State v. Peterson ( 2021 )

FILE THIS OPINION WAS FILED
FOR RECORD AT 8 A.M. ON
IN CLERK’S OFFICE NOVEMBER 18, 2021
SUPREME COURT, STATE OF WASHINGTON
NOVEMBER 18, 2021
ERIN L. LENNON
SUPREME COURT CLERK
IN THE SUPREME COURT OF THE STATE OF WASHINGTON
)
STATE OF WASHINGTON, )
)
Petitioner, ) No. 98201-5
)
v. )
) En Banc
JERRY LYNN PETERSON, )
)
Respondent. ) Filed: November 18, 2021
_______________________________)
GONZÁLEZ, C.J.—Jerry Lynn Peterson pleaded guilty to the sale of heroin in
violation of RCW 69.50.410 of the Uniform Controlled Substances Act (UCSA).
She now asks us to hold that RCW 69.50.410, if not all of the UCSA, is invalid and
unconstitutional because, she contends, the statute has been impliedly repealed
and, among other things, violates the privileges and immunities clause of the state
constitution. Accordingly, she argues, the charges against her must be dismissed.
The judicial branch has the power to declare a statute or its application
unconstitutional or invalid under narrow circumstances. See, e.g., State v. Blake,
197 Wn.2d 170, 183, 481 P.3d 521 (2021); State v. Gregory, 192 Wn.2d 1, 19, 427
P.3d 621 (2018) (plurality opinion). In the absence of those circumstances, we are
bound by our role in our divided government to uphold and apply the laws
State v. Peterson, No. 98201-5
properly enacted by our elected legislative bodies. Our elected state legislature has
the constitutional power (within constitutional constraints) to define and redefine
crimes and punishments. Finding no constitutional infirmity in the statute, we
reject Peterson’s arguments and remand for resentencing.
BACKGROUND
Peterson was charged with and pleaded guilty to selling heroin for profit
under RCW 69.50.410(1). 1 Verbatim Report of Proceedings (VRP) (Mar. 27,
2018) at 2-7. RCW 69.50.410 is part of the UCSA. The UCSA and the
Sentencing Reform Act of 1981 (SRA), ch. 9.94A RCW, provide different
sentences for selling controlled substances. Peterson initially argued that RCW
69.50.410(3)(a)’s 2 year sentence applied, rather than the 68+ to 100 month
sentence under the SRA. 2 VRP (June 13, 2018) at 13-14.
Both the trial court and the Court of Appeals agreed that the UCSA’s two
year sentence applied. VRP (June 13, 2018) at 15; State v. Peterson, 12 Wn. App.
2d 195, 199, 457 P.3d 480 (2020). The State petitioned for our review and argued
that the SRA should provide the applicable sentence. Meanwhile, we announced
our decision in State v. Cyr, where we concluded that the SRA provides the
1
Peterson also pleaded guilty to possession of a controlled substance. While this charge is not
before us, we note that we recently held that the statute prohibiting this crime, former RCW
69.50.4013 (2015), is unconstitutional. Blake, 197 Wn.2d at 183.
2
This sentence was based in part on Peterson’s criminal history.
2
State v. Peterson, No. 98201-5
applicable sentences for UCSA convictions. 195 Wn.2d 492, 508, 461 P.3d 360(2020). Both parties submitted additional briefing on Cyr’s applicability, and we
granted review. 195 Wn.2d 1023 (2020). Peterson subsequently conceded that the
SRA controls her sentence and joined amici curiae Washington Association of
Criminal Defense Lawyers, the American Civil Liberties Union of Washington,
and the Washington Defenders Association (Amici Curiae or Amici) in arguing
that RCW 69.50.410 is invalid and unconstitutional. We called for additional
briefing on these issues.
ANALYSIS
We review the validity and constitutionality of a statute de novo. Cyr, 195
Wn.2d at 498 (quoting In re Pers. Restraint of Cruz, 157 Wn.2d 83, 87, 134 P.3d
1166 (2006)); State v. Villela, 194 Wn.2d 451, 456, 450 P.3d 170 (2019) (quoting
State v. Lanciloti, 165 Wn.2d 661, 667, 201 P.3d 323 (2009)). We begin by
determining the meaning of RCW 69.50.410. In determining the meaning of a
statute, “our ‘primary goal . . . is to ascertain and give effect to the legislature’s
intent and purpose.’” Cyr, 195 Wn.2d at 501-02 (alterations in original) (quoting
Cruz, 157 Wn.2d at 87). “[W]e must ʽconsider[] the statute as a whole, giving
effect to all that the legislature has said, and using related statutes to help identify
the legislative intent embodied in the provision in question.’” Id. at 502 (quoting
Cruz, 157 Wn.2d at 88) (second alteration in original) (internal quotation marks
3
State v. Peterson, No. 98201-5
omitted). If possible, we must “harmonize and give effect to all of the relevant
statutory language.” Id. (citing State v. Hirschfelder, 170 Wn.2d 536, 543, 242
P.3d 876 (2010)). As the party challenging the statute, Peterson bears the burden
of establishing that RCW 69.50.410 is unconstitutional or invalid. See Villela, 194
Wn.2d at 456 (citing Lanciloti, 165 Wn.2d at 667).
Peterson argues that RCW 69.50.410 has been repealed by implication, is
invalid under the doctrine of desuetude, and is unconstitutional under article I,
section 12 of the Washington Constitution. She also contends that RCW 69.50.410
is not severable from the remainder of the UCSA, rendering the entire act invalid.
We turn now to these issues.
I. Repeal by Implication
Peterson and Amici argue that RCW 69.50.410 has been repealed by
implication. Repeal by implication is strongly disfavored. Amalg. Transit Union
Legislative Council v. State, 145 Wn.2d 544, 552, 40 P.3d 656 (2002) (citing
Tollycraft Yachts Corp. v McCoy, 122 Wn.2d 426, 439, 858 P.2d 503 (1993)).
Such a repeal will be found only where (1) a “later act covers the entire field of the
earlier one, is complete in itself, and is intended to supersede prior legislation” or
(2) “the two acts cannot be reconciled and both given effect by a fair and
reasonable construction.” State v. Conte, 159 Wn.2d 797, 815, 154 P.3d 194(2007) (citing Amalg., 145 Wn.2d at 552). Neither situation exists here.
4
State v. Peterson, No. 98201-5
Peterson and Amici claim that RCW 69.50.410 and the sentencing
provisions of the SRA cannot be reconciled and both given effect by a fair and
reasonable construction. They argue that RCW 69.50.410 cannot be given effect,
in part, because its rehabilitative intent has never been met. (Second) Suppl. Br. of
Peterson at 7; Br. of Amici Curiae in Supp. of Pet’r at 17-18. But based on the
plain language and legislative history, when the legislature passed RCW 69.50.410
it clearly intended to punish.
The UCSA was passed in 1971 during a nationwide effort to reform drug
sentencing laws. LAWS OF 1971, 1st Ex. Sess., ch. 308; Report of the Task Force
on the Use of Criminal Sanctions to the King County Bar Association Board of
Trustees, 30 FORDHAM URBAN L.J. 499, 506 (2003). Almost all states passed some
form of the UCSA, which paralleled the federal Comprehensive Drug Abuse
Prevention and Control Act of 1970, Pub. L. No. 91-513, 84 Stat. 1236, also
known as the “Controlled Substances Act.” Report of the Task Force, supra, at
506; see also Seeley v. State, 132 Wn.2d 776, 782, 940 P.2d 604 (1997). Both state
and federal laws were “comprehensive statutory mechanism[s] to control the
manufacture, distribution, and use of controlled substances” with “[p]enalties . . .
imposed for violations.” Seeley, 132 Wn.2d at 782. Our 1971 UCSA did not
include addiction treatment or rehabilitation for drug users. See LAWS OF 1971, 1st
Ex. Sess., ch. 308.
5
State v. Peterson, No. 98201-5
RCW 69.50.410 was passed two years later. LAWS OF 1973, 2d Ex. Sess.,
ch. 2, § 2. The statute states that
(1) Except as authorized by this chapter it is a class C felony for any
person to sell for profit any controlled substance or counterfeit substance
classified in Schedule I, RCW 69.50.204, except leaves and flowering
tops of marihuana.
....
(3)(a) Any person convicted of a violation of subsection (1) of this
section by selling heroin shall receive a mandatory sentence of two years
in a correctional facility of the department of social and health services
and no judge of any court shall suspend or defer the sentence imposed for
such violation.
RCW 69.50.410. 3 When enacted, the statute was entitled “Controlled Substances –
Mandatory Sentences,” and the legislature’s intent was, at best, to provide some
option for rehabilitation while imposing harsh mandatory sentences. It was based
on House Bill 323, which provided “mandatory sentencing for certain violations
involving controlled substances.” HOUSE JOURNAL, 43d Leg., 1st & 2d Ex. Sess.,
at 1742 (Wash. 1973). Legislative discussions about the bill clearly demonstrate
the intent to put a “very highly mobile group” of “very hard drug sellers” who
could be “found moving constantly between Vancouver, British Columbia, and
down as far as San Diego” “out of business and behind bars.” Id. at 1756, 1744.
Even when vetoing the bill for technical reasons, Governor Daniel Evans explained
that “[t]his bill would have created mandatory sentences for persons convicted of
3
Heroin is a Schedule I controlled substance. RCW 69.50.204(b)(11).
6
State v. Peterson, No. 98201-5
certain types of crimes involving sale of drugs. I am in full agreement that we
need stiff penalties for certain offenders, especially where the offender has earned
enormous sums from the sale of drugs.” LAWS OF 1973, 2d Ex. Sess., ch. 2, § 2.
The legislature promptly overturned the governor’s veto. Id.
Simply put, RCW 69.50.410(3)(a) as well as (2)(b) and (3)(b) impose
mandatory minimum sentences for people selling heroin and other Schedule I
drugs. This is particularly striking because, at the time the statute was passed,
sentencing in our state was indeterminate. See ch. 9.95 RCW. Under this
indeterminate sentencing system, trial courts sentenced offenders to the maximum
amount of time that could be served and, usually, the former Board of Prison
Terms and Paroles (Board) set the minimum term. RCW 9.95.010, .040. At that
time, few statutes imposed mandatory minimums. See, e.g., Richard C. J. Kitto,
Jr., Comment, A Perspective on Adult Corrections in Washington, 51 WASH. L.
REV. 495, 499 (1976). RCW 69.50.410 was one such statute. Id. at 499 n.27; Cyr,
195 Wn.2d at 509 (RCW 69.50.410(3)(b) “explicitly sets a mandatory minimum
term”). 4
The sentences imposed under RCW 69.50.410 were to be served in a
“correctional facility of the department of social and health services.” Former
4
RCW 69.50.410(4), which was added in 1999 to allow extraordinary medical placement,
notably uses the language “mandatory minimum term” to refer to the previous portion of the
statute. See LAWS OF 1999, ch. 324, § 6.
7
State v. Peterson, No. 98201-5
RCW 69.50.410(2), (3) (1973). Out of historical context, this might seem like
evidence the legislature had a rehabilitative intent, but these facilities were simply
prisons. But the Department of Corrections (DOC) was not created until 1981; the
Department of Social and Health Services (DSHS) ran prison facilities prior to that
time. LAWS OF 1981, ch. 136, § 3. The law that created the DOC transferred
authority from DSHS to DOC. Id. § 4; see also State v. McGinley, 18 Wn. App.
862, 868, 573 P.2d 30 (1977) (“RCW 69.50.410 establishes mandatory prison
sentences for persons convicted of selling certain drugs.” (emphasis added)).
We do not agree with Peterson that RCW 69.50.410 was intended to
rehabilitate drug sellers. As originally passed, this statute created an
extraordinarily narrow window for drug users who could, prior to charging, submit
themselves for treatment to avoid prosecution. Former RCW 69.50.410(5) (1973);
LAWS OF 1973, 2d Ex. Sess., ch. 2, § 2(5). Amici may well be correct that the
legislature’s repeal of RCW 69.32.090, a statute requiring DSHS to provide drug
rehabilitation in prisons, made full compliance with RCW 69.50.410 impossible.
Br. of Amici Curiae in Supp. of Pet’r at 18. But we find no evidence that RCW
69.50.410 carries on the original work of RCW 69.32.090. RCW 69.32.090
required prison authorities to provide drug treatment and rehabilitation to “habitual
users” currently in prison facilities. Former RCW 69.32.090 (1923), repealed by
LAWS OF 1975-76, 2d Ex. Sess., ch. 103, § 3; Bresolin v. Morris, 86 Wn.2d 241,
8
State v. Peterson, No. 98201-5
244, 543 P.2d 325 (1975) (Bresolin I) (citing the former RCW 69.32.090). RCW
69.50.410 was not passed until 50 years later. LAWS OF 1973, 2d Ex. Sess., ch. 2, §
2.
Peterson also suggests that Bresolin I supports her theory that RCW
69.50.410 was intended to rehabilitate. We disagree. In Bresolin I, this court held
that the secretary of DSHS had “failed to comply with his statutory duties as well
as the order of this court” to fund and provide drug treatment for prisoners under
former RCW 69.32.090. Bresolin I, 86 Wn.2d at 249. Peterson conflates the drug
treatment requirements in former RCW 69.32.090 with the correctional facilities of
DSHS mentioned in RCW 69.50.410. Answer to Pet. for Review at 5. But
Bresolin I did not involve the UCSA, and there is no mention whatsoever of RCW
69.50.410. Bresolin was incarcerated for “armed robbery of a narcotics dealer to
obtain drugs,” not for the sale of drugs. Bresolin I, 86 Wn.2d at 242. Bresolin
sought drug treatment while in prison. Id. at 241. By comparison, RCW
69.50.410’s safe harbor provision allows drug-addicted people to voluntarily apply
to a rehabilitation program prior to prosecution. RCW 69.50.410(6) (“Any person
. . . who voluntarily applies . . . shall be immune from prosecution.”). While it is
true the statute provides some form of drug treatment, this safe harbor provision is
distinct from treatment that could be offered to people in prison after they have
been prosecuted and sentenced.
9
State v. Peterson, No. 98201-5
In fact, the only mention of RCW 69.50.410 in relation to former RCW
69.32.090 is when the legislature amended .410 in 1975. LAWS OF 1975, 2d Ex.
Sess., ch. 103. Senate Bill 3281, entitled “Drug Treatment Programs,” appears to
be a legislative “fix” after the Supreme Court’s decision in Bresolin I, where the
court ordered DSHS to secure financing for drug rehabilitation and report to the
court. See HOUSE JOURNAL, 44th Leg., 2d Ex. Sess., at 790 (Wash. 1975)
(testimony of Representative A.A. Adams (“If this bill does not pass then the
department and all the secretaries would be in contempt of court . . . . There is a
case that was brought to them, a young man within a penitentiary, and because of
the old law he went to court and he did win the case. . . . This bill will take [DSHS]
off the hook in that regard and allow them to treat people where and when they
want to.”)); see also Bresolin v. Morris, 88 Wn.2d 167, 168, 558 P.2d 1350 (1977)
(Bresolin II) (noting that the legislature repealed former RCW 69.32.090 after
DSHS had provided several reports to the court as mandated in Bresolin I). In
Senate Bill 3281, the language of the safe harbor provision in RCW 69.50.410 was
modified, and a number of prior laws were repealed, including former RCW
69.32.090. Given the context, it appears that the legislature was attempting to
make all forms of drug treatment optional across the board, including in RCW
69.50.410. Nevertheless, this does not mean that the rehabilitative intent of former
RCW 69.32.090, a law passed 50 years earlier, should be imputed to the UCSA.
10
State v. Peterson, No. 98201-5
When two acts are inconsistent, we will harmonize them if possible. City of
Spokane v. Rothwell, 166 Wn.2d 872, 877, 215 P.3d 162 (2009) (citing Anderson
v. Dep’t of Corr., 159 Wn.2d 849, 858-59, 154 P.3d 220 (2007)). We recently
concluded in Cyr that the UCSA can be harmonized with the sentencing provisions
of the SRA. 195 Wn.2d at 505. “RCW 69.50.410 does not set forth an
independent sentencing scheme,” meaning that the statute criminalizes the sale of
drugs for profit while the SRA provides the sentencing range. Id. at 507.
Consequently, we concluded that RCW 69.50.410 does not “preclude[] the
application of other sentencing provisions.” Id. at 508. The two statutes do not
conflict and, instead, work in tandem for drug crimes. As shown by Cyr, the SRA
provides the sentence, RCW 69.50.410 sets forth the substantive crime, and both
statutes work together. 5
RCW 69.50.410 was last modified in 2003, when the legislature reorganized
criminal statutes and repealed a number of them. LAWS OF 2003, ch. 53. RCW
69.50.410 was not repealed; instead, the legislature specified that violating the
statute is a class C felony and that .410 is a separate crime from other sections of
the UCSA, including RCW 69.50.401. Id. §§ 342, 337. It is true that “the
5
We respectfully disagree with our dissenting colleagues that our reading of the relevant statutes
render relevant portions of them superfluous or that there is any ambiguity that would require the
use of the rule of lenity. While on their faces, there is some tension between the statutes, when
read in its historical context, RCW 69.50.410(3)(a) establishes a mandatory minimum sentence
that works in tandem with the sentencing schema established by the SRA. See Cyr, 195 Wn.2d
at 509.
11
State v. Peterson, No. 98201-5
legislature has not yet amended the statutory language [of RCW 69.50.410] to
reflect the determinate sentencing scheme now provided by the SRA.” Cyr, 195
Wn.2d at 498. But this does not make the statute inoperative. We presume the
legislature understands its own enactments and did not intend to impliedly repeal
an unmentioned statute when it expressly repealed others. Amalg.145 Wn.2d at
552 (citing Ropo, Inc. v. City of Seattle, 67 Wn.2d 574, 578, 409 P.2d 148 (1965)).
The statute continues to criminalize the sale of drugs for profit, albeit while not
providing the sentencing range. This is hardly surprising, as the legislature has set
forth sentencing ranges in the SRA. RCW 9.94A.517, .518.
We reaffirm our holding in Cyr that the UCSA and the SRA can be
harmonized based on the language of the statute and the legislative history that the
UCSA was not intended to be rehabilitative. While the language is outdated and it
does not fit comfortably along every piece of Title 9 RCW, RCW 69.50.410
continues to do what it was intended to do: punish the sale of drugs. Accordingly,
RCW 69.50.410 has not been repealed by implication. 6
6
Peterson and Amici also argue that RCW 69.50.410 is invalid under the doctrine of desuetude
because the statute “is rarely used in practice and has never been used as intended to sentence
drug offenders to DSHS treatment facilities.” Br. of Amici Curiae at 19. We are not persuaded.
While the statute may be infrequently used, it is not obsolete and it is not rehabilitative. See,
e.g., Cyr, 195 Wn.2d at 496.
12
State v. Peterson, No. 98201-5
II. Equal Protection
The United States Supreme Court has found that the United States
Constitution does not prevent legislatures from punishing the same conduct under
different statutes that may result in different punishments. United States v.
Batchelder, 442 U.S. 114, 123-24, 99 S. Ct. 2198, 60 L. Ed. 2d 755 (1979). The
Court explained:
[T]here is no appreciable difference between the discretion a prosecutor
exercises when deciding whether to charge under one of two statutes with
different elements and the discretion he exercises when choosing one of two
statutes with identical elements. In the former situation, once he determines
that the proof will support conviction under either statute, his decision is
indistinguishable from the one he faces in the latter context. The prosecutor
may be influenced by the penalties available upon conviction, but this fact,
standing alone, does not give rise to a violation of the Equal Protection or
Due Process Clause. Just as a defendant has no constitutional right to elect
which of two applicable federal statutes shall be the basis of his indictment
and prosecution, neither is he entitled to choose the penalty scheme under
which he will be sentenced.
Batchelder, 442 U.S. at 125 (citations omitted).
We recognize that pre-Batchelder cases have held that statutes that prescribe
different punishments for the same act committed under the same circumstances by
persons in like situations violated equal protection, and some of those cases had
suggested that article I, section 12 of our state constitution might also be offended.
13
State v. Peterson, No. 98201-5
Olsen v. Delmore, 48 Wn.2d 545, 550, 295 P.2d 324 (1956). 7 Based on this,
Peterson argues that RCW 69.50.410 and RCW 69.50.401 violate this
proscription. 8 But RCW 69.50.410 prohibits the sale of controlled substances
while RCW 69.50.401 prohibits the delivery of controlled substances. 9 Compare
RCW 69.50.410(1), with RCW 69.50.401(1). For Schedule I drugs, violating
RCW 69.50.410 is a class C felony. Under RCW 69.50.401, a Schedule I drug
violation may be a class B or class C felony, depending on the drug type. These
two statutes criminalize different conduct. Any overlap is simply a consequence of
7
After our decision in Olsen, several cases further developed the contours of when equal
protection is violated under the United States and Washington’s constitutions. One such case
was State v. Boggs, 57 Wn.2d 484, 358 P.2d 124 (1961). Boggs was sentenced to life
imprisonment for a first offense of unlawful drug possession under RCW 69.33.230, part of the
now repealed Uniform Narcotic Drug Act. Id. at 485. Boggs argued that the possession statute
required the State to prove his “intent to possess a narcotic drug,” but this court disagreed,
determining that the legislature intended to punish mere possession without “‘intent or guilty
knowledge.’” Id. (quoting State v. Henker, 50 Wn.2d 809, 812, 314 P.2d 645 (1957)). This
holding has been effectively overruled by Blake, 197 Wn.2d at 183.
8
We have previously recognized that this holding was overruled in part by Batchelder, 442 U.S.
114, but only as to the analysis of the Fourteenth Amendment to the United States Constitution.
City of Kennewick v. Fountain, 116 Wn.2d 189, 192-93, 802 P.2d 1371 (1991) (discussing State
v. Zornes, 78 Wn.2d 9, 475 P.2d 109 (1970) (plurality opinion), which reaffirmed the holding in
Olsen). We have not had much occasion to revisit whether our pre-Batchelder equal protection
analysis survives, perhaps because the rule of statutory construction provides that when “‘a
special statute punishes the same conduct [that] is punished under a general statute, the special
statute applies.’” State v. Numrich, 197 Wn.2d 1, 13, 480 P.3d 376 (2021) (alteration in original)
(internal quotation marks omitted) (quoting State v. Shriner, 101 Wn.2d 576, 580, 681 P.2d 237(1984)). This rule itself appears to have originated in equal protection jurisprudence. See State v.
Collins, 55 Wn.2d 469, 470, 348 P.2d 214 (1960) (impliedly overruled by Batchelder, 442 U.S.
at 123-24).
9
More specifically, it is unlawful “to manufacture, deliver, or possess with intent to manufacture
or deliver, a controlled substance.” RCW 69.50.401(1).
14
State v. Peterson, No. 98201-5
legislatures’ concerns that earlier statutes allowed some of those involved in
criminal drug transactions to escape prosecution.
Prior to the UCSA, “one who acted solely as a drug buyer’s agent was
exempt from prosecution for being an accomplice to the sale of dangerous drugs.”
State v. Ramirez, 62 Wn. App. 301, 307, 814 P.2d 227 (1991) (citing State v.
Walker, 82 Wn.2d 851, 857, 514 P.2d 919 (1973)). Before 1971, the former drug
statute prohibited only the sale of drugs. Id. This “buyer’s agent exemption” or
“procuring agent defense” as a defense to selling drugs was no longer available
under the UCSA, due to the use of the term “delivery.” Id. at 308. “By its use of
the term ‘deliver’, the [UCSA] changed [liability] so as to criminalize participation
in the transfer of unlawful drugs.” Id. (discussing State v. Hecht, 116 Wis. 2d 605,
612-17, 342 N.W.2d 721 (1984)); see also State v. Grace, 61 Wn. App. 787, 791,
812 P.2d 865 (1991) (recognizing that the procuring agent defense has not survived
the adoption of the UCSA).
But, again, RCW 69.50.410 was passed two years after RCW 69.50.401.
Compare LAWS OF 1973, 2d Ex. Sess., ch. 2, § 2, with LAWS OF 1971, 1st Ex. Sess.,
ch. 308. The legislative history and subsequent legislative action show that the
legislature clearly intended for RCW 69.50.410 and .401 to be separate and distinct
statutes. RCW 69.50.410 was intended to “get at the heroin pusher, the hard drug
pusher.” Hr’g on H.B. 323 Before the S., 43d Leg., 1st Ex. Sess. (Wash. April 14,
15
State v. Peterson, No. 98201-5
1973), audio recording by Office of the Secretary of Senate, Washington State
Archives, http://digitalarchives.wa.gov at 1 hr., 12 min., 0 sec. to 1 hr., 12 min., 5
sec. RCW 69.50.410 imposed mandatory minimum sentences that did not exist in
.401 and were rare during that time of indeterminate sentencing. See Kitto, Jr.,
supra, at 499 n.27. The legislature continued to affirm its desire to penalize
“delivery” and “sale” of controlled substances differently over the years by
creating different sentencing ranges in the SRA, classifying the two crimes as
different types of felonies, and even amending the UCSA to clarify that these
statutes are distinct. See LAWS OF 2002, ch. 290 (treating RCW 69.50.410 and .401
differently in the SRA sentencing grid); LAWS OF 2003, ch. 53, §§ 331, 342
(amending RCW 60.50.401 to be a class B or class C felony depending on the
severity and RCW 60.50.410 to always be a class C felony), §§ 337, 342
(amending the UCSA to reaffirm that .401 and other sections of the UCSA do not
apply to “offenses defined and punishable” under RCW 69.50.410). These two
statutes let the State charge lower-level drug dealers or individuals involved in
drug transactions (who could no longer use the procuring agent defense) as well as
the elusive “hard drug pusher,” who supposedly deserved longer mandatory
sentences.
It is true that selling a controlled substance for profit, criminalized in RCW
69.50.410, is encapsulated within RCW 69.50.401. See McGinley, 18 Wn. App. at
16
State v. Peterson, No. 98201-5
868 (stating that “delivery is a broader category than sale” such that the sale of a
controlled substance “is naturally subject to RCW 69.50.401”). But this is not
unusual in our criminal laws. While these two statutes do overlap, their elements
are different. RCW 69.50.410 requires prosecutors to prove that an individual
sold, for profit, a Schedule I controlled substance (with the exception of
marijuana). By comparison, RCW 69.50.401 requires a prosecutor to prove that a
person delivered a controlled substance, and the State need not show that a
controlled substance was sold for profit. 10
When viewed in a historical context, it is clear that these two statutes do not
prescribe “different punishments or different degrees of punishment for the same
act committed under the same circumstances by persons in like situations.” Olsen,
48 Wn.2d at 550. While they overlap, RCW 69.50.410 and .401 do not criminalize
the same conduct, and these statutes do not give prosecutors unfettered discretion.
Instead, prosecutors are bound by the different elements. These two statutes are
reasonable exercises of the legislature’s authority and do not impose arbitrary
differences in drug crimes.
10
For example, an individual who sells drugs and organizes the sale could be charged under
RCW 69.50.410, whereas another person who drives a truck and leaves it in a location knowing
there are drugs inside could be charged only under RCW 69.50.401. The delivery driver is
arguably less culpable and, accordingly, would face a lower penalty under the two statutes.
17
State v. Peterson, No. 98201-5
RCW 69.50.401 punishes a broad group of people involved in dealing drugs,
even those with minimal roles, while RCW 69.50.410 imposes stricter punishments
for the principal dealer who actually sells the drug for profit. It may be better
policy for our complex drug sentencing laws to be less punitive, but we are required
to uphold statutes unless they are invalid or unconstitutional.11 RCW 69.50.410 is
neither. Thus, we respectfully disagree with the dissent that this case is a good
vehicle to examine whether state constitutional equal protection principles require
a different result than the United States Supreme Court came to in Batchelder.
11
We recognize the disproportional harm enforcement of the UCSA has imposed on different
communities in our state. See Michael D. Blanchard & Gabriel J. Chin, Identifying the Enemy in
the War on Drugs: A Critique of the Developing Rule Permitting Visual I[]dentification of
Indescript White Powder in Narcotics Prosecutions, 47 AM. U. L. REV. 557, 600 (1998);
Research Working Grp. of Task Force on Race & Criminal Justice Sys., Preliminary Report on
Race and Washington’s Criminal Justice System, 35 SEATTLE U.L. REV. 623 (2012). We do not
mean to minimize that harm, but the question before us is whether the statute is constitutional
and valid. Similarly, we understand the dissent’s concern about the enormous amount of
charging discretion vested in the executive branch. But the United States Supreme Court has
made clear that discretion does not violate the federal constitution unless it is based on
impermissible standards, and this case does not give us an appropriate vehicle to consider
whether a different result is mandated under our own constitution. See Batchelder, 442 U.S. at
125.
18
State v. Peterson, No. 98201-5
CONCLUSION
We disagree with Peterson that RCW 69.50.410 is invalid and
unconstitutional. Accordingly, we reverse the Court of Appeals and remand for
further proceedings consistent with this opinion. 12
____________________________
WE CONCUR:
_____________________________ ____________________________
_____________________________ ____________________________
_____________________________ ____________________________
_____________________________ ____________________________
12
As we uphold RCW 69.50.410, we need not reach Peterson’s argument that the provision is
not severable from the UCSA, which renders the entire act invalid. In addition, Peterson argues
that she is not subject to the doubling provision in RCW 69.50.408. This issue is not properly
before us as it was not raised in the State’s petition for review or in Peterson’s answer. RAP
13.7. However, we recently opined on RCW 69.50.408 in Cyr, providing additional guidance on
when this doubling provision applies. 195 Wn.2d at 504-05. We note that Peterson’s previous
convictions under the UCSA appear to have been for simple possession of a controlled
substance, a statute we recently held was unconstitutional. Blake, 197 Wn.2d at 183. The UCSA
doubling provision cannot be based on unconstitutional convictions, nor can an offender score
under the SRA. These issues must be addressed on remand. Cyr, 195 Wn.2d at 511 (citing
RCW 9.94A.530(2)).
19
State v. Peterson (Jerry Lynn)
No. 98201-5
MADSEN, J. (dissenting)—In 2003, Washington lawmakers reaffirmed that RCW
69.50.410 of the Uniform Controlled Substances Act (UCSA), ch. 69.50 RCW, both
defines and punishes the sale of heroin. LAWS OF 2003, ch. 53, § 337. Jerry Lynn
Peterson was convicted pursuant to RCW 69.50.410(3)(a), therefore she is subject to the
penalties contained in that provision: she “shall receive a mandatory sentence of two
years.”
The majority, however, applies our decision in State v. Cyr 1 and supplants this
mandatory punishment with a sentence under the Sentencing Reform Act of 1981 (SRA),
ch. 9.94A RCW. The result of the majority’s approach is a conflict between the UCSA
and SRA. A defendant charged and convicted pursuant to RCW 69.50.410 will never
receive the penalty provided by that statute because it is outside any SRA standard range
sentence. RCW 69.50.410(3)(a); RCW 9.94A.517(1) tbl.3. Under the majority’s reading
of the statutes, the two penalty provisions irreconcilably conflict and create an
ambiguity—which Cyr does not require and can be resolved only by applying the rule of
1
195 Wn.2d 492, 461 P.3d 360 (2020).
No. 98201-5
Madsen, J., dissenting
lenity. Applying the rule of lenity, as we must given the majority’s analysis, means that
Peterson should receive the two-year sentence prescribed by the UCSA, rather than the
standard SRA range of 68+ to 100 months.
This resolution is all the more necessary in light of the equal protection
implications created by the majority when it refuses to apply the penalty provision of
RCW 69.50.410(3)(a). See WASH. CONST. art. I, § 12. RCW 69.50.410 criminalizes the
sale of heroin for profit and is classified as a level III offense; whereas RCW 69.50.401
criminalizes the delivery of controlled substances and is a level II offense. RCW
9.94A.518. With the penalty provision of RCW 69.50.410(3)(a) rendered superfluous
under the majority’s decision, RCW 69.50.410 exists only as a mechanism to punish
similarly situated individuals more severely in violation of article I, section 12. However,
under a correct reading of the UCSA and the SRA—applying the penalty section of RCW
69.50.410—I do not need to reach the constitutional issue. Nevertheless, because the
majority does reach the issue, I also write to disagree with its constitutional analysis. I
respectfully dissent.
ANALYSIS
Determining whether the UCSA or the SRA applies to Peterson’s sentence
implicates statutory and constitutional inquiries, both of which are reviewed de novo.
Dep’t of Ecology v. Campbell & Gwinn, LLC, 146 Wn.2d 1, 9, 43 P.3d 4 (2002); State v.
Eckblad, 152 Wn.2d 515, 518, 98 P.3d 1184 (2004). The object of statutory construction
is to determine legislative intent. State v. Jacobs, 154 Wn.2d 596, 600-01, 115 P.3d 2812
No. 98201-5
Madsen, J., dissenting
(2005). We discern meaning of statutes from the ordinary meaning of the language, the
context of the statute in which the provision is found, related provisions, and the statutory
scheme as a whole. State v. Engel, 166 Wn.2d 572, 578, 210 P.3d 1007 (2009).
Statutes “‘must be interpreted and construed so that all the language used is given
effect, with no portion rendered meaningless or superfluous.’” G-P Gypsum Corp. v.
Dep’t of Revenue, 169 Wn.2d 304, 309, 237 P.3d 256 (2010) (internal quotation marks
omitted) (quoting State v. J.P., 149 Wn.2d 444, 450, 69 P.3d 318 (2003)). “The
construction of two statutes shall be made with the assumption that the Legislature does
not intend to create an inconsistency. Statutes are to be read together, whenever possible,
to achieve a ‘harmonious total statutory scheme . . . which maintains the integrity of the
respective statutes.’” State ex rel. Peninsula Neigh. Ass’n v. Dep’t of Transp., 142 Wn.2d
328, 342, 12 P.3d 134 (2000) (alteration in original) (citation and internal quotation
marks omitted) (quoting Employco Pers. Servs., Inc. v. City of Seattle, 117 Wn.2d 606,
614, 817 P.2d 1373 (1991)). If a provision is still subject to more than one reasonable
interpretation, it is ambiguous. In re Pers. Restraint of Cruz, 157 Wn.2d 83, 88, 134 P.3d
1166 (2006) (citing Jacobs, 154 Wn.2d at 600-01). If a statute is ambiguous, the rule of
lenity applies and requires courts to interpret the statute in favor of the defendant unless
legislative intent exists to the contrary. Id. (quoting Jacobs, 154 Wn.2d at 601).
Statutes are presumed constitutional. Pierce County v. State, 150 Wn.2d 422, 430,
78 P.3d 640 (2003). The party seeking to overcome that presumption bears the heavy
burden of establishing unconstitutionality. Id.; City of Spokane v. Douglass, 115 Wn.2d
3
No. 98201-5
Madsen, J., dissenting
171, 177, 795 P.2d 693 (1990). “We will avoid deciding constitutional questions where a
case may be fairly resolved on other grounds.” Cmty. Telecable of Seattle, Inc. v. City of
Seattle, 164 Wn.2d 35, 41, 186 P.3d 1032 (2008).
Peterson and amici curiae assume that Cyr forecloses a statutory resolution and
offer two alternative arguments for why RCW 69.50.410 is invalid. First, the statute has
been repealed by implication and, second, it violates article I, section 12 of the
Washington State Constitution.
1. Repeal by Implication
Turning to Peterson’s first contention, the majority concludes repeal by
implication has not occurred because RCW 69.50.410 was intended to punish rather than
rehabilitate offenders. Majority at 5. While the majority offers a persuasive resolution of
this issue, in so doing, it runs headlong into our rule against interpreting a statute in a way
that renders any portion of it meaningless. See G-P Gypsum Corp., 169 Wn.2d at 309.
Under the majority’s view, the UCSA criminalizes conduct that the SRA punishes
separately. Majority at 11. RCW 69.50.410(3)(a) specifies that those convicted of
selling heroin for profit for the first time “shall receive a mandatory sentence of two
years.” The most recent amendment to RCW 69.50.410 occurred in 2003. The
amendment clarified that among other things, certain UCSA provisions “shall not apply
to offenses defined and punishable under the provisions of RCW 69.50.410.” LAWS OF
2003, ch. 53, § 337 (emphasis added). The last word from Washington lawmakers was
4
No. 98201-5
Madsen, J., dissenting
that RCW 69.50.410 defined and punished violations. The majority notes the 2003
amendment, but not its reiteration of RCW 69.50.410’s penalties. See majority at 11.
In light of this plain legislative intent to punish the sale of heroin with specific
penalties provided by the UCSA, Peterson is subject to a two-year mandatory sentence.
RCW 69.50.410(3)(a).
As a result of the majority’s interpretation, the SRA rather than the UCSA applies.
See majority at 11-12. The SRA imposes standard range sentences calculated by offender
score and seriousness level of the offense:
Seriousness Level Offender Score 0 Offender Score 3 Offender Score 6
to 2 to 5 to 9 or more
III 51 to 68 months 68+ to 100 months 100+ to 120 months
II 12+ to 20 months 20+ to 60 months 60+ to 120 months
I 0 to 6 months 6+ to 18 months 12+ to 24 months
RCW 9.94A.517(1) tbl.3. Here, Peterson agreed to an offender score of 4 and the sale of
heroin for profit is a level III offense. RCW 9.94A.518.
Thus, according to the majority, RCW 69.50.410 criminalizes Peterson’s act of
selling heroin and RCW 9.94A.517(1) subjects her to a sentence of 68+ to 100 months.
See majority at 11-12. But neither Peterson nor any other defendant convicted pursuant
to RCW 69.50.410(3)(a) will receive that provision’s “mandatory” 2-year sentence
because 24 months is outside all standard SRA ranges for level III crimes. 2 This result
conflicts with the plain language of the 2003 amendment, which recognizes that RCW
2
While a sentencing court could depart from the standard range and impose an exceptional two-
year sentence, no party has offered such an interpretation. See RCW 9.94A.535. Moreover,
such an exceptional sentence is not an issue in this case.
5
No. 98201-5
Madsen, J., dissenting
69.50.410 defines and punishes violations. The majority’s decision renders subsection
(3)(a) meaningless.
To complicate matters, the majority also reaffirms this court’s holding in Cyr.
Majority at 11. But Cyr is distinguishable, and no reaffirmation is needed. That case
concerned the UCSA’s doubling provision, not the base penalty. Cyr, 195 Wn.2d at 497-
98, 501 (citing RCW 69.50.408). The defendant in that case pleaded guilty to three
counts of selling heroin for profit in violation of RCW 69.50.410(1) and would have
received a standard range sentence of 68+ to 100 months. Id. at 496. Under RCW
69.50.410(2)(a), the defendant asked for a sentence of no more than 60 months, while the
State pointed to RCW 69.50.408(1) to double the 60-month sentence to 120 months. Id.
The trial court ruled that the UCSA doubled the statutory maximum and applied the rule
of lenity to impose no more than 60 months as specified in RCW 69.50.410(2)(a). Id. at
497.
On appeal, this court explained that the statutory maximum sentence was 60
months, and under the SRA, the sentence exceeded the standard range to make it the
presumptive sentence. Id. at 501 (citing RCW 9.94A.599). However, because RCW
69.50.408’s doubling provision applies to statutory maximums, the 60-month maximum
sentence doubled to 120 months (provided the defendant had a qualifying prior
conviction) and was subject to the SRA range of 68+ to 100 months. Id. at 501-05.
Because the record was unclear whether a prior qualifying conviction existed, we
remanded the case to the trial court to make this determination. Id. at 510-12.
6
No. 98201-5
Madsen, J., dissenting
Cyr also addressed the rule of lenity. In response to the petitioner’s argument, Cyr
disagreed that RCW 69.50.408’s doubling provision could not apply because RCW
69.50.410 constituted a separate sentencing scheme. Id. at 507. This court reasoned that
multiple sentencing statutes do apply to RCW 69.50.410, such as the SRA’s drug
sentencing grid, therefore it was not an independent scheme that precluded application of
other provisions. Id. at 507-08. 3 Accordingly, Cyr stated that no party identified a
statutory conflict or offered a reasonable alternative to trigger the rule of lenity. Id. at
505.
The present case, by contrast, does identify a conflict. Under the majority’s
approach, RCW 69.50.410(3)(a)’s 2-year (24-month) mandatory sentence will never
apply to defendants regardless of their offender scores because the SRA standard range
begins at 51 months. This directly conflicts with the legislative intent expressed in
section 337 of the 2003 amendment to RCW 69.50.410, recognizing that it defines and
punishes offenses. This conflict was not raised or considered in Cyr, thus Cyr does not
resolve Peterson’s case.
3
The majority reasons that under Cyr, “‘RCW 69.50.410 does not set forth an independent
sentencing scheme,’ meaning that the statute criminalizes the sale of drugs for profit while the
SRA provides the sentencing range.” Majority at 11 (quoting 195 Wn.2d at 507). Cyr, however,
expressed a more limited holding. It stated that when read in context, RCW 69.50.410 cannot be
interpreted “as creating an independent sentencing scheme that precludes the application of
other sentencing provisions.” 195 Wn.2d at 508 (emphasis added). This statement responded to
a party’s argument regarding application of the rule of lenity and does not necessarily support the
conclusion that RCW 69.50.410 only criminalizes the sale of drugs while the SRA provides the
sentence.
7
No. 98201-5
Madsen, J., dissenting
Our rules of statutory interpretation direct us to harmonize statutes where possible
and construe them so that no portion is rendered meaningless. Peninsula Neigh. Ass’n,
142 Wn.2d at 342; G-P Gypsum Corp., 169 Wn.2d at 309. Here, harmonizing the UCSA
and the SRA is not possible without disregarding RCW 69.50.410(3)(a). See majority at
11-12. Instead, assuming the integrity and continued viability of both the UCSA and the
SRA, including the differing penalty provisions, these statutes cannot be harmonized
under the majority’s approach because it creates ambiguity in sentencing. The rule of
lenity is designed to address this situation and requires courts to resolve ambiguous
criminal statutes in favor of the defendant. State v. Weatherwax, 188 Wn.2d 139, 155,
392 P.3d 1054 (2017) (citing State v. Conover, 183 Wn.2d 706, 712, 355 P.3d 1093(2015)). The legislature has been clear as to what conduct is criminalized (selling heroin
for profit), and it has reaffirmed the penalty section of the UCSA, but it has not been
clear as to which criminal penalties apply to that conduct (the UCSA’s two-year
mandatory penalty or the SRA standard range). See id. Applying the rule of lenity here
requires resolving the sentencing ambiguity in Peterson’s favor.
Accordingly, I would hold that Peterson is subject to the UCSA’s two-year
mandatory sentence. RCW 69.50.410(3)(a). Applying the rule of lenity preserves rather
than replaces the penalty language of RCW 69.50.410(3)(a) and conforms with our rules
of statutory interpretation.4
4
Interpreting the proper sentence under the UCSA and the SRA will likely continue to be a less-
than-perfect fit until the legislature amends chapter 69.50 RCW to reflect determinate
sentencing. See Cyr, 195 Wn.2d at 498.
8
No. 98201-5
Madsen, J., dissenting
2. Equal Protection
Peterson and amici next argue that RCW 69.50.410 violates our state
constitution’s equal protection clause because the same conduct is criminalized under
RCW 69.50.401, thereby treating similarly situated defendants differently. WASH.
CONST. art. I, § 12.
RCW 69.50.401(1) precludes the delivery of a controlled substance. Delivery
requires a transferrer to relinquish possession to the transferee. State v. Martinez, 123
Wn. App. 841, 847, 99 P.3d 418 (2004). While delivery does not expressly require a
sale, the transfer of drugs is hardly a charity; it is almost always exchanged for something
of value. See RCW 69.50.410(1)(c). “Selling heroin for profit” under RCW 69.50.410
means passing title and possession of the controlled substance from the seller to the buyer
for a price whether or not the price is paid immediately or in the future. RCW
69.50.410(1)(a). “Price” means anything of value. RCW 69.50.410(1)(c). Making a
profit is not necessary to violate the statute. State v. Leek, 26 Wn. App. 651, 655-56, 614
P.2d 209 (1980). Since delivery is a broader category than sale, the sale of heroin is
naturally subject to RCW 69.50.401. State v. McGinley, 18 Wn. App. 862, 867-68, 573
P.2d 30 (1977).
The majority notes this statutory overlap, but does not find it offends our
constitution. The majority reasons that the legislature intended RCW 69.50.410 and
9
No. 98201-5
Madsen, J., dissenting
RCW 69.50.401 to be distinct crimes with distinct punishments 5 and that because the
statutes contain different elements, they bind prosecutors rather than provide them with
unfettered discretion. Majority at 13-16. Yet this case illustrates the opposite. Peterson
sold heroin and could have been charged under RCW 69.50.410 or RCW 69.50.401 for
the same criminal conduct. The decision to charge her under RCW 69.50.410 resulted in
a notably harsher punishment.
As noted, RCW 69.50.410 violations are classified as seriousness level III offenses
while RCW 69.50.401 violations carry a seriousness level of II. See RCW 9.94A.518.
Charging for delivery of a controlled substance under RCW 69.50.401 with an offender
score of 4 (like Peterson), results in an SRA sentence of 20+ to 60 months; a charge
under RCW 69.50.410 with an offender score of 4 results in 68+ to 100 months. See
RCW 9.94A.517(1) tbl.3. The charging decision in Peterson’s case illustrates a
prosecutor’s unfettered discretion to set the range of punishment by choosing the degree
of a charge. Such limitless discretion is discordant with our state’s policy “goals of
treating all men [and women] equally in the guilt determination process while retaining
some flexibility and individualized treatment at the punishment stage.” State v.
Blanchey, 75 Wn.2d 926, 940, 454 P.2d 841 (1969). Only where objective standards
5
Ironically, the majority recognizes that RCW 69.50.410 contains an effective penalty provision.
Majority at 16 (“The legislature continued to affirm its desire to penalize ‘delivery’ and ‘sale’ of
controlled substances differently.”). The majority does not carry this recognition into its
statutory analysis, which supplants RCW 69.50.410(3)(a)’s two-year sentence with the SRA’s
standard sentencing range.
10
No. 98201-5
Madsen, J., dissenting
govern the decision will a prosecutor be permitted to exercise any discretion at the
charging phase. City of Seattle v. Hogan, 53 Wn. App. 387, 391, 766 P.2d 1134 (1989).
That RCW 69.50.410 requires an element almost always present in drug offenses
that can also be charged under RCW 69.50.401 is a weak counterbalance to a
prosecutor’s unfettered discretion to charge under RCW 69.50.410 and imposes a
significantly more severe punishment. 6 I am unconvinced that our state constitution
permits such discretion.
Article I, section 12 of the Washington Constitution provides that “[n]o law shall
be passed granting to any citizen, class of citizens, or corporation other than municipal,
privileges or immunities which upon the same terms shall not equally belong to all
citizens, or corporations.” This court has construed article I, section 12 as “‘substantially
similar’” to the federal equal protection clause for many years. Schroeder v. Weighall,
179 Wn.2d 566, 571-72, 316 P.3d 482 (2014) (quoting Seeley v. State, 132 Wn.2d 776,
788, 940 P.2d 604 (1997) (collecting cases)). Under both state and federal equal
protection provisions, persons similarly situated with respect to the legitimate purpose of
the law must receive like treatment. State v. Coria, 120 Wn.2d 156, 169, 839 P.2d 890(1992) (citing State v. Schaaf, 109 Wn.2d 1, 17, 743 P.2d 240 (1987)).
6
According to Peterson, over a span of eight years, more than 1,000 individuals have been
convicted of dealing drugs in Washington and most were charged under RCW 69.50.401.
Answer to Pet. for Review at 1 (citing the Washington State Caseload Forecast Council for
figures). From 2012 to 2017, only 1 individual was charged with violating RCW 69.50.410. Id.In 2018, specifically, 3 people were charged with dealing controlled substances under RCW
69.50.410. Id. at 2 (noting 2 of the 3 were Johnny Ray Cyr and Jerry Peterson).
11
No. 98201-5
Madsen, J., dissenting
We broke from this path to recognize that article I, section 12 differs from the
Fourteenth Amendment to the United States Constitution in some instances and requires a
different analysis. Schroeder, 179 Wn.2d at 572; see also Grant County Fire Prot. Dist.
No. 5 v. City of Moses Lake, 150 Wn.2d 791, 805-07, 83 P.3d 419 (2004). The
independent “privileges” analysis applies only where a law implicates a privilege or
immunity as defined in our early cases distinguishing fundamental rights of state
citizenship, but this analysis did not replace the “traditional” equal protection guaranties.
See, e.g., Garcia v. Dep’t of Soc. & Health Servs., 10 Wn. App. 2d 885, 919, 451 P.3d
1107 (2019) (reviewing an equal protection challenge under the Fourteenth Amendment
and article I, section 12).
In short, article I, section 12 continues to include both privileges and immunities
and equal protection guaranties. Schroeder, 179 Wn.2d at 572; Seeley, 132 Wn.2d at
788. Courts therefore analyze article I, section 12 differently depending on the claim—
whether a law confers a benefit for a privileged few, Schroeder, 179 Wn.2d at 572, or
treats similarly situated individuals differently. Am. Legion Post No. 149 v. Dep’t of
Health, 164 Wn.2d 570, 608, 192 P.3d 306 (2008). For the latter equal protection
analysis, we have generally followed the lead of the United States Supreme Court. But
we are not bound to do so when interpreting our own constitution.
The Fourteenth Amendment operates as a floor that article I, section 12 cannot fall
beneath. See State v. Sieyes, 168 Wn.2d 276, 292, 225 P.3d 995 (2010). The Washington
State Constitution can, and often does, raise the ceiling to offer greater or equal
12
No. 98201-5
Madsen, J., dissenting
protections. Id. This court concluded in Olsen and Zornes that article I, section 12 and
the Fourteenth Amendment are violated when one or more operative statutes prescribing
different punishments for the same act committed under like circumstances by
individuals in like situations. Olsen v. Delmore, 48 Wn.2d 545, 295 P.2d 324 (1956);
State v. Zornes, 78 Wn.2d 9, 475 P.2d 109 (1970) (plurality opinion). Such statutes allow
prosecutors unfettered discretion to charge violations under different statutes and subject
defendants to different punishments. Olsen, 48 Wn.2d at 550-51; Zornes, 78 Wn.2d at
25.
In Olsen, this court struck down a statute that allowed prosecutors the discretion to
charge offenders with either a misdemeanor or a felony. 48 Wn.2d at 546-50. In Zornes,
the court reviewed two statutes prohibiting the same conduct—possession of cannabis—
that allowed prosecutors to charge the conduct as a misdemeanor or a felony. 78 Wn.2d
at 25. Relying on Olsen, the Zornes court held that there was no basis in the statutes for
distinguishing between the persons who could be charged for a misdemeanor or a felony,
therefore violating equal protection. Id. A prosecutor may exercise discretion in
deciding whether to prosecute an offender or not and whether to proceed under one
statute or another provided the facts to be proved are not the same. Id. at 22 (quoting
State v. Reid, 66 Wn.2d 243, 247, 401 P.2d 988 (1965)).
United States v. Batchelder, 442 U.S. 114, 99 S. Ct. 2198, 60 L. Ed. 2d 755(1979), called Olsen and Zornes into question. This court noted that Batchelder “found
no constitutional infirmities with two federal statutes that, while independent of each
13
No. 98201-5
Madsen, J., dissenting
other and not coextensive, punish the same conduct differently.” State v. Sherman, 98
Wn.2d 53, 61 n.6, 653 P.2d 612 (1982); see also Batchelder, 442 U.S. at 121, 123. The
Batchelder Court reasoned that a prosecutor’s discretion to choose between similar
statutes was not unfettered. 442 U.S. at 124-25. Selecting the enforcement provision for
criminal laws is subject to constitutional constraints, and the discretion “to proceed under
[identical statutes prescribing different penalties] does not empower the Government to
predetermine ultimate criminal sanctions.” Id. at 125. Further, Batchelder identified no
“appreciable difference” between the decision to charge one of two statutes with different
elements and choosing one of two statutes with identical elements. Id. The penalties
available may influence the prosecutor’s decision, but that fact “standing alone” does not
violate equal protection. Id.We observed that Batchelder overruled Zornes as to the Fourteenth Amendment,
but did not resolve whether Zornes or Olsen remain good law under article I, section 12.
City of Kennewick v. Fountain, 116 Wn.2d 189, 193, 802 P.2d 1371 (1991); State v.
Kirwin, 165 Wn.2d 818, 831, 203 P.3d 1044 (2009) (Madsen, J., concurring). The
majority answers this open question in a footnote, concluding that RCW 69.50.410 and
RCW 69.50.401 do not offend the constitution even if article I, section 12 was more
protective than the Fourteenth Amendment. Majority at 14 n.8. In my view, this
constitutional analysis requires a more searching analysis.
Unlike Batchelder, Washington courts have consistently held equal protection of
the law requires statutory classifications of crimes be based on real, factual differences
14
No. 98201-5
Madsen, J., dissenting
and reasonably related to the general purposes of criminal legislation. See State v.
Mason, 34 Wn. App. 514, 519-20, 663 P.2d 137 (1983) (quoting People v. Marcy, 628
P.2d 69, 74 (Colo. 1981)); State v. Persinger, 62 Wn.2d 362, 368, 382 P.2d 497 (1963)
(“It is only necessary that the [legislative] classification be reasonable, not arbitrary, and
rest upon some difference having a fair and substantial relation to the object of the
legislation.”). Such protection is absent when statutes allow “different punishments or
different degrees of punishment for the same act committed under the same
circumstances by persons in like situations.” Olsen, 48 Wn.2d at 550; see also Zornes,
78 Wn.2d at 24-25.
This court has also noted that allowing a prosecutor unfettered discretion to set the
range of punishment by choosing the degree of a charge conflicts with the goal to treat all
individuals “equally in the guilt determination process while retaining some flexibility
and individualized treatment at the punishment stage.” Blanchey, 75 Wn.2d at 940. A
prosecutor is permitted to exercise any discretion at the charging phase when objective
standards alone govern that charging decision. Hogan, 53 Wn. App. at 391. The
rationale and result of our case law depart from Batchelder, and I see no reason to adopt a
contrary holding in this case. 7
7
Other jurisdictions have similarly declined to follow Batchelder on state constitutional grounds.
See, e.g., Marcy, 628 P.2d at 74-75; State v. Sasai, 143 Haw. 285, 295 n.12, 429 P.3d 1214(2018); State v. Thompson, 287 Kan. 238, 255-58, 200 P.3d 22 (2008); 4 WAYNE R. LAFAVE ET
AL., CRIMINAL PROCEDURE § 13.7(a) (4th ed. 2015) (noting that “there is no reason why” courts
must retreat from positions that disagree with Batchelder).
15
No. 98201-5
Madsen, J., dissenting
Moreover, under the majority’s statutory interpretation, RCW 69.50.410 no longer
contains an effective penalty provision to distinguish it from RCW 69.50.401.
Consequently, RCW 69.50.410 exists as an arbitrary mechanism to punish some
offenders more severely than others—contrary to the equal protection of law. Olsen, 48
Wn.2d at 550; Zornes, 78 Wn.2d at 24-25. While I believe that RCW 69.50.410 violates
article I, section 12 under the majority’s resolution, such a holding is unnecessary if the
court applies our usual methods of statutory interpretation and resolves this case on the
plain language of RCW 69.50.410(3)(a) or on the rule of lenity.
For these reasons, I respectfully dissent.
___________________________________
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16