In Re The Detention Of: Rick A. Monroe ( 2017 )

Filed
Washington State
Court of Appeals
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
Division Two
DIVISION II January 18, 2017
In the Matter of the Detention of: No. 47414-0-II
RICK A. MONROE,
UNPUBLISHED OPINION
Appellant.
BJORGEN, C.J. — Rick Monroe appeals the trial court’s order of civil commitment,
entered upon a jury’s finding that he qualified as a sexually violent predator (SVP). He argues
that (1) a portion of the “to commit” jury instruction was improperly given and not supported by
substantial evidence and (2) his counsel was ineffective because his attorney failed to object to
the “to commit” instruction. Because the challenged portion of the “to commit” instruction
adequately conveyed the law and was supported by substantial evidence, neither argument
succeeds. Accordingly, we affirm.
FACTS
In 2015, the State filed an amended petition seeking involuntary civil commitment of
Monroe as a SVP.1 The State alleged that Monroe “currently suffers from a mental abnormality
and/or personality disorder . . . which . . . make him likely to engage in predatory acts of sexual
violence unless confined in a secure facility.” Clerk’s Papers (CP) at 5-6. The State and Monroe
proceeded to a civil commitment trial where numerous witnesses testified, including the State’s
expert witness, Dr. Harry Hoberman.
1
RCW 71.09.020(18).
No. 47414-0-II
Pertinent to this appeal, the State examined Dr. Hoberman to establish that Monroe
possessed a mental abnormality or personality disorder that would make him likely to reoffend.
Specifically, Dr. Hoberman testified that Monroe suffered from a “mixed personality disorder,”
which satisfied the statutory definition2 of personality disorder. Report of Proceedings (Mar. 11,
2015) at 580. Dr. Hoberman concluded that Monroe’s mixed personality disorder was derived
from an antisocial personality disorder, borderline personality disorder, traits of narcissistic
personality disorder, and psychopathy. To diagnose Monroe with psychopathy, Dr. Hoberman
relied on a Psychopathy Checklist-Revised (PCL-R), which evaluates a person’s likelihood to be
a psychopath based on factors related to interpersonal features and social deviance. Dr.
Hoberman stated that Monroe had a score of 32 out of 40 on the PCL-R and that an individual
with a score over 30 is considered a psychopath. Id. at 625. Dr. Hoberman testified that “the
higher the score on the PCL-R, the higher the risk for violent behavior, including sexual
offending.” RP at 625-26 (emphasis added). Later in his examination, Dr. Hoberman testified
that the average score for males on the PCL-R is about a 6, and reemphasized that “the higher
the score [on the PCL-R], the greater the risk of . . .sex offense recidivism.” RP at 678-79
(emphasis added).
2
“‘Personality disorder’ means an enduring pattern of inner experience and behavior that
deviates markedly from the expectations of the individual’s culture, is pervasive and inflexible,
has onset in adolescence or early adulthood, is stable over time and leads to distress or
impairment.” RCW 71.09.020(9)
2
No. 47414-0-II
Dr. Hoberman also testified that Monroe had a pedophiliac disorder3 meeting the
definition of a mental abnormality.4 Dr. Hoberman described Monroe’s sexual history, which
involved sexual conduct with numerous prepubescent children over the years: AC and AP in
1984, CT in 1998, and TM and AH in 1999. Dr. Hoberman also discussed Monroe’s fantasies
and feelings of arousal toward prepubescent children, citing Monroe’s comments that he did not
like bathing his daughters because “[s]omething clicked when [he] saw them naked” and that
after seeing TM and AH naked, he “had thoughts of having sex with them.” RP at 569-70. Dr.
Hoberman further testified that these events caused interpersonal difficulty for Monroe
consistent with pedophiliac disorder, referring to his time spent in juvenile detention and in
prison for these criminal offenses. Dr. Hoberman concluded that Monroe’s “pedophiliac
disorder is sufficient as a mental abnormality to cause him serious difficulty in controlling his
sexually[ ]violent behavior and making him likely to engage in predatory acts of sexual
violence.” RP at 791 (emphasis added).
During the State’s direct examination of Dr. Hoberman, the following exchange occurred,
which Monroe relies on for his argument on appeal:
[THE STATE]: And so going back to the [SVP] definition, do you have an
opinion to a reasonable degree of psychological certainty whether, based on Mr.
Monroe’s mental abnormality or personality disorder, that he is likely to engage in
predatory acts of sexual violence if not confined in a secured facility?
3
A person can be diagnosed with pedophiliac disorder if he has recurrent, intense, sexually
arousing fantasies, sexual urges, or behaviors involving sexual activity toward prepubescent
children for at least a six month period and has either acted on these urges or these fantasies
cause marked distress in that person.
4
“‘Mental abnormality’ means a congenital or acquired condition affecting the emotional or
volitional capacity which predisposes the person to the commission of criminal sexual acts in a
degree constituting such person a menace to the health and safety of others.” RCW
71.09.020(8).
3
No. 47414-0-II
[DR. HOBERMAN]: I do. . . .
My opinion is that Mr. Monroe is characterized by a mental abnormality,
pedophilic disorder, and a personality disorder I would describe as a mixed-
personality disorder inclusive of antisocial and borderline personality disorder, as
well as traits of narcissistic personality disorder and psychopathy, as making him
likely to engage in predatory acts of sexual violence if not confined in a secured
facility.
RP at 646 (emphasis added).
At the close of each party’s side of the case, the jury was instructed on the elements
necessary to find Monroe a SVP. Instruction No. 6, the “to commit” instruction, read:
To establish that . . . Monroe is a [SVP], the State must prove each of the
following elements beyond a reasonable doubt:
(1) That . . . Monroe has been convicted of a crime of sexual violence,
namely rape of a child in the first degree or indecent liberties against a child under
age fourteen;
(2) That . . . Monroe suffers from a mental abnormality or personality
disorder which causes serious difficulty in controlling his sexually violent behavior;
and
(3) That this mental abnormality or personality disorder makes . . . Monroe
likely to engage in predatory acts of sexual violence if not confined to a secure
facility.
CP at 805 (emphasis added). Monroe did not object to this instruction. The jury found that
Monroe qualified as a SVP. Based on this finding, the trial court ordered that he be civilly
committed.
Monroe appeals.
ANALYSIS
I. JURY INSTRUCTION
Monroe argues that the third element of the “to commit” jury instruction was inadequate
and not supported by substantial evidence because Dr. Hoberman opined only that both
4
No. 47414-0-II
Monroe’s mental abnormality and personality disorder together rendered him likely to engage in
predatory acts of sexual violence. We disagree.
We generally do not consider issues raised for the first time on appeal. RAP 2.5(a). One
exception is when the error is manifest and implicates a constitutional right. RAP 2.5(a)(3). An
error is manifest if it either results in actual prejudice to the defendant, or the party makes a
plausible showing that the error had practical and identifiable consequences to the trial. In re
Det. of Reyes, 176 Wash. App. 821, 842, 315 P.3d 532 (2013), aff’d, 184 Wash. 2d 340, 358 P.3d 394
(2015). Because Monroe did not object below, he must demonstrate that giving the “to commit”
jury instruction was a manifest error affecting a constitutional right.
Monroe argues that his due process right to a fair trial was violated because the State’s
evidence did not support the third element as written in the “to commit” instruction, which states:
That this mental abnormality or personality disorder makes . . . Monroe likely to
engage in predatory acts of sexual violence if not confined to a secure facility.
CP at 805 (emphasis added).
We review jury instructions de novo. State v. Clausing, 147 Wash. 2d 620, 626-27, 56 P.3d
550 (2002). Jury instructions are sufficient “if they are supported by substantial evidence, allow
the parties to argue their theories of the case, and when read as a whole properly inform the jury
of the applicable law.” State v. Irons, 101 Wash. App. 544, 549, 4 P.3d 174 (2000). A prejudicial
error occurs if the evidence does not support an issue given to the jury. Clausing, 147 Wash. 2d at
627.
“[M]ental abnormality” and “personality disorder” are alternative means for making the
SVP determination. In re Det. of Halgren, 156 Wash. 2d 795, 810, 132 P.3d 714 (2006). This
means that
5
No. 47414-0-II
when there is a single offense committable in more than one way “it is unnecessary
to a guilty verdict that there be more than unanimity concerning guilt as to the single
crime charged . . . regardless of unanimity as to the means by which the crime is
committed provided there is substantial evidence to support each of the means
charged.”
Id. at 809 (alteration in original) (quoting State v. Arndt, 87 Wash. 2d 374, 377, 553 P.2d 1328
(1976)).
The nature of “alternative means” implies that one or the other means must be
proven. The State does not have to prove both a mental abnormality and a personality
disorder. The jury must be instructed “that it must unanimously agree as to whether either of the
two alternative means, mental abnormality or personality disorder, were proved beyond a
reasonable doubt.” In re Det. of Pouncy, 144 Wash. App. 609, 619-20, 184 P.3d 651 (2008)
(emphasis added). The record need not show which means the jury unanimously thought was
proven as long as there is substantial evidence in the record to support both means. Halgren, 156
Wash. 2d at 809. In other words, in this situation there must be substantial evidence showing the
presence of the mental abnormality and personality disorder and that each one alone makes re-
offense likely.
Here, the jury instructions plainly reflect these rules. Jury instruction 4 stated that the
State has the burden of proving each element beyond a reasonable doubt. Jury instruction 6
states that one of the SVP elements to be proven is that Monroe’s mental abnormality or
personality disorder makes him likely to engage in predatory acts of sexual violence if not
confined to a secure facility.
Monroe challenges the adequacy of these instructions, contending the State’s evidence
only supported a jury finding that both his mental abnormality and his personality disorder
together, rather than one disorder standing alone, made him more likely to engage in predatory
6
No. 47414-0-II
acts of sexual violence if not confined in a secure facility. The foundation of Monroe’s argument
is built upon Dr. Hoberman’s testimony stating:
My opinion is that Mr. Monroe is characterized by a mental abnormality, pedophilic
disorder, and a personality disorder I would describe as a mixed-personality
disorder inclusive of antisocial and borderline personality disorder, as well as traits
of narcissistic personality disorder and psychopathy, as making him likely to
engage in predatory acts of sexual violence if not confined in a secured facility.
Br. of Appellant at 12 (citing RP at 646) (emphasis added).
Standing alone, Dr. Hoberman’s use of “and” could be construed as suggesting that it was
only both Monroe’s mental and personality disorders together that show his likeliness to
reoffend. However, Dr. Hoberman’s other testimony supplies substantial evidence for a jury to
conclude beyond reasonable doubt that either a mental disorder or personality disorder, standing
alone, made Monroe likely to reoffend if not confined.
As to personality disorder, Dr. Hoberman testified that Monroe suffered from
psychopathy as a part of his mixed personality disorder, which met the definition of a personality
disorder. Dr. Hoberman testified that the average score for males on the PCL-R is about a 6 and
that Monroe's score was 32 out of 40, placing him in the range of psychopathy. Dr. Hoberman
also testified that “the higher the score [on the PCL-R], the greater the risk of . . .sex offense
recidivism.” RP at 678-79.
As to mental abnormality, Dr. Hoberman testified that Monroe suffered from a
pedophiliac disorder meeting the definition of a mental abnormality. Dr. Hoberman testified that
Monroe’s “pedophiliac disorder is sufficient as a mental abnormality to cause him serious
difficulty in controlling his sexually[ ]violent behavior and making him likely to engage in
predatory acts of sexual violence.” RP at 791 (emphasis added).
7
No. 47414-0-II
From the evidence, a rational juror could have independently found that either (1)
Monroe’s psychopathy, as part of his mixed personality disorder, was a personality disorder that
made him likely to reoffend, or (2) his pedophilia was a mental abnormality that make him likely
to reoffend. Thus, because substantial evidence supports both alternative means to establish that
Monroe was likely to reoffend, the trial court did not err by giving the instruction.5 Accordingly,
the alleged error is not manifest, and we deem Monroe’s challenge waived under RAP 2.5(a).6
II. INEFFECTIVE ASSISTANCE OF COUNSEL
Monroe next argues that he received ineffective assistance of counsel because his
attorney failed to object to the “to commit” instruction. We disagree.
To establish ineffective assistance of counsel, an appellant must show deficient
performance and resulting prejudice. In re Det. of Moore, 167 Wash. 2d 113, 122, 216 P.3d 1015
(2009) (citing Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d 674
(1984)). When an ineffective assistance of counsel claim rests on a failure to object, an appellant
must establish that an objection likely would have been sustained. State v. Fortun-Cebada, 158
Wash. App. 158, 172, 241 P.3d 800 (2010). To show prejudice, the appellant must demonstrate
that but for counsel’s deficient performance a reasonable probability exists that the outcome of
the trial court would have been different. In re Det. of Stout, 128 Wash. App. 21, 28, 114 P.3d 658
(2005).
5
Monroe also argues that the “to commit” instruction allowed the jury to speculate and lessened
the State’s burden of proof, but both those contentions rely on the premise that there is a lack of
substantial evidence to support the third element of the “to commit” instruction. Finding that
substantial evidence supports this portion of the “to commit” instruction, we do not address these
issues further.
6
We recognize that our analysis under RAP 2.5(a) also has effectively decided the merits of
Monroe’s argument against him.
8
No. 47414-0-II
As outlined above, the “to commit” jury instruction given was adequate and substantial
evidence supported each means. It is highly unlikely, therefore, that defense counsel’s objection
to the instruction on this basis would have been sustained. Monroe cannot otherwise establish
prejudice caused by a proper jury instruction. Accordingly, his ineffective assistance of counsel
claim fails.
CONCLUSION
We hold that (1) the challenged portion of “to commit” instruction was proper and
substantial evidence supported each alternative means; and (2) Monroe did not receive
ineffective assistance of counsel. We therefore affirm.
A majority of the panel having determined that this opinion will not be printed in the
Washington Appellate Reports, but will be filed for public record in accordance with RCW
2.06.040, it is so ordered.
BJORGEN, C.J.
We concur:
JOHANSON, J.
LEE, J.
9