Blackburn v. State ( 2016 )

Supreme Court Cieri<
IN THE SUPREME COURT OF THE STATE OF WASHINGTON
PATRICIA BLACKBURN, DAVID )
CARPENTER, JACOB DAU, )
DENNIS FANT, BONIFACIO )
FORNILLOS, AKANELE IMO, )
JOSE LOPEZ, RALPH PETERSON,
)
andMATTHEWSTALEY, )
)
Appellants, ) No. 91494-0
)
v. ) ENBANC
)
STATE OF WASHINGTON )
DEPARTMENT OF SOCIAL AND )
HEALTH SERVICES and ) Filed JUl. 2 IJ 2016
WESTERN STATE HOSPITAL, )
)
Respondents. )
·-----)
FAIRHURST, J.-Nine employees (Employees) of Western State Hospital
(WSH) 1 assert that their employer has illegally taken race into account when making
staffing decisions in response to patients' race-based threats or demands. After a six-
day bench trial, the trial court found that WSH managers issued a staffing directive
that prevented African-American staff from working with a violent patient making
1
WSH is a division of the Department of Social and Health Services. We refer to the
respondents collectively as the "State" throughout this opinion.
Blackburn v. State, No. 91494-0
threats over the course of one weekend in 2011. Despite this race-based staffing
directive, the trial court entered a verdict for the State and dismissed Employees'
employment discrimination claims. We reverse the trial court and hold that the
State's racially discriminatory staffing directive violates the Washington Law
Against Discrimination (WLAD), RCW 49.60.180(3).
I. FACTS AND PROCEDURAL HISTORY
A. Facts
This case involves Employees' challenge to alleged discriminatory acts of
their employer WSH. WSH is a psychiatric hospital that cares for individuals with
serious mental illnesses. WSH patients tend to be aggressive, violent, and psychotic,
especially where Employees were staffed. Employees all worked on the
evening/swing shift on the same ward (ward F-5) of the Center for Forensic Services
at WSH. Employee Patricia Blackburn, a registered nurse (RN), worked as the
charge nurse on ward F-5. Her race is Caucasian. The other eight Employees identify
as various races and nationalities (African-American, black African, Filipino, and
Caucasian). These eight Employees worked as psychiatric security attendants
(PSAs) on ward F-5, where they helped care for patients.
Although staff members are generally assigned to work in a particular home
ward, they may be reassigned during a shift to work on a different ward based on a
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"'pull list"' that ensures staff members are "pulled away from their home wards on
an equal basis." Clerk's Papers (CP) at 2710 (Finding of Fact (FOF) 9).
The trial court's findings focused on a staffing reassignment that involved
patient M.P. In 2004, M.P. was admitted to WSH through an adjudication of not
guilty by reason of insanity. M.P. was a particularly violent and intimidating patient
who had assaulted both patients and staff. He was often delusional as a result of
failing to take his medications and had spent significant time in seclusion and
restraints. M.P. had a history of methamphetamine abuse, and he suffered from
schizoaffective disorder, bipolar, and antisocial personality disorder. M.P. was
housed on ward F-8.
M.P.'s violent behaviors and delusions escalated toward the end of March
2011. At that time, M.P. was usually staffed with two attendants during the day and
one at night. One of his regular attendants was Marley Mann, an African-American
PSA. 2 Andy Prisco was M.P.'s treatment team coordinator. He had worked
extensively with M.P. On Friday, April1, 2011, Prisco reported to RN4 Lila Rooks
that M.P. was making credible threats toward Mann. He also quoted M.P.'s
comments that he planned to "'fl'** up any [n word] working with him."' CP at
2710 (alteration in original) (FOF 6). Prisco, who was familiar with numerous
similar threats, believed that M.P.'s only credible threat directly targeted Mann and
2
Mann is not a party to this action.
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no one else. The trial court found that "the threats were directed specifically to Mr.
Mann." CP at 2710 (FOF 6).
Rooks shared Prisco's report with others. A decision was made that M.P.
should not have access to African-American staff during the weekend to ensure staff
safety. The trial court found that this decision "was likely an overreaction to Mr.
Prisco's reported concerns." CP at 2710 (FOF 7). Rooks communicated the staffing
decision to RN3s Barbara Yates and Beth Baltz.
The next day, Yates called Blackburn to reassign three of Blackburn's PSAs
to work on other wards. Yates specifically·directed Blackburn to send a white staff
person to ward F-8, where M.P. resided. Seven of the nine Employees were working
the swing shift on ward F-5 at this time. Blackburn refused to depart from the pull
list and noted that the next three employees listed were all persons of color.
Blackburn again refused when Yates directed that she send the person "'with the
lightest skin."' CP at 2711 (FOF 10). Yates eventually directed Bonifacio Fornillos
to go to ward F-8. Fornillos obeyed this directive and proceeded to work on ward F-
8 without incident.
M.P. did not commit any assaults over the weekend of April 2-3, 2011. The
trial court found that "the staffing directive ended" on Monday, April 4, 2011, and
noted that "none of the plaintiffs have been on a shift in which a similar staffing
assignment was made" since that time. CP at 2711 (FOF 12, 14).
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B. Procedural history
Employees initially sued the State for employment discrimination in federal
court in 2011, asserting both state and federal law claims. After the State asserted
sovereign immunity over the claims under chapter 49.60 RCW, the parties agreed to
voluntarily dismiss their state law claims and refile them in Pierce County Superior
Court. 3
The trial court held a six-day bench trial in 2015. The court entered findings
of fact and conclusions oflaw dismissing all of Employees' WLAD claims, issuing
a verdict for the defense. The factual findings focused on the particular staffing
incident involving patient M.P. over the course of one weekend in April 2011. The
court found that this staffing directive ended on April4, 2011, and that "none of the
plaintiffs have been on a shift in which a similar staffing assignment was made"
since April 2011. CP at 2711 (FOF 14). The court rejected Employees' disparate
treatment claim on two grounds, concluding (1) that they failed to prove a tangible
adverse employment action that was severe enough to be actionable and (2) that
"safety was the overriding factor" in the staffing directive, rather than race. CP at
2712 (Conclusion of Law (COL) 6). The trial court also dismissed Employees'
hostile work environment claim, noting that the staffing directive was not "so severe
3
The State prevailed on summary judgment in federal court on their federal claims, and the
United States Court of Appeals for the Ninth Circuit affirmed in an m1published opinion.
Blackburn v. State of Wash. Dep't of Soc. & Health Servs., 611 F. App'x 416 (9th Cir. 2015).
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or pervasive" as to constitute a hostile work environment. CP at 2712 (COL 10); see
also CP at 2712 (COL 9). Employees sought direct review in this court, which we
granted.
II. ANALYSIS
Employees challenge multiple factual findings and conclusions of law. We
review findings of fact for substantial evidence. Hegwine v. Longview Fibre Co.,
162 Wn.2d 340, 352, 172 P.3d 688 (2007). As the party challenging the trial court's
factual findings, Employees have the burden to prove they are not supported by
substantial evidence. See Fisher Props., Inc. v. Arden-Mayfair, Inc., 115 Wn.2d 364,
369, 798 P.2d 799 (1990). "Substantial evidence" means evidence that is sufficient
'"to persuade a rational, fair-minded person of the truth of the finding."' Hegwine,
162 Wn.2d at 353 (quoting In re Estate of Jones, 152 Wn.2d 1, 8, 93 P.3d 147(2004)). So long as this substantial evidence standard is met, "a reviewing court will
not substitute its judgment for that of the trial court even though it might have
resolved a factual dispute differently." Sunnyside Valley Irrig. Dist. v. Dickie, 149
Wn.2d 873, 879-80, 73 P.3d 369 (2003). We review conclusions of law de novo.
Robel v. Roundup Corp., 148 Wn.2d 35, 42, 59 P.3d 611 (2002); Hegwine, 162
Wn.2d at 348, 353.
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A. Factual challenges
Employees raise various challenges to the trial court's factual findings that
generally relate to the duration and frequency of the State's race-based staffing
practices. Although the trial court found that the race-based staffing directive lasted
only one weekend and that Employees have not been subjected to similar staffing
incidents, Employees claim the State maintains a policy of racial staffing that it has
used on other occasions.
We find that substantial evidence supports the trial court's factual findings.
The trial court weighed the witnesses' testimony and credibility and implicitly
determined that other staffing decisions described were not substantially similar to
the racial staffing directive at issue in April 2011, which involved a clear
communication that no staff members of a certain race were to be assigned to a
particular ward over the course of one weekend. Based on our review of the record,
Employees' challenges are not sufficient to disturb the trial court's factual findings
under the substantial evidence standard.
B. Legal challenges
Employees claim that the trial court erred in dismissing their disparate
treatment and hostile work environment claims. We agree with Employees that the
State's explicitly race-based staffing directive constituted facial discrimination in
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violation ofRCW 49.60.180(3).
Since 1949, the WLAD has existed to protect individuals from discrimination
on the basis of race, among other protected characteristics. The WLAD "shall be
construed liberally" to accomplish its antidiscrimination purposes. RCW 49.60.020.
RCW 49.60.180 prohibits racial discrimination in employment. At the federal level,
Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e-2, also contains
antidiscrimination provisions with some similar statutory language. Although this
case involves claims only under the WLAD, Washington courts often look to federal
case law on Title VII when interpreting the WLAD. See, e.g., Hill v. BCTI Income
Fund-I, 144 Wn.2d 172, 180, 23 P.3d 440 (2001). We view Title VII cases as "a
source of guidance," but we also recognize that "they are not binding and that we
are free to adopt those theories and rationale which best further the purposes and
mandates of our state statute." Grimwood v. Univ. of Puget Sound, Inc., 110 Wn.2d
355, 361-62, 753 P.2d 517 (1988).
The WLAD makes it unlawful for an employer "[t]o discriminate against any
person in compensation or in other terms or conditions of employment because of .
. . race." RCW 49 .60.180(3 ). This case involves claims of disparate treatment under
RCW 49.60.180(3). '"Disparate treatment" ... is the most easily understood type
of discrimination. The employer simply treats some people less favorably than others
because of their race, color, religion, sex, or national origin."' Shannon v. Pay 'N
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Save Corp., 104 Wn.2d 722, 726, 709 P.2d 799 (1985) (alteration in original)
(quoting Int'l Bhd. of Teamsters v. United States, 431 U.S. 324, 335 n.IS, 97 S. Ct.
1843, 52 L. Ed. 2d 396 (1977)).
When an employee makes out a claim of disparate treatment under the
WLAD, like Title VII, the employer's action is unlawful unless the employer has a
valid justification. See, e.g., Franklin County Sheriff's Office v. Sellers, 97 Wn.2d
317, 328-29, 646 P.2d 113 (1982) ("The County's decision to achieve a sexual
balance by providing a male counselor and female counselor resulted in the County
refusing to hire Sellers because of her sex. As such, the action was prohibited by
statute unless it was based upon a bona fide occupational qualification."); Healey v.
Southwood Psychiatric Hasp., 78 F.3d 128, 132 (3d. Cir. 1996) (policy of requiring
both males and females on all shifts: "When open and explicit use of gender is
employed, as is the case here, the systematic discrimination is in effect 'admitted'
by the employer, and the case will tum on whether such overt disparate treatment is
for some reason justified," such as through affirmative action or a bona fide
occupational qualification (BFOQ)); Int'l Union, United Auto., Aerospace & Agr.
Implement Workers ofAm. v. Johnson Controls, Inc., 499 U.S. 187, 199-200, Ill S.
Ct. 1196, 113 L. Ed. 2d 158 (1991) ("Whether an employment practice involves
disparate treatment through explicit facial discrimination does not depend on why
the employer discriminates but rather on the explicit terms of the discrimination ...
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. The beneficence of an employer's purpose does not undermine the conclusion that
an explicit gender-based policy is sex discrimination under [Title VII] and thus may
be defended only as a BFOQ.").
The trial court held that Employees' disparate treatment claim failed. We
disagree. According to the trial court's findings of fact, the State made staffing
decisions that explicitly prevented certain employees from working on a particular
ward over the course of one weekend due to their race. Although the trial court found
these staffing orders were "likely an overreaction," this does not change the resulting
discriminatory nature of the staffing decisions. CP at 2710 (FOF 7). The trial court
found that "the decision was made that [M.P.] should not have access to African[-]
American staff' and Yates directed that a "white staff person needed to go to F-8,"
instead of the African-American staff who were next on the pull list. CP at 2710
(FOF 7, 9). These overt race-based directives affected staffing decisions in such a
manner as to constitute discrimination in "terms or conditions of employment
because of ... race" in violation ofRCW 49.60.180(3). We hold that the trial court
erred in concluding otherwise.
We also detennine that the State has no valid legal justification for its
discrimination. RCW 49.60.180 allows employers to take protected characteristics
into account in limited circumstances. See RCW 49.60.180(1) (prohibition against
discrimination in hiring does not apply if based on a BFOQ), (3) (permitting
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segregated washrooms and locker facilities on the basis of sex and allowing the
Human Rights Commission to issue regulations or rulings "for the practical
realization of equality of opportunity between the sexes"), (4) (prohibition against
discrimination in advertising, job applications, and preemployment inquiries does
not apply if based on a BFOQ). In order to satisfy the BFOQ standard, the employer
must prove (1) that the protected characteristic is essential to job purposes or (2) that
all or substantially all persons with the disqualifying characteristic would be unable
to efficiently perform the job. Hegwine, 162 Wn.2d at 358.
None of these statutory exceptions apply. RCW 49.60.180(3) allows limited
exceptions for classifications only based on sex, not race. And even if the BFOQ
defense from RCW 49.60.180(1) or (4) could apply in this case, which is doubtful,
the State waived it. CP at 2641; 1 Verbatim Report ofProceedings (Feb. 2, 2015) at
11. The State fails to assert any other defense that our statutes or case law recognize.
Therefore, Employees prevail on their disparate treatment claims.
Employees also challenge the trial court's dismissal of their hostile work
environment claim. RCW 49.60.180(3) prohibits harassment based on a protected
characteristic that rises to the level of a hostile work environment. An employee
must demonstrate four elements for a hostile work environment claim: that the
harassment (1) was unwelcome, (2) was because of a protected characteristic, (3)
affected the terms or conditions of employment, and (4) is imputable to the
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employer. Glasgow v. Ga.-Pac. Corp., 103 Wn.2d 403, 406-07, 693 P.2d 708(1985); see also Fisher v. Tacoma Sch. Dist. No. 10, 53 Wn. App. 591, 595-96, 769
P.2d 318 (1989) (extending the hostile work environment standard in Glasgow to
race-based hostile work environment claims). The trial court held that the employees
failed to meet the third element, which requires that "[t]he harassment must be
sufficiently pervasive so as to alter the conditions of employment and create an
abusive working environment." Glasgow, 103 Wn.2d at 406. Harassing conduct has
also been described as "severe and persistent," and it must be determined "with
regard to the totality of the circumstances." Id. at 406-07. 4
Based on the trial court's factual findings, which we find are supported by
substantial evidence, the trial court did not err in dismissing Employees' hostile
work environment claim. The trial court applied the correct legal standard and did
not err in concluding that the staffing decision over the course of a single weekend
did not rise to the level of severe or pervasive harassment.
Employees request relief in the form of damages, declaratory and injunctive
relief, interest, attorney fees, and costs. RCW 49.60.030(2) allows successful
4
The Court of Appeals has adopted criteria "[t]o determine whether the harassment is such
that it affects the conditions of employment ... :the frequency and severity of the discriminatory
conduct; whether it is physically threatening or humiliating, or a mere offensive utterance; and
whether it unreasonably interferes with an employee's work performance." Washington v. Boeing
Co., 105 Wn. App. I, I 0, 19 P.3d 1041 (2000) (citing Sangster v. Albertson's, Inc., 99 Wn. App.
156, 163, 991 P.2d 674 (2000) (quoting Harris v. Forklift Sys., Inc., 510 U.S. 17, 23, 114 S. Ct.
367, 126 L. Ed. 2d 295 (1993))).
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plaintiffs in WLAD actions to recover damages, injunctive relief, costs, and attorney
fees. Because we find that Employees have prevailed on their disparate treatment
claim and have complied with RAP 18.1 and RCW 49.60.030(2), we remand this
case to the trial court to determine the appropriate damages and reasonable attorney
fees to award in this case. On remand, the trial court should also consider whether
injunctive relief is appropriate and, if so, the trial court will be responsible for
crafting the scope of and enforcing any injunction issued.
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WE CONCUR:
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