetation, navigation and other
recreational and public uses, including fishing and swimming, consistency with
the natural surroundings and consistency with municipal shoreland zoning
ordinances or any applicable state plans. If the department determines, after
reviewing the applications, the written comments filed within the notice period
and the results of the investigation, that the proposed encroachment will not
adversely affect the public good, the application shall be approved.
29 V.S.A. § 405(b).
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When interpreting statutes, courts must aim to “discern and implement the intent of the
Legislature.” Merkel v. Nationwide Ins. Co., 166 Vt. 311, 314 (1997). At first glance, this
statute’s reference to the “public good” appears quite similar to the phrase “any person” in the
Endangered Species Act, and it is therefore quite possible that the Legislature intended to
incorporate all Vermont citizens into this statute’s “zone of interests” for purposes of standing.
See Bennett, 520 U.S. at 165. But see Parker v. Town of Milton, 169 Vt. 74, 79 (1998)
(“[S]tanding is not conferred on individuals merely by virtue of their status as beneficiaries of
the interest protected by the public trust doctrine.” (citing Hazen v. Perkins, 92 Vt. 414 (1918))).
Nevertheless, we do not need to decide that issue today. In both of the subsections
directly surrounding 29 V.S.A. § 405(b), the Legislature makes specific reference to “abutting
property owners.” 29 V.S.A. §§ 405(a) and (c). In particular, abutting property owners—such
as Neighbors in this appeal—are entitled to “written notice” of any ANR determination made or
proposed to be made under 29 V.S.A. § 405(b). See 29 V.S.A. §§ 405(a) and (c). This
requirement demonstrates that the Legislature saw abutting property owners such as Neighbors
as within the “zone of interests” of this statute.
Indeed, looking at the statutory scheme as a whole, it becomes clear that it would thwart
legislative intent to deny standing in this appeal to abutting property owners such as Neighbors.
Again, the applicable statutory definition of a “person aggrieved” makes reference to those with
a “particularized interest protected by the provisions of law listed in section 8503 of this title.”
10 V.S.A. § 8502(7). One of the provisions specifically listed in 10 V.S.A. § 8503 is “29 V.S.A.
chapter 11 (management of lakes and ponds).” 10 V.S.A. § 8503(a)(2). Chapter 11 includes the
public good provision of 29 V.S.A. § 405(b). Thus, the Legislature clearly intended that some
group would have the ability to bring appeals regarding the public good provision of 29 V.S.A.
§ 405(b); otherwise the reference to all of “29 V.S.A. chapter 11” would be overbroad. In
interpreting statutes, we are directed to strive to “give[] effect to every word, clause and
sentence.” State v. Tierney, 138 Vt. 163, 165 (1980). We therefore must make every effort to
interpret this statute as providing standing to at least some group of people to raise challenges
concerning 29 V.S.A. § 405(b).
Although Applicant contends that another state agency could have standing to bring this
appeal, we disagree with the notion that Neighbors who allege particularized injuries at the hands
of one state agency should have to depend upon the good will of another agency to raise their
concerns. All state agencies are a part of the executive branch of government, and to force the
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rule of law to depend solely upon one state agency challenging another would thwart the checks
and balances that are so essential to our constitutional democracy. Granted, the U.S. Supreme
Court has noted that sometimes agency decisions are effectively unreviewable: “Our system of
government leaves many crucial decisions to the political processes. The assumption that if
respondents have no standing to sue, no one would have standing, is not a reason to find
standing.” Schlesinger v. Reservists Committee to Stop the War, 418 U.S. 208, 227 (1974).
That said, the U.S. Supreme Court’s reasoning in SCRAP makes it clear that courts should strive
to avoid conclusions that result in “Government actions [that] could be questioned by nobody.”
SCRAP, 412 U.S. at 688; see also Marbury v. Madison, 5 U.S. 137, 147 (1803) (Marshall, J.)
(“It is a settled and invariable principle, that every right, when withheld, must have a remedy,
and every injury its proper redress.”) This language from SCRAP is particularly applicable to a
case such as this one, where the Legislature has explicitly granted abutting property owners
(including Neighbors) the right to receive notice and the opportunity to participate. 29 V.S.A.
§§ 405(a) and (c). We conclude that the specific references to “abutting property owners” in
both subsections surrounding 29 V.S.A. § 405(b), combined with a specific provision for
appealing public good determinations to this Court, makes it clear that the Legislature intended
abutting property owners such as Neighbors to have standing to bring an appeal of a permit
amendment issued under Chapter 11 of Title 29.
In summary, Neighbors have alleged several ways in which they stand to suffer
particularized injuries to their legally protected interests if ANR’s public good determination is
upheld. We conclude that Neighbors have a right to appeal a dock expansion permit amendment
such as this, since they are abutting property owners to the area that will be most affected by
Applicant’s proposed project. For these reasons, we conclude that Neighbors have standing to
bring this appeal, and we DENY Applicant’s motion to dismiss for lack of standing.
IV. Dismissal of Specific Questions in Neighbors’ Revised Statement of Questions
Although we find that Neighbors have standing to bring this appeal, this Court remains
constrained by the limited subject matter jurisdiction that the pending application, its appeal, and
the applicable statutes and regulations bestow upon us. This Court has a duty to dismiss legal
issues “[w]henever it appears by suggestion of the parties or otherwise that the court lacks
jurisdiction of the subject matter.” V.R.C.P. 12(h)(3).
Several of Neighbors’ Questions appear premised upon compliance with past permit
conditions or with the adjudication of private property rights from a prior Chittenden County
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Superior Court proceeding. (See Neighbors’ Statement of Questions 1–3.) In our examination
of the applicable statutory provisions in Chapter 11 of Title 29, we fail to see a basis for
reviewing a lake encroachment (such as the dock extension proposed here) in terms of its
conformance with prior permits or with a previous adjudication of private property rights.5 We
conclude that Questions 1–3 are beyond the scope of our jurisdictional authority in this appeal,
and we therefore DISMISS Questions 1–3.
Conclusion
For all the reasons more fully discussed above, we GRANT ANR’s motion to clarify
Neighbors’ Statement of Questions, and DENY Applicant’s motion to determine that there is
only one appellant in this appeal. As to Applicant’s motion to dismiss, we DENY that motion
and find that Neighbors have standing to bring this appeal, but we GRANT DISMISSAL as to
Neighbors’ Questions 1–3, which we find to be beyond the scope of our jurisdictional authority
in this appeal. Neighbors’ Questions 4–14 from their Revised Statement of Questions remain for
adjudication and must now be scheduled for a de novo evidentiary hearing.
Within the context of the Questions remaining for adjudication, the parties are directed to
submit a stipulated scheduling order—including dates for mediation—by Friday, August 21,
2009. Given the Court’s pending trial schedule, and depending upon whether the parties here
anticipate that the merits hearing might consume more than one business day, the Court
anticipates that this matter would be scheduled for trial sometime after November 2009.
Done at Berlin, Vermont, this 31st day of July 2009.
___________________________________
Thomas S. Durkin, Environmental Judge
5
We understand that enforcement proceedings based upon past permit conditions are separate from proceedings to
consider a new application.
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