In the Matter of the Personal Restraint of: Perry T. Ashelman ( 2022 )


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  •                                                                   FILED
    JANUARY 27, 2022
    In the Office of the Clerk of Court
    WA State Court of Appeals, Division III
    IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
    DIVISION THREE
    In the Matter of the Personal Restraint of    )         No. 37438-6-III
    )
    )
    PERRY T. ASHELMAN,                            )         UNPUBLISHED OPINION
    )
    Petitioner.              )
    LAWRENCE-BERREY, J. — Perry Ashelman, an inmate in the custody of the
    Washington State Department of Corrections (DOC), seeks relief from personal restraint
    with respect to two infractions. DOC expunged one infraction in response to this
    personal restraint petition (PRP) so the challenge to that infraction is now moot.
    As to the other infraction, Ashelman argues DOC violated his right to due process
    by refusing to provide information that would allow him to exercise his right to call
    witnesses and to present video evidence at his infraction hearing. Because due process
    does not require DOC to disclose information that does not exist nor does it require DOC
    to always identify potential witnesses, we dismiss Ashelman’s petition.
    No. 37438-6-III
    PRP of Ashelman
    FACTS
    Perry Ashelman is an inmate serving a sentence for residential burglary in the
    custody of the DOC. He challenges findings of guilt from two infractions received while
    in prison.
    Infraction Group Number 48
    While Ashelman was in custody at Stafford Creek Corrections Center, mailroom
    staff intercepted threatening letters from Ashelman to his estranged wife. After initiating
    an investigation, corrections staff overheard Ashelman make additional threats in
    telephone calls to his wife. On August 1, 2019, Ashelman was found guilty of three
    infractions under WAC 137-25-030:
         (503), extorting or blackmailing, or demanding or receiving anything of value
    in return for protection against others or under threat of informing;
         (506), threating another with bodily harm or with any offense against any
    person or property; and
         (507), committing an act that would constitute a felony that is not otherwise
    included in these rules, namely, extortion in the first degree in violation of
    RCW 9A.56.120.
    Suppl. Resp. of DOC, (Dec. 17, 2020), Ex. 1, Attach. F. His sanctions included the loss
    of 150 days of good conduct time. He appealed the infraction through the DOC and did
    not receive relief.
    2
    No. 37438-6-III
    PRP of Ashelman
    Infraction Group Number 49
    On August 28, 2019, Ashelman was transferred to Airway Heights Corrections
    Center. Ashelman was transported to the medical unit for an urgent medical complaint.
    Ashelman insisted he needed narcotics for his medical complaint. On the orders of the
    on-call medical provider, the attending registered nurse (RN), C. Wallace, was unable to
    give him anything stronger than Tylenol. After being informed he would not receive
    narcotic medication, Ashelman became angry, made closed fist gestures at RN Wallace,
    and began shouting and cursing at her with abusive language. RN Wallace feared for her
    personal safety and that of other staff members who would need to care for him in the
    medical unit and requested custody staff assistance. Sergeant Devin Cornell responded
    and made the decision to move Ashelman to a medical segregation cell so the medical
    assessment could continue in a more secure location. Once transferred to the medical
    cell, Ashelman refused further medical attention.
    RN Wallace filed a serious infraction report detailing the event, listing the
    infraction as using physical force, intimidation, or coercion against any person in
    violation of WAC 137-25-030(663). Corrections Officer Patrick Haire, who had escorted
    Ashelman to the medical unit, and Sergeant Cornell also filed incident reports as
    witnesses to the incident. A disciplinary hearing was scheduled for September 4, 2019.
    3
    No. 37438-6-III
    PRP of Ashelman
    On August 30, 2019, Hearing Escort Officer Hall served Ashelman a notice of the
    hearing. Included with the notice were the three reports from witnesses to the incident.
    Ashelman demanded Officer Hall provide names of all the staff present at the time of the
    incident so he could request witness statements from each of them. Officer Hall did not
    have that information and could not obtain the information for Ashelman, but could
    request witness statements from anyone for whom Ashelman supplied names. Ashelman
    was told this, but insisted his rights were being violated and refused to sign any
    paperwork for the hearing.
    At the hearing, Hearing Officer Don DeShazer noted that Ashelman had not
    requested witness statements and asked if Ashelman had determined the names of the
    people from whom he wanted witness statements. Ashelman told the hearing officer he
    had asked Officer Hall to review the camera footage to see what officers were available
    and identify four nurses, asserting that “[p]er policy, [the hearing escort officer’s] job
    duties [are] to go out and gather information.” Report of Proceedings (RP) at 5. The
    hearing officer informed Ashelman that, contrary to Ashelman’s assertion, it was not the
    job of either the hearing escort officer or the hearing officer to investigate the incident.
    Ashelman then requested to review the video footage. The hearing officer asked
    where the incident occurred, and Ashelman answered that the “incident was all the way
    4
    No. 37438-6-III
    PRP of Ashelman
    from the unit all the way to here,” and asked to know what officers were on duty at the
    time if the video was not available. RP at 6. After consulting the infraction report, which
    indicated that Ashelman was not infracted for anything in the living unit or the walkway
    to the medical unit, the hearing officer concluded it would not be appropriate to get
    witness statements from all officers on duty. Additionally, there was no camera in the
    medical area where the infraction occurred, so there was no footage to review. The
    hearing officer told Ashelman he would not be able to get witness statements from the
    entire shift, but reiterated that “[i]f you have names I can get you witness statements.
    Without names I can’t get you witness statements.” RP at 6.
    Ashelman insisted he had a right to the witness statements and told the hearing
    officer he would file a PRP and overturn the proceeding. When the hearing officer tried
    to proceed, Ashelman declined to participate further and walked away.
    The hearing reconvened in the afternoon without Ashelman present. The hearing
    officer found Ashelman guilty under WAC 137-25-030(663) of using physical force,
    intimidation, or coercion against any person. He based his decision on the written
    testimony in the incident reports, specifically the three staff witnesses’ account of
    Ashelman “displaying behavior that was intimidating in nature in an effort to coerce
    medical staff into giving into his demands for narcotics.” Resp. of DOC, Ex. 1, Attach. F.
    5
    No. 37438-6-III
    PRP of Ashelman
    Ashelman was sanctioned with 7 days’ segregation with credit for time served and
    10 days of cell confinement upon return to the general population. He appealed and was
    denied relief on September 1, 2019.
    Later Proceedings
    Ashelman filed this PRP on April 20, 2020, challenging his guilty findings on
    violations of WAC 137-25-030(507) and (663) in infraction group number (IGN) 48 and
    49, respectively. After filing the petition, the Department reviewed the challenged
    infraction in IGN 48 and expunged it on March 19, 2021. The loss of good conduct time
    was reduced from a loss of 150 days to a loss of 45 days based on the remaining two
    infractions.
    ANALYSIS
    CHALLENGE TO THE WAC 137-25-030(507) GUILTY FINDING
    DOC contends the expungement of Ashelman’s WAC 137-25-030(507) infraction
    in IGN 48 renders the challenge to that infraction moot. We agree.
    DOC expunged this infraction on March 19, 2021. While the Court of Appeals
    has exclusive jurisdiction of Ashelman’s PRP, court rules do not prevent DOC from
    providing an alternative remedy. In re Pers. Restraint of Higgins, 
    152 Wn.2d 155
    , 162-
    63, 
    95 P.3d 330
     (2004). Expungement effectively and adequately addresses Ashelman’s
    6
    No. 37438-6-III
    PRP of Ashelman
    challenge to this infraction. 
    Id.
     This court can no longer provide effective relief and any
    issue with respect to this infraction is now moot. In re Cross, 
    99 Wn.2d 373
    , 376-77,
    
    662 P.2d 828
     (1983). Accordingly, we dismiss Ashelman’s petition as to the
    WAC 137-25-030(507) infraction in IGN 48.
    CHALLENGE TO THE WAC 137-25-030(663) GUILTY FINDING
    Ashelman contends he was denied his due process right to call witnesses and
    present documentary evidence at the hearing for the WAC 137-25-030(663) infraction.
    We disagree.
    In a PRP, the petitioner must generally show he is restrained under RAP 16.4(b)
    and that the restraint is unlawful under RAP 16.4(c). In re Pers. Restraint of Grantham,
    
    168 Wn.2d 204
    , 212-13, 
    227 P.3d 285
     (2010). A petitioner is under a “restraint” if he is
    confined because of a judgment or sentence in a criminal case. RAP 16.4(b). The
    restraint is unlawful if “[t]he conditions or manner of the restraint of petitioner are in
    violation of the Constitution of the United States or the Constitution or laws of the State
    of Washington” or if “[o]ther grounds exist to challenge the legality of the restraint of
    petitioner.” RAP 16.4(c)(6)-(7). The petitioner bears the burden of proving, by a
    preponderance of the evidence, that his restraint is unlawful. In re Pers. Restraint of
    Cook, 
    114 Wn.2d 802
    , 814, 
    792 P.2d 506
     (1990).
    7
    No. 37438-6-III
    PRP of Ashelman
    Prison disciplinary hearings are governed by chapter 137-28 WAC. These
    administrative regulations qualify as “laws of the State of Washington” under
    RAP 16.4(c)(6). In re Pers. Restraint of Cashaw, 
    123 Wn.2d 138
    , 149 n.6, 
    866 P.2d 8
    (1994). Under WAC 137-28-285(1), an offender has rights including a “fair and
    impartial hearing” and to “[c]all witnesses and present documentary evidence, though the
    hearing officer may exclude witnesses/evidence deemed irrelevant, duplicative, or
    unnecessary.” Under WAC 137-28-300(1), “[t]he hearing officer shall ensure that the
    offender’s rights are protected throughout the hearing.” However, under WAC 137-28-
    300(5), “[i]f an offender’s behavior disrupts the hearing, he/she may be removed and the
    hearing will continue on the record in the offender’s absence.”
    When a petitioner seeks relief from discipline imposed as a result of a prison
    disciplinary hearing, a court “will reverse a prison discipline decision only upon a
    showing that it was so arbitrary and capricious as to deny the petitioner a fundamentally
    fair proceeding so as to work to the offender’s prejudice.” Grantham, 
    168 Wn.2d at 215
    .
    An arbitrary and capricious action is a “‘willful and unreasoning action, without
    consideration and in disregard of facts and circumstances.’” In re Pers. Restraint of
    Reismiller, 
    101 Wn.2d 291
    , 296, 
    678 P.2d 323
     (1984) (quoting Pierce County Sheriff v.
    Civil Serv. Comm’n, 
    98 Wn.2d 690
    , 695, 
    658 P.2d 648
     (1983)).
    8
    No. 37438-6-III
    PRP of Ashelman
    A prison disciplinary proceeding is not arbitrary and capricious if the inmate was
    afforded the applicable minimum due process protections and the decision was supported
    by at least some evidence. In re Pers. Restraint of Anderson, 
    112 Wn.2d 546
    , 549, 
    772 P.2d 510
     (1989); In re Pers. Restraint of Gronquist, 
    138 Wn.2d 388
    , 396, 
    978 P.2d 1083
    (1999). Minimum due process requires that the inmate: “(1) receive notice of the alleged
    violation; (2) be provided an opportunity to present documentary evidence and call
    witnesses when not unduly hazardous to institutional safety and correctional goals; and
    (3) receive a written statement of the evidence relied upon and the reasons for the
    disciplinary action.” Gronquist, 
    138 Wn.2d at 396-97
    .
    Here, Ashelman focuses on the second of these three requirements. He argues he
    was denied the opportunity to present witness statements because DOC refused to identify
    possible witnesses to the incident.
    We first note that Ashelman was not denied the right to present witness statements.
    Rather, he had no witness statement to present because DOC refused to identify possible
    witnesses.
    We do not view the minimal due process requirements outlined in Gronquist as
    requiring DOC to always identify possible witnesses. Appointed counsel provides no
    authority to support such a requirement. When a party cites no authority, we may assume
    9
    No. 37438-6-III
    PRP of Ashelman
    that counsel, after diligent search, has found none. In re Disciplinary Proceeding Against
    Jensen, 
    192 Wn.2d 427
    , 440, 
    430 P.3d 262
     (2018); State v. Young, 
    89 Wn.2d 613
    , 625,
    
    574 P.2d 1171
     (1978); DeHeer v. Seattle Post-Intelligencer, 
    60 Wn.2d 122
    , 126, 
    372 P.2d 193
     (1962).
    Had Ashelman provided evidence that DOC’s witnesses had a motive to lie, could
    not perceive the incident, or could not correctly recall the incident, our conclusion might
    be different. Absent a plausible reason to believe that potential witnesses had exculpatory
    evidence, Ashelman’s request for names of all nurses and officers working that shift was
    a mere fishing expedition. See Lennear v. Wilson, 
    937 F.3d 257
    , 269-74 (4th Cir. 2019)
    (discussing correctional facility’s responsibility to assist prisoner in obtaining evidence
    “that is potentially exculpatory or otherwise likely to assist an inmate in mounting a
    defense”).
    Ashelman, acknowledging there to be no authority directly on point, argues that
    requiring DOC to identify possible witnesses is a requirement that can be inferred from
    In re Pers. Restraint of Malik, 
    152 Wn. App. 213
    , 
    215 P.3d 209
     (2009). We disagree.
    In Malik, an inmate received a serious infraction for introducing a controlled
    substance into the facility through the mailroom. 
    Id. at 215
    . The infraction report,
    prepared by the investigating officer, described how the contraband was found in a
    10
    No. 37438-6-III
    PRP of Ashelman
    package in the mailroom, and how she had heard Malik’s voice on the telephone asking
    when his “‘get well package’” would arrive. 
    Id. at 215-16
    . At the hearing, Malik
    requested several items, including a copy of the recording of the telephone conversation
    to review and witness statements he had requested the investigating officer to obtain.
    The hearing officer, without explanation, denied Malik’s requests. The record indicated
    that one inmate submitted an exculpatory statement to the investigating officer. We
    concluded that Malik’s due process rights were violated, noting that minimum due
    process required the hearing officer to state proper reasons for limiting the evidence,
    “either at the time of the hearing or thereafter.” 
    Id. at 220
    .
    Malik is distinguishable. In Malik, there was identified evidence that Malik was
    not permitted to review—the recording; and evidence that Malik was not permitted to
    present—an inmate’s witness statement. The hearing officer presented no explanation for
    its rulings. In contrast, here, the hearing officer did not deny Ashelman the right to
    review evidence or to present a witness statement.
    11
    No. 37438-6-III
    PRP ofAshe/man
    We conclude that Ashelman was afforded minimum due process in his prison
    disciplinary hearing, and we dismiss his personal restraint petition.
    A majority of the panel has determined this opinion will not be printed in the
    Washington Appellate Reports, but it will be filed for public record pursuant to
    RCW 2.06.040.
    Lawrence-Berrey, J.           ·,
    j
    WE CONCUR:
    Q.
    Pennell, C .J.                             Staab, J.
    12