State v. Sykes ( 2014 )

F I L E "
IN THE SUPREME COURT OF THE STATE OF WASHINGTON
)
STATE OF WASHINGTON, )
)
Respondent, )
) No. 87946-0
v. ) (Consolidated with 87947-8)
)
ADONIJAH LACROY SYKES, )
)
Petitioner. )
------------) ENBANC
)
STATE OF WASHINGTON, )
)
Respondent, )
) Filed: DEC 1 8 2014
v. )
)
ADONIJAH LACROY SYKES, )
)
Petitioner. )
____________ )
FAIRHURST, J.-Many Washington counties have established drug courts
designed to address and treat the underlying drug-related problems of certain adult
criminal defendants. Most, but not all, adult drug courts hold closed meetings,
State v. Sykes, No. 87946-0
usually called staffings, where the drug court judge, attorneys, and treatment
professionals meet to discuss each drug court participant's progress. Following
staffings, the drug court judge holds review hearings in open court, recounts the
issues discussed at the staffing, receives the participant's input, and then makes a
decision as to the appropriate next steps in each participant's case. We must
determine whether the open courts provision of article I, section 10 of the
Washington Constitution 1 requires adult drug court staffings to be presumptively
open. We affirm the trial court's holding that it does not.
I. FACTUAL AND PROCEDURAL HISTORY
In two separate King County Superior Court cause numbers, petitioner
Adonijah Sykes was charged with three violations of the Uniform Controlled
Substances Act, chapter 69.50 RCW. Sykes successfully petitioned to participate in
the King County adult drug diversion court and entered drug diversion court waivers
and agreements with the State. Sykes participated in the drug diversion court
program for over a year but had difficulties complying with its requirements. The
State eventually moved to terminate her from the program.
Sykes then moved to rescind the drug diversion court waivers and agreements
and to vacate the orders granting her petitions to participate, arguing that King
County's practice of holding closed staffings prior to holding open review hearings
1
"Justice in all cases shall be administered openly, and without unnecessary delay."
2
State v. Sykes, No. 87946-0
violates article I, section 10 of the Washington Constitution. The closed staffings
tainted all procedures that followed, Sykes argued, so she must be allowed to rescind
all agreements, restore her full trial rights as to the underlying charges, and defend
her cases as though she had never participated in drug diversion court. The State
agreed that closed staffings violate article I, section 10 and chose not to assert invited
error in order to have the underlying issue resolved on its merits.
The drug diversion court denied Sykes' motions, holding that presumptively
closed adult drug court staffings do not violate article I, section 10. The court did
not reach the merits of the State's motion to terminate. We granted direct review and
accepted briefing from amicus Washington State Association of Drug Court
Professionals (WSADCP).
II. ISSUE
Under article I, section 10 of the Washington Constitution, must adult drug
court staffings be presumptively open to the public? 2
III. ANALYSIS
Adult drug courts are philosophically, functionally, and intentionally different
from ordinary criminal courts. Based on their unique characteristics, we hold that
adult drug court staffings are not subject to the open courts provision of article I,
2
We do not consider any other type of therapeutic, specialty, or problem-solving court. We
do not consider if or how our analysis might differ under article I, section 22 of the Washington
Constitution and the Sixth and Fourteenth Amendments to the United States Constitution.
3
State v. Sykes, No. 87946-0
section 10. Whether adult drug court staffings are presumptively open or closed is
left to the discretion of the individual drug courts.
A. Adult drug courts in context
Ordinarily, an adult who is found guilty of criminal activity is subject to
penalties that are intended to protect the public by deterring criminal conduct and
incapacitating those who engage in it. State v. Nelson, 108 Wash. 2d 491, 504, 740 P.2d
835 (1987). In the case of certain adults who commit nonviolent offenses motivated
by drug abuse or dependence, however, ordinary criminal penalties can be
ineffective because they do not address the offenders' underlying drug issues,
leaving them highly likely to recidivate after a brief period of incapacitation at public
expense. Vickie Baumbach, The Operational Procedure of Drug Court: Netting
Positive Results, 14 TRINITY L. REv. 97, 97-99 (2007). Adult drug courts are a
judicial response to this problem and its enormous fiscal and societal costs. Id.
King County's adult drug diversion court was started in 1994. KING COUNTY
DRUG DIVERSION COURT POLICY AND PROCEDURE MANUAL, at 3 (2013) (DRUG
CoURT MANUAL), available at http://www.kingcounty.gov/~/media/courts/drug
Court/documents/DrugCourtPolicyProceduresManual.ashx. An adult criminal
defendant must petition for entry into the drug diversion court program, and the
petition is granted only if both the prosecuting attorney and judicial officer agree
that the defendant is eligible for and would likely benefit from participating in the
4
State v. Sykes, No. 87946-0
program. Id. at 7. If the defendant's petition is granted, the defendant enters an
agreement with the State and becomes an official drug court participant. Id. at 11.
The participant agrees to waive a number of constitutional rights (including the
rights to a public trial by jury, to remain silent and to testify, and to present evidence
and witnesses) and to abide by the rules ofthe drug diversion court. Clerk's Papers
(CP) at 18-19, 24-25. 3
The adult drug court team, consisting of a judicial officer, a prosecuting
attorney, a defense attorney, and a drug court case manager, regularly meet in closed
staffings. DRUG COURT MANUAL, supra, at 5. The participant and the public are not
invited or permitted to attend, and the staffings are not recorded or transcribed. CP
at 9, 56. At the staffings, the attorneys and case manager discuss issues relevant to
the participant's compliance or noncompliance with the program and make
recommendations as to what the court should do at the next review hearing. DRUG
COURT MANUAL, supra, at 5. The judge facilitates the discussion and may ask
questions. Id.
Staffings are followed by review hearings in open court, which the participant
must attend. I d. at 13. At the review hearings, the drug diversion court judge recounts
3
King County's standard waiver and agreement was revised after the time relevant to this
case, and the new form now specifically includes the drug court participant's consent to closed
staffings. Drug Diversion Court Waiver and Agreement at 5, available at
http://www.kingcounty.gov/~/media/courts/drugCourt/documents/Drug_Court_Waiver_and_Agr
eement.ashx (last visited Dec. 12, 2014). The effect of this revision, if any, is not before us.
5
State v. Sykes, No. 87946-0
what was discussed at staffing, converses with the participant directly, and then
makes a final decision on the record, either rewarding the participant for his or her
progress or sanctioning the participant for his or her violations. I d.
If the participant completes all the drug diversion court requirements, he or
she will graduate from the program and the State will dismiss the charges.Jd. at 15.
If the participant violates the rules or does not fulfill the requirements, he or she may
be sanctioned and eventually subject to involuntary termination from the program.
Id. at 14. Involuntary terminations are governed by traditional motion practice and
must be supported by evidence on the record.Jd. at 16. If the participant is terminated
from the drug diversion court program, the case goes to a bench trial.Jd. The bench
trial judge renders a verdict based on the State's evidence and sentences the
defendant as appropriate.Jd.
In 1999, the legislature explicitly provided that jurisdictions in Washington
"may establish and operate drug courts." RCW 2.28.170(1 ). This statute leaves most
of the decisions about how drug courts operate to the individual jurisdictions, setting
only certain minimum requirements for those jurisdictions seeking state funding.
RCW 2.28.170(3). Twenty-three Washington counties currently operate adult drug
courts. Washington State Courts, Drug Courts & Other Therapeutic Courts,
http://www.courts.wa.gov/court_dir/?fa=court_dir.psc (last visited Dec. 12, 2014).
6
State v. Sykes, No. 87946-0
B. Article I, section 10 does not apply to adult drug court staffings
The experience and logic test guides our analysis. In re Det. of Morgan, 180
Wash. 2d 312, 325 & n.l, 330 P.3d 774 (2014). Our review is de novo. In re Det. of
D.F.F., 172 Wash. 2d 37, 41, 256 P.3d 357 (2011). In light of the particular history,
purposes, and functions of adult drug courts, the open courts provision of article I,
section 10 does not apply to adult drug court staffings.
1. Experience does not favor presumptively open staffings
We first look to experience and determine '"whether the place and process
have historically been open to the press and general public."' State v. Sublett, 176
Wash. 2d 58, 73, 292 P.3d 715 (2012) (C. Johnson, J., lead opinion) (quoting Press-
Enter. Co. v. Super. Ct., 478 U.S. 1, 8, 106 S. Ct. 2735, 92 L. Ed. 2d 1 (1986)). Adult
drug courts are a relatively new phenomenon, so we may consider analogous
traditional procedures to the extent they help our analysis. See Morgan, 180 Wash. 2d
at 326. Certain traditional procedures have some resemblance to adult drug court
staffings, but none is a perfect analog, and different analogies point in different
directions. We therefore rely on the overwhelming weight of experience in the
specific context of adult drug courts and conclude that staffings have not historically
been open.
Sykes and the State analogize drug court staffings to briefing and materials
filed in pretrial motions, which are presumptively open where they form a part of
7
State v. Sykes, No. 87946-0
the court's decision making process. Bennett v. Smith Bundy Berman Britton, PS,
176 Wash. 2d 303, 308-10, 291 P.3d 886 (2013). This analogy has some force to it-
in both adult drug court staffings and motions briefing, the information provided
brings focus to the issues presented, establishes which facts are and are not disputed,
and prepares the judge for a decision. This analogy points toward a presumption of
openness. However, in traditional motions practice, the parties seek different results,
while in properly functioning adult drug courts, everyone has the same goal-the
participant's successful completion of the program. We therefore also consider
situations involving shared, rather than competing, objectives.
WSADCP offers many analogies, but the most persuasive is its analogy to
conferences held pursuant to CR 16 (or their criminal counterparts, as contemplated
by CrR 4.5(c)(v)). At such conferences, the attorneys and a trial court judge meet
with the shared goals of simplifying the issues, determining what facts are disputed,
and addressing any other issues "as may aid in the disposition of the action." CR
16(a)(5). These conferences are not recorded, transcribed, or held in open court and
are instead memorialized in the record by an order that recites what occurred and
what agreements were reached. CR 16(b); Morgan, 180 Wash. 2d at 326. This analogy
indicates adult drug court staffings need not be presumed open. However, a CR 16
conference cannot result in a binding order on a contested issue. Wilson v. Lund, 74
Wn.2d 945,949,447 P.2d 718 (1968). In the adult drug court context, the judge must
8
State v. Sykes, No. 87946-0
reach a decision at the review hearing, regardless of whether the attorneys, case
manager, and participant all agree.
In light of the distinguishability of the analogies offered and the fact that they
point in different directions, we look to the history of adult drug courts themselves.
Since the first drug court began operation in 1989, it is undisputed that both
nationally and in this state, the far more common (but not universal) practice is to
hold closed staffings in a procedure similar to that used by King County. E.g., NAT'L
DRUG COURT lNST., THE DRUG COURT JUDICIAL BENCHBOOK at 40, 198 (Douglas B.
Marlowe & Judge William G. Meyer eds., 2011) (NDCI Judicial Benchbook),
available at http://www .ndci.org/sites/default/:files/nadcp/14146-NDCI -Benchbook
-v6.pdf, cited with approval at http://www.courts.wa.gov/court_dir/?fa= court_dir.
psc&tab=2 (last visited Dec. 12, 2014); cf CJC 2.9(A)(l) (providing an exception
to the bar on ex parte communications for "ex parte communication pursuant to a
written policy or rule for a mental health court, drug court, or other therapeutic
court"). We rely on the overwhelming weight of experience specific to adult drug
courts to hold staffings have not historically been open to the press or the general
public.
2. Logic does not favor presumptively open staf:fings
Turning to logic, we consider "'whether public access plays a significant
positive role in the functioning of the particular process in question."' Sublett, 176
9
State v. Sykes, No. 87946-0
Wn.2d at 73 (C. Johnson, J., lead opinion) (quoting Press, 478 U.S. at 8). The logic
prong "allows the determining court to consider the actual proceeding at issue for
what it is, without having to force every situation into predefined factors." Jd.
The ultimate purposes of adult drug courts are to reduce recidivism and
incarceration costs associated with nonviolent offenders whose crimes are motivated
by underlying drug-related issues. Baumbach, supra, at 97-99. Those purposes are
more likely to be fulfilled where participants actually graduate from the program. !d.
at 109-10; Michael Tobin, Participation ofDefense Attorneys in Drug Courts, VIII.
DRUG CT. REv., no. 1, Summer 2012 at 96, 101-02 & nn.14, 18, available at
http://www.ndci.org/sites/default/files/nadcp/DCR_best-practices-in-drug-
courts.pdf.
A participant is more likely to graduate from an adult drug court program
where he or she is able to converse with the adult drug court judge directly and take
an active role in his or her own recovery. Baumbach, supra, at 118; Paul Holland,
Lawyering and Learning in Problem-Solving Courts, 34 WASH. U. J. L. & PoL'Y
185, 207 (2010); Christine A. Saum et al., Drug Court Participants' Satisfaction
with Treatment and the Court Experience, IV. DRUG CT. REv., no. 1, Summer 2002,
at 39, 56-57, 61-62, available at http://www.ndci.org/sites/default/files/ndci/
DCI%20_ 4_1. pdf (finding that adult drug court graduates overwhelming!y indicated
direct contact with the judge was helpful to them, and about half of those who did
10
State v. Sykes, No. 87946-0
not successfully complete adult drug court felt they would have benefitted from more
judicial contact).
A participant's direct connection with the judge and active participation in
recovery are promoted where the drug court team members work collaboratively
amongst themselves, both in fact and in appearance. Holland, supra, at 195 (noting
drug court judges place "an emphasis on projecting a message rather than reaching
a decision"); Tobin, supra, at 99 & n.9 ("If the court is operating fairly and
effectively, the participants view the Drug Court as collaborative, rather than as
adversarial."). In an adversarial setting, the adult drug court participant's perception
of the process is filtered through the arguments of the drug court team members,
cutting into the direct connection the participant has with the judge and reducing the
participant's role in his or her own recovery. At a minimum, the participant's
chances for success will not be promoted, and in many cases, it may be harmed.
Tobin, supra, at 116 & nn.56-58. Even critics acknowledge the importance of actual
and apparent collaboration in the adult drug court framework. Morris B. Hoffman,
Therapeutic Jurisprudence, Neo-Rehabilitationism, and Judicial Collectivism: The
Least Dangerous Branch Becomes Most Dangerous, 29 FORDHAM URB. L. J. 2063,
2068, 2088, 2093 (2002) (arguing that this collaborative approach, key to the drug
court framework generally, is fundamentally inappropriate for the judiciary).
11
State v. Sykes, No. 87946-0
We cannot say factually what effect presumptively open staffings would have
on actual collaboration by the adult drug court team. We can say though, as a matter
of logic, that public access to staffings does not benefit the appearance of
collaboration. Where there are issues of genuine contention among the members of
the adult drug court team (regarding either matters of fact or appropriate
consequences), presumptively closed staffings allow those issues to be discussed,
explored, and even argued without affecting the team's collaborative appearance. In
presumptively open staffings, all issues must be addressed in open court, including
any arguments the team members might have regarding issues of genuine contention.
At that point, the drug court team members start to look like individuals presenting
opposing arguments to a neutral decision maker-that is, advocates in ordinary
adversarial proceedings. Adult drug courts were explicitly designed to remove the
individuals who participate in the adult drug court from ordinary adversarial
proceedings because ordinary proceedings proved ineffective.
Public access to staffings interferes with a key feature-the appearance and
fact of collaboration-that differentiates adult drug courts from ordinary criminal
adjudications. Public access to staffings therefore does not play a significant positive
role in adult drug court functioning.
12
State v. Sykes, No. 87946-0
IV. CONCLUSION
Article I, section 10 of the Washington Constitution does not require adult
drug court staffings to be presumptively open. We remand to the trial court for
further proceedings consistent with this opinion.
13
State v. Sykes, No. 87946-0
WE CONCUR:
14
State v. Sykes (Adonijah LaCroy)
(consol. w/State v. Sykes (Adonijah LaCroy))
No. 87946-0
(consol. w/No. 87947-8)
MADSEN, C.J. (dissenting in part)-The majority concludes that the open court
provisions of article I, section 10 of the Washington Constitution do not apply to adult
drug court staffings. I disagree and therefore dissent; but I would further hold that under
the circumstances of this case the invited error doctrine bars the defendant from asserting
a public trial right violation under article I, section 10. 1
Discussion
Article I, section 10 of the Washington Constitution provides, "Justice in all cases
shall be administered openly, and without unnecessary delay." "We have recognized
that, 'by its terms,' article I, section 10 'is not limited to trials but includes all judicial
proceedings."' Mills v. W Wash. Univ., 170 Wash. 2d 903, 913-14, 246 P.3d 1254 (2011)
1
This court will generally decline to address issues not raised in the parties' petition and answer.
See RAP 13.7(b); Blaney v. Int'l Ass'n of Machinists & Aerospace Workers, Dist. No. 160, 151
Wash. 2d 203, 213, 87 P.3d 757 (2004). Here the trial court's order on review addressed only
Washington Constitution article I, section 10, as did Sykes's motion for discretionary review.
See Clerk's Paper's (CP) at 165 (trial court's RAP 2.3(b)(4) certification); Mot. for Discretionary
Review at 1, 2, 6. Accordingly, we should decline to address Sykes's arguments regarding
Washington Constitution article I, section 22 raised in her subsequent briefing as improperly and
untimely raised. '
No. 87946-0 (consol. wiNo. 87947-8)
Madsen, C .J. dissenting in part
(emphasis added) (quoting Federated Pub! 'ns, Inc. v. Kurtz, 94 Wash. 2d 51, 60, 615 P .2d
440 (1980)).
During the drug court staffings at issue here, a superior court judge presides over
these scheduled proceedings, during which allegations and evidence of a defendant's
treatment compliance, criminal law violations, and behavior are routinely presented and
discussed. The parties and case manager may present different positions on these
matters. The judge is in charge of making a decision when consensus cannot be reached.
The judge will frequently notify the parties of his or her preliminary thoughts on changes
to the defendant's treatment plan that will be ordered or sanctions the court is
considering. The staffings form the basis for what is done at the review hearings and,
ultimately, inform what happens in the event the case manager or the prosecutor requests
a defendant be terminated from the drug court program. "During the team meetings
[staffings], the DDC [(drug diversion court)] team strives to reach consensus on the next
course of action for each DDC participant. If consensus cannot be reached, the judge
makes the final decisions based on collaborative team input. In the courtroom the team
presents a united front." Clerk's Papers (CP) at 71. In other words, information is
gathered, viewpoints are vetted, decisions are made, and conflicts are resolved in the
staffings, which are run by a drug court judge who resolves any conflicts. While orders
are later formally entered during the subsequent court proceedings, it is clear that the
process of decision-making and issue resolution occurs in the staffings. Accordingly, the
2
No. 87946-0 (consol. wiNo. 87947-8)
Madsen, C.J. dissenting in part
drug court staffings at issue can fairly be characterized as judicial proceedings and on this
basis alone they are subject to the command of article I, section 10. 2
Further, under article I, section 10, "the public must-absent any overriding
interest-be afforded the ability to witness the complete judicial proceeding, including
all records the court has considered in making any ruling, whether 'dispositive' or not."
Rufer v. Abbott Labs., 154 Wash. 2d 530, 549, 114 P.3d 1182 (2005) (first and second
emphasis added). Documents considered by the court in reaching its decision must be
open in order to assure the public that courts are operating fairly and appropriately. State
v. McEnroe, 174 Wash. 2d 795, 807, 279 P.3d 861 (2012) (citing Dreiling v. Jain, 151
Wash. 2d 900, 908-09, 93 P.3d 861 (2004); Rufer, 154 Wash. 2d at 549). "[M]aterial relevant
to a decision or other conduct of a judge or the judiciary is subject to a presumption of
public access under article I, section 10." Bennett v. Smith Bundy Berman Britton, PS,
176 Wash. 2d 303, 312, 291 P.3d 886 (2013) (Chambers, J., lead opinion).
The fact that the staffings are preliminary to the subsequent open court hearings
does not insulate them from the presumption of openness contained in article I, section
10. Because the drug court judge relies on information and materials presented at the
2
While the drug court staffings are intended to be more collaborative than typical criminal
proceedings, they still occur in the context of the adjudication of a criminal case, where the
parties are adverse in that treatment is coerced under threat of prosecution. If the defendant fails
to meet program requirements, he will be sentenced for crimes. The drug court handbook makes
this clear to participants: "If defendants meet the requirements of each of the four phases of
DDC, they graduate from the program and the charges are dismissed. If defendants fail to make
progress they are terminated from the program and sentenced on their original charge." CP at
69 (emphasis added).
3
No. 87946-0 (consol. wiNo. 87947-8)
Madsen, C.J. dissenting in part
staffings in reaching decisions that are formally entered in the subsequent open court
proceedings, the presumption of openness applies to the staffings.
Moreover, scrutiny by the public acts as an effective check on both the conduct of
judges and the power of the courts. See Bennett, 176 Wash. 2d at 310 (Chambers, J., lead
opinion); see also State v. Lormor, 172 Wash. 2d 85, 90, 257 P.3d 624 (2011) ("strong
presumption that courts are to be open at all trial stages"). The presumption of open
proceedings is grounded in the notion that judges and other participants '"will perform
their respective functions more responsibly in an open court than in secret proceedings.'"
State v. Wise, 176 Wash. 2d 1, 17, 288 P.3d 1113 (2012) (quoting Waller v. Georgia, 467
U.S. 39, 46 n.4, 104 S. Ct. 2210, 81 L. Ed. 2d 31 (1984)). This is no less true for the
closed drug court staffings at issue here.
In Sublett, this court adopted the "experience and logic test" to determine whether
the public trial right applies to a particular proceeding. State v. Sublett, 176 Wash. 2d 58,
73, 292 P.3d 715 (2012). 3 Applying this test, the majority concludes that article I, section
lO's presumption of openness does not apply to drug court staffings. I disagree. As to
3
This court explained,
The first part of the test, the experience prong, asks "whether the place and
process have historically been open to the press and general public." The logic
prong asks "whether public access plays a significant positive role in the
functioning of the particular process in question." If the answer to both is yes, the
public trial right attaches and the Waller or Bone-Club factors must be considered
before the proceeding may be closed to the public.
Sublett, 176 Wash. 2d at 73 (citations omitted). In Sublett, this court addressed whether a trial
court's response to jury questions regarding the jury instructions implicated the right to a public
trial; this court concluded that such proceedings do not satisfy the experience prong of the
experience and logic test because courts have not traditionally considered jury questions in open
court and because the logic requiring openness did not apply to such proceedings. Id at 76-77.
4
No. 87946-0 (consol. wiNo. 87947-8)
Madsen, C.J. dissenting in part
the first prong, the majority concludes that the "overwhelming weight of experience"
specific to adult drug courts indicates that staffings have not historically been open
proceedings. Majority at 9. But the majority recognizes that application of the
experience prong is difficult to apply in this case because drug courts do not have a long
history and thus analogizing to other comparable proceedings is appropriate. I d. at 7.
Failing to find an analogy that the majority found convincing, the majority returned to
and relied upon the history of the drug court itself. Id. at 9. But relying on the limited
drug court history of closed staffings to answer the experience prong inquiry begs the
constitutional question. 4 The better approach is to analogize to comparables.
Here, guidance can be found in our recent decision in State v. Chen, 178 Wn.2d
350,309 P.3d 410 (2013), which addressed the applicability of article I, section 10's
presumption of openness to a competency evaluation considered by a trial court. There,
this court held that a competency evaluation upon which the trial court relied in
determining the defendant's competency to stand trial was subject to the constitutional
presumption of openness, which can be rebutted only when the court makes an
individualized finding that the Ishikawa 5 factors weigh in favor of sealing such
document. Id. at 352.
Chen involved subject matter similar in relevant respects to the subject of
litigation presented here. Both cases involved proceedings where the superior court was
4
Moreover, the record indicates that closed staffings are not universal. The trial court here
acknowledged that Pierce County does not close its drug court staffings. See Report of
Proceedings (June 25, 2012) at 6.
5
Seattle Times Co. v. Ishikawa, 97 Wash. 2d 30, 37-39, 640 P.2d 716 (1982).
5
No. 87946-0 (consol. wiNo. 87947-8)
Madsen, C.J. dissenting in part
called upon to make decisions that would affect the rights and positions of parties. In
both cases, the underlying proceedings and records would necessarily involve health and
other private matters. In both, the trial court was responsible for ensuring that a person
with a possible mental deficiency or comparable dependency or handicap was treated
fairly and appropriately. This court in Chen held that the presumption of openness
applied despite the possibly private nature of the inquiry.
The situation here is similar in the relevant constitutional respects. As noted
above, article I, section 10 provides that "[j]ustice in all cases shall be administered
openly." A defendant enters drug court as part of adjudicating a criminal case filed in a
superior court of the state of Washington. The staffing is an integral part of drug court
because it is where the greatest amount of information is shared between the parties and
with the judge. The judge is intimately involved in this process, as the parties evaluate a
participant's successes and failures in the program. The judge's rulings can reward
success, correct missteps, or punish the participant's failures. Under these circumstances,
the judge's involvement can fairly be characterized as the administration of justice in a
case filed in a superior court. The judge's role in staffing-to participate, evaluate, and
make decisions as needed-is akin to the role played by the judge in Chen regarding the
preliminary competency determination. Accordingly, Chen by analogy suggests that the
presumption of openness applies to the staffings at issue here.
Another of this court's recent decisions is instructive by way of contrast. In State
v. Beskurt, 176 Wash. 2d 441, 447-48, 293 P.3d 1159 (2013) (plurality decision), this court
6
No. 87946-0 (consol. wiNo. 87947-8)
Madsen, C.J. dissenting in part
concluded that no closure occurred where juror questionnaires were sealed but all
questioning, investigation, and decisions regarding the voir dire selection of the jury
panel occurred in open court. This court explained as follows:
[T]he questionnaires provided the attorneys and court with a framework for
[voir dire] questioning. In some instances, the court began by reiterating a
prospective juror's questionnaire response and then asked that person to
elaborate in open court. And in other instances, some jurors were not
questioned at all from their written responses. Nothing suggests the
questionnaires substituted for actual oral voir dire. Rather, the answers
provided during oral questioning prompted, if at all, the attorneys' for-
cause challenges, and the trial judge's decisions on those challenges all
occurred in open court. The public had the opportunity to observe this
dialogue. The [subsequent] sealing [of the questionnaires] had absolutely
no effect on this process. The order [to seal] was entered after the fact and
after voir dire occurred; it did not in any way turn an open proceeding into
a closed one. Importantly, everything that was required to be done in open
court was done. Therefore, we hold that no closure implicating
[defendant's] public trial rights occurred.
!d. at 447-48. By contrast, in Sykes's case deliberations and decisions occurred in the
staffings and the results of those staffings were merely summarized and decisions
formally entered on the record in the following open court proceeding. The staffings
were an integral part of the drug court's decision making process and thus were
presumptively open. See Chen, 178 Wash. 2d at 3 56 (court proceedings and records are
presumptively open and can be closed only when a trial court makes an individualized
finding that closure is justified).
As for the logic prong, the majority concludes that public access to staffings would
"not play a significant positive role in adult drug court functioning." Majority at 12. I
disagree. As noted, scrutiny by the public acts as an effective check on both the conduct
7
No. 87946-0 (consol. wiNo. 87947-8)
Madsen, C.J. dissenting in part
of judges and the power of the courts. See Bennett, 176 Wash. 2d at 310 (Chambers, J., lead
opinion); see also Lormor, 172 Wash. 2d at 90 (strong presumption that courts are to be
open at all trial stages). The presumption of open proceedings is grounded in the notion
that judges and other participants will perform their respective functions more
responsibly in an open court than in secret proceedings. See Wise, 176 Wash. 2d at 17;
Waller, 467 U.S. at 46 n.4. This is no less true for the closed drug court staffings at issue
here. Indeed, community and family support are critical to success of the drug court
model.
In Chen we reiterated the value of such openness in that public scrutiny
encourages carefulness and ensures propriety. "[O]ur jurisprudence has treated court
records and court proceedings similarly .... [C]ourt records and courtrooms are
presumptively open and can be closed only when a trial court makes an individualized
finding that closure is justified." Chen, 178 Wash. 2d at 356. "[T]he Ishikawa factors must
be considered in order to 'restrict access to court proceedings or records."' Id. at 356 n.9.
In Chen, this court explained:
[T]he idea of a public check on the judicial process may be especially
important where competency is at issue. If found to be incompetent, a
defendant can have his or her freedom restricted for an undetermined
amount of time without the full due process accorded in a criminal
proceeding .... [C]ompetency determinations are a crucial turning point
in the criminal process. . . . [S]hielding the evaluation from public view has
the potential to implicate significant individual interests, as well as public
concerns over the court proceedings.
Id. at 357. Similarly, in Sykes's case the staffings, at which occur evidence gathering,
debate, and deliberations, and at which judicial decisions are formed, is a crucial juncture
8
No. 87946-0 (consol. wiNo. 87947-8)
Madsen, C.J. dissenting in part
in Sykes's criminal case and, thus, should be held under the watchful eye of public
scrutiny. Accordingly, the logic prong of the Sublett test, likewise, suggests that these
proceedings should be open. The public's interest in knowing how and why cases
proceed through drug court is just as strong as its interest in knowing how cases move
through the general criminal system, or through family court, or through any other
judicial proceeding and process. Thus, public oversight is warranted.
For these reasons, Sublett's "experience and logic" test supports applying article I,
section lO's presumption of openness to drug court staffings. 6
Turning to the question of remedy, Sykes requests that this court hold that the drug
court staffings violated her right to open and public court proceedings and grant her an
"appropriate remedy." Br. ofPet'r at 32. She contends that such remedy is vacation of
the drug court agreements and restoration of her full jury trial rights or her return to phase
two of the drug court program (i.e., allow her to start over in the drug court program with
a clean slate). Sykes argues that because the closed proceedings cannot properly be used
as a basis to terminate her from drug court, she should be allowed to start over in drug
6
I see no valid basis for treating the staffings here differently than any other discrete portion of a
case that is a judicial proceeding before the superior court at which information is gathered,
viewpoints are vetted, and a trial judge decides issues that the parties cannot agree on. In this
sense, the staffings here share key similarities with sentencing hearings, to which the
presumption of openness applies. See Lormor, 172 Wash. 2d at 90 (strong presumption that courts
are to be open at all trial stages).
Furthermore, the fact that the staffings may involve Sykes's private information does not
alter the presumption of openness. Even in voir dire, where the privacy interests of nonparty
jurors is at issue, the presumption of openness still applies. See State v. Duckett, 141 Wash. App.
797, 808, 173 P.3d 948 (2007) (recognizing that the presumption of open proceedings applies to
voir dire despite the privacy interests of jurors), review denied, 176 Wash. 2d 1031 (2013).
Because the presumption of openness applies to judicial proceedings such as sentencing and voir
dire, it surely applies to the staffings here as well.
9
No. 87946-0 (consol. wiNo. 87947-8)
Madsen, C.J. dissenting in part
court with a clean slate. ld. at 32-33; see Chen, 178 Wash. 2d at 356 ("court records and
courtrooms are presumptively open and can be closed only when a trial court makes an
individualized finding that closure is justified"). The State agrees. Br. ofResp't at 19. I
do not. In my view, Sykes is barred from asserting any article I, section 10 public trial
right claim by the doctrine of invited error. 7
Under the invited error doctrine, a court should decline to review a claimed error if
the appealing party induced the court to err. State v. Henderson, 114 Wash. 2d 867, 870,
792 P.2d 514 (1990). The invited error doctrine "prohibits a party from setting up an
error at trial and then complaining of it on appeal." I d. (internal quotation marks
omitted). "Even where constitutional rights are involved, invited error precludes
appellate review." ld. at 871 (internal quotation marks omitted). State v. McLoyd, 87
Wash. App. 66, 70, 939 P.2d 1255 (1997) (invited error doctrine applies even to manifest
constitutional errors).
Here, Sykes signed a written waiver and agreement when she entered the drug
court program, which expressly waived her public trial right. She further expressly
agreed that "this agreement is binding on me and I cannot change my mind." CP at 26.
Thereafter, Sykes not only acquiesced to the closed staffings, her counsel actively
7
The State notes that it has not argued invited error because it wants a decision from this court on
the open courts issue. Br. ofResp't at 2 n.l, 19. I would decide the specific issue presented as
discussed above. However, the appropriate analysis does not end there. This court retains "'the
inherent discretionary authority to reach issues not briefed by the parties if those issues are
necessary for decision."' Blaney, 151 Wash. 2d at 213 (quoting City of Seattle v. McCready, 123
Wash. 2d 260, 269, 868 P.2d 134 (1994)). This is such a case. As discussed herein, in my view
Sykes is precluded from raising a public trial right challenge based on her express waiver and the
invited error doctrine.
10
No. 87946-0 (consol. wiNo. 87947-8)
Madsen, C.J. dissenting in part
participated in those staffings. 8 She did not complain about the staffings in any fashion
until she failed to comply with her treatment requirements and the State sought
revocation. 9 Under these circumstances, in my view, Sykes invited the error and, thus, is
precluded from asserting her public trial right challenge.
I dissent in part.
8
Similar to the defendant in State v. Momah, 167 Wash. 2d 140, 156, 217 P.3d 321 (2009), Sykes
here affirmatively accepted the closure, actively participated in it, and sought benefit from it.
We may consider Sykes's tactical choices and apply the basic premise of the invited error
doctrine to determine what, if any, relief should be granted. ld. at 154. Like the defendant in
Momah, Sykes's actions foreclose the remedy she seeks. See id. at 156.
9
Cf State v. Rinkes, 70 Wash. 2d 854, 859,425 P.2d 658 (1967) ("The general rule is that one
cannot voluntarily elect to submit his case to the jury and then, after an adverse verdict, claim
error which, if it did exist, could have been cured or otherwise ameliorated by some action on the
part of the trial court.").
11
No. 87946-0 (consol. wiNo. 87947-8)
Madsen, C.J. dissenting in part
12
State v. Sykes (Adonijah LaCroy)
(consol. w/State v. Sykes (Adonijah LaCroy))
(Gordon McCloud, J., dissenting)
No. 87946-0
(consol. w/ No. 87947-8)
GORDON McCLOUD, J. (dissenting)-! agree with every argument that the
majority has made about the value of informality, collegiality, and privacy in drug
courts. But we have not been asked to decide whether private drug court proceedings
further the goals of sobriety, public safety, and rehabilitation. Nor should we decide
those issues. Our court is not the ultimate expositor of pragmatics. Instead, our
court is the ultimate expositor of the rights protected by the state and United States
constitutions. I therefore respectfully disagree with what I believe is the underlying
logic of the majority's opinion: that because drug courts work, they are immune from
constitutional scrutiny. I join the partial dissent's conclusion that drug courts must
comply with our state constitutional right to an open courtroom. W ASI-I. CONST. art.
I, § 10.
But I disagree with a different portion of the partial dissent. That portion
would immunize the drug court from constitutional scrutiny on the ground that Ms.
1
State v. Sykes (Adonijah LaCroy)
(consol. w/State v. Sykes (Adonijah LaCroy))
(Gordon McCloud, J., dissenting)
Sykes supposedly "invited" the courtroom closure at issue here. A close
examination of the facts of this case, however, shows that that is not correct.
The partial dissent is correct that Sykes signed a waiver agreement when she
entered into the drug court program. But the partial dissent errs in concluding that
this agreement waived Sykes' right to public drug court proceedings. The waiver
agreement that Sykes signed did not address her right to public drug court
proceedings at all. Instead, it waived her right "to a speedy and public trial by an
impartial jury in the county where the crime is alleged to have been committed."
Clerk's Papers (CP) at 18 ("Drug Diversion Court Waiver and Agreement")
(emphasis added). It also waived various other rights that attach in a criminal
prosecution, such as the right to remain silent and to cross-examine witnesses. Id.
Sykes had these rights because the State charged her with three violations of the
Uniform Controlled Substances Act, ch. 69.50 RCW. When she signed the
agreement, Sykes waived her right to make the State prove those charges, or obtain
her guilty plea, in accordance with constitutional due process protections. U.S.
CoNST. amend. V; WASH. CoNST. art. I, § 3. But she did not agree to closed drug
court proceedings.
2
State v. Sykes (Adonijah LaCroy)
(consol. w/State v. Sykes (Adonijah LaCroy))
(Gordon McCloud, J., dissenting)
Indeed, when she signed the waiver agreement, Sykes had no way of knowing
that any dn1g court proceedings would be closed at all. The waiver agreement she
signed provided that she was "responsible for obtaining"-apparently at some future
date-" a Participant Handbook from the Court and for knowing all of the rules and
procedures contained in it, including any future amendments of which I am provided
written notice." CP at 19. This provision fatally undermines the theory that Sykes
knowingly "invited" the constitutional error at issue in this case. Partial dissent at
10. Because I do not agree that Sykes invited this error, I would hold that she is
entitled to relief.
CONCLUSION
The constitution does not require the legislature and the counties to abandon
the rehabilitative goal of drug courts. Nor does the constitution require drug
rehabilitation to occur in public. The constitution instead requires that if the case is
in court, it has to be public. But the case does not have to be in court for the
legitimate goals of rehabilitative courts to work. There are other alternatives. We
have complete diversion from certain criminal misdemeanor proceedings (with the
carrot of dismissal of the case dependent on compliance with diversion conditions).
E.g., RCW 13.40.080 (authorizing juvenile court diversion). That could be
3
State v. Sykes (Adonijah LaCroy)
(consol. w/State v. Sykes (Adonijah LaCroy))
(Gordon McCloud, J., dissenting)
expanded to drug felonies. We have dispositional continuances of misdemeanor
criminal proceedings (with the carrot of dismissal tied to compliance with the
continuance conditions) in other cases. 1 That could be expanded to drug felonies.
We used to give judges the option to use diversion and similar proceedings in
felony cases. 2 Indeed, there are many creative alternatives to incarceration for drug
felonies that further public safety and rehabilitation without trampling the
constitution. Private drug courts are just not one of them.
1
RCW 10.05.010-.030 (authorizing deferred prosecution for misdemeanants and
gross misdemeanants who allege that offense resulted from alcoholism, drug addiction, or
mental problems for which person is in need of treatment).
2
See WASH. STATE SUPERIOR CT. JUDGES' ASS'N, FACTORS AFFECTING JUDICIAL
DISCRETION IN FELONY SENTENCING IN WASHINGTON STATE: A STUDY OF JUDICIAL
ATTITUDES 10 ( 1971) ("The current state of the sentencing law in Washington puts total
discretion on the judge to decide between prison or otherwise"), 68 (in determining whether
to impose a term of incarceration, many judges "placed much importance on the
rehabilitative programs available in the community").
4
State v. Sykes (Adonijah LaCroy)
(consol. w/State v. Sykes (Adonijah LaCroy))
(Gordon McCloud, J., dissenting)
5