State Of Washington v. Matthew Harris , 444 P.3d 1252 ( 2019 )

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON c
I—, C,~
~,
THE STATE OF WASHINGTON, ) No. 77987-7-I t
a,
Respondent, ) DIVISION ONE ~
V. /
) PUBLISHED OPINION
MATTHEWALEX HARRIS, )
~
Appellant. I
_________________________________ ) FILED: July 22, 2019
HAzELRIGG-HERNANDEz, J. — The community caretaking exception permits
law enforcement officers to invade an individual’s privacy when the officers have
a reasonable, objective belief that the person requires assistance. Officers
searched the vehicle Matthew Harris occupied after discovering him and the driver
sleeping inside. The officers knew there was an opioid crisis in the community, but
had no other basis to conclude an emergency existed as to these two individuals.
Generalized suspicions based on community-wide concerns are insufficient to
justify an invasion of privacy. Reversed and remanded.
FACTS
In the middle of the day in December 2016, a civilian flagged down Kent
Police Department Officers Ferguson and Birkhofer. The civilian said there were
two people passed out in a car and asked the officers to check on them. The
officers found the driver and the defendant, Matthew Harris, either asleep or
unconscious. The officers offered conflicting testimony regarding how long they
No. 77987-7-1/2
observed the occupants of the vehicle before making contact. Both officers
testified that they looked through the window and observed that the occupants
were not awake. The occupants were slumped over in their seats and, based on
their training and experience, the officers suspected the occupants had used
heroin. The officers initiated contact because of concerns that the occupants had
potentially overdosed on heroin. The officers did not observe anything else inside
the vehicle that suggested drug use or any other crime. Before contacting the
occupants of the vehicle, the officers did not make any attempt to rouse them. The
officers opened the doors to the vehicle and woke up the occupants. After they
opened the doors, the officers observed drug paraphernalia consistent with the
use of heroin.
The officers arrested Harris for possession of drug paraphernalia. Based
on evidence found during and subsequent to the arrest, Harris was later charged
with and convicted of possession of stolen property, identity theft, and making a
false statement to a public servant.
DISCUSSION
I. The community caretaking tests under Kinzy and Smith are essentially the
same
Warrantless searches are per se unreasonable unless one of the narrow
exceptions to the warrant requirement applies. State v. Kinzy, 141 Wn.2d 373, 384,
5 P.3d 668 (2000). The State bears the burden of showing a warrantless search
falls within one of the exceptions. k~.
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No. 77987-7-1/3
The community caretaking exception to the warrant requirement
encompasses both situations requiring emergency aid and routine checks on
health and safety. j4~ at 386. Whether a community caretaking encounter is
reasonable depends on balancing the individual’s privacy interest against the
public’s interest in having the police perform the caretaking function. ~ at 387.
Circumstances requiring emergency aid involve greater urgency and justify a
greater intrusion. j4~ at 386. But the court must cautiously apply the community
caretaking exception when weighing the public’s interest, because of “‘a real risk
of abuse in allowing even well-intentioned stops to assist.” ki. at 388, (quoting
State v. DeArman, 54 Wn. App. 621, 626, 774 P.2d 1247 (1989)).
Until State v. Smith, Washington had a clear test for evaluating whether the
community caretaking exception applied. 177 Wn.2d 533, 303 P.3d 1047 (2013).
Previous cases had consistently articulated a three part test adopted by our
Supreme Court in Kinzy. Under Kinzy, the exception applies “when[:] ‘(1) the
officer subjectively believed that someone likely needed assistance for health or
safety reasons; (2) a reasonable person in the same situation would similarly
believe that there was a need for assistance; and (3) there was a reasonable basis
to associate the need for assistance with the place searched.” 141 Wn.2d at 386-
87. In State v. Schulz, our Supreme Court codified three additional factors: (4) an
imminent threat of substantial injury to persons or property; (5) a belief that specific
persons or property were in need of immediate help for health or safety reasons;
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No. 77987-7-1/4
and (6) that the claimed emergency is not a mere pretext for an evidentiary search.
170 Wn. 2d 746, 754, 248 P.3d 484 (201 1).1
In Smith, the plurality of a divided court appeared to rely on a “save life”
exception as a subset of the community caretaking exception. 177 Wn.2d at 541.
The test articulated by the Smith plurality requires that: (1) the officer has a
reasonable belief that assistance is immediately required to protect life or property;
(2) the search is not primarily motivated by an intent to arrest and seize evidence;
and (3) the officer has probable cause to associate the emergency with the place
to be searched. 177 Wn.2d at 541 (citing 12 R0YcEA. FERGusON, JR.,WASHINGT0N
PRACTICE: CRIMINAL PRACTICE AND PROcEDURE § 2734, at 649—51 (3d ed. 2004)
(collecting cases analyzing warrantless searches under the “save life” exception)).
We recently addressed the community caretaking exception in State v.
Boisselle. 3 Wn. App. 2d. 266, 415 P.3d 621, review c~ranted, 191 Wn.2d 1004(2018). In Boiselle, we applied both the Smith and Kinzy tests and determined that
the result would be the same in either case. k1. at 280 and 286. Upon further
consideration, we hold that it is unnecessary to apply the test twice.
The two formulations apply essentially the same test. The first two factors
of the Kinzy test, the officer’s subjective belief of the need for assistance, and that
a reasonable personal would also believe there was a need for assistance, coupled
with the fourth and fifth factors added by Schulz, requiring an immediate threat to
a specific person or property, are roughly equivalent to the first factor of the Smith
1 These three factors appear to have been implicit in Kinzy to some degree. 141 Wn.2d at
385 (Community caretaking functions are totally divorced from investigative functions) and 386
(the emergency aid function involves circumstances of greater urgency).
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No. 77987-7-1/5
test, that the officer has a reasonable belief that assistance is immediately
required. The second factor in the Smith test, that the search is not primarily
motivated by an intent to arrest or seek evidence, matches the sixth factor added
by Schultz. The third factor in each test, the basis to associate the need for
assistance with the place being searched, appears to arise out of language from
the same case, State v. Nichols. See State v. Lynd, 54 Wn. App. 18, 21, 771 P.2d
770 (1989) (citing Nichols, 20 Wn. App. at 466).
Whichever formulation of the test we apply, Harris argues only that there
was no reasonable, objective belief that he was specifically in need of immediate
assistance.
II. There was no reasonable, objective basis to believe Harris was
specifically in need of immediate assistance
On appeal from a suppression hearing, conclusions of law are reviewed de
novo and unchallenged findings of fact are accepted as true. State v. Gaines, 154
Wn.2d 711, 716, 116 P.3d 993 (2005). At oral argument, the parties agreed that
the trial court’s conclusion that the officers had an objective, reasonable basis to
believe that Harris was in need of immediate assistance was a question for us to
review de novo. We agree.
A. Suspected unconsciousness alone does not support a reasonable,
objective belief of a need for immediate assistance
Harris does not challenge the trial court’s findings of fact. We therefore
consider the following facts as verities: a concerned citizen had flagged down the
officers to check on the occupants of the vehicle, the vehicle was in a public parking
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No. 77987-7-1/6
lot, the occupants were sleeping or unconscious and slumped in their seats, it was
midday, and there was an opioid epidemic in the community at large. Harris argues
that those facts are insufficient to establish a reasonable objective belief that he
was in need of immediate assistance. State v. Hos illustrates why he is correct.
154 Wn. App. 238, 225 P.3d 389 (2010).
In ~ law enforcement accompanied a CPS caseworker to the
defendant’s residence. ~ at 242. The officer knocked loudly on the defendant’s
door, but received no response. ~ The officer looked through a window near the
front door and saw the defendant sitting on the couch with her eyes closed and her
head resting on her chest. jç~ The officer could not tell if the defendant was
breathing. j4~ After the officer pounded on the door again, he saw that the
defendant had not moved or responded. k~. The officer opened the unlocked front
door and entered the defendant’s house. jç~ After remaining in the defendant’s
house, the officer observed some drug paraphernalia on the defendant’s person.
kI. at 242-43. At trial, both the officer and the caseworker expressed their concern
for the defendant’s health. ki. at 243. On appeal, the defendant argued that the
officer did not use the least intrusive means to execute his community caretaking
function. jçj~ at 248. The court held that officers were not required to use the least
intrusive means, and that the paraphernalia were admissible under the community
caretaking exception. ~ 249.
The facts known to the officer in Hos are very similar to the facts here. The
defendant in jj~ was sitting on a couch, unconscious, during hours when people
are usually awake. Similarly, Harris was sitting in a car, unconscious or asleep,
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No. 77987-7-1/7
during hours when people are usually awake. While those are not the usual
locations or times for people to sleep, neither are those locations and times
outlandish. Those facts, without more, do not give rise to a reasonable belief that
the person needs immediate assistance.
The officer in Hos had one crucial fact that the officers here lacked: the
defendant in HQ~ was unresponsive. A person that fails to wake up or respond to
attempts to rouse them would cause a reasonable, objective person to believe that
intervention was necessary. We recognize the need for officers to act quickly when
there is a reasonable basis to believe that they have encountered an emergency.
But that need must be balanced against the privacy interests each of us holds. It
is not unreasonable to expect law enforcement to take at least some minimum step
to identify a specific basis to support their belief that the person whose privacy
interests are at issue needs emergency assistance.
Here, the officers had a reasonable, objective basis to contact Harris as a
routine health and safety check, and inquire if he needed assistance. But because
the officers could not distinguish whether Harris was unconscious or asleep, and
no other facts suggested an emergency situation, the officers lacked a reasonable,
objective basis to justify an intrusion into the vehicle. We note that the officers
here took enough time to observe the inside of the vehicle such that they were able
to later testify as to the position of the occupants and describe items located inside
the vehicle. Knocking on the window during their visual sweep of the scene would
not have meaningfully slowed down the officers’ response if this had actually been
an emergency situation. Without verifying that Harris and the other passenger
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No. 77987-7-1/8
were unresponsive, general community concerns and otherwise neutral facts were
insufficient to justify a warrantless intrusion.
The State argues that the officers had additional facts supporting a
reasonable, objective belief that this was an emergency, but we do not find them
compelling. While a concerned citizen asked the officers to check on the vehicle,
they offered no additional information that suggested the situation was an
emergency. The general existence of an opioid epidemic in the community is
likewise unavailing. While we appreciate the dangers of opioids, the existence of
drugs in the greater community could not help the officers determine whether this
particular situation was an emergency. Furthermore, the existence of drugs is not
new and not likely to change. A general knowledge that drugs are available in the
community cannot justify invading the privacy of sleeping individuals.
The State also argues that the location of the car, in a busy parking lot
during the middle of the day, was another indication that Harris or his companion
were in need of assistance. We note that in each of the last three annual point in
time counts of King County’s homeless population, more than 2,000 individuals
were living in their cars. APPLIED SURVEY RESEARCH, COUNT Us IN 8, (2019). While
a busy parking lot and the middle of the day may seem like a strange place to
sleep, for individuals facing homelessness, sleeping during the day in a public
place may provide a modicum of safety that might not otherwise be available. Just
as probably, citizens may be found sleeping in their car during daylight hours
because they are napping over a lunch break, or are in the midst of long distance
travel and are catching up on rest after driving through the night. The mere fact of
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No. 77987-7-1/9
a person sleeping in a car during the day, without any accompanying observations
of a possible medical issue or drug use, would not lead a reasonable person to
believe that an emergency existed.
Some additional details consistent with suspected drug overdose could
satisfy the emergency aid exception, such as observations about unusual
breathing patterns, skin appearance (e.g. extreme pallor, lesions or wounds
consistent with intravenous drug abuse), evidence of vomiting or other physical
irregularities. But merely being asleep or unconscious while slumped down in a
parked car at midday, even in a community with an opioid epidemic, is inadequate
to justify an officer opening a car door without first briefly attempting to speak to or
otherwise rouse the suspected overdose victim.
Because the limited facts available to law enforcement did not support a
reasonable objective belief that Harris or his companion required immediate
assistance at the time the officers invaded his privacy, we reverse Harris’s
conviction, grant his motion to suppress evidence gathered from the unlawful
search of the vehicle, and remand to the trial court for further proceedings.
We reverse and remand.
WE CONCUR:
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