James D. Mock v. State Of Washington, Department Of Corrections ( 2017 )

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
JAMES D. MOCK, a single person, )
DANELLE BAME on behalf of minor )
child J.B. (DOB 06/09/01), a single ) No. 76097-1-1
person, and LINDA and TOM RYAN, )
a married couple, ) DIVISION ONE
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Appellants, )
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v. ) "11
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THE STATE OF WASHINGTON, by ) PUBLISHED OPINION own-.
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and through its DEPARTMENT OF ) I—
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CORRECTIONS, STATE OF ) FILED: October 2, 2017 -4 al
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WASHINGTON (DOC), )
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Respondent. )
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BECKER, J. — Plaintiffs were injured in an armed attack by an offender who
was serving a term of community custody under supervision by the Department
of Corrections. The issue is whether the department can be held liable for failing
to report the offender's previous community custody violations to the court.
Summary judgment was properly granted to the department. Under applicable
statutes, sanctions for community custody violations are imposed by the
department in an administrative process, not by the court.
No. 76097-1-1/2
This case was dismissed on summary judgment. Summary judgment is
proper where there are no genuine issues of material fact and the moving party is
entitled to judgment as a matter of law. Hertoq v. City of Seattle, 138 Wn.2d 265,
275, 979 P.2d 400 (1999). We make the same inquiry as the trial court. Hertog,
138 Wn.2d at 275. The facts and reasonable inferences are considered in the
light most favorable to the nonmoving party. Hertog, 138 Wn.2d at 275.
Questions of law are reviewed de novo. Hertoq, 138 Wn.2d at 275.
FACTS
John McKay was in his forties when he was convicted of felony
harassment for threatening to kill his wife. It was his first criminal conviction.
After serving several months in jail, he was released in June 2012 to begin
serving a 12-month term of community custody under the supervision of the
Department of Corrections. Community corrections officer Mark Deabler was
assigned to supervise McKay.
McKay was ordered to have no contact with his wife. On June 27, 2012,
the first day of supervision, Deabler and other officers contacted McKay's wife to
make sure McKay was not violating the no-contact order. The chronological
entries in McKay's case file include a note from that day documenting "lots of red
flags" disclosed by McKay's wife. She reported they were ending a 20-year
marriage, McKay was a long-time alcohol user, he was on disability and not
working, he had "burned all his bridges" with family, he was asking third parties
about her and making threats to kill her and to commit suicide, he talked about
"shooting cops," he was trained in martial arts, and he had access to firearms
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through family. He had been to treatment twice, but it "sounds like he drinks all
day."
On July 9, 2012, McKay committed a new offense. Intoxicated, he drove
to the home of family friends and demanded to know where his wife was. When
they did not tell him, he repeatedly rammed his van through their garage doors,
causing extensive damage to the cars inside. Police arrested McKay for
investigation of malicious mischief and booked him into jail.
The garage-ramming incident was not only a criminal offense, it was also
a violation of the terms of McKay's community custody sentence. In 2009, the
legislature made the administrative process outlined in RCW 9.94A.737 the
exclusive enforcement mechanism for violations in cases like McKay's, with
exceptions not relevant here. RCW 9.94A.6332(7) ("if the offender is being
supervised by the department, any sanctions shall be imposed by the department
pursuant to RCW 9.94A.737"). Reporting violations to the court is not part of the
administrative process that is currently in effect.
If an offender is accused of committing a high level violation of a condition
or requirement of community custody, the department may sanction the offender
to not more than 30 days in total confinement after an administrative hearing.
RCW 9.94A.737(4). Deabler considered the garage-ramming incident to be a
high level violation. He described McKay's adjustment to supervision as
"nonexistent." At Deabler's request, a hearing officer imposed the maximum 30
days of confinement.
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No. 76097-1-1/4
While McKay was in jail for the 30-day sanction, his wife tried to serve him
with divorce papers. McKay reportedly tried to call his wife, in violation of the no
contact order. Deabler wrote in an internal e-mail that he hoped the prosecutor
would file charges against McKay "and not let him out."
On July 12, 2012, the King County prosecutor filed a felony charge of
malicious mischief against McKay for the garage-ramming incident. A high bail
was set. McKay was unable to pay it, and he remained incarcerated.
The standard sentence range for the malicious mischief charge was three
to nine months. McKay negotiated a plea bargain that allowed him to request a
drug offender sentencing alternative. The sentencing court accepted the guilty
plea on September 18, 2012. By order of the court pursuant to RCW 9.94A.660,
the department provided the summary of a chemical dependency examination
report on McKay. McKay was assessed as alcohol and drug dependent and
likely to continue committing crimes while under the influence. He admitted he
had hit "rock bottom" and needed treatment. According to the report, a certified
residential treatment provider in Chehalis could make a bed available for McKay
beginning on November 5, 2012. McKay's parents agreed to provide a clean and
sober living environment for him until that date.
On September 28, 2012, the court sentenced McKay to a treatment-based
residential sentence of three to six months. See RCW 9.94A.660 (drug offender
sentencing alternative). As a condition of sentence, McKay was to reside with
his parents and report for supervision by the department until he entered
treatment.
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Deabler was not informed of the guilty plea and did not know that McKay
was requesting a treatment sentence. After the judgment and sentence was
entered, Deabler received an e-mail advising him that McKay had been released
from jail and was expected to report to the department for supervision.
Deabler knew McKay posed a significant danger to his estranged wife and
the people around her. To Deabler, the similarity between McKay's two
convictions showed he had an "offense cycle" involving consumption of alcohol
followed by threats. Deabler told a colleague that he would require McKay to
report frequently until November 5 and "my guess is he won't make it that far
before being arrested but we will see."
McKay was seen by community corrections officers 21 times in the month
of October—much more frequently than the department's standard policy
required. During these contacts, the officers periodically administered breath and
urine tests. They inspected logs to verify that McKay was attending Alcoholics
Anonymous meetings 3 times a week as they directed. They made an
unscheduled home visit to verify that McKay was living with his parents. During
these weeks, Deabler had no reason to believe McKay was drinking or violating
other conditions of supervision.
At some point in October, McKay's estranged wife, accompanied by her
boyfriend, James Mock, had what seemed to be a chance encounter with McKay
in a hardware store. She had not seen McKay for months. McKay asked her if
she was going to divorce him, and she answered "probably." McKay's wife was
frightened, but she did not report the contact to police.
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When Deabler saw McKay on Friday, October 26, McKay was still in
compliance with all conditions of community custody. That evening, while out
having dinner with his sister, McKay saw his wife across the street dressed up as
if for a date. Over his sister's objections, McKay followed his wife and became
convinced she was dating someone else.
On the morning of October 27, 2012, McKay stole his nephew's guns and
drove to his wife's home. He shot at his wife and missed her. He shot Mock and
kidnapped Mock's 11-year-old son. He drove to the home of his mother-in-law,
Linda Ryan, and shot her too. Police found McKay some hours later, slumped
over his steering wheel and holding a gun. He had committed suicide.
The plaintiffs—Mock and his son J.B., and Ryan and her husband—
brought this lawsuit against the department. They alleged Deabler was negligent
for failing to make a report to the court that sentenced McKay on September 28.
Plaintiffs concede that during the month of October, before the attacks, McKay
did not commit any violation for which the department could have sanctioned
him. In their view, Deabler should have known when McKay was going to be
sentenced on the new charge and should have informed the sentencing court of
the reasons why he regarded McKay as at risk to commit more acts of domestic
violence. Plaintiffs submitted the opinion of an expert witness that if the
sentencing court had received such information, the court would not have
released McKay from jail until he entered the treatment facility. In that event,
McKay would not have been free to attack the plaintiffs on October 27.
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Both parties moved for summary judgment. The court granted the
department's motion. The plaintiffs appeal.
IMMUNITY
We first consider the department's claim to absolute immunity. Immunity
is a question of law we review de novo. Hertog, 138 Wn.2d at 275.
An immunity "frees one who enjoys it from a lawsuit whether or not he
acted wrongly." Richardson v. McKnight, 521 U.S. 399, 403, 117 S. Ct. 2100,
138 L. Ed. 2d 540 (1997). Absolute immunity, where it exists, protects the State
as well as its agents. Gilliam v. Dep't of Soc. & Health Servs., 89 Wn. App. 569,
576-77, 950 P.2d 20, review denied, 135 Wn.2d 1015 (1998). "Absolute
immunity necessarily leaves wronged claimants without a remedy. This runs
contrary to the most fundamental precepts of our legal system. Therefore, in
determining whether a particular act entitles the actor to absolute immunity, we
must start from the proposition that there is no such immunity." Lutheran Day
Care v. Snohomish County, 119 Wn.2d 91, 105, 829 P.2d 746 (1992), cert.
denied, 506 U.S. 1079 (1993).
Judges are absolutely immune from civil damages suits for acts performed
within their judicial capacity. Taggart v. State, 118 Wn.2d 195, 203, 822 P.2d
243 (1992). Therefore, the judge who sentenced McKay on September 28,
2012, is immune from liability for the decision to release McKay pending
treatment. Judicial immunity extends to witnesses, prosecutors, and other
participants at judicial hearings. Bruce v. Byrne-Stevens & Assocs. Eng'rs, Inc.,
113 Wn.2d 123, 125, 776 P.2d 666 (1989); Gilliam, 89 Wn. App. at 580.
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No. 76097-1-1/8
Therefore, the prosecutor and the McKay family members who spoke at the
sentencing hearing are immune from liability for failing to argue that McKay
should not be released. If Deabler had submitted a presentence report or
testified at the sentencing hearing as a witness, he too would be immune under
Bruce. But Deabler did not attend the hearing. No one asked him to attend, and
his job did not require it.
Judicial immunity also extends to actors of governmental agencies who
perform quasi-judicial functions, for example, the parole board. Taggart, 118
Wn.2d at 204. Some of the functions of the department are identified by statute
as quasi-judicial: "In setting, modifying, and enforcing conditions of community
custody, the department shall be deemed to be performing a quasi-judicial
function." RCW 9.94A.704(11). The immune functions of setting, modifying, and
enforcing conditions of community custody are carried out administratively within
the department. See RCW 9.94A.737. Deabler's alleged negligence—failure to
report to the court—did not occur in the exercise of the quasi-judicial functions
identified by RCW 9.94A.704(11). Therefore, the department is not immune
under the statute.
The department argues that because Deabler would have immunity from
suit if he had made a report to the court, he must also have immunity from suit for
failing to do so. The only case the department cites in support of this proposition
is Tibbits v. Department of Corrections, 186 Wn. App. 544, 346 P.3d 767 (2015).
In Tibbits, an employee of the department modified the offender's
community custody conditions by allowing him to travel unescorted to a treatment
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No. 76097-1-1/9
facility outside the county. Tibbits, 186 Wn. App. at 549. Instead of reporting to
treatment, the offender committed a crime. Tibbits, 186 Wn. App. at 546. The
victim sued the department. The department was held to be immune under
RCW 9.94A.704(11) because the department's alleged negligence—allowing
unescorted travel—was committed in the exercise of a quasi-judicial function,
i.e., modifying the conditions of community custody. Only the most tortuous
reading of Tibbits would interpret it as holding that immunity for performing a
quasi-judicial function applies equally when the actor is not performing a quasi-
judicial function.
We reject the department's claims to witness immunity and immunity
under RCW 9.94A.704(11).
DUTY
The plaintiffs state their theory of the case as follows: The department,
"even if unasked, was under an independent common law duty to report its
material knowledge of McKay's behavioral violations to the court."1 Plaintiffs say
this common law reporting duty "provides the sentencing or releasing court
material information and the opportunity to protect the public by not releasing, as
in this case, a homicidal felon upon the public."2
The common law duty owed by community custody officers is not an
obligation to take a specific action such as reporting an offender's violations to a
'Brief of Appellant at vi.
2 Brief of Appellant at 22.
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sentencing court.3 The duty, as recognized and adopted by our Supreme Court
in Taggart, is the duty stated in general terms by the Restatement (Second) of
Torts § 319 (1965): "One who takes charge of a third person whom he knows or
should know to be likely to cause bodily harm to others if not controlled is under a
duty to exercise reasonable care to control the third person to prevent him from
doing such harm." Taggart, 118 Wn.2d at 219.4
Existence of a duty is a question of law. Hertoq, 138 Wn.2d at 275.
Generally an actor owes no duty to control the conduct of a third party so as to
prevent him from causing harm to another. Bishop v. Miche, 137 Wn.2d 518,
524, 973 P.2d 465 (1999); Nivens v. 7-11 Hoagv's Corner, 133 Wn.2d 192, 199,
943 P.2d 286 (1997). Such a duty may, however, arise if a special relationship
exists between the actor and the third party. RESTATEMENT § 315(a). "Once the
relationship is created, it is the relationship itself which ultimately imposes the
duty upon the government." Joyce v. Dep't of Corr., 155 Wn.2d 306, 318-19, 119
P.3d 825 (2005). The section 319 duty—also referred to as the "take charge"
duty—is imposed only when there is a "definite, established and continuing
relationship between the defendant and the third party." Taggart, 118 Wn.2d at
3 Cf. Nivens v. 7-11 Hoaqy's Corner, 133 Wn.2d 192, 205-06, 943 P.2d
286 (1997). In Nivens, the court recognized the common law duty of protection
arising from the special relationship between a business and its invitee. The
court rejected the plaintiffs proposal that a business owes a free-floating general
duty to provide security personnel to prevent criminal behavior on the business
premises.
4 A statute provides that the department will be liable only for gross
negligence by community corrections officers. RCW 72.09.320. The distinction
between gross negligence and ordinary negligence is not important here
because the standard of care is not at issue.
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219, quoting Honcoop v. State, 111 Wn.2d 182, 193, 759 P.2d 1188 (1988). It
has been imposed on community corrections officers as well as parole officers
and probation officers. Joyce, 155 Wn.2d at 320; Taggart, 118 Wn.2d at 224;
Bishop, 137 Wn.2d at 528-29, 531.
Appellate opinions occasionally refer to a "duty to report" to a court. See
e.g., Bishop, 137 Wn.2d at 528 ("duty to supervise [the probationer] and report to
the court if he failed to comply"); Hertoq, 138 Wn.2d at 279 (city probation officer
"has a duty to report violations to the court"). The plaintiffs interpret these
references as signifying that community corrections officers owe a free-floating,
ever-present common law "duty to report to the court" the dangerous propensities
of the offenders they are supervising. That interpretation is incorrect. When a
phrase like "duty to report" is used, it serves as shorthand for a determination
that (1) a special relationship existed giving rise to a section 319 duty to prevent
harm and (2) the terms defining the relationship in the particular case required
the "take charge" official to report to the court. For example, in Bishop, the
probation manual required probation officers to report violations of probation
conditions to the court. Bishop, 137 Wn.2d at 522, 531. In Hertoq, the city
probation officers did not have the power to revoke probation; they had to seek
revocation by the court. Hertoq, 138 Wn.2d at 279.
Whether the department owed plaintiffs a section 319 duty actionable in
the circumstances of this case depends on the terms defining Deabler's
relationship with McKay. See Bishop, 137 Wn.2d at 528 ("The relevant inquiry is
the relationship of the officer with the parolee.") Statutes and conditions of
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sentence are relevant to this inquiry. Taggart, 118 Wn.2d at 219; Bishop, 137
Wn.2d at 528-29, 531; Joyce, 155 Wn.2d at 317, 319-20. The tort of negligent
supervision is not unlimited. If the department "is not authorized to intervene, it
cannot have a duty to do so." Couch v. Dep't of Corr., 113 Wn. App. 556, 569,
54 P.3d 197 (2002), review denied, 149 Wn.2d 1012 (2003); Joyce, 155 Wn.2d
at 320 n.3.
Joyce was decided in 2005 before the 2009 statutory change discussed
above. In the previous statutory scheme described in Joyce, the department
"maintained a definite, established, and continuing relationship by assigning a
community corrections officer to monitor and to notify the judge if [the offender]
failed to substantially comply with the court's conditions of release." Joyce, 155
Wn.2d at 320 (emphasis added). That statutory scheme is no longer in effect.
The department's administrative process is now the exclusive process for dealing
with violations by offenders like McKay. RCW 9.94A.737.
Unlike his counterparts in Bishop, Hertoq, and Joyce, Deabler was not
expected to notify the court when McKay committed violations. No statute
required him to do so. Only if McKay was not being supervised by the
department would a court have the authority to impose sanctions for a violation.
RCW 9.94A.6331(1); State v. Biqsby, Wn.2d , 399 P.3d 540 (2017).
Deabler fulfilled his statutory role by reporting McKay's violation to the
department and recommending the maximum 30-day sanction.
There is no evidence that the department, in supervising McKay, failed to
comply with statutes or with court directives. When McKay requested a
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treatment sentence on the new charge of malicious mischief, the department
provided the court with a chemical dependency screening report.
ROW 9.94A.500(1). The court had the discretion to ask the department for a risk
assessment or presentence report concerning McKay, ROW 9.94A.500(1), but
because the court did not ask, the department did not breach a duty by failing to
provide one. And this was not a situation in which the department was required
to provide the court with a presentencing risk assessment under
RCW 9.94A.501(7).
We will assume that Deabler could have discovered the terms of the plea
bargain, could have put the sentencing date on his calendar, and could have
reported his concerns about McKay to the sentencing judge either in writing or by
appearing at the sentencing hearing as an uninvited witness. We will further
assume Deabler would have told the court that McKay had dangerous
propensities toward domestic violence and was likely to act on them unless kept
in jail pending his entry into treatment. But Deabler's duty to prevent McKay from
harming others existed only to the extent of his special relationship with McKay.
The terms of that relationship did not require him to give the court or the
prosecutor unasked-for advice about how to sentence McKay. A reporting
obligation was not imposed on Deabler by the relevant statutes, by McKay's
sentence conditions, or by any order of the court. In hindsight, Deabler was one
of many people who theoretically could have recommended against releasing
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McKay or taken other steps that might have prevented McKay's criminal attack
on the plaintiffs. But having the opportunity to prevent another's criminal conduct
does not by itself impose a duty to do so.
In summary, the department is not immune from this suit. Nevertheless,
the trial court properly dismissed plaintiffs' claim that the department's community
corrections officer owed a duty to report concerns about McKay's dangerous
propensities to the sentencing court.
Affirmed.
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