State v. Hand , 429 P.3d 502 ( 2018 )

this opinion was filed for record
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IN THE SUPREME COURT OF THE STATE OF WASHINGTON
STATE OF WASfflNGTON,
Respondent, No. 94902-6
V.
EN BANC
ANTHONY GENE HAND,
Petitioner. Filed: mM 0 8 2018
FAIRHURST, C.J.—This case presents the question of whether detaining an
incompetent defendant in jail for 76 days before providing competency restoration
treatment violates his substantive due process rights under the Fourteenth
Amendment to the United States Constitution. The trial court found Anthony Gene
Hand incompetent to stand trial and ordered Western State Hospital(WSH)to admit
Hand within 15 days for competency restoration treatment. Hand remained in county
jail for 61 days after the court's 15 day deadline, for a total of 76 days of
confinement. Hand's competency was eventually restored through treatment at WSH.
He was subsequently convicted on both charges. Hand argues that the State violated
State V. Hand, No. 94902-6
his substantive due process rights by detaining him in jail for 76 days before
admitting him to WSH for treatment—and that the proper remedy is dismissal with
prejudice. We affirm the Court of Appeals and hold that detaining Hand in county jail
for 76 days violated his due process rights but that dismissal with prejudice, the only
relief Hand requests, is not warranted.
I. FACTS AND PROCEDURAL HISTORY
On September 22, 2014, the Pierce County prosecuting attorney charged Hand
with first degree escape. The police arrested Hand pursuant to an arrest warrant and
found a bag of methamphetamine in his waistband during booking. The State charged
Hand with unlawful possession of a controlled substance. Hand did not post bail and
therefore remained in county jail.
Hand's counsel requested a competency evaluation under former RCW
10.77.060(l)(a) (2012). On December 24, 2014, the trial court granted the request
and ordered that Hand be held without bail pending a competency determination.
After considering the opinion of the mental health evaluator, the court found Hand
not competent to stand trial and ordered a 45 day commitment to WSH for
competency restoration to begin within 15 days ofthe order.
On January 19, 2015, Hand sent a letter to the court suggesting that the charges
be dropped because he was still in jail and had not been admitted to WSH for
treatment. On February 11, 2015, Hand still had not been admitted to WSH, and he
filed a motion to dismiss based on a substantive due process violation or,
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State V. Hand, No. 94902-6
alternatively, for WSH to show cause why it should not be held in contempt.^ The
court denied the motion to dismiss, finding no due process violation, but ordered a
show cause hearing. Hand filed another motion to dismiss alleging a due process
violation on February 18, 2015. On February 25, 2015, he filed yet another motion to
dismiss or, in the alternative, to release him from custody.
At the show cause hearing on February 25, 2015, the court considered a
declaration from Dr. Barry Ward explaining that Hand was placed on a waiting list
because WSH did not have the ability to admit Hand at the time of the order. Dr.
Ward further explained that the restoration treatment services unit was operating near
full capacity and had a wait list of 113 defendants. According to Dr. Ward, 71 days
was the average wait time for 45 day restoration cases. This delay was due to a
significant increase in orders for inpatient evaluation or restoration and a decrease in
the number of available beds.
Ultimately, the trial court found the Department of Social and Health Services
(DSHS)in contempt of the trial court's December 24, 2014 order. The court ordered
that Hand be transported to WSH by February 26, 2015, and imposed sanctions of
$500 per day to be paid to the county jail for every day beyond the new deadline.
'Both parties acknowledged that Hand may be a class member in Trueblood v. Department
of Social & Health Services, 101 F. Supp. 3d 1010, 1022 (W.D. Wash. 2015), vacated and
remanded, 822 F.3d 1037 (2016), in which the federal district court held that the DSHS delay in
providing court ordered competency services violated class members' due process rights. The trial
court held that the federal proceedings have no hearing on the resolution ofthis case.
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State V. Hand, No. 94902-6
Despite the order, Hand was not transferred to WSH on February 26, 2015. On March
4, 2015, finding no due process violation, the court denied the motions to dismiss. On
March 10, 2015, 61 days after the court's 15 day deadline expired, WSH finally
admitted Hand for restoration treatment. The court ordered DSHS to pay the county
jail $6,000 in sanctions based on failure to obey a court order.
On April 29, 2015, the trial court found Hand competent to stand trial. A bench
trial was held on stipulated facts, and the court found Hand guilty as charged. Hand
appealed his convictions to the Court of Appeals. The Court of Appeals, Division
Two, held that the State violated Hand's substantive due process rights by detaining
him in jail for 76 days before WSH admitted him for treatment. State v. Hand, 199
Wash. App. 887, 890, 401 P.3d 367 (2017). However, the Court of Appeals held that
dismissal was not required under CrR 8.3(b) because Hand could not show that the
delay prejudiced his right to a fair trial. Id. at 899. Hand petitioned this court for
review, which we granted. State v. Hand, 189 Wn.2d 1024,406 P.3d 279(2017).
II. ISSUES
A. Did the State violate Hand's substantive due process rights under the
Fourteenth Amendment by detaining him in county jail for 76 days without bail while
he awaited competency restoration treatment?
B. Is dismissal with prejudice an appropriate remedy under these facts?
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State V. Hand, No. 94902-6
III. STANDARD OF REVIEW
Constitutional questions are questions of law and are reviewed de novo. In re
Det. ofMorgan, 180 Wash. 2d 312, 319, 330 P.3d 11A (2014).
IV. ANALYSIS
Washington has statutory procedures for the identification and treatment of
mentally incompetent criminal defendants. Ch. 10.77 RCW. A person is incompetent
to stand trial if a mental disease or defect causes him or her to lack "the capacity to
understand the nature of the proceedings against him or her or to assist in his or her
own defense." Former RCW 10.77.010(15) (2011). RCW 10.77.050 provides that
"[n]o incompetent person shall be tried, convicted, or sentenced for the commission
of an offense so long as such incapacity continues."
If there is reason to doubt a defendant's competency, the trial court shall
appoint or request the secretary of DSHS to designate an expert to evaluate the
mental condition of the defendant. Former RCW 10.77.060(l)(a). If the court finds
the defendant incompetent based on the expert's report, the court shall stay the
proceedings and commit the defendant to the custody of DSHS for placement into
competency restoration treatment. Former RCW 10.77.084(l)(a) (2012); former
RCW 10.77.086 (2013). If competency is then restored, the court shall lift the stay
and continue the criminal proceedings. Former RCW 10.77.084(l)(b). If competency
is not restored, the court shall dismiss the criminal proceedings without prejudice.
Former RCW 10.77.084(l)(c).
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State V. Hand, No. 94902-6
Former RCW 10.77.068(2012)expressed the State's "performance targets" for
the timeliness of admissions for restorative treatment. The statute designated a
performance target of seven days or less for admitting a defendant in pretrial custody
awaiting restorative treatment. Former RCW 10.77.068(l)(a)(i).^ The legislature
expressly provided that performance targets do not "create any new entitlement or
cause of action related to the timeliness of competency evaluations or admission for
inpatient services related to competency to proceed or stand trial, nor can it form the
basis for contempt sanctions under chapter 7.21 RCW or a motion to dismiss criminal
charges." Former RCW 10.77.068(5).
Hand contends that the State violated his substantive due process rights by
detaining him in jail for 76 days before WSH admitted him for treatment. He asserts
that this violation warrants dismissal with prejudice because no other remedy
provides him adequate relief.
A. The State violated Hand's substantive due process rights by detaining him for
76 days before providing treatment because the nature and duration of his
detention was not reasonably related to the restorative purpose for which the
trial court admitted him
Constitutional questions pertaining to the pretrial confinement of incompetent
criminal defendants are analyzed under the due process clause of the Fourteenth
^ During the course ofthis litigation, the legislature amended RCW 10.77.068 to set a 14 day
time limit for admission of defendants detained pending competency restoration treatment. RCW
10.77.068(l)(a)(i)(A)-(B).
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State V. Hand, No. 94902-6
Amendment.^ Or. Advocacy Ctr. v. Mink, 322 F.3d 1101, 1120 (9th Cir. 2003). When
determining whether an incompetent criminal defendant's substantive due process
rights have been violated, the court must balance the defendant's liberty interests
against interests of the State. Id. at 1121; see Trueblood v. Dep't ofSoc. & Health
Servs., 822 F.3d 1037, 1043 (9th Cir. 2016). Incompetent criminal defendants have a
liberty interest in receiving restorative treatment and a liberty interest in freedom
from incarceration because they have not been convicted ofthe charged crimes. Mink,
322 F.3d at 1121. The relevant question is whether the nature and duration of Hand's
detention is reasonably related to the purpose for which he was committed. Id. at
1122 (citing Jackson v. Indiana, 406 U.S. 715, 738, 92 S. Ct. 1845, 32 L. Ed. 2d 435
(1972)).
Both federal courts that have addressed this issue determined that the
Fourteenth Amendment requires the State to admit an incompetent defendant to a
state hospital for competency restoration treatment within seven days of the order
calling for treatment."^ Id. at 1123; Trueblood v. Dep't ofSoc. & Health Servs., 101 F.
^ We reject the State's argument that Hand's claim is not governed by the Fourteenth
Amendment—^the United States Supreme Court analyzed a nearly identical issue under the due
process clause of the Fourteenth Amendment Jackson v. Indiana, 406 U.S. 715, 731, 92 S. Ct.
1845, 32 L. Ed. 2d 435 (1972)("Indiana's indefinite commitment of a criminal defendant solely on
account of his ineompeteney to stand trial does not square with the Fourteenth Amendment's
guarantee of due process."). Hand's detention may also implicate his rights under the Fourth and
Sixth Amendments to the United States Constitution, as the State suggests, but Hand does not claim
that his Fourth or Sixth Amendment rights have been violated here. The State's Fourth and Sixth
Amendment arguments have no bearing on our resolution of Hand's Fourteenth Amendment
substantive due process claim.
'' The California Court of Appeal addressed this same issue and affirmed a trial court's
finding that "60 days was the outside limit" for ensuring timely admission to a state hospital for
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State V. Hand, No. 94902-6
Supp. 3d 1010, 1022 (W.D. Wash. 2015), vacated and remanded, 822 F.3d 1037
(2016). In Mink, Oregon Advocacy Center (GAG) sued the Oregon State Hospital
(OSH)on behalf of its constituents, mentally incompetent criminal defendants, on the
basis that OSH was violating incompetent defendants' Fourteenth Amendment due
process rights. 322 F.3d at 1107. OAC argued that OSH violated defendants'
substantive due process rights by unreasonably detaining them in county jails for
weeks or months before admitting them to OSH for restorative treatment. Id. The
United States District Court for the District of Oregon agreed with OAC and held that
OSH violated class members' substantive due process rights by failing to admit them
within seven days ofthe order declaring them incompetent. M at 1119.
The United States Court of Appeals for the Ninth Circuit affirmed the trial
court's declaration of a seven day constitutional limit, holding that civilly committed
persons must receive mental health treatment that gives them a realistic opportunity
for restoration or improvement and that a lack of funds or facilities does not justify a
hospital's failure to provide such treatment. Id. at 1121. Relying on the United States
treatment. In re Loveton, 244 Cal. App. 4th 1025, 1044, 198 Cal. Rptr. 3d 514 (2016). The court's
analysis was informed by a California statute that required the medical director of the state hospital
to report on each defendant's progress toward recovery of competence within 90 days of
commitment. Id. at 1043. The trial court reasoned, based on evidence in the record, that a report
takes 17 to 20 days to produce. The trial court then concluded that 60 days was an appropriate
deadline for admission so that the hospital could produce a report before the 90 day statutory
deadline expired. Id. The California Court of Appeal explained that "[a]lthough transferring
[incompetent] defendants in less than 60 days after commitment should of course remain the goal,
the trial court's order realistically places an outside limit on what is statutorily and constitutionally
permissible." M at 1047.
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State V. Hand, No. 94902-6
Supreme Court's holding in Jackson, 406 U.S. at 738,^ the court held that detaining
incapacitated defendants for "weeks or months" violates their substantive due process
rights because "the nature and duration of their incarceration bear no reasonable
relation to the evaluative and restorative purposes for which courts commit those
individuals." Mink, 322 F.3d at 1122.
Similarly, in Trueblood, the United States District Court for the Western
District of Washington found "seven days to be the maximum justifiable period of
incarceration" allowed by the Fourteenth Amendment. 101 F. Supp. 3d at 1022. After
a bench trial, the court concluded that a "seven-day limit is required by the
constitution" because holding incompetent defendants in jail causes harm that directly
conflicts with the goal of competency restoration:
Each additional day of incarceration causes further deterioration of class
members' mental health, increases the risks of suicide and of
victimization by other inmates, and causes illness to become more
habitual and harder to cure, resulting in longer restoration periods or in
the inability to ever restore that person to competency.
Id. at 1022.
^ The Supreme Court held that under the due process clause,
a person charged by a State with a criminal offense who is committed solely on
account of his incapacity to proceed to trial cannot be held more than the reasonable
period of time necessary to determine whether there is a substantial probability that
he will attain that capacity in the foreseeable future. . . . Furthermore, even if it is
determined that the defendant probably soon will be able to stand trial, his continued
commitment must be justified by progress toward that goal.
Jackson, 406 U.S. at 738. The Court explained that "due process requires that the nature and
duration of the commitment bear some reasonable relation to the purpose for which the individual is
committed." Id.
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State V. Hand, No. 94902-6
The court ordered a permanent injunction requiring, inter alia, that individuals
ordered to receive restorative treatment are admitted to a state hospital within seven
days of the order. Id. at 1023-24. DSHS did not challenge this part of the order on
appeal. Trueblood, 822 F.3d at 1040.^
Here, the trial court ordered WSH to admit Hand for restorative treatment
within 15 days of the order finding Hand incompetent. WSH did not admit Hand
within 15 days of the order. Instead, Hand remained in jail for a total of 76 days,
awaiting restorative treatment. Detaining an incompetent defendant in jail for months
likely harms a defendant's mental health and runs counter to the very purpose for
which he was committed—^which is to restore the defendant's competency. Mink, 322
F.3d at 1121. Because prolonged incarceration while awaiting treatment may cause
serious harm to defendants and does not meaningfully advance the State's interest in
restoring defendants' competency to stand trial, the constitutional due process
balancing favors Hand. In light of the 7 day constitutional limit expressed by the
Ninth Circuit in Mink and the district court in Trueblood, and the legislature's 7 day
performance target, we affirm the Court of Appeals and hold that the State's 76 day
detention of Hand violated his substantive due process rights to restorative treatment
and to be free from incarceration. See also Willis v. Dep't ofSoc. & Health Servs.,
^ The district court's ruling in Trueblood required two things. First, it required the State to
provide in-jail competency evaluations within seven days of the order calling for an evaluation. 101
F. Supp. 3d at 1023-24. Second, it required the State to admit persons ordered to receive
competency restoration services into a state hospital within seven days of the order calling for
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State V. Hand, No. 94902-6
No. C16-5113RBL, 2017 WL 1064390, at *6 (W.D. Wash. Mar. 21, 2017)(court
order) ("At the time of Willis's incarceration, it was clearly established that
indefinitely incarcerating incompetent defendants while they awaited competency
restoration, because there was not room in the state hospital, violated their
constitutional due process rights.").
B. Hand fails to show that dismissal with prejudice is warranted under these facts
As a remedy. Hand seeks dismissal with prejudice. Washington currently has
two statutory mechanisms by which incompetent defendants detained in jail can have
their charges dismissed without prejudice.^ First, RCW 10.77.079, enacted two
months after the trial court found Hand competent to stand trial, allows a prosecuting
attorney to dismiss a potentially incompetent defendant's charges without prejudice
and refer the defendant for assessment by a mental health professional:
If the issue of competency to stand trial is raised by the court or a party
under RCW 10.77.060, the prosecutor may continue with the
competency process or dismiss the charges without prejudice and refer
the defendant for assessment by a mental health professional, chemical
dependency professional, or developmental disabilities professional to
determine the appropriate service needs for the defendant.
RCW 10.77.079(1).^
restoration services. Id. at 1024. DSHS challenged only the seven day time limit on providing
competency evaluations on appeal. Trueblood, 822 F.3d at 1040.
'A trial court may be able to dismiss an incompetent defendant's charges without prejudice
as a remedy for a substantive due process violation, but we decline to answer that question here
because Hand is no longer incompetent and seeks only dismissal with prejudice.
^ Even without being in jail, a person may be civilly committed under RCW 71.05.230 if
professional staff at a facility providing mental health evaluation services determines that a person
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State V. Hand, No. 94902-6
Second, RCW 10.77.084(l)(c) allows a court to dismiss an incompetent
defendant's charges without prejudice if the court finds the defendant's competency
has not been restored by the end ofthe competency restoration period:
If, following notice and hearing or entry of an agreed order under (b) of
this subsection, the court finds that competency has been restored, the
court shall lift the stay entered under (a) of this subsection. If the court
finds that competency has not been restored, the court shall dismiss the
proceedings without prejudice, except that the court may order a further
period of competency restoration treatment if it finds that further
treatment within the time limits established by RCW
10.77.086 or 10.77.088 is likely to restore competency, and a further
period oftreatment is allowed under RCW 10.77.086 or 10.77.088.
(Emphasis added.)
Case law now provides a third mechanism by which incompetent defendants
detained in jail can have their charges dismissed without prejudice. In State v. Kidder,
197 Wash. App. 292, 295, 389 P.3d 664(2016), decided more than a year after the trial
court found Hand competent to stand trial, the Court of Appeals affirmed the trial
court's use of RCW 10.77.084(l)(c) to dismiss a defendant's charges without
prejudice after WSH failed to admit the defendant for treatment within the 90 day
competency restoration period specified in the court's order of commitment.
Kidder and the statutory mechanisms described above allow a court or
prosecuting attorney to dismiss an incompetent defendant's charges without
has a mental disorder or substance abuse disorder and files a petition with the court stating that the
person presents a likelihood of serious barm or is gravely disabled. RCW 71.05.230(4)(b).
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State V. Hand, No. 94902-6
prejudice.^ While it is not clear what Hand earlier wanted, at this point he seeks
only dismissal with prejudice. As Hand explains in his petition, "Dismissal without
prejudice, the statutory relief, provides no remedy for Mr. Hand, as he has been
convicted and is serving his sentence." Pet. for Review at 9. Hand cites no authority
directly supporting his dismissal with prejudice argument. He contends that we
should apply the reasoning used in State v. Striker (a speedy trial rights case) to
dismiss his charges with prejudice. 87 Wash. 2d 870, 876, 557 P.2d 847 (1976). In
Striker, this court held that to discourage prosecutorial delay, a prosecution must be
dismissed with prejudice if not brought to trial in a timely manner:
In order to protect the right of the accused, and in accordance with the
manifest policy expressed in the rules, to discourage prosecutorial
delays which are not approved by the court, we hold that in such
circumstances a prosecution must be dismissed with prejudice on timely
motion of the defendant, if it is not brought to trial within the time
specified in CrR 3.3, after the information or indictment is filed.
Id. at 877 (emphasis added). Hand does not argue before this court that his detention
violated his right to a speedy trial.'^ Nor does he argue that his prolonged detention
was the result of prosecutorial delay. Thus, Striker has no bearing on the resolution of
this case.
^ Trial courts may set an admission deadline in their commitment orders, as the court did
here, and monitor the State's compliance with the order.
Hand did not specify in his motions to dismiss whether he was requesting dismissal with
or without prejudice, hut the language in his January 19, 2015 letter to the trial court suggests that
he was seeking dismissal without prejudice. See Clerk's Papers at 36 ("If not for the sake of
regaining my freedom, at least for the sake of'again' trying to obtain Mental Health 'Treatment.'"
(underlining omitted)).
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State V. Hand, No. 94902-6
The 76 day delay in admitting Hand for treatment was caused by a lack of
resources at WSH." The trial court correctly imposed sanctions against WSH for
violating its contempt order. These sanctions do not provide Hand relief, but Hand
may be able to bring a civil claim for damages. See Willis, 2017 WL 1064390, at *6.
The remedy that Hand seeks in this court, dismissal with prejudice, is simply not
warranted under these facts.
V. CONCLUSION
We affirm the Court of Appeals and hold that detaining an incompetent
defendant for 76 days before providing competency restoration treatment violates the
due process clause of the Fourteenth Amendment but that dismissal with prejudice is
not warranted under these facts.
'^ Hand briefly alleged a speedy trial violation in his Court of Appeals brief. However, the
argument is limited to one sentence at the end of the section devoted to his due process argument.
He also raised the speedy trial argument briefly in his motions to dismiss.
Hand's time spent in county jail will be counted toward his earned release time pursuant
to WAG 137-30-030 and -040.
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State V. Hand, No. 94902-6
^-^CLKA d-C
WE CONCUR:
J
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State V. Hand (Anthony Gene)
No. 94902-6
MADSEN,J.(concurring)—^Although I agree with the result, I disagree with the
majority's position that Anthony Hand's detention awaiting competency treatment
implicates substantive due process. Substantive due process necessarily requires that a
fundamental right exists—either in statute or under the constitution. This is not the case
here. RCW 10.77.068 establishes only aspirational timelines and that Western State
Hospital(WSH)conduct competency evaluations and restorative serviees in a speeified
manner. A person does not have a fundamental right to services. Instead, I would hold
that this is a speedy trial rights issue under the Sixth Amendment to the United States
Constitution. However, Hand did not raise a speedy trial argument and waived that
defense. Therefore, I also would affirm Hand's convietion, but I depart from the
majority's rationale in doing so.
Discussion
In Jackson v. Indiana, the United States Supreme Court held that mentally
ineompetent persons are denied equal protection when committed to a mental institution
under less stringent standards than those required for release. 406 U.S. 715, 92 S. Ct.
1845, 32 L. Ed. 2d 435 (1972). The Court held "that a person . . . committed solely on
No. 94902-6
Madsen, J., concurring
account of his incapacity to proceed to trial cannot be held more than the reasonable
period oftime necessary to determine whether there is a substantial probability that he
will attain that capacity in the foreseeable future." Id. at 738. "[D]ue process requires
that the nature and duration of commitment bear some reasonable relation to the purpose
for which the individual is committed." Id.
This general principle was relied on by the district court in Trueblood v.
Department ofSocial & Health Services, 101 F. Supp. 3d 1010(W.D. Wash. 2015),
vacated and remanded, 822 F.3d 1037(9th Cir. 2016), and in Oregon Advocacy Center v.
Mink, 322 F.3d 1101 (9th Cir. 2003). The majority relies on these two cases in holding
that the pretrial detention of a defendant prior to commitment for restorative treatment
falls under substantive due process.
Specifically, the court, on appeal in Trueblood, opined,"[W]e excluded delays due
to competency issues from both the statutory and constitutional speedy trial analysis in
part because 'the delays were all either directly caused by Defendant or . . . were deemed
necessary in the interests ofjustice.'" Trueblood, 822 F.3d at 1044(second alteration in
original)(citing United States v. Sutcliffe, 505 F.3d 944, 957(9th Cir. 2007)).
I disagree with the Ninth Circuit's interpretation ofthe Sixth Amendment speedy
trial right as it relates to civil commitment. In my view, its opinion conflates two very
distinct procedures—^pretrial detention awaiting restorative treatment and pretrial civil
commitment intended for restoration of competency to proceed to trial. A Sixth
Amendment right to speedy trial is necessarily implicated when a defendant's trial is
No. 94902-6
Madsen, J., concurring
being delayed simply because he is waiting for his competency restorative services. The
Ninth Circuit's support for dismissing a Sixth Amendment issue is unpersuasive.'
Jackson can and should be distinguished. The issue in Jackson was the duration
ofthe defendant's stay in civil commitment. 406 U.S. at 719. Due to the psychological
evaluations of the defendant, the doctors testified that there was little hope for him to ever
restore competency, opening the door to indefinite civil confinement. See id. The Court
established the reasonableness standard to address the issue ofsomeone being
indefinitely confined after being evaluated and admitted to treatment as incompetent. In
such a case, a defendant's fundamental rights to treatment and to liberty are implicated.
Here, the issue is not pretrial commitment but, rather, pretrial detention. Due process is
' The court relied on Sutcliffe for the proposition that the Sixth Amendment is not implieated
when the delays are caused by the defendant or were deemed necessary in the interest ofjustice.
505 F.3d at 957. The delay here was not caused by the defendant, and the only reason for the
wait was because WSH refused to admit him for treatment because it was near capacity. The
court in Trueblood opined that this was unpersuasive reasoning for the delay by holding a
permanent injunction was appropriate. Although reaching this conclusion through substantive
due process, it is clear that the delay caused by WSH is not "in the interest ofjustice" under the
decision in Sutcliffe.
The court also cited a number of other cases to support its reasoning. See Trueblood, 822
F.3d at 1044 n.5. In United States v. DeGarmo,the court did not hold that the Sixth Amendment
is inapplicable to mental competency cases but, rather, that the facts did not show a violation of
the defendant's Sixth Amendment speedy trial rights. 450 F.3d 360, 365 (8th Cir. 2006). The
same holds true for the decision in United States v. Cope, 312 F.3d 757, 777-78 (6th Cir. 2002).
Finally, in United States v. Vasquez, the court did not categorically preclude a Sixth
Amendment violation. Instead the court held that the delay "would not necessarily have
constituted a violation of Vasquez's rights under the Speedy Trial Aet." 918 F.2d 329, 333(2d
Cir. 1990).
None ofthe cases the Ninth Circuit relied on in Trueblood stand for the proposition that
the Sixth Amendment simply does not apply in pretrial detention awaiting eommitment.
No. 94902-6
Madsen, J., concurring
not implicated when a person is being detained for the purpose of awaiting a restorative
treatment unless such a right is created by operation of statute.
Here, the statute in question does not create a right to services for restorative
treatment. The statute in effeet at the time of the eourt's order read:
The legislature establishes the following performance targets for the
timeliness ofthe completion of accurate and reliable evaluations of
eompetency to stand trial and admissions for inpatient services related to
eompetency to proceed or stand trial.... The legislature recognizes that
these targets may not be achievable in all cases without compromise to
quality of evaluation services, but intends for the department to manage,
allocate, and request appropriations for resources in order to meet these
targets whenever possible. ...
(i) For a state hospital to extend an offer of admission to a defendant
in pretrial custody for legally authorized treatment or evaluation services
related to competency . . . seven days or less.
Former RCW 10.77.068(l)(a)(2012)(emphasis added). The plain language of the
statute does not create any duty on the part of WSH,nor does it create any remedies or
rights in the defendant.
Since there is no fundamental right implicated and the statutory scheme does not
impose a duty on WSH,nor does it give the defendant a remedy for prolonged detention
awaiting treatment, substantive due process is not implicated here.
However,the Sixth Amendment and article I, seetion 22 of the Washington State
Constitution do provide defendants with the right to a speedy trial. Under our
constitution, speedy trial rights are substantially the same as under the Sixth Amendment,
and we use the Barker v. Wingo, 407 U.S. 514,92 S. Ct. 2181, 33 L. Ed. 2d 101 (1972),
balancing test to determine whether a constitutional violation has occurred. State v.
No. 94902-6
Madsen, J., concurring
Ollivier, 178 Wash. 2d 813, 826-27, 312 P.3d 1 (2013). The Barker test weighs the conduct
of both the prosecution and the defendant. 407 U.S. at 529. Courts eonsider a number of
nonexclusive factors, such as "the '[l]ength of delay, the reason for the delay, the
defendant's assertion of his right [to a speedy trial], and prejudice to the defendant.'"
Ollivier, 178 Wash. 2d at 827 (first alteration in original)(quoting Barker, 407 U.S. at 530).
Moreover, under CrR 3.3, we have created comprehensive guidelines to facilitate
the timely processing of defendants. We have required that defendants detained in jail be
brought to trial within 60 days after the commencement date. CrR 3.3(b)(l)(i).
Recognizing issues relating to competency proceedings, we exempted the time it takes to
restore competency from when the order is first entered to when the court finds the
defendant competent. CrR 3.3(e)(1).
In applying CrR 3.3(e)(1) we must give effect to the statutory scheme governing
competency. Thus, time should not be exempted under CrR 3.3(e) if a state hospital fails
"to extend an offer of admission" to a defendant in pretrial custody within seven days.^
Former RCW 10.77.068(l)(a)(i). CrR 3.3(e)(1) unequivocally states the "proceedings
relating to the competency of a defendant" are excluded from computing time for trial.
Former RCW 10.77.068 outlines the "proceedings" referred to in CrR 3.3(e)(1). Nothing
in former RCW 10.77.068 treats time spent awaiting admission to a state hospital for
^ Former RCW 10.77.068(l)(a)(ii) states that the "competency evaluation in jail and distribution
of the evaluation report" should occur within seven days. Moreover,former RCW
10.77.068(l)(a)(i) states that a state hospital has seven days to extend an "offer of admission" for
legally authorized treatment or evaluation.
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Madsen, J., concurring
restorative treatment as a "proceeding." Since pretrial detention awaiting admission to a
state hospital is not one of the enumerated proceedings outlined in former RCW
10.77.068, it carmot justifiably be an exemption under CrR 3.3(e)(1).
The Sixth Amendment requires that pretrial delays related to competency issues
must be "deemed necessary in the interests ofjustice" to be exempted from the time
calculation for purposes of speedy trial. Sutcliffe, 505 F.3d at 957; see also supra note 1.
It can hardly be said that a defendant being detained awaiting restorative services for 76
days because of administrative delays is "necessary in the interest ofjustice." Moreover,
this is distinct from cases where courts have found long periods of delay not
presumptively prejudicial, see, e.g.. United States v. DeGarmo,450 F.3d 360, 365 (8th
Cir. 2006); United States v. Cope, 312 F.3d 757, 777-78 (6th Cir. 2002), because our time
computation scheme under CrR 3.3(e)(1) excludes only proceedings relating to the
competency of a defendant. Delays awaiting the proceeding (i.e., the restorative
treatment) necessarily cannot be implicated within that calculation. If the hospital is
unable to admit pretrial defendants in a timely manner, then the State may choose to
dismiss the action without prejudice or to face a speedy trial rights violation.
Delay in state services due to lack of resources is not unheard of. For example,
when the State is waiting for a toxicology report that is delayed due to backlogs,
prosecutors may elect to dismiss an action without prejudice to avoid a speedy trial rights
violation. Applying similar principles here will hold the State accountable for
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Madsen, J., concurring
competency proceedings and will provide relief for defendants awaiting restorative
treatment in historically baeklogged and understaffed institutions.
I believe that the speedy trial analysis under the Barker test is appropriate for
pretrial detention of a defendant awaiting restorative treatment. The 60-day period to
take a defendant to trial under CrR 3.3(b)(1) has expired if we take into account the time
spent awaiting the restorative services beyond the aspirational 7-day period under former
RCW 10.77.068. Thus, Hand's speedy trial rights were violated. However, since he
failed to assert a Sixth Amendment speedy trial rights violation, the analysis ends.
Conclusion
There is a distinction between pretrial detention and pretrial competency
restoration commitment, which implicates different constitutional rights. Since there is
no fundamental right or statutory right in receiving services, the Sixth Amendment's
speedy trial clause governs issues relating to pretrial detention, not substantive due
process. Because Hand fails to argue his right to a speedy trial has been violated here, his
conviction should stand.
No. 94902-6
Madsen, J., concurring