Lumbra Farm Medium Farm Operation (MFO) Denial - Decision on Motions ( 2022 )

VERMONT SUPERIOR COURT ENVIRONMENTAL DIVISION
32 Cherry St, 2nd Floor, Suite 303,
Burlington, VT 05401
802-951-1740
www.vermontjudiciary.org
In Re: Lumbra Farms Medium Farm
Operation (MFO) Denial. Docket No. 58-5-19 Vtec
Decision on Cross-Motions for Summary Judgment
Pleasant Valley Farms of Berkshire, LLC (“PVF” or “Appellant”) is the owner and operator
of several dairy farms in the northwestern Vermont towns of Berkshire, Richford, St. Albans, and
Enosburg, including the Lumbra Farm, which is located at 1567 Skunk Hollow Road in Berkshire,
Vermont (“Lumbra Farm”). When the Vermont Agency of Agriculture, Food & Markets (“AAFM”
or “the Agency”) denied PVF’s Notice of Intent to Comply (“NOIC”) with the 2018 Medium Farm
Operations General Permit (“2018 MFO GP”) concerning its operation of the Lumbra Farm, and
instead determined that that the Lumbra Farm should be governed by the rules, regulations and
statutes covering large farm operations (“LFO”), PVF filed a timely appeal with this Court.1
Appellant then filed its Statement of Questions, listing five legal issues to be addressed in this
appeal. As a result of the Court granting AAFM’s motion to clarify four of PVF’s Questions, the legal
issues presented and modified are now as follows:2
1 This appeal was preceded by an earlier appeal, involving the same parties, referencing the same farm, and similar legal
issues. See In re Pleasant Valley Farms Permit MFO, No. 26-3-18 Vtec slip op. at 2-5 (Vt. Super. Ct. Envtl. Div. Feb. 20,
2019) (Durkin, J.). After several status conferences and pre-trial motions that were addressed by this Court, the parties
filed a stipulation, requesting that the Court dismiss that first appeal, without prejudice, so that the same or similar legal
issues could be addressed in this second appeal. The Court accepted the parties’ stipulation and dismissed the first appeal
on September 12, 2019. This second appeal was filed on May 8, 2019.
Both appeals were initially assigned a caption using the name of PVF, as owner and operator of the Farm, but we later
changed the caption in the second appeal to reference the Lumbra Farm, at the request of Appellant. See In re Lumbra
Farm MFO Denial, No. 58-5-19 Vtec (Vt. Super. Ct. Envtl. Div. Dec. 3, 2020) (Durkin, J.) (changing the name.)
2 The modifications to Questions 1, 2, 4, and 5 are detailed in the Court’s January 31, 2020, Entry Order, granting AAFM’s
motion to clarify PVF’s Statement of Questions.
1. Whether the Lumbra Farm3 satisfied the definition of a Medium Farm pursuant to
6 V.S.A. § 4857(2)?
2. Whether the Lumbra Farm satisfied the definition of a Medium Farm pursuant to
Subchapter III of the Rules?
3. Should the term “designed to house” found in 6 V.S.A. § 4851 [defining an LFO]
be interpreted to mean the overall size of the structure, irrespective of the intended
and actual use of the structure or number of animals present in the structure?
4. Whether the barn on the Lumbra Farm is designed to house more than 699 mature
dairy animals, 300-999 cattle or cow/calf pairs such that a Large Farm Operation
permit was required pursuant to 6 V.S.A. § 4851?4
5. Does PVF’s manure spreading practices rise to the level of being a “common waste
disposal system” as set forth in 6 V.S.A. § 4851(b) such that an LFO Permit was
required?5
Presently before the Court are competing motions for summary judgment. AAFM filed the
first summary judgment motion, asserting that the State is entitled to summary judgment as a matter
of law on all of the legal issues raised in Appellant’s Statement of Questions, as modified by this
Court’s January 31, 2020, Entry Order. Appellant filed its cross-motion for summary judgment,
asserting that it is entitled to summary judgment on all legal issues presented. Each party has filed
statements of undisputed facts, statements of disputed facts, affidavits,6 legal memoranda in
opposition to the respective motions, and reply memoranda in support of their respective motions.
3For the purpose of clarity, “Lumbra Farm” is substituted throughout our recitation here of Appellant’s Statement of
Questions where the phrase “Pleasant Valley Farm” was originally used.
4 We have revised this Question to address its somewhat awkward phrasing. We do not understand that our revision
changes the legal issue presented.
5 In its filing of March 12, 2021, PVF asserts a slightly different wording of its Statement of Questions than represented
in its actual Statement of Questions, filed on May 28, 2019. PVF also asserts that its Statement includes a sixth Question
that is not contained in its May 28, 2019, filing, or any subsequent filings discovered by the Court. Our recitation above
is an exact replication of PVF’s Statement of Questions, filed May 28, 2019, and as modified by this Court’s Entry Order
of January 31, 2020; PVF’s original Statement of Questions contains no sixth Question.
6 Both AAFM and PVF have submitted statements or affidavits that do not contain an acknowledgement before a notary
public. Affidavits and other documents that previously needed to contain an acknowledgement before a notary public in
order to be admissible and considered on summary judgment may now be filed with a declaration of veracity instead.
Initially suspended only temporarily by Administrative Order 49, ¶ 17(a) (effective April 6, 2020) and Act 95 (S. 114), § 7
(signed and effective April 28, 2020) in response to the COVID-19 pandemic, the change to the notary requirement has
since been codified by the recent amendment of Civil Rule 11(e) (effective February 14, 2022) (incorporating the language
of Act 95) (stipulating that except when required by statute, “wherever these rules require the filing of a statement made
under oath, an affidavit, or a notarized document, a party may file a document with the following [declaration] inserted
above the signature and date . . . ”). V.R.C.P. 11(e)(1). The court therefore considers here the statements filed by the
parties that contain either notarization or the appropriate declaration.
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After all these filings were completed, the pending motions were added to the Court’s under
advisement list on April 27, 2021. Other responsibilities have delayed our completion of this Decision
on the pending cross-motions. The undersigned regrets those delays and offers his apologies to the
parties and their legal counsel.
The State of Vermont and its subdivision, AAFM, are represented in these proceedings by
Assistant Attorneys General Thea Schwartz, Melanie Kehne, and Ryan Kane. Pleasant Valley Farms,
LLC, its principals—Mark and Amanda St. Pierre—and its subsidiaries, including the Lumbra Farm,
are represented by Attorneys Claudine C. Safar, Joan W.D. Donahue, Ebenezer Punderson, and
Christian Chorba.
Factual Background
We recite the following background and procedural history, which we understand to be
undisputed unless otherwise noted, based on the record now before us and for the sole purpose of
deciding the pending motions. The following are not specific factual findings with relevance outside
of this summary judgment decision. See Blake v. Nationwide Ins. Co., 2006 VT 48, ¶ 21, 180 Vt. 14(citing Fritzeen v. Trudell Consulting Eng’rs, Inc., 170 Vt. 632, 633 (2000) (mem.)).
1. AAFM is a subdivision of the State of Vermont that is charged with regulating small, medium,
and large-sized farming operations.
2. Pleasant Valley Farms of Berkshire, LLC (“PVF”) owns and operates several dairy farms in
the four northwestern Vermont towns of Berkshire, Richford, St. Albans, and Enosburg. One of its
farms, known as the Pleasant Valley Farm in Berkshire, Vermont, is permitted by AAFM as a large
farm operation and is subject to LFO Permit #2000-01-A9.
3. PVF purchased another one of its farms, known as the Lumbra Farm, in 2016. The Lumbra
Farm is located at 1567 Skunk Hollow Road in Berkshire, Vermont.
4. At the time of PVF’s purchase of the Lumbra Farm, that Farm was operated and certified as
a small farm operation. PVF’s original intent for the Lumbra Farm was to convert its operations to
an organic dairy farm, but market conditions and other factors made that plan untenable.
5. There is some suggestion in AAFM’s legal memoranda that PVF also initially represented, in
another permit application, that it intended to operate the Lumbra Farm as part of the Pleasant Valley
Farm, which was already subject to LFO Permit #2000-01-A9. The Court was unable to find this
PVF representation in an exhibit that has thus far been submitted to the Court in this appeal.
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6. PVF then determined that it wished to expand the barn at the Lumbra Farm, apparently as a
separate entity from the Pleasant Valley Farm, so that its facilities could be operated as a “transition
barn” which was to be used to house cows that are expected to calve within the next sixty days or
have calved within the last thirty days, as well as bred heifers and recently born calves. The purpose
of a transition barn is to reduce crowding of such animals, decrease stress, protect vulnerable cows,
and help encourage a healthier, more productive, and more humanely managed herd.
7. The expanded barn has a “freestall” layout, in which cows are housed in several rectangular
pens on each side of a central feed alley, with stalls inside each pen. The pens also have a concrete
scrape alley with an automated scraper that pushes manure into a collection pit. The stalls are open
and cows can enter at their leisure, head-first so that manure falls into the scrape alley behind the stall.
8. When PVF first purchased the Lumbra Farm, its barn enclosed just under 15,000 square feet
of space.
9. After its purchase and during the approximately 24 months thereafter, PVF expanded and
significantly added to the Lumbra Farm barn. In terms of gross enclosed area, the expanded barn
now encompasses about 104,508 square feet of enclosed area, which is the equivalent of just under
2.4± acres of land.
10. The Lumbra barn has several internal components, including animal stalls, one or more
milking parlors, alley ways between the stalls and other areas, feed alleys, squeeze shoots, manure
scraping areas, and general “dead” space or other areas not dedicated to a specific use.
11. PVF chose not to notify AAFM of its planned or construction-in-progress barn expansion
and other improvements at the Lumbra Farm. There was no prior request to AAFM on PVF’s behalf
to seek a determination of whether its planned expansion would be regarded by AAFM as a medium
or large farm operation under the applicable regulations, rules, and statutes. There was also no prior
disclosure of the plans, drawings, or design of the to-be-expanded Lumbra Farm barn prior to
construction beginning. Rather, in the Fall of 2017, AAFM received a public records request from a
third party concerning the expansions at the Lumbra Farm. In response to that request, AAFM
initially conducted a “drive-by” investigation, which confirmed that the barn expansion and other
improvements had or were in the process of being constructed.
12. In response to AAFM’s inquiry, Mrs. St. Pierre confirmed that PVF was constructing
improvements at Lumbra Farm. The St. Pierres initially denied AAFM officials the permission to
access the Lumbra Farm, but later agreed to grant access.
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13. Shortly before AAFM staff’s scheduled inspection, PVF submitted a Notice of Intent to
Comply with AAFM’s 2012 Medium Farm Operation General Permit (MFO GP) for Lumbra Farm.
A General Permit, as the name suggests, is not specific to a particular farm, but rather sets forth a set
of standards that an animal feeding operation may aver it will comply with in order to protect water
quality. AAFM must verify and approve of that compliance. 6 V.S.A. § 4858.
14. On January 9, 2018, AAFM staff inspected the Lumbra Farm, including the outside areas of
its barn. However, PVF representatives denied AAFM officials the requested access to the interior
spaces of the expanded Lumbra barn on this date. 7 As a result of further negotiations, PVF consented
to AAFM officials, including the Agency Dairy Chief and the Agricultural Water Quality Supervisor,
inspecting the interior of the Lumbra barn. Agency staff conducted a second inspection of the
property on March 21, 2018.
15. During this second inspection, the Dairy Chief observed that there were 445 mature dairy
cows, 234 bred heifers, and 196 other heifers in the expanded barn during their inspection. Mr. St.
Pierre later advised that at about the time of this second visit, the Lumbra barn was housing 551
mature dairy cows, 277 youngstock or heifers, and an additional number of bull calves that amounted
to no more than 20.
16. PVF noted that the Dairy Chief, during their March 21, 2018, visit, did not use a hand “clicker”
when counting the animals in the Lumbra Farm barn, but rather noted her counts on a piece of paper.
PVF asserts that the methodology used by the Dairy Chief “is not a sound or reliable methodology
and resulted in a wholly inaccurate cow count.”
17. Also, during this second inspection, the Agricultural Water Quality Supervisor took
measurements of the interior of the barn and recorded GPS points to help determine the barn’s
dimensions and precise placement. PVF disputes the reliability of methodology that the Agricultural
Water Quality Supervisor used in both cases.
18. With the measurements and GPS points taken during the inspection, along with estimates
provided by the St. Pierres and aerial imagery, AAFM used AutoCAD software to estimate the square
footage of two areas of the expanded barn. AAFM calculated (1) that the area of the expanded barn
containing stalls and spaces in which animals can feed and defecate was 73,658 square feet and (2) that
7 In its Statement of Disputed Facts, filed with the Court on March 12, 2021, PVF advised that Mrs. St. Pierre was
concerned by the officials’ “last minute request . . . without prior notice. [She further stated that d]ue to the complexity
of a dairy barn operation, allowing persons into the interior of a dairy farm barn can present unnecessary risks to a visitor
and also interfere with farm operations.” Id. at 3, ¶ 14.
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the area of the expanded barn that does not contain the milking/holding and utility area, the pack area
and associated feed alley, and the main feed area was 82,677 square feet.
19. PVF disputes the use of these numbers and their accuracy but does not provide much
explanation as to why they may be inaccurate. PVF asserts that only about 28,305 square feet of the
expanded barn are used for animal stalls.
20. At some point between the two visits or after the second visit, AAFM decided that to
determine the number of mature dairy cows this as-built barn was designed to hold, they would rely
on a publication from the University of New Hampshire that suggested a minimum amount of
enclosed housing space per mature dairy animal. The publication suggested 75-100 square feet of
enclosed space per animal. AAFM divided the square footage of the barn—using both the larger
figure of 82,677 square feet, and the smaller figure of 73,658 square feet—by first the 75 square foot
requirement and then the 100 square foot requirement, to determine the number of mature dairy cows
this barn was designed to hold. In all cases, the number they came up with was larger than the
threshold of 700 mature dairy cows beyond which a Large Farm Operation permit is required. PVF
disputes the propriety of this methodology.8
21. During her March 21, 2018, visit, the Dairy Chief also counted the number of stalls at the
expanded Lumbra barn; her count indicated a total of 1,198 stalls, including 567 stalls that were 53.4
inches wide (i.e.: capable for use by mature dairy cows) and 631 stalls that were 44.4 inches wide (i.e.:
capable for use by heifers).
22. PVF has given differing estimates for the number of stalls that exist at present in the Lumbra
Farm barn, ranging from 570 mature dairy cow stalls and 380 heifer stalls, per Mark St. Pierre’s
8 In its Statement of Undisputed Material Facts and Motion for Summary Judgment, AAFM presents two further sets of
calculations that it claims support the conclusion that the barn is “designed to house” more than 700 mature dairy
cows. For these calculations, AAFM takes the 28,305 square feet, disclosed by PVF during discovery in this appeal as the
area of the Lumbra barn used specifically for stalls, and divides it by two different estimates of the appropriate size for a
stall for a mature dairy cow or special needs animal, one from Penn State University and one from the Dairy
Council. However, these calculations had no bearing that we can find on the Agency’s actual decision to deny coverage
under the 2018 MFO GP, the decision that is here under appeal; they instead appear to be “post-hoc justification[s]” for
that decision. Conservation Law Found. v Burke, 162 Vt. 115, 128 (1993). Because “the Agency decision must stand or
fall on the reasons given contemporaneously with the decision and not a later revision of those reasons,” id., we do not
give these explanations much weight in our deference analysis, see supra at 17. That said, the Agency may, of course,
introduce new legal theories and new evidence as to those theories in this de novo appeal, see 6 V.S.A. § 4861, V.R.E.C.P.
5(g) (establishing this as a de novo appeal); In re Northeast Materials Group, LLC, No. 35-3-13 Vtec, slip op. at 3 n.5 (Vt.
Super. Ct. Envtl. Div. July 02, 2013) (Walsh, J.) (“As in de novo municipal appeals, parties in a de novo appeal of a District
Commission decision before this Court are not limited in their legal arguments to those raised in the proceedings below.”)
(emphasis added).
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deposition,9 to 614 mature dairy cow stalls and 309 stalls for heifers, per PVF’s responses to
supplemental interrogatories. PVF’s assertions as to the widths of the stalls are similar to AAFM’s,
approximating 54 inches for mature cow stalls and 44 inches for heifer stalls.
23. Frankly, having reviewed the parties’ respective filings over the last several months, it is not at
all clear to the Court how many stalls currently exist in the Lumbra barn. The Court is also uncertain
as to the relevancy of an estimate of how many stalls are not presently, but could be located in a
reconfigured barn sometime in the future. We address this relevancy issue in the section of our legal
analysis that discusses the statutory term “designed to house” that is used in defining the triggers for
a large farm operation. 6 V.S.A. § 4851(a).
24. The stalls at the Lumbra barn are delineated in a conventional manner, by using rigid piping
that is welded or bolted in place to form each stall. This piping is secured, but (with some difficulty)
could be moved or realigned.
25. The barn foundation is made of poured concrete and metal rebar reinforcement, with concrete
curbs to delineate the different areas of the barn, such as the stall areas, milking parlors, feed areas,
and defecating and manure collection areas. These concrete curbs are substantial and could be
removed, though with some degree of difficulty and expense as it would likely require jackhammering
and pouring new concrete.
26. In between their two inspections, and in response to PVF’s application for coverage for
Lumbra Farm under the 2012 MFO GP, the Agency denied coverage by its letter to PVF of February
19, 2018.
27. PVF timely appealed that denial of coverage to this Court; that appeal was captioned as In re
Pleasant Valley Farms Permit MFO and assigned the docket number of 26-3-18 Vtec.
28. While that appeal was pending, the Agency updated its regulations concerning general permits
for medium farm operations. Those updated regulations govern what is now referred to as the 2018
MFO GP.
29. PVF thereafter filed a NOIC with the 2018 MFO GP for the Lumbra Farm. By letter dated
April 23, 2019, the Agency denied coverage under the 2018 MFO GP. In that letter, the Agency
advised that PVF was required instead to obtain coverage under the statutes, regulations and rules
governing LFOs, as it had determined that the expanded barn was designed to house more than the
9 Mr. St. Pierre stated that there were roughly 950 total stalls, of which 570 were built for mature dairy cows, leaving a
remainder of 380 that would be for heifers.
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threshold number of animals for an LFO permit, and that manure from the Lumbra Farm had been
spread on the fields of the Pleasant Valley Farm, its existing LFO. The Agency further advised that
PVF had been required to obtain an LFO permit prior to the barn expansion and prior to the
comingling of waste.
30. PVF filed a timely appeal of this denial of coverage of the Lumbra Farm under the 2018 MFO
GP. After a revision proposed by PVF, this second appeal was captioned In re Lumbra Farm MFO
Denial and was assigned docket number 58-5-19 Vtec, which is the appeal that is the subject of these
proceedings.
31. After the filing of the second appeal, the parties stipulated that the first appeal should be
dismissed, without prejudice to the legal claims raised by either party in the first appeal. The Court
accepted the parties’ request and issued an entry order dismissing that first appeal, without prejudice
to either party’s right to raise the legal issues from the first appeal in the already pending second appeal.
See In re Pleasant Valley Farms Permit MFO, No. 26-3-18 Vtec (Vt. Super. Ct. Envtl. Div. Sept. 12,
2019) (Durkin, J.).
32. In addition to the barn expansion, PVF constructed a new earthen manure storage pit with a
synthetic liner. The new manure pit exceeds one acre in size and involved more than an acre of
earthen disturbance. The new manure pit has a total storage capacity of more than ten million gallons
and an average storage usage of 7.4 million gallons.
33. PVF appears to concede that this new manure storage pit is much larger in size than the storage
needed for the waste generated by the animals currently occupying the Lumbra Farm barn. PVF
asserts that it caused the storage pit to be built much larger than presently needed for the Lumbra
Farm animals because there was a general concern that the applicable regulations would be changed
to increase the required manure storage for the number of animals that are or could be housed at the
Lumbra Farm.
34. Although it is unclear from the parties’ filings, there has been no evidence presented to date
that this new manure storage pit is used or intended to be used to store manure produced by animals
at any of the other PVF farms, other than those housed at the Lumbra Farm.
35. In the past, PVF has caused manure from the Lumbra Farm to be spread on fields used in the
operations of one or more other PVF farms on at least one occasion. AAFM asserts that this practice
was a system employed by PVF, such that PVF’s manure spreading practices rise to the level of being
a “common waste disposal system” as set forth in 6 V.S.A. § 4851(b). If this description proves to be
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accurate, it may form an independent basis for concluding that PVF was required to obtain an LFO
Permit for its Lumbra Farm operations.
36. PVF denies that it has or is currently operating a common waste disposal system, as
contemplated by 6 V.S.A. § 4851(b). PVF notes that a portion of the fields utilized by its Pleasant
Valley Farm were once owned by a member of the Lumbra family and used in that family’s operation
of the former Lumbra Farm. PVF asserts that the spreading of manure from Lumbra Farm on other
PVF farm fields was a mistake by PVF farm employees mis-identifying the respective farm fields. The
Court is left to wonder whether this manure spreading has continued or whether PVF has caused any
changes to be made to its manure spreading.
Legal Standard
We begin our analysis of the pending motions by repeating the well-worn maxim that we will
grant summary judgment only “if the movant shows that there is no genuine dispute as to any material
fact and the movant is entitled to judgment as a matter of law.” V.R.C.P. 56(a), which is made
applicable to appeals before this Court through V.R.E.C.P. 5(a)(2). We accept as true all of the
nonmovant’s allegations of fact, as long as they are supported by affidavits or other admissible
evidence. White v. Quechee Lakes Landowners’ Ass’n, Inc., 170 Vt. 25, 28 (1999) (citation omitted).
In considering cross-motions for summary judgment, the Court considers each motion individually
and gives the opposing party the benefit of all reasonable doubts and inferences. City of Burlington v.
Fairpoint Commc’ns, Inc., 2009 VT 59, ¶ 5, 186 Vt. 332. With these standards in mind, we begin our
legal analysis.
The legislative purpose for regulating small, medium, and large farm operations is “to ensure
that agricultural animal wastes do not enter the [regulated] waters of this State.” 6 V.S.A. § 4801.
These purpose provisions go on to caution that while “[a]ll farms [shall] meet certain standards in the
handling and disposal of animal wastes, . . . the cost of meeting these standards shall not be borne by
farmers only, but rather by all members of society, who are in fact beneficiaries.” We keep these
purpose provisions in mind as we address the legal issues presented by PVF in this appeal.
I. The Overriding Question: what is meant by the term “designed to house”
A common term relevant to four of PVF’s five Questions in its Statement of Questions, as
well as the applicable statutes and regulations, asks what number of animals an existing or expanded
farm facility is “designed to house.” See 6 V.S.A. § 4851; and LFO Rules Subchapter 4(A)(1).
Questions 1 through 4 concern whether the Lumbra Farm should be regulated as a Medium Farm
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Operation (“MFO”) or Large Farm Operation (“LFO”), which relates to whether the expanded barn
is “designed to house” at least the threshold number of animals for an LFO. AAFM argues it is
entitled to deference in its interpretation of the term and its determination that the expanded barn is
designed to house LFO animal numbers.
We begin our analysis and lead up to our consideration of deference by attempting to identify
the legislative intent in adopting the “designed to house” language, since our primary directive is to
seek out and give meaning to the drafter’s intent. See In re Wal-Mart Stores, Inc., 167 Vt. 75, 80 (1997)
(“[deference] does not equate with mere judicial passivity in determining the propriety of [agency]
interpretations of its own rules. . . [r]ather, as with all legislative schemes, we are guided by the intent
of the Legislature, as evidenced by the statutes themselves”) (internal quotations omitted) (citing In re
Vitale, 151 Vt. 580, 583 (1989)); In re Stowe Cady Hill Solar, LLC, 2018 VT 3, ¶ 20, 206 Vt. 430 (“It
is well established that we defer to an agency’s interpretation of a statute that the agency is tasked with
interpreting, though we do not abdicate our responsibility to examine a disputed statue independently
and ultimately determine its meaning”) (internal citations removed).
In seeking out the drafters’ intent, we first turn to the customary and established definitions
of the terms that the Legislature used. See In re Williston Inn Group, 2008 VT 47, ¶ 14, 183 Vt. 621(discerning intent “by reference to the plain meaning of regulatory language; other tools of
construction are available to us should the plain-meaning rule prove unavailing”). We rely upon this
well-established maxim of statutory interpretation for another important reason: so that both those
who are to be regulated by such language, and the neighbors who may be impacted by the regulated
use, are provided with an understandable threshold explanation of the regulatory requirements.
The term “design” has been defined in several ways that help guide our analysis. The online
resource Dictionary.com explains that when used as a verb in reference to an object (such as here),
“design” is defined as “(1) to prepare the preliminary sketch or the plans for (a work to be executed),
especially to plan the form and structure[, such as] to design a new bridge [or] (2) to plan and fashion
artistically or skillfully.” Dictionary.com, design (online) (accessed Mar. 18, 2022).
Merriam-Webster’s Collegiate Dictionary (10th ed.) provides a similar definition: “to create,
fashion, execute, or construct according to plan . . ..” Merriam-Webster’s Collegiate Dictionary, design
(10th ed. 2001).
Black’s Law Dictionary (5th ed.) defines the term as “[t]o form plan or scheme of, conceive
and arrange in mind, originate mentally, plan out, contrive. Also, the plan or scheme conceived in
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mind and intended for subsequent execution . . ..” Black’s Law Dictionary, design (5th ed. 1979). See
also, Black’s Law Dictionary, design (11th ed. 2019) (“1. A plan or scheme. 2. Purpose or intention
combined with a plan”).
These definitions provide clear explanation for the term: all speak to forming a “plan.” We
find this explanation dispositive but difficult to apply to the evidence presented by the parties in this
litigation, given that neither party has provided the Court with a specific or clearly understandable plan
for the interior of Lumbra Farm barn. The depictions and descriptions of the expansion that do exist
in the summary judgment record, whether lacking in detail, illegible, or disputed, fail to provide a
complete understanding of the structure that could support a determination as to its current or
intended use.10 With no reliable plan or even a preliminary sketch of the full barn design presented
by either party, we find it difficult to determine at this pre-trial stage what number of animals the
Lumbra barn was “designed to house.”
PVF has appealed from the Agency’s denial of its application to be authorized to operate the
Lumbra Farm as a medium-sized farm. As the applicant, PVF assumes the obligation to fulfill the
initial burden of production and the ultimate burden of persuasion on the material facts that govern
10
The parties did provide some estimates as to the size of the original Lumbra barn and the expanded barn. See Affidavit
of Agricultural Water Quality Supervisor Maria Steyaart, attached as Exhibit A to the AAFM Statement of Undisputed
Facts, filed with its Motion for Summary Judgment on November 9, 2020; Supplemental Responses to the State’s
Supplemental Requests to Admit, Interrogatories, and Requests to Produce, dated August 10, 2020, filed on November 9,
2020, as Exhibit D to AAFM’s Statement of Undisputed Material Facts.
AAFM’s measurements of the expanded barn are depicted on two sheets that are included as pages 8 and 9 to the
Steyaart Affidavit, although separately marked as “Exhibit AA to Steyaart Aff.” At the bottom of Exhibit AA are page
numbers 5 and 6. We have not been made aware of the origins of these sheets or what may be contained in the first four
pages that may have once accompanied them.
The narrative and depictions on these two pages of Exhibit AA do not include any interior measurements or details of
the barn’s design or its layout for housing cows. In fact, these depictions are very difficult to read or understand, given
that the text within the depictions is not legible. On the second page of Exhibit AA, which depicts the exterior dimensions
of the Lumbra barn, the viewer faces a quandary: while the depictions must be enlarged to be readable, the enlargement
renders the text within the depictions completely unreadable. Additionally, PVF disputes the measurements in Ms.
Steyaart’s affidavit and the manner in which those measurements were taken. See PVF’s Statement of Disputed Facts and
Statement of Undisputed Facts, both filed on March 12, 2021.
PVF provided two sheets attached to the end of its Supplemental Responses to the State’s Supplemental Requests to Admit,
Interrogatories, and Requests to Produce, dated August 10, 2020, a copy of which was filed on November 9, 2020, as Exhibit D
to AAFM’s Statement of Undisputed Material Facts. The first of these last two sheets contains a hand-drawn depiction
of the interior of the expanded Lumbra barn, with hand-written notations on some of the groupings of stalls, in some
locations. We cannot discern whether this depicts the entire barn and see no notations of the total number of stalls or of
the dimensions or total numbers of each type of stall; the individual numbers are in some places illegible. The second
sheet includes a copy of a plan prepared by Bernard & Gervais, LLC, Surveyors, entitled “Barn Dimension Plan” that
includes some, but not all exterior dimensions. This plan does not include a depiction of the stalls that are used to house
the dairy animals. This plan also differs, in both dimensions and geometric shape, from the depictions of the Lumbra
barn shown by AAFM in Exhibit AA to the Steyaart Affidavit.
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our legal determinations in this appeal. Under the statutory scheme, an MFO “houses 200 to 699
mature dairy animals, 300 to 999 cattle or cow/calf pairs . . .” while an LFO permit is required in order
to “construct a new barn, or expand an existing barn, designed to house more than 700 mature dairy
animals, 1,000 cattle or caw/calf pairs . . .” or “operate a farm” with those numbers. 6 V.S.A. § 4857;
6 V.S.A. §§ 4851(a), (b). PVF asserts that the Lumbra barn neither “houses” nor is “designed to
house” more than the threshold number above which an LFO permit would be required and that it is
therefore entitled to summary judgment on the legal question that PVF should be certified to operate
as an MFO pursuant to 6 V.S.A. § 4857(2).
PVF argues that the expanded barn should not be found to have been “designed to house”
LFO numbers of animals because the “actual design, layout, and construction of the barn” do not
allow for more cows than an MFO permit allows. Opposition to Agency’s Motion for Summary
Judgment and Cross-Motion for Summary Judgment at 40. AAFM, oppositely, argues that it does by
interpreting “designed to house” according to a different set of metrics. Without so much regard to
the barn’s existing configuration, AAFM defines “designed to house” in terms of the expanded barn’s
“capacity or potential to house animals, which is based primarily upon its actual physical size and
capacity.” State’s Motion for Summary Judgment at 15. While other factors may weigh on the
determination, AAFM looks to physical size in terms of square footage as the main indicator of
whether a barn is designed to house LFO numbers of animals.
In attempting to assist the Court in determining the definition of the term “designed to house,”
AAFM asserts that PVF suggests the term should be limited by the number of animals that are
currently housed at the Lumbra barn. We do not understand that PVF has suggested such a narrow
definition of the term. But it is important for this Court to state the obvious: whether suggested by
PVF or not, we have discovered no legal foundation for limiting the definition of the term “designed
to house” to only the number of animals that currently occupy a certain barn. While the number of
animals currently in a barn may be relevant to the inquiry, it by no means provides us with a basis for
deciding the maximum number of animals a barn is designed to house.
Our understanding based on the competent evidence provided thus far is that in a barn
utilizing a so-called “freestall design,” the number of stalls that have been installed (in some cases sunk
into concrete or welded into stanchions) in the barn is a very important indicator for the number of
cows that barn can safely and humanely hold, although it is not necessarily a 1:1 relationship. PVF
has failed to provide definitive evidence of the specific numbers of stalls presently located within the
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expanded Lumbra barn or other indicia of the “actual design, layout, and construction” including a
detail of whether the installed stalls are designed to house “mature dairy animals or cow/calf pairs.”
PVF has presented multiple estimated figures of the number of stalls that conflict with each other as
well as with the number counted by AAFM staff on an inspection. This absence of determinative
evidence drives our determination that we cannot grant summary judgment to PVF on this general
issue prior to trial.
We have been perplexed by this lack of clear or understandable evidence since shortly after
first reviewing the initial filings in this appeal. We cannot fathom how a barn expansion as substantial
as the Lumbra barn could have been constructed and completed without a design or plan first detailed
and finalized. We understood that PVF caused a survey of the completed barn to be prepared and
disclosed to AAFM. In re Lumbra Farm MFO Denial, No. 58-5-19 Vtec slip op. at 2 (Vt. Super. Ct.
Envtl. Div. Jul. 8, 2020) (Durkin, J.). We have searched for such a survey or plan in the exhibits that
each party has submitted in support of or in opposition to their respective summary judgment
motions. All we have found is what appears to be a copy of a portion of such survey or plan. We ask
the parties to provide reference to an already-submitted exhibit if our search caused us to reach this
conclusion by mistake. In the absence of a mistake, we are left to conclude that the parties have
decided to not provide the Court with such discovery responses, or that the discovery responses do
not provide the necessary detail to support a determination of the maximum number of mature dairy
animals or cow/calf pairs that the Lumbra barn could now house, and that a trial is therefore necessary
to resolve these critical factual issues.
AAFM’s representations also fail to provide a sufficient level of specificity on the general
question of the maximum number of mature dairy animals or cow/calf pairs that the Lumbra barn
could currently house based on its existing internal design. As an alternative, AAFM offers a number
of means by which the Court should determine the number of animals that the Lumbra Farm barn
could be reconfigured to house in the future, given its gross square footage and size.
We are at a loss to understand the legal foundation for relying upon estimates of the barn’s
capacity at some future date. If making a space available for a certain use requires a costly and
laborious reconfiguration of that space, we do not see how the space can be said to have been designed
for that use. PVF has made a sufficient showing at this stage that reconfiguring the barn to house
numbers of cattle within the estimates AAFM has provided would be laborious and costly—sufficient,
at least to deny AAFM summary judgment that determining the number of cattle the barn was
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designed to house largely without regard to its existing layout. Moreover, anticipating what number
of stalls could be created by such renovations misses the mark, in our estimation, of what the
applicable statute directs.
We are directed to determine whether the Lumbra barn is “designed to house more than 700
mature dairy animals [or] 1,000 cattle or cow/calf pairs, . . .” such that its owners/operators are
required to secure an LFO permit. 6 V.S.A. § 4851(a). The very language employed here directs
investigating what was done in the past. The word “designed” does not direct that we determine what
could be accomplished in the future; it directs this Court to determine what has already been planned
for the Lumbra barn. In a similar fashion, the statutory definition for an MFO directs this Court to
determine whether the Lumbra barn “houses 200 to 699 mature dairy cows [or] 300 to 999 cattle or
cow/calf pairs . . ..” 6 V.S.A. § 4857(2). This word choice directs a determination of what is occurring
in the present; it can in no way be the foundation for a definition of what may occur in the future.11
AAFM’s focus on the number of cows a barn could potentially house in the future relates, at
least in part, to a concern that farms could circumvent the requirements of an LFO permit by obtaining
an MFO permit instead and subsequently increasing their operations. However, the very feature of
the LFO permit law that the agency argues supports its interpretation of “designed to house” in fact
suggests this concern is misplaced. As AAFM points out, the law contains a “construction” trigger
and an “operation” trigger for when a farmer must seek an LFO permit. The construction trigger
requires permitting at the phase of constructing or expanding a barn designed to house more than a
certain number of animals. 6 V.S.A. § 4851(a). However, a farm owner also must apply for an LFO
permit in order to “operate” a farm above those threshold number of animals. 6 V.S.A. § 4851(b).
Thus, the statute is well designed to regulate the very scenario the agency says it is concerned about:
If the owner of a very large barn that is nevertheless designed to hold below the threshold number of
animals decides to reconfigure the barn to house a larger number of animals, that farm would still
need an LFO permit before operating with the larger number of animals. See In re Mountain Top Inn
& Resort, 2020 VT 57, ¶ 37, 212 Vt. 554 (“We consider the whole and every part of the statute . . .
and avoid a construction that would render part of the statutory language superfluous”) (internal
citations and quotations omitted).
11 For further discussion of the potential tension between the verbiage of the MFO and LFO definitions, see infra
Section II.1.
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It is for these reasons that we conclude that AAFM’s assertion that we must look to the future
barn capacities is not relevant as we embark upon a determination of whether the Lumbra Farm
constitutes a medium or large farming operation. To the extent that AAFM is asserting that we should
defer to its determination of what number of animals a reconfigured Lumbra barn could be designed
to house, we disagree. For the following reasons, we conclude that case law precedent does not direct
this Court to show deference to AAFM’s calculations as presented when attempting to determined
what the Lumbra barn was “designed to house.” 6 V.S.A. § 4851(a) (emphasis added).
The parties provide detailed analysis of the related legal issue of what “deference” this Court
should show to the AAFM determinations. AAFM’s position is that, as a determination involving
complex methodology pursuant to and involving interpretations of its own regulations and statutes it
is charged with administering, it is owed deference by this Court to its interpretation and application
of “designed to house” and its resulting conclusion as to the appropriate permit for the expanded
Lumbra barn. Our analysis of this general legal issue follows.
The Court is charged with conducting its own de novo evidentiary hearing, assessing the
credibility of witness testimony and other evidence, and rendering a decision, based upon an
application of the applicable law to that credible evidence. V.C.E.C.P 5(g); 10 V.S.A. § 8504(h).
However, [e]ven when conducting an evidentiary hearing, the court owes deference to agency
interpretations of policy or terms . . ..” In re Korrow Real Estate, LLC, 2018 VT 39, ¶ 20, 207 Vt.
274, 283.
Our Supreme Court has showed respect for a trial court’s factual findings, even when the
lower court has considered challenges to agency determinations, noting that the lower court’s findings
are generally reviewed for “‘clear error,’ but [that] ‘substantial deference’ is given to [an agency’s]
determinations within its ‘area of expertise.’” Plum Creek Maine Timberlands, LLC v. Vt. Dep’t of
Forests, Parks, & Rec., et. al., 2016 VT 103, ¶ 24, 203 Vt. 197, quoting in part Jones v. Department of
Forest, Parks & Recreation, 2004 VT 49, ¶ 7, 177 Vt. 81.
The Supreme Court in Plum Creek continued by noting,
The basic framework for the standard of review is not altered simply because . . .
there was a de novo evidentiary hearing in the superior court. Because the superior
court has conducted a de novo hearing, as factfinder, the court’s factual findings are
reviewed for clear error. As to questions of policy, however, agency determinations regarding
the proper interpretation of policy or methodology within the agency’s expertise are entitled to
deference, even where there is a de novo hearing in the superior court.
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Id. at ¶ 25, quoting in part In re Appeals of ANR Permits in Lowell Mountain Wind Project, 2014 VT
50, ¶¶ 15–16, 196 Vt. 467 (emphasis added).
We are cautioned, however, that affording the proper deference to an agency does not mean
that its decisions must be “rubber stamped,” Plum Creek, 2016 VT 103, ¶ 31, as “the deference owed
to agency determinations is not absolute.” Korrow, 2018 VT 39, ¶ 21. Rather, “[a]n agency’s authority
to define terms within its statutory purview are to be given deference unless that authority is applied
‘arbitrarily and capriciously’ such that it ‘give[s] rise to a violation of due process.’” Id., quoting in part
In re Woodford Packers, Inc., 2003 VT 60, ¶ 17, 175 Vt. 579 (mem.). The presumption of deference
to agency interpretation can be outweighed in certain circumstances, such as when there are
“compelling indications of error” or the interpretation results in “unjust, unreasonable or absurd
consequences.” In re Conservation Law Foundation, 2018 VT 42, ¶ 16, 207 Vt. 209 (internal
quotations omitted); In re Verburg, 159 Vt. 161, 165 (1992).
In this case, the Court finds clear indications of error in AAFM’s interpretation and application
of the “designed to house” standard. Understanding “designed to house” to mean a barn’s potential
to house LFO animal numbers, AAFM looked to the physical size of the expanded Lumbra barn as
the key to the determination. Use of this method could have been reasonable if the St. Pierres had
continued to refuse Agency officials the barn access that they requested. But in fact, the St. Pierres
relented from their initial refusal and appear to have allowed Agency officials unfettered access to the
exterior and interior of the Lumbra barn.
As the Court previously explained, the Agency’s approach is unreasonable in the way that it
disregards the existing physical layout or design of the expanded barn and the potential difficulties of
reconfiguring it to achieve the potential maximum number produced by the Agency’s calculation. It
additionally fails to align with the structure of the LFO statute. By having a construction trigger and
an operation trigger, the statute already prevents PVF or a future owner from increasing the number
of animals past the LFO threshold without being obligated to obtain an LFO permit. It is not
necessary for AAFM to base their determination on physical space out of a concern that other factors
relevant to the number of animals in the barn could be changed after the receipt of an MFO permit.
Deference is not appropriate here, since we conclude that the Agency’s interpretation is inconsistent
with the structure of the statute. See In re Stowe Cady Hill Solar, LLC, 2018 VT, ¶ 20, 206 Vt. 430,
citing (Auer v. Robbins, 519 U.S. 452 (1997) (explaining the agency interpretation is “controlling unless
plainly erroneous or inconsistent with the regulation”)); Agency of Transportation v. Timberlake
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Assocs., 2020 VT 73, ¶ 11, 213 Vt. 106 (internal quotation omitted) (“The words of a statute are not
to be read in isolation, however, but rather in the context and structure of the statute as a whole”).
By its primary argument, AAFM asserts that a determination of what number of animals a
barn is “designed to house” should be reached through a simple mathematical equation of dividing
the total square footage of a barn by an estimated area per cow, and that this was the methodology it
used to reach the decision to deny the PVF’s NOIC with the 2018 MFO GP. Specifically, when
reviewing the NOIC, the Agency used an estimate of 75-100 square feet needed per mature dairy cow,
derived from a four-page University of New Hampshire agricultural extension publication titled
“Housing and Space Guidelines for Livestock.” Exhibit H to AAFM’s SUMF. The Agency admits
to not having relied on these UNH guidelines in an MFO NOIC or LFO permit application prior to
the St. Pierre’s NOIC. In fact, Agency officials admitted to only reviewing the charts within in the
last page of the UNH guidelines. Further, PVF has presented John Porter, one of the co-authors of
that study as one of its experts. Professor Porter has made clear in deposition testimony that his study
was prepared to assist local planning and zoning officials in New Hampshire who were considering
residential applications for dairy farming, most often of only a small number of animals.
While the study does mention “full-time, part-time or back-yard farmers” and “commercial
farms,” id. at 1, 3, it is not at all clear from the evidence thus far presented that Professor Porter and
his co-author were recommending that a “Dairy Cow” needed only 75–100 sq. ft. of total space,
particularly within a much larger commercial dairy operation. In fact, Mr. Porter’s testimony suggests
that while the 75-100 square feet is a relatively constant estimate of the amount of enclosed living area
required by an adult cow, pregnant cows may require more space. Porter Deposition at 44:13-45:8.
Further, Mr. Porter testified that in a barn using a freestall layout, like the Lumbra Farm barn, the
number of stalls is the factor most determinative of the barn’s capacity to hold animals. Id. at 22:20-
25.
The agency did not reach out to Mr. Porter or his co-author to gain insight as to whether their
publication or their use of the figures in it constituted a reasonable method for determining the
capacity of a commercial dairy barn. In fact, Agency officials admitted to not even reviewing all four
pages of the UNH guidelines. It is for these reasons that we conclude that AAFM’s calculation of the
total number of mature dairy cows that could be housed in the Lumbra barn and its use of that figure
to determine what the barn was designed to hold appears to be an unreasonable and “arbitrary and
capricious” determination and therefore does not warrant the deference that AFM suggests.
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Given that the parties have presented disputed material facts that could govern the ultimate
issue of what number of animals the Lumbra barn is designed to house, and we decline to enter
summary judgment on AAFM’s behalf generally or on the legal issue of showing deference to its
method of determining what number of animals the barn may house, we also decline to grant AAFM
summary judgment on the facts and legal arguments presented to date. However, our determination
to deny AAFM’s summary judgment request does not, of course, require the Court to enter judgment
in PVF’s favor. We look forward to the party’s evidentiary presentations at trial, so that we may assess
the credibility of such evidence and render a determination on the ultimate question of what number
of animals the Lumbra barn was designed to house.
II. Legal Issues Raised by Appellant in its Statement of Questions
Each party has requested that the Court enter summary judgment in their respective favor on
all legal issues presented in this appeal. However, the briefing thus far has paid scant attention to the
specific legal issues presented by PVF in its Statement of Questions, as revised by the Court.
Nonetheless, the Court will now review each of the Questions presented, so as to help the parties
focus on the legal issues remaining to be resolved at trial.
1. PVF’s Statement of Questions No. 1.
By its Question 1, PVF asks whether the Lumbra Farm satisfied the definition of a medium
farm operation, as defined in 6 V.S.A. §4857(2). That statutory provision provides that a medium
farming operation “is an AFO[12] which houses 200 to 699 mature dairy animals [or] 300 to 999 cattle
or cow/calf pairs . . ..” 6 V.S.A. §4857(2).
Given the dispute presented by the parties on the material fact of how many dairy animals,
etc. may be housed in the Lumbra barn, we are required to answer Question 1 in the negative: the
undisputed material facts to not direct a pre-trial determination that the Lumbra Farm constitutes a
medium farm operation, as defined by the applicable statute. We must therefore conduct a trial to
render a determination on Question 1.
Of particular interest is the difference in the verbs used to define medium and large farm
operations. While § 4857(2) speaks to whether a medium farm facility “houses” animals, § 4851(a)
speaks to the number of animals a large farm facility is “designed to house.” Thus, it appears that the
12 AFO stands for “animal feeding operation” and is defined at 6 V.S.A. § 4857(1) as a “facility where the livestock or
domestic fowl have been, are, or will be stabled or confined and fed or maintained for a total of 45 days or more in any
12-month period . . ..”
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statutory definition for an MFO posits what number of animals are presently “housed” in a facility
(thus implying a present tense question), but the definition for an LFO uses the past tense verb of
“designed to house.”
Since we are presented at this juncture with a dispute as to material facts, we need not resolve
whether these slight differences in verbiage would cause a different outcome when considering
whether the Lumbra barn is an MFO or LFO facility, although we believe the clear overall intent of
the statute is for the definitions to be harmonious, such that an operation must be categorized as either
a small, medium, or large farm operation, and may not fit more than one category at any one time. See
In re Estate of Cote, 2004 VT 17, ¶ 10, 176 Vt. 293 (“All relevant parts of the applicable statutory
scheme are to be construed together to create, if possible, a harmonious whole”). We highlight this
slight distinction to assist the parties in preparing for trial.
2. PVF’s Statement of Questions No. 2:
By its Question 2, PVF asks whether the Lumbra Farm satisfies the definition of a medium
farm pursuant to Subchapter III of the Rules established by AAFM for the regulation of medium and
small fam operations.13
Subchapter III provides the Rules definitions pertaining to small and medium farms.
Specifically, the terms “AFO” and “MFO” are defined by the Rules in a manner identical to the
statutory provisions cited above. Thus, our response to Question 2 mirrors our response to
Question 1: given the dispute presented by the parties on the material fact of how many dairy animals,
etc. may be housed in the Lumbra barn, we are required to answer Question 2 in the negative: the
undisputed material facts to not direct a pre-trial determination that the Lumbra Farm constitutes a
medium farm operation, as defined by the applicable Rules. We must therefore conduct a trial to
render a determination on Question 2.
3. PVF’s Statement of Questions No. 3:
By its Question No. 3, PVF asks whether the term “designed to house” found in 6 V.S.A.
§ 4851 must be interpreted to mean the overall size of the structure, irrespective of the intended and
actual use of the structure or number of animals present in the structure. For the reasons stated above
13 These Rules are titled “Vermont Agency of Agriculture, Food & Markets, Medium and Small Farm Operations Rules
for Issuance of General and Individual Permits” (effective April 16, 2006) and may be found at
https://agriculture.vermont.gov/sites/agriculture/files/documents/Water_Quality/MFO_Rule.pdf.
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and below, we answer this Question in the negative, thereby negating the need to address this Question
at trial.
While the overall size of the Lumbra barn will be important to our trial determination of what
it houses or is designed to house in terms of dairy animals, we reject the notion that this ultimate
question can reliably be answered simply by dividing its total square footage by the 75–100 sq. ft. Prof.
Porter recommends for the appropriate living area for a cow. The parties’ filings make clear that a
commercial dairy operation, particularly one of the size of the Lumbra Farm barn, requires areas of
the barn be set aside for different functions, making a simple calculation dividing overall barn area by
a single number inappropriate. Whether it be a “transition barn” or a conventional barn, a dairy barn
of this size must have the necessary components of not just the animal stalls, but also one or more
milking parlors, alley ways between the stalls and other areas, feed alleys, squeeze shoots, manure
scraping areas, and general “dead” or other areas not necessarily dedicated to a specific use. 14 These
components take up an undisclosed but significant portion of the Lumbra barn square footage. It
would seem necessary to receive an itemization of their respective square footage, including the stall
spaces, before we can accurately determine whether the Lumbra barn is designed to house animals in
excess of the MFO numbers.
4. PVF’s Statement of Questions No. 4:
By its Question No. 4, PVF asks whether the barn on the Lumbra Farm is designed to house
more than 699 mature dairy animals and 300-999 cattle or cow/calf pairs such that a Large Farm
Operation permit was required pursuant to 6 V.S.A. § 4851.
This Question is the first which asks whether the Lumbra Farm should be considered a large
farm operation, thereby requiring an LFO permit. But we answer it by relying on the same rationale
that guided us in considering whether the Lumbra barn was entitled to be considered an MFO: given
the dispute presented by the parties on the material fact of how many dairy animals, etc. may be housed
in the Lumbra barn, we are required to answer Question 4 by saying that we cannot make that
determination at this pre-trial stage. Whether the Lumbra Farm is designed to house more than 699
14See Exhibit B (filed on April 12, 2021) to AAFM’s Opposition to PVF’s Cross-Motion for Summary Judgment, which
shows a typical “freestall” design for a dairy barn. Exhibit B is titled “SIX ROW FREESTALL BARN DRIVE-
THROUGH FEEDING – 336 STALLS”, is authored by the Penn State Agricultural and Biological Engineering
Department, and is dated June 12, 1997. Exhibit B includes a notation that it is “Sheet 1 of 3,” but Exhibit B appears to
only contain one page.
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mature dairy animals or 3070-999 cattle or cow/calf pairs is unclear from the parties’ presentations.
We must therefore conduct a trial to render a determination on Question 4.
We wish to clarify here a legal question that has been in dispute regarding the lists of permitted
animals in the MFO and LFO statutes. In its motion for summary judgment, PVF argues that the
maximum quantities of different animals that a barn may be designed to house before becoming a
large farm operation are conjunctive—i.e. that Lumbra Farm could be designed to house both 699
mature dairy cows and 999 cow-calf pairs without becoming a Large Farm Operation. PVF Cross-
Motion at 8. AAFM disputes this assertion and correctly points out that it is a legal issue and not a
question of fact. Agency Statement of Disputed Material Facts at ¶ 24. We agree with the Agency:
these categories are clearly meant to be read as disjunctive.
There are thirteen different categories of animals listed and their total individual numbers, if
read to be conjunctively, would be in excess of 352,700 individual animals. 6 V.S.A. §§ 4851(a), (b).
While some of the categories themselves contain multiple disjuncts (e.g., “1,000 cattle or cow/calf
pairs”; “10,000 sheep or lambs,”) there are no prepositions between the different categories of animals
up until the final “or.” We therefore assume this “or” is meant to be distributed between each of the
previous terms. The ordinary meaning of “or” is strictly disjunctive: This OR that, and not both. See
e.g., Judicial Watch, Inc. v. State, 2005 VT 108, ¶ 14, 179 Vt. 214 (finding the use of “or” in a statute
to be disjunctive, suggesting an intent to create alternatives, under the normal rules of construction).
PVF interprets it to be conjunctive, allowing both 699 mature dairy cows AND 999 cattle or calf cow
pairs in a MFO barn. Extending PVF’s logic would allow a single barn to house 325,684 animals (i.e.:
one less than each animal maximum) and not require an LFO permit. We struggle to see how the
legislature would have envisioned such a veritable Noah’s ark as a medium farm operation. We will
not adopt a statutory construction that produces absurd results, especially when the plain meaning
supports the opposite construction. Wesco, Inc. v. Sorrell, 2004 VT 102, ¶ 14, 177 Vt. 287.
We admit that there may be some difficulties with applying this interpretation in a scenario
where a barn contains animals from more than one of the thirteen categories, as is the case here, in
quantities that fall below each individual category’s maximum but may (or may not) exceed a single
category’s maximum if simply added together. Several possible means of resolving that interpretive
problem occur to us. Without prejudging the correct interpretation, we raise this issue so that the
parties may be prepared to discuss this legal issue at or prior to trial, to provide the Court with further
insight.
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5. PVF’s Statement of Questions No. 5:
Lastly, by its Question No. 5, PVF asks whether PVF’s manure spreading practices rise to the
level of being a “common waste disposal system” as set forth in 6 V.S.A. § 4851(b) such that an LFO
Permit was required. It appears that the parties are in agreement that PVF employees at some point
spread manure collected from the dairy animals housed at the Lumbra barn on fields now used in
connection with its other farm, the nearby Pleasant Valley Farm. The evidence thus far presented
does not make clear whether this “offsite” manure spreading occurred more than once, nor does the
evidence suggest that it continues today. PVF suggests that this manure spreading practice was a
mistake supposedly made by employees who mistakenly believed that the field on which they spread
the Lumbra manure was a field owned or operated in connection with the Lumbra Farm. PVF’s
assertion implies that the practice was a single mistaken occurrence.
AAFM asserts that this practice constitutes a “common waste disposal system” as that term is
used in 6 V.S.A. § 4851(b). However, we are left to wonder whether, given AAFM’s expertise in this
area, it regards a single instance of spreading manure on another farm field to constitute a common
waste disposal system. As noted above, we are also left to wonder whether this practice occurred
more than once, and for how long it has or will continue. For those reasons, we cannot answer this
Question and look forward to the parties’ factual presentations and legal arguments at trial.
Conclusion
In summary, we decline to render summary judgment on either party’s behalf on Questions 1,
2, 4, and 5. As a consequence, we look forward to the parties’ presentations at trial as to whether the
Lumbra Farm constitutes a medium farm operation under the applicable statute (Question 1); whether
it constitutes a medium farm operation under the applicable Rules (Question 2); whether it constitutes
a large farm operation under the applicable statute (Question 4); and whether its manure spreading
practices constitute a common waste disposal system, such that an LFO permit is required
(Question 5). In response to Question 3, we enter summary judgment in PVF’s favor, concluding
that definition of the term “designed to house” may not solely rely upon a mathematical computation
that divides the overall square footage of the structure by the estimated size of a stall appropriate for
a mature dairy animal or cow/calf pairs.
We look forward to the parties’ presentations at trial on the central questions for what numbers
of animals the Lumbra Farm barn “houses” or is “designed to house”, so that we may conclude
whether that expanded barn constitutes a medium or large farm facility.
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The Court requests that its Operations Manager schedule a pre-trial conference within the
next 45 days, so that the Court may discuss the trial schedule with the parties. The Court also requests
that the parties, prior to the next conference, discuss the wisdom of the Court conducting a site visit.
The Court anticipates that a site visit would provide an appropriate context for the evidence to be
received at trial, and we therefore look forward to the parties’ respective opinions on this point.
Electronically signed at Newfane, Vermont on March 25, 2022, pursuant to V.R.E.F. 9(d).
Thomas S. Durkin, Superior Judge
Superior Court, Environmental Division
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