State Of Washington v. Jason Everett Gambill ( 2015 )


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  •                                                                                                                     FILED
    COURT    OF APPEALS
    DIVISION 1
    Z0I5JAN 21 . At 9: 05
    STAT
    BY
    IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
    DIVISION II
    STATE OF WASHINGTON                                                                  No. 44816 -5 -II
    Respondent,
    v.
    JASON EVERETT GAMBILL,                                                      UNPUBLISHED OPINION
    Appellant.
    JOHANSON, C. J. —          Jason Gambill appeals from his conviction for possession of a stolen
    motor vehicle.   He    argues     that the trial   court   infringed   on   his   right   to   counsel.   Because the trial
    court abused its discretion by failing to make an adequate inquiry before denying Gambill' s request
    for substitute counsel, we reverse and remand for a new trial.'
    1 Gambill also claims trial error relating to prosecutorial misconduct, improper opinion testimony,
    and   infringement   of   the   presumption of     innocence. Because we reverse on other grounds, we do
    not reach these trial- related issues. However, Gambill also argues for the first time on appeal that
    he was unlawfully seized. Because we reverse and remand for a new trial, Gambill may raise the
    unlawful seizure     issue   pretrial.
    No. 44816 -5 -II
    FACTS AND PROCEDURAL HISTORY
    On March 7, 2013, Selma Alsalman'                   s   car    was    stolen.    Early the following morning,
    Gambill    was    seen   driving it. Trooper Todd Thornburg contacted Gambill and took him into
    custody. Gambill was charged with possession of a stolen vehicle.
    The trial court found Gambill indigent and appointed David Brown to represent him.
    Gambill    and   Brown had    a strained      relationship. Two weeks before trial, Gambill requested new
    counsel in a hearing not reflected in the record. At a plea hearing one week before trial, Gambill
    again requested new counsel for reasons articulated in a letter that he had sent but the trial court
    had not yet received. The trial court told Gambill that it would consider his request for new counsel
    when it received the letter.
    On April 18, 2013, the trial court reviewed Gambill' s letter and held a trial confirmation
    hearing.       Gambill      accused       Brown      of "   inadaquit [        sic]    representation,   and    insufficient
    representation,"    making "[    v] ulgar refference [ sic]"           to him, making "[ d] istruthful [ sic]" actions in
    court, violating his constitutional rights, and threatening him and his family. Clerk' s Papers at 21.
    The trial court asked Brown if the attorney -client relationship had deteriorated to the point where
    Brown could not represent Gambill. Brown replied that Gambill was not speaking to him and that
    caused   him     concern.   Without conducting further inquiry, the trial court declined to grant new
    counsel, noting that the      charge was "         fairly   straightforward"          and that the letter had only raised
    conclusory      accusations."     Report     of   Proceedings ( RP) ( Apr. 18, 2013)           at   6. The trial court did
    not address    Gambill    except   to "   suggest ...   that [ he]     start   communicating    with [ his]   attorney." RP
    Apr. 18, 2013) at 6.
    2
    No. 44816 -5 -II
    On the morning           of   trial, Gambill    was still not satisfied with    Brown' s      representation.   He
    complained that het had not had the opportunity to review the police reports with Brown, while
    Brown insisted that they had reviewed the reports together " half a dozen times. "2 RP ( Apr. 22,
    2013)   at   9.   Gambill further claimed that he did not understand the charges against him and that
    Brown had threatened him. He then told the court that
    Brown] told me I was stupid, told me I was crazy one time, told me I was going to
    get hurt also another time and I don' t know, I don' t feel safe being represented by
    him. It' s my life on the line here.
    RP ( Apr. 22, 2013)         at   13.    The trial judge3 responded that Gambill' s claims were unbelievable
    because the judge knew Brown well and Brown would not act in the way Gambill had described.
    The trial court then offered Gambill a recess of an hour and a half in order to speak with Brown.
    Gambill was still unsatisfied, and the following exchange occurred:
    MR. GAMBILL: And [Brown has] accused me of committing crimes I' m
    not      even aware       of, never     heard    of   in my life.   I don' t understand how this is
    representation of me and my defense, my life --
    THE COURT: Maybe if you quit talking and listen to him he can .answer
    those questions for you. But you have to listen to what he says.
    RP ( Apr. 22, 2013) at 15.
    The      court   took its     recess,   and   Gambill did      not speak   any further   on   the   record.   At the
    following trial, Brown made no opening statement and presented no evidence.4 Of the State' s
    2 The record is not clear what kind of reports Gambill and Brown were referring to, but Gambill' s
    brief indicates that they were referring to the police report and information.
    3 The trial judge was different than the judge who handled the trial confirmation hearing.
    At the     beginning     of    trial, Brown    stated   that he     would reserve   his opening. However, he never
    gave an opening.
    3
    No. 44816 -5 -II
    seven witnesses,        Brown       cross -examined     two:   Alsalman       and   Trooper   Thornburg. A jury found
    Gambill guilty of possession of a stolen motor vehicle. Gambill appeals.
    ANALYSIS
    Gambill argues that when he asked for new counsel, the trial court was required to inquire
    into the    reason   for his    request    using "``   specific and    targeted    questions.'"   Br. of Appellant at 11
    quoting United States         v.   Adelzo- Gonzalez, 
    268 F.3d 772
    , 776 -77 ( 9th Cir. 2001)).          He argues that
    the relationship between himself and Brown completely collapsed and that the Sixth Amendment
    required    the trial   court    to   appoint new counsel, regardless of prejudice.              Br. of Appellant at 10
    citing State   v.   Cross, 
    156 Wash. 2d 580
    , 607, 
    132 P.3d 80
    ,             cert.     denied, 
    549 U.S. 1022
    ( 2006)). The
    State concedes that " there was some type of breakdown" in the attorney -client relationship. Br. of
    Resp' t at 8. However, the State argues that Gambill' s request for new counsel was not timely and
    that Gambill' s claims were a " preposterous" attempt to " delay his trial by making wild accusations
    of absurd conflicts with         his attorney."       Br. of Resp' t at 8 -9.
    We conclude that the trial court abused its discretion by failing to adequately inquire into
    the   nature    and     extent      of   the   attorney- client   conflict.     Accordingly,     we reverse Gambill' s
    conviction.
    A. STANDARD OF REVIEW
    We review a denial of right to counsel de novo, though we accord appropriate deference to
    the trial court' s determinations of underlying facts. 
    Cross, 156 Wash. 2d at 605
    . We generally review
    trial court decisions relating to the trial court' s refusal to appoint new counsel for abuse of
    discretion. 
    Cross, 156 Wash. 2d at 607
    .
    4
    No. 44816 -5 -II
    B. ADEQUACY OF INQUIRY
    The Sixth Amendment                ensures a     defendant'        s right   to   counsel.     U.S. CONST. amend. VI.
    This   right   has   substantial      implications for the attorney -client relationship.                 When the relationship
    between lawyer and client completely collapses, the refusal to substitute new counsel violates the
    defendant'     s right   to    effective assistance of counsel, even              if   no actual prejudice        is   shown.   In re
    Pers. Restraint ofStenson, 
    142 Wash. 2d 710
    , 722, 
    16 P.3d 1
    ( 2001).
    When reviewing           a   trial court' s   refusal   to   appoint new counsel, we consider "``(              1) the extent
    of the conflict, (2) the adequacy of the [trial court' s] inquiry, and (3) the timeliness of the motion.'"
    
    Cross, 156 Wash. 2d at 607
    ( alteration in     original) ( quoting       
    Stenson, 142 Wash. 2d at 724
    ). Where the
    defendant requests the appointment of new counsel, the trial court must have a sufficient basis for
    reaching       an   informed decision.          Adelzo- 
    Gonzalez, 268 F.3d at 777
    .    The trial court has the
    obligation to inquire thoroughly into the factual basis of the defendant' s dissatisfaction. State v.
    Schaller, 143 Wn.         App.    258, 271, 
    177 P.3d 1139
    ( 2007), review denied, 
    164 Wash. 2d 1015
    ( 2008).
    Failure to make an adequate inquiry is an abuse of discretion. United States v. Lott, 
    310 F.3d 1231
    ,
    1248 -50 ( 10th Cir. 2002), cert. denied, 
    538 U.S. 936
    ( 2003).
    Here,       Gambill'     s   substitution      request       was    fairly    detailed.        It contained     allegations
    concerning inadequate representation as well as allegations that the attorney had made threats to
    Gambill and his family. But the trial court characterized the request as containing only " conclusory
    accusations."        RP ( Apr. 18, 2013) at 6. Even so, Gambill' s request informed the trial court of the
    existence of a       potentially       serious conflict.     Knowledge of a conflict alone is insufficient for the
    court to determine whether Gambill and Brown could work together to present an adequate
    5
    No. 44816 -5 -II
    defense. But if the substitution request does not contain sufficient detail to determine the extent
    of the conflict, the trial court has a duty to investigate further and to inquire carefully.
    While the trial court heard limited comments from Brown and Gambill, it did not conduct
    a serious investigation into the nature of the attorney -client conflict. The trial court did not perform
    a   detailed    inquiry    into Gambill' s       allegations.       Instead, the trial court summarily dismissed
    Gambill' s claims without analysis at the trial confirmation hearing and on the morning of trial. RP
    Apr. 18, 2013)       at   6 ( " I' m   not   granting    new counsel       at   this   point.   It appears this is a fairly
    straightforward charge....              All I have ...    is conclusory     accusations. ");     RP ( Apr. 22, 2013) at 14
    Here'   s where we' re      going to leave this, Mr. Gambill:                I have known Mr. Brown for a lot of
    years....      The things you are alleging, frankly, are unbelievable. ").
    In addition to inquiring about the adequacy of the trial preparation, the trial court should
    have investigated the threats             and name       calling that Gambill       alleges occurred.     Instead, the trial
    court relied     solely   on   his   personal opinion of counsel       to dismiss Gambill'          s claims.   Accordingly,
    the court failed to inform itself of the facts on which to exercise its discretion.
    C. EXTENT OF CONFLICT
    When the " relationship between lawyer               and client       completely     collapses,"    the trial court
    must substitute new counsel in order to comply with the defendant' s Sixth Amendment right to
    effective assistance of counsel.              
    Stenson, 142 Wash. 2d at 722
    . In this case, the trial court' s failure
    to adequately investigate the breakdown of Gambill and Brown' s relationship means that we do
    not know the true extent of the breakdown nor the details of what caused the breakdown with
    certainty.     But the breakdown appears comprehensive and extended well beyond a disagreement
    of mere      trial strategy.    The record as described above shows the strong likelihood of a complete
    6
    No. 44816 -5 -II
    collapse of the attorney -client relationship. In such a circumstance, in the absence of an adequate
    inquiry into the extent and the basis of the attorney- client conflict, we hold that Gambill need not
    show a      complete collapse of the          lawyer -client relationship. 5      See 
    Stenson, 142 Wash. 2d at 722
    (citing
    United States v. Moore, 
    159 F.3d 1154
    , 1158 ( 9th Cir. 1998)).
    D. TIMELINESS
    A request for new counsel is not timely if it is made during trial or after significant voir
    dire has     occurred. 
    Cross, 156 Wash. 2d at 610
    -11; 
    Stenson, 142 Wash. 2d at 732
    . The purpose of this
    rule is to prevent a defendant from unduly delaying the trial. State v. Fritz, 
    21 Wash. App. 354
    , 363-
    65, 
    585 P.2d 173
    ( 1978), review denied, 
    92 Wash. 2d 1002
    ( 1979); Moore v. Calderon, 
    108 F.3d 261
    ,
    264 ( 9th Cir.),      cert.   denied, 
    521 U.S. 1111
    ( 1997).            On the other hand, a defendant' s request to
    proceed pro se made 11 days before trial was timely. State v. DeWeese, 
    117 Wash. 2d 369
    , 372 -73,
    377, 
    816 P.2d 1
    ( 1991).
    Here, two weeks before trial, Gambill requested new counsel in a hearing not reflected in
    the      record.   At a plea hearing one week before trial, Gambill again requested new counsel for
    reasons articulated in a letter that he had sent from the jail but the trial court had not yet received.
    On April 18, 2013, the trial court reviewed Gambill' s letter and held a trial confirmation hearing.
    On the morning of trial, Gambill was still not satisfied with Brown' s representation and continued
    to    request      new   counsel.        In addition, the charge of possession of a stolen vehicle was
    straightforward and involved only one day of trial. In such a simple case as this, substitute counsel
    would not require much time to prepare for trial and the substitution would not have unduly
    5
    In   addition,   to the   extent   that   State   v.   Lopez, 79 Wn.   App.   755, 767, 
    904 P.2d 1179
    ( 1995), may
    require a constitutional harmless error analysis, we disagree with that conclusion when the trial
    court fails to make an adequate inquiry.
    7
    No. 44816 -5 -II
    delayed proceedings or otherwise " obstruct[ ed] the orderly course of the administration ofjustice."
    Fritz, 21 Wn.   App.   at   365:   We conclude that Gambill' s request was timely.
    In conclusion, the trial court failed to conduct an adequate inquiry to fully inform itself
    before denying Gambill' s motion for substitute counsel and overlooked strong and timely evidence
    of a complete   breakdown in the attorney -client relationship. We hold that the trial court abused
    its discretion by denying Gambill' s timely request for new counsel without an adequate inquiry.
    Accordingly, we reverse the conviction, remand for appointment of new counsel and for a new
    trial.
    A majority of the panel having determined that this opinion will not be printed in the
    Washington Appellate Reports, but will be filed for.public record in accordance with RCW 2. 06.040,
    it is so ordered.
    We concur:
    8