State Of Washington v. Mark Shewmaker ( 2017 )

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, )
) No. 74925-1-1
Respondent, )
) DIVISION ONE
v. )
)
MARK DALE SHEWMAKER, ) UNPUBLISHED OPINION
)
CA)
Appellant. ) FILED: December 18, 2017
)
BECKER, J. — The appellant, Mark Shewmaker, represented himself in a
trial on charges of molesting his minor daughter, NS. We affirm his conviction.
FACTS
The victim, NS, was born in 1999. She and her brother, MS, are the minor
children of Shewmaker and Jacki Shewmaker. Shewmaker and Jacki divorced in
2000. The children lived with Jacki. Occasionally, Shewmaker came to Jacki's
house to supervise them when Jacki was away.
The charges were supported by the testimony of NS that on specific
occasions in 2011, Shewmaker forced her to share a bed with him; rubbed her
breasts, buttocks, vaginal area, and thighs; forced her to touch his penis; and
pulled aside her swimsuit, exposing her crotch. Shewmaker has an adult
daughter, AK,from a previous marriage to Robin Shewmaker. AK was allowed
to testify that she was also molested by Shewmaker when she was a child. She
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testified that Shewmaker forced her to share a bed with him; prohibited her from
wearing a bra or underwear to bed; rubbed her breasts, buttocks, and vaginal
area; and subjected her to oral sex and other forms of abuse. AK testified that
these allegations were investigated in 2002, but charges were dismissed
because of her reluctance to appear in court.
Shewmaker's first trial, in which he was pro se with standby counsel,
resulted in a mistrial due to a hung jury. In his second trial, he again represented
himself, this time without standby counsel. The jury in the second trial convicted
him of two counts of child molestation in the first degree. He was sentenced to
80 months' imprisonment.
PERFORMANCE OF APPOINTED INVESTIGATOR
Shewmaker first contends that the ineffective performance of his
appointed investigator prevented him from preparing a meaningful defense. At
Shewmaker's request, he was assigned an investigator who was authorized to
perform approximately 50 hours of services to aid Shewmaker in his trial
preparation. Shewmaker claims that the investigator failed to interview witnesses
and instructed Robin to lie about her availability to testify in person.
As a preliminary matter, we note that appellant treats the investigator's
alleged misconduct as if it were an undisputed fact. He assigns error in the
following way: "Mr. Shewmaker was deprived of the right to meaningful self-
representation under the Sixth Amendment and Article I, § 22 where the
investigator appointed to assist him refused to conduct an investigation and told
a witness to lie to the court and her domestic violence advocate."
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This assignment of error fails to comply with the requirement in RAP
10.3(a)(4)for a "separate concise statement of each error a party contends was
made by the trial court, together with the issues pertaining to the assignments of
error." (Emphasis added.) By avoiding the requirement to identify action or
inaction by the trial court, appellant presents the issue as if it can be decided in
the abstract. We take this opportunity to emphasize the importance of making
proper assignments of error in an appellant's brief. The role of the appellate
court is to review trial court decisions, not to review abstract issues. The rules of
appellate procedure are designed to facilitate deciding the law in the context of
how the particular issue was brought to the attention of the trial court and how
the trial court handled it. Assignments of error must be included in the
appellant's brief so that the reviewing court can pinpoint the time and place in the
record at which the trial court allegedly committed error, either by ruling or failing
to rule. Shewmaker's assignment of error does not allege error by the trial court.
And the portions of the record he cites do not support a claim that the court
deprived him of his right to meaningful self-representation.
1. Alleged failure to interview witnesses
Shewmaker first contends the investigator refused to conduct an
investigation. Specifically, he claims that the investigator failed to carry out
interviews with prospective defense witnesses.
Before an investigator was assigned, the prosecutor agreed to facilitate
two interviews by Shewmaker of witnesses who were available by telephone on
August 10, 2015. On that morning, the parties were in court. Shewmaker
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waived his right to interview the two witnesses "at this time" as he was waiting to
see if the public defender office would assign an investigator who could help him
with the interviews.' The trial court warned Shewmaker there was no guarantee
an investigator would be able to conduct the interviews at a later date and if he
declined to go forward with the interviews arranged for that morning, he risked
losing his opportunity to conduct the interviews. Shewmaker confirmed that he
was waiving his right to interview the witnesses and if an investigator was not
assigned or could not do the interviews, he would "proceed at the court's
discretion."2
After an investigator was assigned to assist him, Shewmaker raised
concerns about the investigator's performance in a hearing on November 30,
2015. Shewmaker said he had completed all his discovery and witness
interviews, but he complained that the investigator spent very little time with him
and he needed the investigator to help him locate defense witnesses and serve
subpoenas on them.3 The trial court pointed out that Shewmaker had phone
privileges that would allow him to contact the witnesses himself. Shewmaker
said he was too embarrassed to call them. The trial court suggested that
Shewmaker should get over his embarrassment. As the discussion went on, the
problem of contacting witnesses worked itself out as it became clear that the
State was going to subpoena some of the witnesses and Shewmaker lacked any
1 Report of Proceedings(Aug. 10,2015) at 252-53.
2 Report of Proceedings(Aug. 10,2015) at 254-55.
3 Report of Proceedings (Nov. 30,2015) at 398-402.
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basis for expecting others to give relevant and admissible testimony or else had
no idea how to find them.4
So far as the record reveals, there was no further discussion of the
investigator's alleged refusal to assist with investigation. Shewmaker does not
explain what he thinks the trial court should have done differently on August 10,
2015, or on November 30, 2015.
2. Alleged instruction to lie
Shewmaker's second contention, that the investigator instructed a witness
to lie, is based on events that occurred during trial, on December 15 and 16,
2015. Shewmaker had subpoenaed his ex-wife Robin, the mother of AK. The
State had learned from victim advocate Wendy Ross that Robin, who was in Oak
Harbor, did not drive and did not want to take a cab or ride with a detective. On
December 15, Ross was sworn in and asked to describe her recent telephone
conversations with Robin. According to Ross, Robin said she had a long
standing agoraphobic disorder that made her fearful and hysterical to the point of
being almost suicidal at the prospect of leaving her home. Robin hoped that
rather than coming to court in person, she could testify by Skype, a
telecommunications application that facilitates video and audio conference calls
using the internet.5
Shewmaker asked the court to issue a material witness warrant for Robin.
The court declined, finding nothing material in Shewmaker's lengthy description
4 Report of Proceedings (Nov. 30, 2015) at 410-14.
5 Report of Proceedings (Dec. 15, 2015) at 1757-59.
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of Robin's expected testimony. The court told Shewmaker it was up to him to
figure out how to get his witness to court the next day. That evening,
Shewmaker asked the investigator to drive to Oak Harbor to pick up Robin and
bring her to court.
The next morning, Ross informed the court that the previous evening, she
had received a call from Robin, reporting that she had just received a call from
the investigator. Ross said Robin told her the investigator said Oak Harbor was
too far away for him to travel and she should just say she told him she refused to
come.6 At this point, the trial judge said that she had already reconsidered her
previous ruling that Shewmaker had to get Robin to court to give her testimony.
The judge said she had informed Robin by e-mail at 8:45 a.m. that she could
fulfill her obligation under the subpoena by testifying via Skype.7 Shewmaker
does not assign error to this decision.
The judge said her decision to let Robin testify by Skype was not affected
by Ross' account of what Robin said about the investigator telling her what to
say. The prosecutor asked if the court was "inclined to require any information
from the defense investigator about the conversation." The judge responded
"No. Again, that does not impact this trial because I made my decision and
informed Ms. Shewmaker of that before I heard what he said to her. It doesn't
change my position. It doesn't change her availability because she's always said
she's been available for Skype."8
6 Report of Proceedings(Dec. 16, 2015) at 1827-32.
7 Report of Proceedings(Dec. 16, 2015) at 1828.
8 Report of Proceedings (Dec. 16, 2015) at 1832.
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This record shows there is no basis for Shewmaker's assertion that his
investigator's misconduct deprived him of a meaningful right to self-defense. The
trial court was provided with hearsay information that the investigator instructed
Robin to say she refused an offer of transportation to the courthouse. The trial
court found it was unnecessary to look into that issue further because it was
moot. Regardless of what Robin and the investigator said to each other, the
most Shewmaker was entitled to was to present Robin's testimony by Skype, and
that opportunity was afforded to him.
Shewmaker argues that the investigator's alleged misconduct entitles him
to a new trial. His argument is based on State v. Silva, 107 Wash. App. 605, 613,
27 P.3d 663(2001). The pro se defendant in Silva was in custody pretrial and
during trial. The defendant appealed his conviction to this court, arguing that the
trial court erred by failing to ensure that he had access to an investigator. We
recognized that under article 1, section 22 of the Washington State Constitution, a
pretrial detainee who has exercised his constitutional right to represent himself
must be afforded a right of reasonable access to State provided resources that
will enable him to prepare a meaningful pro se defense. Silva, 107 Wash. App. at
622. We recognized that access to an investigator might be required in some
cases, but it was not an absolute right. The defendant in Silva did not show he
was prejudiced by the lack of an investigator:
There is no authority holding that the right of self-representation
embodies a right to have an investigator assigned to the defendant.
This is not to say that the services of an investigator may never be
constitutionally required. Whether an investigator must be
appointed to ensure adequate preparation of a meaningful pro se
defense must be determined by the trial court after considering the
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needs of the case. The record in this case does not establish that
Silva needed an investigator to prepare his defense, nor has Silva
demonstrated that he was prejudiced by the lack of one. We
therefore decline to hold that Silva was deprived of adequate
resources on this basis.
Silva, 107 Wash. App. at 624.
Shewmaker similarly fails to establish that he was prejudiced by the
allegedly deficient performance of his investigator. He does not demonstrate that
his defense was prejudicially impacted by the investigator's alleged refusal to
locate witnesses or by the investigator's alleged effort to get Robin to lie and say
she refused to let the investigator give her a ride to court.
At oral argument, Shewmaker asserted that Robin's statement to Ross
that the investigator instructed her to lie was such serious evidence of
misconduct that it should be considered structural error. A structural error
necessarily renders a trial unfair and is thus subject to automatic reversal without
considering whether the error was harmless. Neder v. United States, 527 U.S. 1,
8-9, 1198. Ct. 1827, 144 L. Ed. 2d 35 (1999). Structural error has been found in
a very limited class of cases involving constitutional error. Neder, 527 U.S. at 8.
This case does not belong in that class. A showing of prejudice is required in
any ineffective assistance of counsel claim. Strickland v. Washington, 466 U.S.
668, 691, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984). "An error by counsel, even if
professionally unreasonable, does not warrant setting aside the judgment of a
criminal proceeding if the error had no effect on the judgment." Strickland, 466
U.S. at 691. It would be anomalous to have a different rule for investigators.
This court requires a showing of prejudice as a predicate for a claim of
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deprivation of the right to State provided resources necessary to prepare a
meaningful pro se defense. Silva, 107 Wash. App. at 624. Because Shewmaker
has failed to show prejudice, his assignment of error pertaining to the
investigator's performance is denied.
PRIOR ACTS
Shewmaker next claims that the trial court erred by admitting three
separate categories of prior bad act evidence: (1) AK's testimony that she was
molested by Shewmaker 15 years earlier, introduced to establish a common
scheme;(2)testimony that Shewmaker physically abused AK, subjected her to
oral sex, and made her watch as he raped Jacki; and (3) MS's testimony that he
and the family dog were physically abused by Shewmaker.
Shewmaker opened the door to the evidence of prior acts. "'A party who
is the first to raise a particular subject at trial may open the door to evidence
offered to explain, clarify, or contradict the party's evidence." State v. Jones,
144 Wash. App. 284, 298, 183 P.3d 307(2008), quoting 5 KARL B. TEGLAND,
WASHINGTON PRACTICE: EVIDENCE LAW AND PRACTICE § 103.14, at 66-67 (5th ed.
2007). Before opening statements, Shewmaker requested that all of AK's
allegations, including forced oral sex, be admitted. In his opening remarks,
Shewmaker acknowledged that he had abused his son and the dog. And he
admitted that he had been accused of molesting AK. After Shewmaker informed
the court that he planned to refer to the alleged rape of Jacki, the trial court ruled
the door had been opened for the State to raise the issue as well. Because
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Shewmaker opened the door to the challenged evidence, he cannot now be
heard to argue the court erred by admitting it.
Even if Shewmaker had not opened the door to evidence of his prior bad
acts, he does not demonstrate that the court erred by admitting it.
Shewmaker contends the trial court misinterpreted the standard for
weighing probative value against prejudice. The interpretation of an evidentiary
rule is reviewed de novo as a question of law. State v. DeVincentis, 150 Wash. 2d
11, 17,74 P.3d 119 (2003). Admission of evidence is reviewed for abuse of
discretion. DeVincentis, 150 Wash. 2d at 17.
Testimony that Shewmaker molested AK was properly admitted under the
ER 404(b) exception for evidence establishing a common scheme or plan. The
facts are similar to the facts in DeVincentis. Consistent with DeVincentis, the trial
court found that AK's allegations were established by a preponderance of the
evidence, they established a common scheme or plan, the acts of molestation
she alleged were substantially similar to the acts alleged by NS, and the
evidence was substantially more probative than prejudicial. The record provides
no reason to doubt that the trial court knew that evidence of prior sexual
misconduct can be highly prejudicial. In this case, it was also highly probative.
We find no error in the court's interpretation and application of the evidentiary
rules.
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PROSECUTORIAL MISCONDUCT
Shewmaker next alleges prosecutorial misconduct. In each instance of
alleged misconduct, Shewmaker failed to object. Failure to object to misconduct
in the trial court constitutes waiver on appeal unless the misconduct is so flagrant
and ill-intentioned that it evinces an enduring and resulting prejudice incurable by
a jury instruction. State v. Fisher, 165 Wash. 2d 727, 747, 202 P.3d 937(2009).
First, during voir dire, the prosecutor asked prospective members of the
jury whether they could think of a strategic reason why someone might choose to
be self-represented in a case of child molestation. Receiving no response, the
prosecutor prompted by asking who would be questioning the alleged victim. On
the third try, this question elicited the answer,"the one who is accused of doing
the act is the one who is questioning them."9 The prosecutor moved on to a new
line of questioning.
Voir dire that tends to suggest a defendant has questionable motives for
acting pro se may impinge on the right of self-representation. But the State has
the right to ask questions designed to assure that jurors are not prejudiced
against either party. We cannot say on this record that the prosecutor's
questions crossed the line from eliciting bias to evoking it. If Shewmaker had
objected, any prejudice could have been cured by an instruction.
The second instance of alleged misconduct occurred during the testimony
of Tami Beck. NS had disclosed Shewmaker's abusive conduct to Beck, who
was the mother of a friend of NS. On redirect examination, Beck admitted that
9 Report of Proceedings (Dec. 3, 2015) at 766-67.
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she was a rape victim herself. Shewmaker argues that the State intentionally
elicited this statement from Beck in an impermissible effort to bolster her
credibility. Even assuming this to be so, the jury could have been instructed to
disregard her remark had Shewmaker objected.
The third instance occurred when the State called Beck as a rebuttal
witness. Shewmaker's defense rested on the theory that his ex-wives, children,
and Beck were conspiring against him. Anticipating that Shewmaker would
argue in closing that Beck learned of AK's allegations from NS, the prosecutor
notified the court that Beck would be called on rebuttal to testify that she had
learned of AK's allegations from Jacki. The trial court ruled Beck's testimony was
admissible, and Shewmaker declined a limiting instruction. Shewmaker argues
that the prosecutor's questions to Beck distracted the jurors. This is unlikely.
Shewmaker fails to demonstrate any prejudice that an instruction could not have
cured.
In summary, we reject the claim of prosecutorial misconduct. We also
reject Shewmaker's claim of cumulative error. The doctrine of cumulative error
does not apply where the errors are few and have little or no effect on the
outcome of the trial. State v. Weber, 159 Wash. 2d 252, 279, 149 P.3d 646 (2006),
cert. denied, 551 U.S. 1137 (2007).
Shewmaker raises seven additional grounds for review under RAP 10.10.
Having examined the portions of the record pertaining to each ground, we
conclude none of them warrant appellate review. There is no reason to suppose
the trial court erred in its rulings.
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Affirmed.
WE CONCUR:
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