Caldwell v. Champlain College ( 2024 )


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  •                                                                                                       7ermont Superior Court
    Filed 08/29/24
    Chittenden Unit
    VERMONT SUPERIOR COURT                                                                   CIVIL DIVISION
    Chittenden Unit                                                                       Case No. 21-CV-00592
    175 Main Street
    Burlington VT 05402
    802-863-3467
    .vermontjudiciary.org
    Robert Caldwell v. Champlain College Incorporated
    DECISION ON MOTION FOR SUMMARY JUDGMENT
    Plaintiff Robert Caldwell has sued Champlain College, Inc., asserting multiple counts. He has
    since abandoned all claims except those alleging termination in violation of Vermont's Fair
    Employment Practices Act ("FEPA") and promissory estoppel. Champlain now moves for summary
    judgment on the remaining claims. The court grants the motion.
    BACKGROUND
    Under Rule 56, the initial burden falls on the moving party to show an absence of dispute of
    material fact. E.g., Couture v. Trainer, 
    2017 VT 73
    ,        J 9, 
    205 Vt. 319
     (citing V.R.C.P. 56(a)). When the
    moving party has made that showing, the burden shifts to the non-moving party; that party may not rest
    on mere allegations, but must come forward with evidence that raises a dispute as to the facts in issue.
    E.g., Clayton v. Unsworth, 
    2010 VT 84
    ,        J 16, 
    188 Vt. 432
     (citing Gore v. Green Mountain Lakes, Inc.,
    
    140 Vt. 262
    , 266 (1981) and Alpstetten Ass'n, Inc. v. Kelly, 
    137 Vt. 508
    , 514 (1979)). Where that party
    bears the burden of proof on an issue, if fairly challenged by the motion papers, it must come forward
    with evidence sufficient to meet its burden of proof on that issue. E.g., Burgess v. Lamoille Housing
    P'Ship, 
    2016 VT 31
    , 1 17, 
    201 Vt. 450
     (citing Poplaski v. Lamphere, 
    152 Vt. 251
    , 254-55 (1989)).
    The evidence, on either side, must be admissible. See V.R.C.P. 56(c)(1), (2) & (6); Gross v. Turner,
    
    2018 VT 80
    , 1 8, 
    208 Vt. 112
     ('Once a claim is challenged by a properly supported motion for
    summary judgment, the nonmoving party .             must come forward with admissible evidence to raise a
    dispute regarding the facts."). The court must give the non-moving party the benefit of all reasonable
    doubts and inferences. Carr v. Peerless Ins. Co., 
    168 Vt. 465
    , 476 (1998). Thus, "[i]n determining the
    existence of genuine issues of material fact, courts must accept as true the allegations made in
    opposition to the motion for summary judgment, so long as they are supported by affidavits or other
    evidentiary material." Gates v. Mack Molding Co., Inc., 
    2022 VT 24
    ,  J 13, 
    216 Vt. 379
     (internal
    quotation marks omitted) (citing Robertson v. Mylan Lab'ys, Inc., 
    2004 VT 15
    , J 15, 
    176 Vt. 356
    ).
    Decision on Motion for Summary Judgment                                                           Page 1 of 10
    21-CV-00592 Robert Caldwell v. Champlain College Incorporated
    Ordinarily, the standards above are so familiar as not to bear repeating. Here, however, Mr.
    Caldwell’s failure to attend to his burden suggests the wisdom of restating the obvious. Faced with a
    motion and statement of undisputed material facts that fairly challenged him to come forth with
    admissible evidence to meet his burden of proof, Mr. Caldwell fell far short. This failure was both
    procedural and substantive.
    Procedurally, Mr. Caldwell ignored the requirements of Rule 56(c)(2):
    A nonmoving party responding to a statement of undisputed material facts and
    asserting that a fact is genuinely disputed, that the materials cited do not establish
    the absence of a genuine dispute, or that the moving party cannot produce
    admissible evidence to support the fact, must file a paragraph-by-paragraph
    response, with specific citations to particular parts of materials in the record that
    the responding party asserts demonstrate a dispute, including depositions,
    documents, electronically stored information, affidavits, stipulations (including
    those made for purposes of the motion only), admissions, interrogatory answers,
    or other admissible materials. The responding party must reproduce each
    numbered paragraph of the moving party’s statement before including the
    response thereto.
    Mr. Caldwell neither reproduced each numbered paragraph of Champlain’s statement before his
    responses nor provided specific citations to particular parts of materials in the record that he asserted
    demonstrate a genuine dispute.1 The court declines to do Mr. Caldwell’s homework for him. Cf. U.S. v.
    Dunkel, 
    927 F.2d 955
    , 956 (7th Cir. 1991) (“Judges are not like pigs, hunting for truffles buried in
    briefs.”). Instead, the court considers all facts asserted in Champlain’s Statement of Undisputed
    Material Facts to be undisputed for purposes of the motion. See V.R.C.P. 56(e)(2).
    With this preface in mind, the following narrative emerges. On January 1, 2017, Champlain
    hired Mr. Campbell as its Vice President of Advancement. In the hiring process, Mr.Caldwell asked
    Don Laackman, Champlain’s then-President, for a contract with a specified term; Mr. Laackman
    responded that he could not provide that because it was not “institutional policy.” While Mr. Caldwell
    attests in the affidavit prepared in response to this motion that “[d]uring the discussions between
    President Laackman and me, it became clear President Laackman expected the relationship between
    1 In several instances—paragraphs 73–84 of his response to Champlain’s Statement of Undisputed Material Facts—Mr.
    Caldwell both disputed, with no citation to the record, and objected on the basis of hearsay. The objection, however,
    overlooked the fact that the various statements were offered not for their truth, but instead as informing the listener’s state
    of mind. Cf. Boulton v. CLD Consulting Eng’rs, Inc., 
    2003 VT 72
    , ¶ 26, 
    175 Vt. 413
     (assertions about resignations and
    office problems not offered to prove the truth of the matters asserted, but instead “for the limited purpose of showing why
    [defendant] decided to relieve plaintiff of her branch manager responsibilities”); State v. Beattie, 
    157 Vt. 162
    , 167 (1991)
    (“out of court statement is not hearsay if it is offered for the limited purpose of explaining why a government investigation
    was undertaken”) (quoting United States v. Love, 
    767 F.2d 1052
    , 1063 (4th Cir.1985)); see also C. McCormick,
    McCormick on Evidence § 249, at 733–34 (E. Cleary 3d ed. 1984) (“When it is proved that D made a statement to X, with
    the purpose of showing the probable state of mind thereby induced in X, ... the evidence is not subject to attack as
    hearsay.”) (cited with approval in State v. Beattie, 
    157 Vt. at 167
    ).
    Decision on Motion for Summary Judgment                                                                          Page 2 of 10
    21-CV-00592 Robert Caldwell v. Champlain College Incorporated
    and [sic] Champlain and me would last a decade,” he provides proof of not a single statement that
    informed this belief—much less anything approaching a promise. Instead, Mr. Caldwell signed an
    Offer Letter specifying that his employment would be at-will:
    Your employment is subject to employment at will and may be terminated by either
    party at any time. This letter of employment is not a contract and all information
    presented is subject to change at any time.
    Mr. Caldwell was under no illusions in this regard. At deposition, he stated that he “recognize[d he]
    signed an at will contract” and when asked if he knew what the at-will language meant, Mr. Caldwell
    stated, “Sure. Very familiar with it.” He further stated that he understood the “at will” language in the
    Champlain At-Will Employment Offer to mean “that an institution and an individual can terminate the
    employment at any time without reason unless it’s illegal.”
    Champlain’s fiscal year ran from July 1 through June 30 of the following year. In both of his
    positions (first as Vice President of Advancement and, later, as Chief Advancement Officer), Mr.
    Caldwell was Champlain’s chief fundraiser. Mr. Caldwell did not provide input for setting the
    fundraising goal for FY 2017, but he did for FYs 2018 and 2019. Champlain’s budget success
    depended, in part, on Mr. Caldwell’s meeting these goals. In each of the two full fiscal years of Mr.
    Caldwell’s employment, he failed to meet these goals. For FY 2017, approximately three-fourths of
    the total raised was raised in the six months before Mr. Caldwell’s employment with Champlain
    started. Nor was Mr. Caldwell’s underperformance trifling: even on his own numbers—substantially
    more favorable than Champlain’s—he underperformed in FY 2018 by over 10%, and in FY 2019 by
    just under 45%.
    Mr. Caldwell’s underperformance was the subject of multiple conversations, in performance
    evaluations and otherwise. Mr. Caldwell’s first evaluation, four months into his employment, was
    generally positive. In subsequent conversations, however, his failure to meet goals was a consistent
    theme. His May 2018 evaluation noted, “We are not hitting goals for capital fundraising.” A year later,
    in June 2019, Mr. Laackman met with Laurie Quinn, the then-Provost who was about to take over as
    Champlain’s Interim President. During that meeting, Mr. Laackman told Dr. Quinn that Mr. Caldwell
    did not have the support of Board leadership based on his fundraising performance and that Board
    leadership expected management to take action to address his continued employment with Champlain.
    Mr. Laackman told Dr. Quinn that he would terminate Mr. Caldwell’s employment before the end of
    his presidency due to the deficiency in Mr. Caldwell’s fundraising performance if she wanted him to
    do so. Dr. Quinn declined this offer because she wanted to conduct her own due diligence.
    Decision on Motion for Summary Judgment                                                       Page 3 of 10
    21-CV-00592 Robert Caldwell v. Champlain College Incorporated
    In the same timeframe, Mr. Caldwell met with Terry Breen, chair of the Champlain Board’s
    Advancement Committee, to discuss Mr. Caldwell’s failure to come close to his FY 2019 fundraising
    goal and ways to improve his fundraising performance. After the meeting, Mr. Breen prepared a
    summary of the meeting and sent it to Dr. Quinn and other Board members. In the summary, Breen
    wrote: “I think Robert is both scared about his 2018/19 performance and motivated to turn things
    around.”
    Alone among Champlain’s senior leadership team, Mr. Caldwell did not receive either a bonus
    or a raise at the end of FY 2019. In May 2019, Mr. Caldwell discussed with Mr. Laackman “how to
    move forward” after the trustees decided not to accept Mr. Laackman’s recommendation with regard to
    a bonus. He later testified that when Mr. Laackman informed him of this decision, he thought “wow
    that’s a strong message. Okay.” He also acknowledged in a July 2019 email to the head of human
    resources that “it’s just a BIG message that directly hits your family when you’re told No bonus and
    No salary increase because you did not meet target. It’s the kind of message that causes you to get
    keenly focused.”
    On July 18, 2019, Dr. Quinn, then the Interim President of Champlain, met with Mr. Caldwell
    to discuss his performance. During this meeting, Dr. Quinn addressed the fact that Mr. Caldwell had
    missed his fundraising goal for FY 2019 “by a lot.” She further made clear that the Compensation
    Committee’s decision not to provide him with a bonus or raise was a “serious signal.”
    In May of that year, Mr. Caldwell had been diagnosed with chronic kidney disease (“CKD”).
    At the time, he informed Mr. Laackman of the diagnosis but did not ask for any accommodation. In the
    July 18 meeting with Dr. Quinn, Mr. Caldwell told her that he was “going through some health stuff”
    or “deal[ing] with health issues.” He did not mention chronic kidney disease; nor did he request an
    accommodation.2 This was the only time he referenced his health to Dr. Quinn.
    2 In the affidavit he submitted in opposition to this motion, Mr. Caldwell stated that “I shared with Interim
    President Quinn that I recently received a diagnosis of a serious kidney disease that required further medical testing and
    might require some workplace accommodations so that I could further investigate my medical diagnosis and continue to
    work.” This statement contradicts both Mr. Caldwell’s deposition testimony and his response to Champlain’s Statement of
    Undisputed Material Facts. Thus, the court treats this statement as a “sham affidavit,” and disregards it. See Pena v.
    Honeywell Int’l, Inc., 
    923 F.3d 18
    , 30 (1st Cir. 2019); Johnson v. Harwood, 
    2008 VT 4
    , ¶ 5, 
    183 Vt. 157
     (citing Travelers
    Ins. Cos. v. Demarle, Inc., USA, 
    2005 VT 53
    , ¶ 9, 
    178 Vt. 570
     (mem.)).
    In a similar vein, Mr. Caldwell attested that “During the meetings, Interim President Quinn did not express any concerns
    or criticism of my job performance, nor suggest that my continued employment was at risk.” This statement is at odds with
    Mr. Caldwell’s failure to dispute the following assertion in Champlain’s statement of undisputed material facts: “At this
    meeting Dr. Quinn reiterated to Mr. Caldwell the fact that he had missed his fundraising goal for Fiscal Year 2019 ‘by a lot’
    and that the Compensation Committee’s decision to not provide him with a bonus or a raise was a ‘serious signal.’ ” Thus,
    to the extent it is material, the court likewise disregards Mr. Caldwell’s affidavit in this regard.
    Decision on Motion for Summary Judgment                                                                         Page 4 of 10
    21-CV-00592 Robert Caldwell v. Champlain College Incorporated
    In August 2019, having completed her due diligence, Dr. Quinn made the decision to terminate
    Mr. Caldwell’s employment.3 In late August, she informed the Board of her decision. On September 3,
    2019, Dr. Quinn met with Mr. Caldwell to advise him that his employment was terminated.
    Analysis
    The Fair Employment Practices Act
    FEPA makes it illegal for an employer to discriminate against any individual based on
    disability. 21 V.S.A. § 495(a)(1); Hammond v. Univ. of Vt. Med. Ctr., 
    2023 VT 31
    , ¶ 24. FEPA is
    based on Title VII of the Civil Rights Act of 1964, and “ ‘the standards and burdens of proof under
    FEPA are identical to those under Title VII.’” Id (quoting Hodgdon v. Mt. Mansfield Co., 
    160 Vt. 150
    ,
    161 (1992)). When, as here, a plaintiff relies on circumstantial, rather than direct, evidence of
    discrimination, the court “appl[ies] the three-part framework set forth by the United States Supreme
    Court in McDonnell Douglas Corp. v. Green, 
    411 U.S. 792
     (1973).” 
    Id.
     ¶ 25 (citing Robertson v.
    Mylan Labs., Inc., 
    2004 VT 15
    , ¶ 18, 
    176 Vt. 356
    ). To avoid summary judgment under that
    framework, the plaintiff “must first establish a prima facie case by demonstrating that they suffered an
    adverse employment action under ‘circumstances which give rise to an inference of unlawful
    discrimination.’ ” 
    Id.
     (quoting Tex. Dep’t of Cmty. Affairs v. Burdine, 
    450 U.S. 248
    , 256 (1981)). This
    initial burden is “relatively light,” serving the purpose of eliminating “patently meritless claims.”
    Robertson, 
    2004 VT 15
    , ¶ 24 (citing Burdine, 
    450 U.S. at 254
    ). If the plaintiff is able to establish a
    prima facie case, the burden shifts to the employer “to articulate ‘a legitimate, nondiscriminatory
    reason for the challenged conduct.’ ” Hammond, 
    2023 VT 31
    , ¶ 25 (quoting Gauthier v. Keurig Green
    Mountain, Inc., 
    2015 VT 108
    , ¶ 15, 
    200 Vt. 125
    ). Importantly, “[t]he employer’s burden at this second
    stage is solely one of production, not persuasion.” Robertson, 
    2004 VT 15
    , ¶ 25. If the employer
    satisfies its burden, the plaintiff must then prove “ ‘that the proffered reason was a mere pretext for
    discrimination.’ ” Hammond, 
    2023 VT 31
    , ¶ 25 (quoting Gauthier, 
    2015 VT 108
    , ¶ 15 (further
    quotation and citation omitted)).
    To satisfy his initial burden on his disability discrimination claim, Mr. Caldwell must produce
    evidence that (1) he had a disability, (2) Champlain was notified of his disability, (3) he was
    “otherwise qualified to perform the . . . job, with or without reasonable accommodations,” and (4) he
    “suffered [an] adverse employment action because of [his] disability.’ ” Id. ¶ 35 (quoting Sista v. CDC
    3 Mr. Caldwell disputes this statement. He also disputes the earlier assertion that “As she began her interim presidency, Dr.
    Quinn wanted to make sure that she had all of the correct numbers to properly evaluate Mr. Caldwell’s performance as a
    fundraiser.” In disputing the earlier assertion, Mr. Caldwell himself asserts, “As set forth in Plaintiff’s Opposition and
    supporting documents, Mr. Caldwell’s termination was not based on performance but due to his disclosure of a serious
    health condition.” Notably, however, he provides no evidentiary support for either of these supposed disputes.
    Decision on Motion for Summary Judgment                                                                          Page 5 of 10
    21-CV-00592 Robert Caldwell v. Champlain College Incorporated
    Ixis N. Am., Inc., 
    445 F.3d 161
    , 169 (2d Cir. 2006)). Here, Champlain does not challenge Mr.
    Caldwell’s claim of disability based on his diagnosis of CKD.4 It is undisputed that Mr. Caldwell
    informed Mr. Laackman of his diagnosis in May 2019; this was notice to Champlain. Mr. Caldwell
    requested no accommodation at that time or thereafter. While this is not a reasonable accommodation
    case, this failure is nevertheless relevant as it undercuts any suggestion that Champlain’s decision to
    terminate him, over three months later, was based on the disability.
    Critically, there is no evidence that Dr. Quinn was aware of anything more than that Mr.
    Caldwell was dealing with “health issues,” and there is nothing to suggest that she considered or
    treated this as any form of disability. See 21 V.S.A. § 495d(5)(C) (defining “Individual with a
    disability” as including one “who . . . is regarded as having [] an impairment [that substantially limits
    one or more major life activities]”). Thus, there is no evidence to support an inference that she, as the
    decisionmaker, based her decision on Mr. Caldwell’s disability. Indeed, the only evidence that
    Champlain had knowledge of the claimed disability predates the termination by over three months.
    This is too long to support an inference of discrimination based on timing alone. See Robertson, 
    2004 VT 15
    , ¶ 47 (citing with approval Hollander v. Am. Cyanamid Co., 
    895 F.2d 80
    , 85 (2d Cir.1990), for
    the proposition that “proximity in time of three months between the protected activity and the adverse
    action is alone insufficient to make out a prima facie case”). But timing is all Mr. Caldwell has. He
    fails, therefore, to make out a prima facie case of discrimination. 5
    Even could Mr. Caldwell clear the prima facie hurdle, his case would fail at the third step of the
    McDonnell Douglas inquiry. The undisputed facts recited above make clear that Champlain has more
    than met its burden of production; it has proven conclusively that there were serious, performance-
    based reasons for Dr. Quinn’s decision to terminate Mr. Caldwell’s employment. In response, Mr.
    Caldwell attempts to minimize the extent of his underperformance. These attempts, however, fall far
    short of “ ‘demonstrating weaknesses, implausibilities, inconsistencies, or contradictions in the
    employer’s proffered legitimate, [nondiscriminatory] reasons for its action.’ ” Gauthier, 
    2015 VT 108
    ,
    ¶ 22 (quoting Zann Kwan v. Andalex Grp., LLC, 
    737 F.3d 834
    , 846 (2d Cir. 2013)).
    4 The court notes that there appears to be no evidence of record that this diagnosis caused Mr. Caldwell to suffer a “physical
    or mental impairment which substantially limit[ed] one or more major life activities.” 21 V.S.A. § 495d(5)(A). The parties
    not having addressed this issue in their papers, the court could properly have called for further briefing on this subject per
    Rule 56(f). Because the issues that the parties did treat in their papers are more than sufficient to dispose of this case, the
    court declines to put the parties to this extra work.
    5 Champlain asserts that Mr. Caldwell was not qualified to perform his job because he was not meeting expectations.
    While this is clearly a colorable argument, the court need not address it; the failure of proof of discriminatory intent alone is
    sufficient to defeat the prima facie case.
    Decision on Motion for Summary Judgment                                                                            Page 6 of 10
    21-CV-00592 Robert Caldwell v. Champlain College Incorporated
    Mr. Caldwell is thus left with the assertion that another employee, the Director of Enrollment
    Planning, also underperformed, and was not fired. This is, essentially, a disparate treatment claim; to
    prove it, Mr. Caldwell must produce evidence that he was treated differently than other similarly
    situated employees. See Hammond, 
    2023 VT 31
    , ¶ 27. Here, however, the quantum of
    underperformance was so much greater in Mr. Caldwell’s case as to rebut any claim of similarity.
    These observations leave Mr. Caldwell’s promissory estoppel claim. This claim, too, fails. To
    succeed on this claim, he must prove (1) that Champlain made him a promise that it “should have
    reasonably expected to induce action or forbearance;” (2) that Caldwell “relied on the promise to his
    detriment; and (3) that injustice can be avoided only by enforcement of the promise.” Pettersen v.
    Monaghan Safar Ducham PLLC, 
    2021 VT 16
    , ¶ 11, 
    214 Vt. 269
    ; accord Nelson v. Town of Johnsbury
    Selectboard, 
    2015 VT 5
    , ¶ 56, 
    198 Vt. 277
    ; Restatement (Second) of Contracts § 90(1) (1981). A
    promise, for purposes of promissory estoppel, “is a manifestation of intention to act or refrain from
    acting in a specified way, so made as to justify a promisee in understanding that a commitment has
    been made.” Restatement (Second) of Contracts § 2(1) (1981). “The promise must be more than ‘a
    mere expression of intention, hope, desire, or opinion, which shows no real commitment.’ ” Nelson,
    
    2015 VT 5
    , ¶ 56 (quoting Escribano v. Greater Hartford Acad. of Arts, 
    449 Fed. Appx. 39
    , 43 (2d Cir.
    2011)). And relatedly in this case, the claimed reliance must be reasonable. See Dillon v. Champion
    Jogbra, Inc., 
    175 Vt. 1
    , 10 (2002); Tour Costa Rica v. Country Walkers, Inc., 
    171 Vt. 116
    , 120–21
    (2000).
    The undisputed facts conclusively refute this claim. Mr. Caldwell’s Offer Letter clearly stated
    that his employment was “subject to employment at will and may be terminated by either party at any
    time,” and that the letter was “not a contract.” At-will employees may be terminated “at any time for
    any reason.” Nelson, 
    2015 VT 5
    , ¶ 13 (citing Handverger v. City of Winooski, 
    2011 VT 130
    , ¶ 2, 
    191 Vt. 556
    ) (mem.)); see also Foote v. Simmonds Precision Prods., Inc., 
    158 Vt. 566
    , 570 (1992)
    (“employment contract for an indefinite term is an ‘at-will’ agreement, terminable at any time, for any
    reason”). Promissory estoppel may modify an at-will employment relationship in some cases and
    provide the employee with a remedy for wrongful discharge. Nelson, 
    2015 VT 5
    , ¶ 56 (quoting
    Foote, 
    158 Vt. at 571
    ); Leblanc v. United Parcel Serv., Inc., No. 2:95-CV-68, 
    1996 WL 192011
    , at *4
    (D. Vt. Apr. 2, 1996). The promise, however, must be “ ‘of a specific and definite nature,’ Woolaver v.
    State, 
    2003 VT 71
    , ¶ 30, 
    175 Vt. 397
     (quotation omitted), and not merely a ‘vague assurance,’ Dillon
    v. Champion Jogbra, Inc., 
    175 Vt. 1
    , 10 (2002).” 
    Id.
    Decision on Motion for Summary Judgment                                                       Page 7 of 10
    21-CV-00592 Robert Caldwell v. Champlain College Incorporated
    During his deposition, Mr. Caldwell was asked what Mr. Laackman said to him before he
    signed the Offer Letter that caused him to believe the employment was not at will. He responded:
    In various terms and also written that we would have a long career together. He used
    the term ten years. He used the terms this is going to be a marathon not a sprint. He
    understood what I was sharing with him that to get us up and running was going to take
    a long time[.]
    Mr. Caldwell relies on the following statements from his Affidavit for further support:
    8. During the discussions between President Laackman and me, it became clear that
    President Laackman expected the relationship between and Champlain and me would
    last a decade.
    9. During the same discussions between President Laackman and me, it also was clear
    that Champlain was committed to provide the resources necessary to establish a
    successful advancement program that I was being hired to create.
    ....
    11. In the letter from Defendant offering the position, Plaintiff was told: “You will play
    a critical role in the future of our college with your leadership in our advancement
    endeavors.”
    As noted above, however, he provides proof of not a single statement that informed his sense of
    clarity—much less anything approaching a promise. Indeed, Mr. Caldwell acknowledges that when he
    asked for a contract with a specified term, Mr. Laackman told him that he could not provide that
    because it was not “institutional policy.” And he acknowledged that he knew exactly what he was
    signing up for when he signed an at-will contract.6
    The Dillon and Pettersen cases cited above are instructive in this regard. In the former, the
    plaintiff was applying for a particular position and was told during the interview that it would take her
    “four to six months to feel comfortable with [the] position.” 175 Vt. at 4. She was hired for that
    position but was then reassigned after just two months and ultimately terminated from the company.
    Id. In rejecting the employee’s claim for promissory estoppel, the Court concluded that the four-to-
    six-month statement by the company was only a “vague assurance” and that it could not “reasonably
    be relied upon as a promise of employment . . . for a set period of time” because it was not “a promise
    of a specific and definite nature.” Id. at 10; see Willis v. New World Van Lines, Inc., 
    123 F.Supp.2d 6
     Mr. Caldwell also relies on statements Mr. Laackman made after Mr. Caldwell had joined Champlain. A priori, these are
    irrelevant in the promissory estoppel analysis. A statement cannot have induced reliance if it is made after the action it is
    supposed to have induced has occurred. See McKenney v. John V. Carr & Son, Inc., 
    922 F. Supp. 967
    , 980 (D. Vt. 1996)
    (“The theory of detrimental reliance applies when the promise comes first and induces the subsequent action in reliance.”)
    (citing 1A Corbin on Contracts § 196, at 201).
    Decision on Motion for Summary Judgment                                                                         Page 8 of 10
    21-CV-00592 Robert Caldwell v. Champlain College Incorporated
    380, 395 (E.D. Mich. 2000) (“ ‘The sine qua non of promissory estoppel is a promise that is definite
    and clear.’ ”) (quoting Marrero v. McDonnell Douglas Capital Corp., 
    505 N.W.2d 275
    , 278 (Mich. Ct.
    App. 1993)).
    In Petterson, the plaintiff was an associate at a law firm who was “uncomfortable with his
    salary” and sought information about the “typical partnership track.” 
    2021 VT 16
    , ¶ 3. During a
    discussion with a partner of the firm, the associate stated that he thought a “reasonable trajectory”
    would be to become a partner and earn $100,000 annually after five years. 
    Id.
     The partner responded
    that this trajectory “was reasonable.” 
    Id.
     The associate asserted that he decided to stay with the firm
    based on this “promise” concerning compensation and partnership. 
    Id.
     When he was terminated less
    than two years later, he argued that the partner’s statement was an enforceable promise. Id. ¶ 12. The
    Supreme Court disagreed, quoting Dillon: “ ‘Courts have generally required a promise of a specific
    and definite nature before holding an employer bound by it,’ ” and “ ‘[a] vague assurance is
    insufficient.’ ” Id. ¶ 13. The Court continued: “The promise must be more than a mere expression of
    intention, hope, desire, or opinion, which shows no real commitment.” Id. (quoting Nelson, 
    2015 VT 5
    ,
    ¶ 56 (quotation omitted)).
    The words of Dillon and Petterson could have been written for this case. Here, as in those
    cases, the statements and representations Mr. Caldwell attributes to Mr. Laackman lack the specificity
    and definite nature required to support a claim of promissory estoppel. Mr. Caldwell points to nothing
    specific or definite that Mr. Laackman said to him before he signed the Offer Letter, and the letter was
    clear that employment was “at will and may be terminated by either party at any time.” At most, there
    was a vague suggestion of a decade-long relationship. This was nothing more than an expression of
    intention, hope, or desire—certainly not enough to support a claim for promissory estoppel. See
    Nelson, 
    2015 VT 5
    , ¶ 56 (vague assurance is not enough to support claim for promissory estoppel).
    In a last-ditch effort to save his claims, Mr. Caldwell argues that Mr. Laackman made
    statements post-hiring that modified the at-will relationship. These statements include:
       an email in which Mr. Laackman stated: “We will be working for the next ten
    years to build our legacies, and so patience at the beginning will deliver big
    benefits soon” and “She [Katherine Birrow] and I are both committed to you
    being successful and to us having a very long-term productive relationship.”
       a written note near the end of Mr. Caldwell’s first year in which Mr.
    Laackman stated: “I am so grateful that you moved your tribe to Champlain
    College. You have already made a strong impact and I enter 2018
    encourage[d] by what we will achieve together.”
    Decision on Motion for Summary Judgment                                                       Page 9 of 10
    21-CV-00592 Robert Caldwell v. Champlain College Incorporated
    Mr. Caldwell fails to explain, however, how these statements could have modified the parties’ at-will
    relationship so that it became a contract for a particular term. Failing such an explanation, the court is
    at a loss; the connection is far from obvious. While an employer can unilaterally modify an at-will
    relationship by the adoption of policies or practices inconsistent with at-will employment, see, e.g.,
    Straw v. Visiting Nurse Ass’n and Hospice of VT/NH, 
    2013 VT 102
    , ¶ 16, 
    195 Vt. 152
    ; Taylor v. Nat’l
    Life Ins. Co., 
    161 Vt. 457
    , 464–65 (1993); Foote, 
    158 Vt. at 571
    , Mr. Caldwell cites no cases that
    remotely suggest that statements such as those above can have such an effect. In short, Mr. Caldwell’s
    employment with Champlain was unequivocally at will from the start and remained so until the day he
    was terminated.
    ORDER
    The court grants the Motion for Summary Judgment. The clerk will enter judgment for
    Champlain on all claims. The separate form of judgment required by V.R.C.P. 58 will issue forthwith.
    Electronically signed pursuant to V.R.E.F. 9(d): 8/29/2024 3:21 PM
    ___________________________
    Samuel Hoar, Jr.
    Superior Court Judge
    Decision on Motion for Summary Judgment                                                        Page 10 of 10
    21-CV-00592 Robert Caldwell v. Champlain College Incorporated
    

Document Info

Docket Number: 21-cv-592

Filed Date: 9/19/2024

Precedential Status: Precedential

Modified Date: 9/20/2024