State Of Washington v. Roberto Gonzalez-mendoza ( 2015 )

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON
No. 71026-5-1
Respondent,
DIVISION ONE
v.
UNPUBLISHED OPINION
ROBERTO GONZALEZ-MENDOZA,
Appellant. FILED: August 10, 2015
Trickey, J. — In order to impose a deadly weapon enhancement, the
statute1 requires both that the weapon be deadly and that it be used in a deadly
manner. Here, the jury was not instructed about the manner of the weapon's use.
Because this instructional error involved an omission of an essential element, it
was of constitutional magnitude and, under the circumstances here, the error was
not harmless.
Roberto Gonzalez-Mendoza also assigns error to various evidentiary
rulings made during his trial for first degree rape. The trial court did not abuse its
discretion in making the evidentiary rulings challenged by Gonzalez-Mendoza.
Accordingly, we affirm the conviction for first degree rape, but reverse the
deadly weapon enhancement conviction and remand for resentencing.
FACTS
The complainant was working as a prostitute in downtown Seattle.
According to her testimony, she had run out of condoms and was leaving to go
home when Gonzalez-Mendoza rolled down the window of his pickup truck trying
to get her attention. Once a price of $80.00 was established, the complainantwent
1Former RCW 9.94A.602 (1983) (recodified as RCW 9.94A.825 by Laws of 2009, ch.
28, §41).
No. 71026-5-1/2
with Gonzalez-Mendoza. On arriving at the secluded area she designated,
Gonzalez-Mendoza did not have sufficient funds. When he put his wallet back,
she testified that she was expecting him to either taker her back or go to an ATM
(automated teller machine) to get the money.
Instead, Gonzalez-Mendoza pulled out a large kitchen knife, approximately
13-inches in length. He placed it near the complainant's throat. Gonzalez-
Mendoza forced her to perform oral sex twice. He then partially put a condom on,
forcing her to have vaginal intercourse.
Afterward, Gonzalez-Mendoza drove her back to a parking lot, cursing at
her to get out ofthe truck. The complainant testified that she was worried because
he had driven past the parking lot where he had picked her up. Terrified that
Gonzalez-Mendoza was going to run her down, the complainant turned the truck
off and grabbed thetruck's keys. Gonzalez-Mendoza followed her out and tackled
her to the ground. Gonzalez-Mendoza punched her and took both his keys and
her keys. She immediately called 911 and reported the license plate number of
the truck.
The police took the complainant to Harborview where a rape kit was taken.
The complainant identified Gonzalez-Mendoza's photograph from a photomontage
Detective Robert Kurosu gave her.
Gonzalez-Mendoza admitted to having sexual relations with the
complainant, but contended it was consensual. He testified that he was married
and had three children. Gonzalez-Mendoza said he decided to visit a prostitute
because he was having trouble with his wife and that "[he] wasn't satisfied."2 He
2 Report of Proceedings (RP) (Aug. 13, 2007) at 10.
2
No. 71026-5-1/3
admitted that he had both oral and vaginal sex with the complainant, but that itwas
consensual. He claimed that the complainant asked for more money after they
had finished having sexual relations. He testified that she grabbed his keys, but
the key that was in the ignition stayed there. Gonzalez-Mendoza stated that he
tackled her to recover his keys, which she had grabbed. While this was ongoing,
the truck moved forward, banging into the wall. He denied having a knife.
The police arrested Gonzalez-Mendoza. The knife was not recovered.
A jury convicted Gonzalez-Mendoza of first degree rape with a deadly
weapon enhancement. He contends the court made errors in its evidentiary rulings
and gave an erroneous instruction on the deadly weapon enhancement.
ANALYSIS
I. Evidentiary Rulings
Gonzalez-Mendoza makes several evidentiary challenges. He contends
the trial court erred in excluding trace biological material and evidence of the
complainant's prior contact with police in which she gave a false name. He also
asserts the trial court erred in admitting his prior assault conviction.
We review evidentiary rulings for abuse of discretion. State v. Garcia, 179
Wash. 2d 828, 846, 318 P.3d 266 (2014). An appellate court will overturn the trial
court's rulings on the admissibility of evidence only if its decision was manifestly
unreasonable, exercised on untenable grounds, or based on untenable reasons.
State, ex rel. Carroll v. Junker, 79 Wash. 2d 12, 26, 482 P.2d 775 (1971).
Trace Evidence
Evidence is relevant if it has "any tendency to make the existence of any
fact that is of consequence to the determination of the action more probable or less
3
No. 71026-5-1/4
probable than it would be without the evidence." ER 401. Evidence that is not
relevant is not admissible. ER 402.
The State moved in limine to preclude trace biological material found on the
anal swabs under both rape shield and relevance. The trial court reserved its ruling
stating:
All right. Then I will - at this point I really don't see that it's relevant
given the DNA [(deoxyribonucleic acid)] technician or lab technician
can say anything more than trace evidence. But possibly on this
issue of condom use it may go to credibility of the alleged victim. So
once her cross-examination and/or her examination is completed,
then I think I can determine whether or not there's any relevance to
that information. As I say, I still don't see that it's of any particular
prejudice to the State, but I also don't at this point see any real
relevance to it, and so we will have to wait and see how the alleged
victim's testimony plays out. So Iwill reserve on that oneJ3'
After the complainant testified about her interaction with Gonzalez-
Mendoza, the court considered the State's motion to exclude evidence from Amy
Jagmin, theforensic scientist who analyzed the DNA. Jagmin found trace material
of limited genetic information. She opined that the trace material "speaks to
something less recentthan the current evidence that is pertaining to this case. But
with regard to actual time frames, [she] can't give specific[s]."4
The defense sought to impeach the victim with this evidence as proof that
she had multiple partners that evening, contradicting her statement to the detective
that she had only had one previously. But the complainant had already testified
that she had at least two partners prior to the sexual contact with Gonzalez-
Mendoza. She also testified that she had had sexual relations with her boyfriend
approximately two days earlier. Because the witness could not place the trace
3 RP (Aug. 6, 2007) at 95.
4RP(Aug. 9, 2007) at 16.
No. 71026-5-1/5
material in any time frame, it would be mere conjecture that it came from that
evening.
Gonzalez-Mendoza argued that the evidence was admissible to show that
the complainant was less than truthful because she testified that she used
condoms with several of her "Johns" for various reasons. Although the
complainant testified that she used condoms when working as a prostitute, she did
not state that she only did so. Nor did she state that she used condoms when she
had relations with her boyfriend a couple of days prior to the incident.
Although evidence offered to impeach a person is relevant if it tends to cast
doubt on a person's credibility and that credibility is a fact of consequence to the
action, a witness may not be impeached on a collateral manner. State v. Aquirre,
168 Wash. 2d 350, 362, 229 P.3d 669 (2010). Here, the evidence of unknown trace
material found on the complainant's body, although not attributable to either the
defendant or the complainant, is not relevant to whether there was a rape. It does
not make the existence ofanyfact of consequence to that determination. The trial
court did not abuse its discretion in excluding this evidence.
Complainant's Prior Bad Act
The State sought to preclude the defense from soliciting information
regarding the complainant's proffering a false name in her prior contact with the
police. The defense argued that the evidence was admissible to impeach the
complainant's credibility because she had used a false name in several instances
where she had been arrested for various types of crimes. The defense agreed
that the crimes which she might have been arrested for were not admissible. The
No. 71026-5-1/6
defense argued, however, that her giving a false identify to the policewas relevant
as to her credibility.
The State argued that there was only one verifiable instance where the
complainant had given a false name in an unrelated incident. The information
regarding the giving of a false name was obtained from an interview with a
detective and a deputy prosecuting attorney where the complainant admitted that
she once had given the police a false name, but was never charged with a crime
relating to the incident. The State further argued that there was no evidence in the
record that the complainant's giving a false name was close in time to the rape or
trial, such that it would be probative of the complainant's credibility in this case.
The court ruled that it was disingenuous that the defense was prohibited
from bringing up past crimes, but could somehow bring up the fact that the
complainant gave a false name when confronted regarding one of those crimes.
The court found the false name was not probative of the complainant's credibility
as to her testimony regarding the rape.
ER 608 permits a partyto cross-examine a witness about specific instances
of past conduct in order to cast doubt on the witness's credibility.5 Credibility
impeachment questions must be relevant to the truthfulness of the witness's
5 ER 608(b) provides:
Specific Instances of Conduct. Specific instances of the conduct of a witness,
for the purpose of attacking or supporting the witness' credibility, other than
conviction of crime as provided in rule 609, may not be proved by extrinsic
evidence. They may, however, in the discretion of the court, if probative of
truthfulness or untruthfulness, be inquired into on cross examination of the
witness (1) concerning the witness' character for truthfulness or untruthfulness,
or (2) concerning the character for truthfulness or untruthfulness of another
witness as to which character the witness being cross-examined has testified.
No. 71026-5-1/7
present testimony. State v. Benn, 120 Wash. 2d 631, 651-52, 845 P.2d 289 (1993).
Such evidence is relevant if it casts doubt on the witness's credibility, or the
witness's credibility is a "fact of consequence" to the trial. State v. Allen S., 98 Wn.
App. 452, 459-60, 989 P.2d 1222 (1999). A defendant's proffered evidence "'must
be of at least minimal relevance'" and he or she cannot avoid this requirement
simply because that evidence is about a past crime in which the witness gave a
false name. State v. Jones, 168 Wash. 2d 713, 720, 230 P.3d 576 (2010) (quoting
State v. Darden, 145 Wash. 2d 612, 622, 41 P.3d 1189 (2002)). But a trial court may
exclude evidence of specific instances of conduct for impeachment if it is remote
in time. State v. Wilson, 60 Wash. App. 887, 893, 808 P.2d 754 (1991).
This evidence was essentially improper propensity evidence, which is
generally inadmissible under ER 404(b) and improper impeachment under ER
608(b). The trial court did not abuse its discretion in excluding the evidence.
Defendant's Prior Assault Conviction
Gonzalez-Mendoza testified on direct examination that he visited a
prostitute because he was having marital problems and was not satisfied in his
marriage. On cross-examination, in response to the State's question regarding his
frustration (the reason he proffered for seeking a prostitute), Gonzalez-Mendoza
stated: "I'm not a person who gets irritated or I'm not an aggressive [person]."6
The trial court ruled that the State could cross-examine Gonzalez-Mendoza
about his misdemeanor assault conviction from May 2006, but limited it to the
conviction and not the fact that it was for domestic violence of his wife.
6 RP (August 13, 2007) at 38.
No. 71026-5-1/8
When a party introduces evidence that would be inadmissible if offered by
the opposing party, that party opens the door to the explanation or contradiction of
that evidence. State v. Ortega, 134 Wash. App. 617, 626, 142 P.3d 175 (2006). "[A]
trial court has discretion to admit evidence that might otherwise be inadmissible if
the defendant opens the door to [that] evidence." State v. Warren, 134 Wash. App.
44, 65, 138 P.3d 1081 (2006). This court reviews a trial court's determination that
a party has opened the door for abuse ofdiscretion. Ortega. 134 Wash. App. at 626.
Here, Gonzalez-Mendoza put his character at issue by his own testimony,
opening the door to the admission of evidence of his prior conviction. There was
no abuse of discretion.
II. Deadly Weapon Enhancement
Gonzalez-Mendoza argues that his due process right was violated because
the jury was not properly instructed on the definition of "deadly weapon" for
purposes of the special verdict.
An appellate court reviews instructional errors de novo. State v. Brett, 126
Wash. 2d 136, 171, 892 P.2d 29 (1995). A jury instruction that omits or misstates an
element is subject to harmless error analysis to determine whether the error has
relieved the State of its burden to prove each element. State v. Brown, 147 Wash. 2d
330, 339, 58 P.3d 889 (2002). A constitutional error is harmless only if the
appellate court is convinced beyond a reasonable doubt that the jury would have
reached the same result in the absence of the error. Brown, 147 Wash. 2d at 341.
When Gonzalez-Mendoza committed the offense, former RCW 9.94A.602
was in effect and defined "deadly weapon" as an instrument having the capability
of inflicting death "and from the manner in which it is used, is likely to produce or
8
No. 71026-5-1/9
may easily and readily produce death." The statute further specified that a knife
having a blade longer than three inches was included in the term deadly weapon.
Former RCW 9.94A.602. In order to enhance the sentence, the jury needed to
determine both that the weapon was deadly and that it was used in a manner that
was capable of producing death.
The jury was given instructions with two different definitions of "deadly
weapon," one to convict him of the underlying offense, and one for a deadly
weapon sentencing enhancement without adequately informing the jury of the
definition of a deadly weapon needed to convict for the enhancement.
Instruction 5, the "to convict" instruction, provided that the jury must find that
"the defendant used or threatened to use a deadly weapon or what appeared to
be a deadly weapon."7 Instructions 6, 7, 8, and 9 defined the elements contained
in the "to convict" instruction.
Instruction 8, pertaining to the deadly weapon, provided:
Deadly weapon also means any weapon, device, instrument,
substance, or article, which under the circumstances in which it is
used, attempted to be used, or threatened to be used, is readily
capable of causing death or substantial bodily harm.[8]
Instruction 14 provided:
For purposes of a special verdict the State must prove beyond
a reasonable doubt that the defendant was armed with a deadly
weapon at the time of the commission of the crime.
A person is armed with a deadly weapon if, at the time of the
commission of the crime, the weapon is easily accessible and readily
available for offensive or defensive use. The State must prove
beyond a reasonable doubt that there was a connection between the
weapon and the defendant. The State must also prove beyond a
7 Clerk's Papers (CP) at 30.
8 CP at 33.
No. 71026-5-1/10
reasonable doubt that there was a connection between the weapon
and the crime.
A knife having a blade longer than three inches is a deadly
weapon.'91
Gonzalez-Mendoza argues that the jury was given the definition of deadly
weapon only pertaining to the deadly weapon element of the substantive offense,
thus relieving the State of the burden of proving the enhancement.
The State argues that because the jury was instructed that a knife longer
than three inches was a deadly weapon, it sufficed to support the enhancement.
The State's reliance on State v. Rahier. 37 Wash. App. 571, 681 P.2d 1299 (1984),
is misplaced. In Rahier, the focus was on whether or not the implement was a
deadly weapon, not whether it was deadly because of"the manner in which it [was]
used."
In a footnote in its brief, the State cites State v. Samaniego, 76 Wash. App.
76, 882 P.2d 195 (1994), to support its argument that the manner in which a
weapon is used is not necessary when the weapon is a deadly weapon per se.
Samanieqo is not particularly helpful. Samaniego was a bench trial and did not
involve jury instructions. Samaniego stipulated to the facts in the record and the
court found that the knife was readily available. Further, a judge conducting a
bench trial is presumed to know and apply the correct law. State v. Read, 147
Wash. 2d 238, 242, 53 P.3d 26 (2002); State v. Adams, 91 Wash. 2d 86, 586 P.2d 1168
(1978).
The definitions of "deadly weapon" for purposes of elevating the crime to
first degree rape and for purposes ofthe special enhancement statute are distinct.
9 CP at 40.
10
No. 71026-5-1/11
The jury was not instructed on an element of the crime, i.e., "the manner in which
[the weapon was] used."
Here, there was no knife found. The evidence was not overwhelming. The
only testimony regarding the knife was given by the complainant. The jury would
have had to find that it believed her testimony about the manner in which the knife
was used. But they were not instructed to do so.
We affirm the conviction for first degree rape, but reverse the conviction for
the enhancement and remand for resentencing.
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