State Of Washington, V Anthony R. Miller ( 2014 )


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  •                                                                                               COURT' ;
    1
    2014 NOV 25
    S" A
    IN THE COURT OF APPEALS OF THE STATE OF WASHII``
    DIVISION II
    STATE OF WASHINGTON,                                                    No. 44837 -8 -II
    Respondent,
    v.
    PUBLISHED OPINION
    ANTHONY R. MILLER,
    Appellant.
    MAXA, J. —    Anthony Miller appeals his convictions of conspiracy to commit murder and
    murder in the first degree. During a recess before beginning voir dire, the trial court dismissed a
    prospective juror who inadvertently had been in the courtroom while the parties and the trial
    court discussed pre -trial issues. Miller argues that this dismissal violated his public trial right
    and his right to be present at critical trial stages. We hold that ( 1) the trial court' s pre -voir dire
    dismissal of the prospective juror during a recess did not implicate Miller' s public trial right, and
    2) even if dismissal of the prospective juror during a recess violated Miller' s right to be present
    at critical trial stages, the violation was harmless error. Accordingly, we affirm.
    FACTS
    The State charged Miller with conspiracy to commit murder in the first degree and
    murder in the first degree with regard to the death of his ex- girlfriend. His trial started on
    February   6, 2013.
    44837 -8 -II
    Before the jury was impaneled for voir dire, the trial court and counsel addressed several
    preliminary issues in open court, including whether either party had concerns about courtroom
    security when Miller was not shackled or near a guard during trial. Once the court and parties
    resolved all preliminary issues, the court recessed. Unknown to counsel or the court, a potential
    juror —juror 28 = was present in the courtroom for some or all of these proceedings.
    Fifteen minutes later, court reconvened and the trial court announced that juror 28 had
    been dismissed        during   the   recess.   The following discussion occurred:
    The Court]:... [        T] here was an individual who was present apparently in the
    courtroom here when we began these proceedings who was a prospective juror.
    And we have - -
    Jury   Manager]: That' s number 28.
    The Court]: - -    because she was present during those proceedings, when she should
    not have been there, but down with the rest of the jurors, we' ve gone ahead and
    excused her. And that' s number 28?
    Jury Manager]:     Number 28.
    The Court]:    All right, thank you. Do the parties have any objection to the Court
    excusing - -   having to excuse juror 28 for being involved?
    The State]: No. And in fact we were advised that that had happened, and counsel
    and I both agreed and stipulated that that - -
    The Court]: Thank you.
    The State]: She should be excused.
    Report of Proceedings at 51 -52. At that time, the court reporter noted " Juror #28 was excused
    off   the   record   for coming into the       courtroom   before the   venire entered."   Clerk' s Papers at 83.
    When the trial court dismissed juror 28, the trial court had not yet sworn in the
    prospective jurors. In addition, there is no indication in the record that juror 28 or any other juror
    2
    44837 -8 -I1
    had completed a case -specific juror questionnaire. Juror 28 had completed only a " juror profile"
    form that provided responses to general background questions. It appears that juror 28
    completed this form before coming to the courthouse.
    Following a jury trial, the jury found Miller guilty as charged. Miller appeals his
    convictions.
    ANALYSIS
    A.      PUBLIC TRIAL RIGHT
    Miller argues that the trial court' s excusal of juror 28 violated his right to a public trial
    because ( 1)   our   Supreme Court has held that the   public   trial   right applies   to " jury selection,"   and
    2) the jury selection process had begun when juror 28 was excused because all the jurors had
    completed juror questionnaires. Br. of Appellant at 9. We disagree and hold that juror 28' s
    excusal did not implicate Miller' s public trial right because our Supreme Court has applied the
    public trial right only to the voir dire component ofjury selection and because the pre -voir dire
    excusal of a juror who inadvertently sits through pretrial motions is not a proceeding that
    historically was open to the public.
    1.    Legal Principles
    The Sixth Amendment to the United States Constitution and article I, section 22 of the
    Washington Constitution guarantee a defendant the right to a public trial. State v. Wise, 
    176 Wash. 2d 1
    , 9, 
    288 P.3d 1113
    ( 2012). In general, this right requires that certain proceedings be held
    in open court unless application of the five -part test set forth in State v. Bone —
    Club, 
    128 Wash. 2d 254
    , 258 - 59, 
    906 P.2d 325
    ( 1995) supports closure of the courtroom. Whether a courtroom
    3
    44837 -8 - II
    closure violated a defendant' s right to a public trial is a question of law we review de novo.
    
    Wise, 176 Wash. 2d at 9
    . 1
    The threshold determination when addressing an alleged violation of the public trial right
    is whether the proceeding at issue even implicates the right. State v. Sublett, 
    176 Wash. 2d 58
    , 71,
    
    292 P.3d 715
    ( 2012). "[            N] ot every interaction between the court, counsel, and defendants will
    implicate the         right   to   a public     trial   or constitute a closure        if closed to the     public."   
    Sublett, 176 Wash. 2d at 71
    .
    To address whether there was a court closure implicating the public trial right, we employ
    a    two -step     process.    State     v.   Wilson, 
    174 Wash. App. 328
    , 337, 
    298 P.3d 148
    ( 2013). First, we
    consider whether the particular proceeding at issue " falls within a category of proceedings that
    our Supreme Court has already acknowledged implicates a defendant' s public trial right"
    Wilson, 174 Wn.           App.      at   337;   see also    
    Wise, 176 Wash. 2d at 11
    .   Second, if the proceeding at issue
    does not fall within a specific protected category, we determine whether the proceeding
    implicates the public trial right using the " experience and logic" test our Supreme Court adopted
    in Sublett.         
    Wilson, 174 Wash. App. at 335
    .
    2.     Public Trial Right and Jury Selection
    Miller argues that his public trial right was violated because the trial court' s excusal of
    juror 28 occurred during jury selection. Our Supreme Court repeatedly has held that the public
    1
    Miller did      not object     to the    alleged closure          below. However, " a defendant does not waive his
    right    to   a public   trial     by failing     to    object   to   a closure at   trial."     
    Wise, 176 Wash. 2d at 15
    . In
    addition,          the defendant     need not show          that the     violation caused         any   prejudice.   
    Wise, 176 Wash. 2d at 15
    -16. Any violation of a defendant' s public trial right " is structural error warranting a new
    trial." State v. Paumier, 
    176 Wash. 2d 29
    , 35, 
    288 P.3d 1126
    ( 2012).
    4
    44837 -8 - I1
    trial right      applies   to " jury     selection."       E.g., 
    Wise, 176 Wash. 2d at 11
    ; State v. Brightman, 
    155 Wash. 2d 506
    , 515 - 17, 
    122 P.3d 150
    ( 2005). However, in Wilson we stated that Supreme Court
    precedent does not establish that the public trial right applies to the entire jury selection 
    process. 174 Wash. App. at 338
    . Instead, we noted that existing case law applies only to the voir dire
    component of           jury    selection —the actual           questioning        of prospective   jurors. Wilson, 174 Wn.
    App.   at      338 -40 &      n. 11.   We acknowledged that in the public trial right context, our Supreme
    Court has        used    the terms " jury       selection" and " voir           dire" interchangeably. 2 Wilson, 174 Wn.
    App. at 338. But we viewed this interchangeable use as " inadvertent and not as evincing the
    Court'     s   intent to treat these two terms                as synonymous        for   precedential purposes."         Wilson, 174
    Wn.    App.      at   338 -39 ( emphasis in          original).      Therefore, we held that the pre -voir dire excusal of
    jurors did not fall within a specific category of proceedings that our Supreme Court has
    recognized as           implicating      the   public     trial   right.   
    Wilson, 174 Wash. App. at 340
    .
    A plurality     of our    Supreme Court            adopted      this reasoning in State    v.   Slert,      Wn.2d ,
    
    334 P.3d 1088
    ( 2014).                The court disagreed with the defendant' s claim that it is well settled that
    the   public      trial right    applies   to the    entire     jury   selection process.      
    Slert, 334 P.3d at 1091
    .   Instead,
    the court quoted the passage in Wilson that emphasized that existing case law addressed only the
    voir dire component of jury selection. 
    Slert, 334 P.3d at 1091
    -92. The court concluded that
    2
    See,   e. g.,   
    Paumier, 176 Wash. 2d at 34
    -35 ( stating " [ t] his presumption of openness extends to
    voir   dire, ' "       and that " individually questioning potential jurors is a courtroom closure requiring a
    Club
    Bone —                analysis" ( emphasis added) ( quoting State v. Momah, 
    167 Wash. 2d 140
    , 147, 
    217 P.3d 321
    ( 2009)); 
    Wise, 176 Wash. 2d at 12
      n.   4, 
    288 P.3d 1113
    ( stating " `` it is well settled that the right
    to   a public       trial also extends to jury selection ' " ( emphasis                    added) (   quoting 
    Brightman, 155 Wash. 2d at 515
    )).
    5
    44837 -8 -II
    cases involving voir dire did not resolve whether the public trial right applies to pre -voir dire
    juror dismissals, and therefore it applied the experience and logic test to decide the issue. 
    Slert, 334 P.3d at 1092
    .3
    Here, regardless of when jury selection started, the record clearly establishes that the trial
    court excused juror 28 before voir dire. And the dismissal was not based on an oral or written
    questioning of the juror. Based on Slert and Wilson, we hold that the trial court' s dismissal of
    juror 28 did not occur during voir dire and therefore did not fall within the " category of
    proceedings that our Supreme Court has already acknowledged implicates a defendant' s public
    trial   right."   
    Wilson, 174 Wash. App. at 337
    .
    3.     Experience and Logic Test
    Because the trial court' s dismissal of juror 28 does not fall within a specific category that
    our Supreme Court already has recognized for application of the public trial right, we next must
    apply the experience and logic test to determine whether the public trial right is implicated. We
    hold that the pre -voir dire dismissal of a juror who inadvertently sits through pretrial motions
    does not satisfy the experience prong and therefore does not implicate Miller' s public trial right.
    3
    Justice Gonzalez'   s   lead   opinion   in Slert   was   only joined   by three   other   
    justices. 334 P.3d at 1094
    . However, both Justice Wiggins' s concurring opinion and Justice Stephens' s dissenting
    opinion appear to agree that the public trial right automatically attached only to the voir dire
    portion ofjury selection. 
    Slert, 334 P.3d at 1094
    ( Wiggins, J., concurring), 1095 ( Stephens,                     J.,
    dissenting). One disagreement between the lead opinion and the dissent was whether
    considering juror questionnaires constituted voir dire. 
    Slert, 334 P.3d at 1095
    ( Stephens, J.,
    dissenting).
    6
    44837 -8 -II
    The experience and logic test requires us to consider ( 1) whether the process and place of
    a proceeding historically have been open to the press and general public (experience prong) and
    2) whether access to the public plays a significant positive role in the functioning of the
    proceeding ( logic prong).           
    Sublett, 176 Wash. 2d at 73
    . If the answer to both prongs is yes, then the
    defendant' s public trial right " attaches" and a trial court must apply the Bone -Club factors before
    closing the proceeding to the public. 
    Sublett, 176 Wash. 2d at 73
    . 4
    Neither party has cited any cases, statutes, or any other authority suggesting that pre -voir
    dire dismissals ofjurors who inadvertently sit through pretrial motions historically have been
    open to the public. Instead, the case law suggests that juror dismissals before the jury is
    impaneled generally have not been open to the public.
    First, Washington courts have held that a court clerk has authority to dismiss prospective
    jurors from service for certain reasons when the jury pool is first being assembled. In re Pers.
    Restraint of Yates, 
    177 Wash. 2d 1
    , 21 - 22, 
    296 P.3d 872
    ( 2013); State v. Rice, 
    120 Wash. 2d 549
    , 559-
    61, 
    844 P.2d 416
    ( 1993);          State v. Langford, 
    67 Wash. App. 572
    , 583 -84, 
    837 P.2d 1037
    ( 1992). •
    4 It is somewhat unclear who bears the burden regarding the experience and logic test. Our
    Supreme Court has held that a personal restraint petitioner has the burden of satisfying the
    experience and logic test. In re Pers. Restraint of Yates, 
    177 Wash. 2d 1
    , 29, 
    296 P.3d 872
    ( 2013).
    The court has not expressly decided whether the same rule applies in a direct appeal, but has
    suggested      that the defendant       has the burden. 
    Slert, 334 P.3d at 1093
    ( " Slert has not shown there
    was a closure under         the    experience and    logic test. ");   
    Sublett, 176 Wash. 2d at 75
    ( stating in
    addressing the experience and logic test that " the petitioners have failed to establish that their
    right   to   a public   trial   was violated. ").   In Wilson, we also assumed that the defendant has the
    
    burden. 174 Wash. App. at 346
    -47 ( holding that the defendant failed to satisfy both prongs of the
    test). We need not address this issue because we hold that the experience and logic test is not
    satisfied regardless of who has the burden of proof.
    7
    44837 -8 -II
    Because a clerk' s work is not necessarily open to the public, these rulings suggest that the public
    trial right does not apply to this type of dismissal. See 
    Wilson, 174 Wash. App. at 344
    .
    Second, in Wilson, we applied the experience prong to a bailiffs pre -voir dire dismissal
    of two jurors because they were ill and concluded that this dismissal did not implicate the public
    trial   right.   174 Wn.     App.      at   342 -46. We focused       on   RCW 2. 36. 100( 1),    which gives the trial
    court broad discretion to dismiss prospective jurors, and CrR 6. 3, which contemplates some
    excusal of       jurors before     voir     dire. Wilson, 1. 74 Wn.    App.     at   342 -43.   We held that
    administrative" juror dismissals are not proceedings that historically have been open to the
    public.     Wilson, 174 Wn.            App.   at   342 -43. As we recognized in Wilson, however, administrative
    dismissals generally involve matters unrelated to a juror' s ability to impartially view the
    defendant and facts of the case. 5 
    174 Wash. App. 344
    . The record here indicates that juror 28 was
    not     dismissed for      an " administrative" reason,        but due to the trial       court' s —   and both parties' —
    legitimate concerns about juror 28' s ability to impartially try Miller' s case. The juror had been
    tainted" by inadvertently sitting through pre -trial motions in limine.
    Third, a plurality of our Supreme Court in Slert held that in- chambers discussions and
    dismissals for cause based on case -specific jury questionnaires before formal voir dire started did
    not satisfy the experience prong and therefore did not implicate the public trial 
    right. 334 P.3d at 1093
    .
    5 See, e. g., 
    Yates, 177 Wash. 2d at 22
    ( upholding excusals based on factors unrelated to the
    particular case);         State   v.   Marsh, 106 Wn.      App.   801, 807, 
    24 P.3d 1127
    ( 2001) ( juror excused due
    to       English- speaking status);
    non -                                         
    Langford, 67 Wash. App. at 582
    ( jurors excused automatically if
    they     were    health   care providers or         teachers); State v. Killen, 
    39 Wash. App. 416
    , 419, 
    693 P.2d 731
    1985) ( jurors excused due to schedule conflicts with trial).
    8
    44837 -8 - II
    These cases are not directly on point. But they do suggest that juror dismissal before voir
    dire begins —even for         case -specific reasons as    in Slert —generally     do not implicate the public
    trial right. And Miller has failed to provide any evidence, authority, or argument that pre -voir
    dire juror dismissals are proceedings that historically have been open to the public. Accordingly,
    we hold that juror 28' s dismissal fails to meet the experience prong of the experience and logic
    test. See 
    Sublett, 176 Wash. 2d at 75
    -77.
    Because the trial court' s dismissal of juror 28 during a recess before voir dire does not
    satisfy the experience prong of the experience and logic test, the juror' s dismissal did not
    implicate the      public   trial   right.   
    Sublett, 176 Wash. 2d at 73
    . Therefore, we hold that the trial court
    did not violate Miller' s public trial right.
    B.           RIGHT TO BE PRESENT
    Miller argues that dismissing juror 28 in his absence violated his right to be present
    because jury selection is a critical trial stage. We hold that even if Miller' s right to be present
    was violated, this violation was harmless error.
    A criminal defendant has a fundamental right to be present at all critical stages of trial."
    State   v.   Irby, 
    170 Wash. 2d 874
    , 880, 
    246 P.3d 796
    ( 2011).          Our Supreme Court has recognized that
    jury selection is a " critical" stage of trial to which the right to be present attaches. 
    Irby, 170 Wash. 2d at 883
    -84. Further, the court stated that the right attached when the work of empanelling
    the jury begins, which in that case was when the prospective jurors were sworn and completed
    questionnaires. 
    Irby, 170 Wash. 2d at 884
    .
    9
    44837 -8 -II
    But both the federal due process right to be present and Washington' s right to appear and
    defend   are subject   to   constitutional   harmless   error analysis.   
    Irby, 170 Wash. 2d at 885
    . The State
    has the burden of proving the error was harmless beyond a reasonable doubt. 
    Irby, 170 Wash. 2d at 886
    . When the defendant' s right to be present is violated in the context of a juror dismissal, the
    State must prove that the juror had no chance to sit on the defendant' s jury. 
    Irby, 170 Wash. 2d at 886
    .
    Here, we hold that there was no chance that the trial court would have allowed juror 28 to
    remain on this jury, even if Miller had had been present and objected to juror 28' s dismissal.
    The    potential prejudice —to     both Miller   and    the State — inherent   in allowing juror 28 to remain
    on the jury after being present during pre -trial motions was far too great. The fact that the
    motions were deliberately held outside the prospective jurors' presence shows that the trial court
    and the parties believed it would prejudice the jurors to hear the information. For this reason,
    both counsel quickly stipulated that juror 28 should be dismissed. Further, Miller has not made
    any attempt to explain how juror 28 would have been allowed to remain on his jury under these
    circumstances.
    Accordingly, we hold that the State met its burden of proving harmless error beyond a
    reasonable doubt. Therefore, we hold that Miller is not entitled to reversal based on any
    violation of the right to be present.
    10
    44837 -8 -II
    We reject Miller' s public trial right and right to be present arguments, and affirm his
    convictions.
    We concur:
    11