Port Of Tacoma v. Save Tacoma Water ( 2018 )

Filed
Washington State
Court of Appeals
Division Two
July 25, 2018
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II
PORT OF TACOMA, a Washington State No. 49263-6-II
Municipal Corporation; ECONOMIC
DEVELOPMENT BOARD FOR TACOMA-
PIERCE COUNTY, a Washington State Non-
Profit Corporation; TACOMA-PIERCE
COUNTY CHAMBER, a Washington State
Non-Profit corporation,
PUBLISHED OPINION
Respondents,
v.
SAVE TACOMA WATER, a Washington
political committee,
Appellant,
DONNA WALTERS, sponsor and Treasurer
of SAVE TACOMA WATER; JON AND
JANE DOES 1-5; (Individual sponsors and
officers of SAVE TACOMA WATER); CITY
OF TACOMA, a Washington State Municipal
Corporation; and JULIE ANDERSON, in her
capacity as PIERCE COUNTY AUDITOR,
Defendants.
BJORGEN, J. — Save Tacoma Water (STW) appeals from the superior court’s declaratory
judgment and permanent injunction preventing it from placing two initiatives on the Tacoma
municipal ballot. STW argues that the superior court did not have the authority to conduct a pre-
election review of the proposed initiatives, that the superior court erred by determining that
No. 49263-6-II
various provisions were beyond the scope of the local initiative power and conflicted with state
law, and that the injunction violated STW’s right to free speech.
We hold that the superior court had the authority to review whether the proposed
initiatives exceeded the scope of the local initiative power and that its review did not offend
separation of power principles. We also hold that the superior court properly determined that the
challenged provisions were beyond the scope of the local initiative power and that one of the
provisions conflicted with state law. Finally, we hold that the injunction preventing the
initiatives from appearing on the ballot did not violate STW’s right to free speech.
Consequently, we affirm the superior court.
FACTS
In 2016, STW, a political committee, began circulating two initiative petitions among
Tacoma residents in order to place the proposed initiatives on the upcoming municipal ballot.
One initiative proposed an amendment to the Tacoma City Charter (Charter Initiative) and the
other sought to enact a new municipal ordinance. The two initiatives contained text that was
substantially identical in effect. The following are the provisions of common effect that are of
significance to this appeal.
[From the Charter Initiative]
(A) People’s Vote on Large Water Use Applications [(Water Provision)].
. . . . Before providing water utility service to any applicant for 1336 CCF
[(centum cubic feet)] (one million gallons), or more, of water daily from the City,
the City shall place the applicant’s request for water utility service before the voters
on the next available General Election Ballot, in a manner substantially conforming
to the rules for Section 2.22 of this Charter. The applicant shall pay for the costs
of the vote of the people. Only if a majority of the voters approve the water utility
service application and all other application requirements are met may the City
provide the service. . . .
(B) Sustainable Water Protection is an Inviolable Right that Government Cannot
Infringe [(Preemption Provision)].
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. . . . The People’s Right to Water Protection vote provides a democratic safeguard,
on top of the City’s existing application process, to ensure that large new water
users do not threaten the sustainability of the people’s water supply. To prevent
subsequent denial of the People’s Right to Water Protection by state law
preemption, all laws adopted by the legislature of the State of Washington, and
rules adopted by any state agency, shall be the law of City of Tacoma only to the
extent that they do not violate the rights or mandates of this Article.
(C) Water Protection supersedes Corporate Interests.
As the People’s Right to Water Protection is foundational to the people’s health,
safety, and welfare, and must be held inviolate, no government actor, including the
courts, will recognize as valid any permit, license, privilege, charter, or other
authorization, that would violate the rights or mandate of this Article, issued for
any corporation, by any state, federal, or international entity. [Subordination of
Judicial Review Provision]. In addition, corporations that violate, or seek to violate
the rights and mandates of this Article shall not be deemed “persons” to the extent
that such treatment would interfere with the rights or mandates enumerated by this
Article, nor shall corporations possess any other legal rights, powers, privileges,
immunities, or duties that would interfere with the rights or mandates enumerated
by this Article [(Subordination of Corporate Rights Provision)]. . . .
(D) Enforcement.
The City or any resident of the City may enforce this section through an action
brought in any court possessing jurisdiction over activities occurring within the
City of Tacoma, including, but not limited to, seeking an injunction to stop
prohibited practices. . . .
[From the initiative amending Tacoma ordinance]
(E) Severability and Construction.
The provisions of this Ordinance shall be liberally construed to achieve the defined
intent of the voters. The provisions of this Ordinance are severable, and the
petitioners intend that all valid provisions of the initiative be placed on the ballot
and enacted into law even if some provisions are found invalid.
Clerk’s Papers (CP) at 28-31.
On June 6, 2016, the Port, the Economic Development Board for Tacoma-Pierce County,
and the Tacoma-Pierce County Chamber filed a complaint in superior court for declaratory
judgment and injunctive relief against STW, various sponsors of that organization, the City and
the Pierce County Auditor. The City filed an answer to the complaint, which included cross-
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claims against STW and the additional parties named as defendants. The City then filed a
motion for a preliminary and a permanent injunction to prevent STW’s initiatives from appearing
on the municipal ballot.
On July 1, the superior court granted the Port’s motion for declaratory judgment and
permanently enjoined the Pierce County Auditor from placing the initiatives on the 2016 ballot.
The court determined that the Water Provision, Part A in the excerpt above, concerned an
administrative matter beyond the scope of the local initiative power. The court further ruled that
the Water Provision conflicted with state law and determined also that the Preemption Provision,
Part B above, was beyond the scope of the local initiative power because the provision attempted
to subordinate all other law to the Water Provision. The court additionally determined that the
Subordination of Corporate Rights Provision, part of Part C above, was beyond the scope of the
local initiative power because it attempted to alter corporations’ rights under existing law.
Similarly, the court ruled that the Subordination of Judicial Review Provision, part of Part C
above, was beyond the scope of the local initiative power because it conflicted with existing law.
Finally, the court concluded that the remaining initiative provisions were not severable and that
no portion of the initiatives could be placed on the ballot.
According to the declaration of Sherry Bockwinkel, STWs signature collection effort
“stalled when people heard that [STW] was being sued for circulating the petition” and its
“signature turn-ins” went down. CP at 585. The Bockwinkel declaration also states that
“[m]any volunteer signature gatherers were now afraid that they would be named individually in
a lawsuit” for their efforts. CP at 585.
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On July 29, STW filed an appeal of the superior court’s grant of a permanent injunction
and declaratory judgment.1 We affirm the superior court.
ANALYSIS
I. STANDARD OF REVIEW
We review whether a proposed initiative is beyond the scope of the local initiative power
de novo as a question of law. City of Port Angeles v. Our Water-Our Choice!, 170 Wn.2d 1, 7,
239 P.3d 589 (2010). We review constitutional issues de novo. Washington Citizens Action of
Washington v. State, 162 Wn.2d 142, 151, 171 P.3d 486 (2007).
II. AUTHORITY OF SUPERIOR COURT
STW asserts that the superior court lacked authority to conduct a pre-election review of
its proposed local initiatives and that such review violated separation of powers principles. We
disagree.
Generally, courts will refrain from considering the substantive validity of a proposed law
to avoid interfering with electoral and legislative processes and to avoid rendering potentially
advisory opinions. Seattle Bldg. & Constr. Trades Council v. City of Seattle, 94 Wn.2d 740,
745-46, 620 P.2d 82 (1980). However, our Supreme Court has identified an exception to this
rule which authorizes courts to “review local initiatives and referendums to determine . . .
whether ‘the proposed law is beyond the scope of the initiative power.’” Our Water-Our
Choice!, 170 Wn.2d at 7 (quoting Seattle Bldg., 94 Wn.2d at 746). Our Supreme Court has
explained that under the state constitution, municipal governments are not fully sovereign and
derive their authority to utilize the initiative process from statute, rather than the constitution.
1
STW’s notice of appeal states that Sherry Bockwinkel, Donna Walters, and Jon and Jane Does
1-5, defendants in the case before the superior court, are not participating in this appeal.
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Our Water-Our Choice!, 170 Wn.2d at 8. Under RCW 35.22.200, a charter city such as Tacoma
may “provide for direct legislation by the people through the initiative,” but only “upon any
matter within the scope of the powers, functions, or duties of the city.” Under Our Water-Our
Choice!, 170 Wn.2d at 7, a court may properly review whether a measure exceeds the scope of
the initiative power.
STW further asserts that “[t]he Court should abide by the established justiciability rules
and recognize that it has no authority to interfere with proposed legislation.” Br. of Appellant at
30. Our Supreme Court has held that an issue presents a justiciable controversy when it presents
(1) “‘an actual, present and existing dispute, or the mature seeds of one,’” rather than a
“‘possible, dormant, hypothetical, speculative, or moot disagreement, (2) between parties having
genuine and opposing interests,’” (3) which involves direct and substantial interests, “‘rather
than potential, theoretical, abstract or academic’” interests, “‘and (4) a judicial determination of
which will be final and conclusive.’” To-Ro Trade Shows v. Collins, 144 Wn.2d 403, 411, 27
P.3d 1149 (2001) (quoting Diversified Industr. Dev. Corp. v. Ripley, 82 Wn.2d 811, 814-15, 514
P.2d 137 (1973)). “Inherent in these four requirements are the traditional limiting doctrines of
standing, mootness, and ripeness, as well as the federal case-or-controversy requirement.” To-
Ro, 144 Wn.2d at 411. STW does not offer any analysis or argument on why the present issue is
not justiciable under these standards, but rather appears to argue that this cause is not justiciable
because it offends the separation of powers.
Spokane Entrepreneurial Center v. Spokane Moves to Amend Constitution, 185 Wn.2d
97, 100, 369 P.3d 140 (2016) and Our Water-Our Choice!, 170 Wn.2d at 7, each held that courts
may entertain pre-election challenges to local initiatives based on the claim that the initiative is
beyond the local initiative power. In addition, Spokane Moves recognized that “the local
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initiative power is limited to legislative matters that are within the authority of the city.”
Spokane Moves, 185 Wn.2d at 107. Consistently with this, Spokane Moves also recognized that
municipalities may not enact legislation that conflicts with state or federal law. Spokane Moves,
185 Wn.2d at 108, 110. Thus, the inquiry into whether a measure conflicts with state law is part
of determining whether it is beyond the local initiative power.
In Spokane Moves, the Supreme Court prefaced its analysis with a caution:
We have expressed great concern about reviewing initiatives prior to
enactment. This concern has been attributed to . . . “the constitutional preeminence
of the right of initiative,” Coppernoll [v. Reed], 155 Wn.2d [290,] 297, 119 P.3d
318 [(2005)]. There are also general concerns that “the courts should not interfere
in the electoral and legislative processes, and that the courts should not render
advisory opinions.” Seattle Bldg. & Constr. Trades Council v. City of Seattle, 94
Wn.2d 740, 746, 620 P.2d 82 (1980).
185 Wn.2d at 104. Similarly, Our Water-Our Choice! recognized that “[g]enerally, judicial pre[-
]election review of initiatives and referendums is disfavored.” 170 Wn.2d at 7.
These considerations lie at the heart of the inquiry into the separation of powers.
Especially, the court’s concern for the “‘constitutional preeminence’” of the right of initiative, its
avoidance of interference “‘in the electoral and legislative processes,’” and its shunning of
advisory opinions show that its analysis took into account and honored the boundaries between
legislative, executive, and judicial authority. Spokane Moves, 185 Wn.2d at 104 (quoting
Coppernoll, 155 Wn.2d at 297) (quoting Seattle Bldg., 94 Wn.2d at 746). These cases thus
implicitly hold that their analyses observe the proper separation of powers. With that, we hold
that the superior court had authority to conduct a pre-election review of the proposed local
initiatives, and we turn to the challenged aspects of the superior court decision.
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III. SCOPE OF LOCAL INITIATIVE POWERS
STW argues that the superior court erred by determining that the proposed initiatives
were beyond the scope of the local initiative power. We disagree.
As noted, “the local initiative power is limited to legislative matters that are within the
authority of the city.” Spokane Moves, 185 Wn.2d at 107. The court has identified at least three
limits on the local initiative power. Spokane Moves, 185 Wn.2d at 107. First, “‘administrative
matters, particularly local administrative matters, are not subject to initiative or referendum.’”
Spokane Moves, 185 Wn.2d at 107 (quoting Our Water-Our Choice!, 170 Wn.2d at 8). Second,
“a local initiative ‘is beyond the scope of the initiative power if the initiative involves powers
granted by the legislature to the governing body of a city, rather than the city itself.’” Spokane
Moves, 185 Wn.2d at 108 (quoting City of Sequim v. Malkasian, 157 Wn.2d 251, 261, 138 P.3d
943 (2006)). Third, municipalities may not enact legislation which conflicts with state or federal
law. Spokane Moves, 185 Wn.2d at 108, 110.
A. Administrative vs. Legislative Matters
STW maintains that the superior court improperly determined that the Water Provision in
its initiatives is administrative and, therefore, beyond the scope of the local initiative power. We
disagree.
Generally, “‘a local government action is administrative if it furthers (or hinders) a plan
the local government . . . has . . . adopted.’” Spokane Moves, 185 Wn.2d at 107 (quoting Our
Water-Our Choice!, 170 Wn.2d at 10). Our Supreme Court has also distinguished legislative
from administrative matters by determining, respectively, “‘whether the proposition is one to
make new law or declare a new policy, or merely to carry out and execute law or policy already
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in existence.’” Spokane Moves, 185 Wn.2d at 107-08 (quoting Ruano v. Spellman, 81 Wn.2d
820, 823, 505 P.2d 447 (1973)).
STW claims that the Water Provision contained in its initiatives creates a new policy and
is therefore legislative. However, our Supreme Court has held that attempting to graft a voter
approval requirement onto an existing regulatory system constitutes an administrative matter
which is outside the scope of the local initiative power. In Spokane Moves, the Supreme Court
considered whether a local initiative requiring “any proposed zoning changes involving large
developments to be approved by voters in the neighborhood” was administrative. 185 Wn.2d at
108. The court held that the initiative provision was administrative, and beyond the scope of the
local initiative power, because “the city of Spokane has already adopted processes for zoning and
development” and the “provision would modify those processes for zoning and development
decisions.” Spokane Moves, 185 Wn.2d at 108.
In this case, chapter 12.10 of the Tacoma Municipal Code governs how the City
processes applications for water service. STW’s initiatives would require applicants for “water
utility services” who are projected to use more than 1336 CCF of water to submit their
application to a vote of the people of the City, in addition to complying with “all other
application requirements.” CP at 30 (emphasis added). Furthermore, the initiatives state, “The
People’s Right to Water Protection vote provides a democratic safeguard, on top of the City’s
existing application process.” CP at 28 (emphasis added).
As in Spokane Moves, STW’s initiatives are administrative because they attempt to
modify local permit processes already adopted by the City by adding a voter approval
requirement to them. Therefore, we hold that the initiative’s voter approval provision is beyond
the scope of the local initiative power.
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B. Conflict With RCW 43.20.260
Pre-election challenges to initiatives based on substantive invalidity are generally not
allowed. Coppernoll, 155 Wn.2d at 297-98. However, the court does consider claims that the
subject matter of a measure is not proper for direct legislation (ballot measures), usually in the
context of the more limited powers of initiatives under city or county charters or enabling
legislation. Id. at 299. More specifically, Spokane Moves held in its analysis of a pre-election
challenge to a local initiative that “‘[w]hile the inhabitants of a municipality may enact
legislation governing local affairs, they cannot enact legislation which conflicts with state law.’”
185 Wn.2d at 108 (quoting Seattle Bldg., 94 Wn.2d at 747).
RCW 43.20.260 states, in pertinent part:
A municipal water supplier, as defined in RCW 90.03.015, has a duty to provide
retail water service within its retail service area if: (1) Its service can be available
in a timely and reasonable manner; (2) the municipal water supplier has sufficient
water rights to provide the service; (3) the municipal water supplier has sufficient
capacity to serve the water in a safe and reliable manner as determined by the
department of health; and (4) it is consistent with the requirements of any
comprehensive plans or development regulations.
In determining whether an ordinance conflicts with state law under the Washington
Constitution, article I, section 11, “‘the test is whether the ordinance permits or licenses that
which the statute forbids and prohibits, and vice versa.’” Weden v. San Juan County, 135 Wn.2d
678, 693, 958 P.2d 273 (1998) (quoting City of Bellingham v. Schampera, 57 Wn.2d 106, 111,
356 P.2d 292 (1960)). “‘Judged by such a test, an ordinance is in conflict if it forbids that which
the statute permits.’” Weden, 135 Wn.2d at 693 (quoting Schampera, 57 Wn.2d at 111).
RCW 43.20.260 places a duty on the City to provide retail water service if its
requirements are met. The initiative measure at issue would require the City to deny water
service to certain applicants even if all the requirements of RCW 43.20.260 were met. Thus, the
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effect of the initiative would be to prohibit the City from carrying out a duty imposed by state
law, a stark conflict under the test in Weden. Under Coppernoll, supra, and Spokane Moves,
supra, this conflict supplies an additional basis for upholding the superior court’s decision.
C. Severability
Having determined that the Water Provision is beyond the scope of the local initiative
power, we must consider whether the remaining provisions are severable from the invalid
provision. STW asserts that the superior court erred by not placing any remaining valid
provisions of the initiative on the ballot. We disagree.
To determine whether an invalid portion of an initiative is severable, we consider
“whether the [invalid] provisions are so connected to the remaining provisions that it cannot be
reasonably believed that the legislative body would have passed the remainder of the act’s
provisions without the invalid portions.” League of Women Voters of Washington v. State, 184
Wn.2d 393, 411, 355 P.3d 1131 (2015). Stated another way, an invalid provision may be
severed from the remaining provisions “unless elimination of the invalid part would render the
remaining part useless to accomplish the legislative purposes.” League of Women Voters, 184
Wn.2d at 411-12.
In this case, the Water Provision of STW’s initiatives represents the core of each
measure. All of the remaining provisions are designed to either implement or protect the
proposed right to require all applicants for water services with a projected daily usage of 1336
CCF of water or more to submit their applications to a vote of the people. If the Water Provision
is invalid, then the other initiative provisions would be robbed of practical effect. For instance,
without the Water Provision there is no manner in which state law would preempt a provision of
the initiatives, corporations would violate a provision of the initiatives, or a person would bring a
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cause of action under the provisions of the initiatives. Without the Water Provision, there is no
triggering mechanism that would allow the remaining provisions to take effect. Therefore, we
hold that the remaining initiative provisions are not severable, and the initiatives fail in their
entirety.
IV. FREE SPEECH
STW contends that the superior court violated its right to free speech under the First
Amendment of the United States Constitution and article I, sections 4 and 5 of the Washington
Constitution. STW argues that the violations lie in the superior court’s determination that
STW’s initiatives exceeded the scope of the local initiative power and issuance of an injunction
to prevent the initiatives from appearing on the ballot. We disagree.
The First Amendment to the United States Constitution mandates that “Congress shall
make no law . . . abridging the freedom of speech, or of the press.” Article I, section 4 of the
Washington Constitution states, “The right of petition and of the people peaceably to assemble
for the common good shall never be abridged.” Article I, section 5 states, “Every person may
freely speak, write and publish on all subjects, being responsible for the abuse of that right.”
A. The First Amendment
In Meyer v. Grant, the United States Supreme Court held that “the circulation of a[n
initiative] petition involves the type of interactive communication concerning political change
that is appropriately described as ‘core political speech.’” 486 U.S. 414, 421, 108 S. Ct. 1886,
100 L. Ed. 2d 425 (1988). STW is correct that barring the initiatives from the ballot would
diminish this political speech generated through the process of gathering signatures.
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We hold above, though, that STW’s initiative is outside the scope of the local initiative’s
power. STW’s position, therefore, reduces to the argument that it has a constitutional right to
place an initiative on the ballot, whether or not authorized by state or local law.
This argument was rejected by the Ninth Circuit in Angle v. Miller, 673 F.3d 1122, 1133
(2012) (citing Meyer, 486 U.S. at 424), which held that “[t]here is no First Amendment right to
place an initiative on the ballot.” STW has not cited to any authority for the proposition that one
has a free speech right to have a local measure beyond the scope of the initiative power appear
on a ballot. In the absence of authority, we “may assume that counsel, after diligent search, has
found none.” DeHeer v. Seattle Post-Intelligencer, 60 Wn.2d 122, 126, 372 P.2d 193 (1962).
Under Angle, STW does not have a First Amendment right to place a local initiative on the
ballot. STW has not presented any reasons why Angle is ill-considered or inconsistent with
Washington case law. Therefore, its argument fails.
B. Article I, Section 5 of Washington Constitution2
STW also argues that pre-election review of a local initiative violates its right to free
speech under article I, section 5 of the Washington Constitution. For support, STW cites to our
Supreme Court’s decision in Collier v. City of Tacoma, 121 Wn.2d 737, 854 P.2d 1046 (1993).
Collier involved a challenge under the state and federal constitutions to city ordinances that
restricted the posting of political signs in residential areas to a period beginning 60 days before
the election and ending 7 days after it. Collier held that the ordinances were viewpoint-neutral
2
Although STW refers to both article I, sections 4 and 5 of the Washington Constitution as part
of its argument, it has not cited to any cases for an analysis of this issue under article I, section 4.
We do not consider conclusory arguments unsupported by citation to authority or rational
argument. RAP 10.3(a)(6); Cowiche Canyon Conservancy v. Bosley, 118 Wn.2d 801, 809, 828
P.2d 549 (1992). Therefore, we do not separately consider STW’s claims under article I, section
4.
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but content-based in that they classified permissible speech in terms of subject matter. Collier,
121 Wn.2d at 752-53. The court deemed the ordinances to be time, place, and manner
restrictions and held that such restrictions on speech that are viewpoint-neutral but subject-matter
based are valid so long as they are narrowly tailored to serve a compelling state interest and
leave open ample alternative channels of communication. Collier, 121 Wn.2d at 752-53. The
court then concluded that the ordinances’ durational requirements failed this test and therefore
violated the First Amendment of the United States Constitution and article I, section 5 of the
Washington Constitution. Id. at 758-60.
For several reasons, the holdings and rationale of Collier do not serve STW’s position.
First, the challenged injunction before us does not classify speech on the basis of subject matter
or content as did the measures in Collier. Instead, the injunction rests on the principles that a
measure is beyond the local initiative power if it is administrative or in conflict with state law.
Neither the injunction nor the principles on which it is based distinguish among measures or in
associated speech activities on the basis of content or subject matter. Thus, Collier does not
show that the injunction at issue violates article I, section 5.
Second, if the inquiry into whether a measure is administrative or in conflict with state
law were deemed to make it content-based, STW’s position would still reduce to the claim that it
has a constitutional right to place an initiative on the ballot, without regard to the scope of the
initiative power under state law. As noted above, the Ninth Circuit held to the contrary with
respect to the First Amendment in Angle. Collier did not decide whether placing a local
initiative on the ballot constitutes political speech protected under article I, section 5, and STW
cites to no other authority for its contention that pre-election review of a local initiative violates
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article I, section 5. For these reasons also, we hold that the injunction at issue does not violate
article I, section 5 under Collier.3
CONCLUSION
The superior court had authority to review whether the proposed initiatives exceeded the
scope of the local initiative power, and its review did not offend the separation of powers. In
exercising that authority, the superior court properly determined that the challenged provisions
were beyond the scope of the local initiative power and that one of the provisions conflicted with
state law. Finally, the injunction preventing the initiatives from appearing on the ballot did not
violate STW’s right to free speech.
We affirm the superior court.
Bjorgen, J.
We concur:
Worswick, P.J.
Melnick, J.
3
With the holdings in this opinion, it is unnecessary to reach any other issues raised by the
parties.
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