Aaron Richardson v. Department Of Labor & Industries ( 2018 )

COURT OF APPEALS OW
STATE OF WASHINGTOI-1
2010 DEC 24 All 8:59
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
AARON E. RICHARDSON, )
) No. 77289-9-1
Appellant, )
) DIVISION ONE
v. )
)
DEPARTMENT OF LABOR ) PUBLISHED OPINION
& INDUSTRIES, )
)
Respondent. ) FILED: December 24, 2018
)
LEACH, J. — Aaron Richardson appeals a superior court decision
terminating his time-loss benefits because he rejected a transitional work offer.
He claims that his employer did not make the offer, the offer did not involve work
for his employer, and the work was not "meaningful and respectful." Because
substantial evidence supports the superior court's contrary findings, we affirm.
FACTS
Aaron E. Richardson is a journeyman carpenter. Since leaving high
school, he has worked only in construction, doing manual labor.1 Richardson
injured his back in 2014 while employed as a vertical foreman for Conco & Conco
Pumping Inc. As a result, he received time-loss compensation.
Richardson did obtain his GED (general education diploma).
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In June 2015, Richardson received a letter on Associated General
Contractors' (AGC) letterhead offering him transitional light duty work. Janet
Beuche, a claims consultant with AGC, signed the letter.2 AGC is an association
of Washington commercial contractors funded by dues paid by its members.
AGC provides its members various services. AGC helps its program members
manage workers compensation claims.
The June 2015 letter offered Richardson a "light duty job.". It directed him
to go to the Modified Duty Site Resource Center (Resource Center) where Tim
Johnson would be his site manager. The letter said that Johnson would report
Richardson's attendance to Catherine Santucchi, the Conco office manager. For
doing this job, Conco would pay Richardson his regular wage plus benefits, more
than his time-loss compensation rate.
The letter stated, "The knowledge you will gain through your participation
is readily applicable when you return to work, i.e. you will become more familiar
with the construction safety regulations, proper lifting techniques, etc." According
to the letter and attached job analysis, once he completed his "comprehensive
review of DOSH [Division of Safety and Health] safety regulations pertaining to
construction," he might have "an opportunity. . . to receive Flagger certification,
2 Janet Beuche also uses the name "Janet Hansen," the name she used to
sign the letter.
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CDL3 certification, CPR4/First Aid certification, and, if applicable, the opportunity
to complete [his] GED." The job analysis noted that "[s]kill enhancement is
accomplished through lectures, videos, written materials, worksheets, and
discussions." Richardson's physician signed the job analysis. The job offer
resulted in termination of Richardson's time-loss compensation on June 21,
2015.
Richardson attended the Resource Center as directed in the letter on June
22, 2015, from 6:00 a.m. to 2:30 p.m. When Richardson arrived at the Resource
Center, Johnson, the supervisor, told Richardson that he was to read a binder of
safety information each day. On that first day, Richardson read from a binder
materials about "the structure of the L&I [Labor & Industries] program." While
Richardson attended weekly safety meetings as a journeyman carpenter and
vertical foreman, he was never required to read the type of safety information
contained in this binder. Richardson refused to return after the first day.
At the Resource Center, Richardson saw about "a dozen" other people
present, also reading out of binders, and Johnson, who took attendance and
directed participants when to take their breaks. Richardson did not see any
Conco signs or employees.
3 Commercial driver's license.
4 Cardiopulmonary resuscitation.
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AGC members created the Resource Center 23 years ago because
member companies often do not have on-site light duty work available for injured
workers. According to Conco, the light duty work at the Resource Center gives
workers the opportunity to learn about safe work practices. This benefits
employers by having their workers review required safety information. It benefits
workers by exposing them to this information. They also,have the opportunity to
obtain additional certifications to help with future employment.
Safety Educators owns and operates the Resource Center. It contracts
with AGC to provide the challenged program. AGC members contribute annually
to the Resource Center to maintain its availability. Safety Educators and its
Resource Center supervisors have limited authority to direct what a worker does
while at the Resource Center. The employer of injury determines the hours the
worker is required to attend the Resource Center, the rate of payment, and the
number of excusable absences. The employer of injury also pays the employee
and is responsible for taking any disciplinary action for the worker's misbehavior
at the Resource Center. If the employer does not provide specific direction and
materials, the Safety Educators' supervisor will instruct the worker to begin on
the safety review.
Conco presented the testimony of Robert Walsh to respond to
Richardson's claims about the quality of the Resource Center activities. Walsh
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No. 77289-9-1 / 5
went through the program at the Resource Center after he was injured in the
1990s. While at the Resource Center, Walsh followed a curriculum where he
reviewed the Washington Administrative Code and answered test questions as
he read. He found the work relevant for him as a member of the construction
industry because it helped him learn necessary safety codes. This helped him to
become a safety manager.
Procedure
The Department of Labor and Industries (Department) terminated
Richardson's time-loss compensation when he received the offer to work at the
Resource Center. Richardson appealed the termination. He claimed that the job
offer was invalid because his employer had not made it and it did not involve
work for his employer. He also contended that the offered job was not light-duty
transitional work. An industrial appeals judge reversed the Department's
decision and ordered reinstatement of Richardson's time-loss benefits. The
Board of Industrial Insurance Appeals (Board) affirmed the Department's order.5
Richardson appealed to superior court. It affirmed the Board's decision.
Richardson now appeals the superior court's decision.
In his notice of appeal, Richardson asserted that the following findings of
fact are erroneous:
5 The superior court's conclusions of law 2.3, 2.4, and 2.5 adopt verbatim
the Board's conclusions of law 1, 2, and 3.
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1.2 A preponderance of evidence supports the Board's Findings
of Fact. The Court adopts as its Findings of Fact, and
incorporates by this reference, the Board's Findings of Facts.
Nos. 1 through 7 of the January 11, 2017 Decision and
Order. Specifically the Court finds:
1.2.3 Conco, through its retrospective rating group, offered Mr.
Richardson a transitional or light-duty job that was to begin
on June 21, 2015. His work hours were to be 6:30 a.m. to
2:30 p.m., Monday through Friday, and the work was to be
performed at a facility operated by Safety Educators in
Tacoma, Washington. Mr. Richardson was to be paid his full
salary with benefits while he participated in the training
program [6]
1.2.6 The transitional job offer came from Conco, and constituted
work with Conco, the employer of injury. The transitional
work would have maintained the employment relationship
between Mr. Richardson and Conco.
1.2.7 The transitional job offer was for work that was available and
different than Mr. Richardson's usual duties. The work had a
relationship to Mr. Richardson's employment at the time of
the injury and provided a meaningful and respectful work
environment.
Richardson also challenges the following superior court conclusions of law:
2.2 The Court adopts as its Conclusions of Law, and
incorporates by this reference, the Board's Conclusions of
Law Nos. 1 through 3 of the January 11, 2017 Decision and
Order.•
6 Finding of fact 1.2.3 has an error: the hours offered Richardson were
6:00 a.m. to 2:30 p.m.
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No. 77289-9-1 /7
2.3 Conco's light duty job offer to Mr. Richardson constituted a
valid offer of transitional work within the meaning of RCW
51.32.090(4).
2.4 The Board's January 11, 2017 Decision and Order is correct
and is affirmed.
2.5 The June 23, 2015 Department order is correct and is
affirmed.
STANDARD OF REVIEW
Civil review standards guide appellate analysis of issues under the
Industrial Insurance Act (Act).7 We review the superior court's findings of fact to
determine if substantial evidence supports them, looking only at the evidence
presented to the Board.8 We do not reweigh the evidence.8
Substantial evidence is evidence sufficient to "persuade a rational fair-
minded person the premise is true."1° If this court, after reviewing the record in
the light most favorable to the party who prevailed in the superior court, finds
substantial evidence supports the trial court findings, it reviews de novo whether
those findings support the superior court's conclusions of law.11 The Board's
7 Title 51 RCW; RCW 51.52.140; Rogers v. Dep't of Labor & Indus., 151
Wn. App. 174, 180-81, 210 P.3d 355 (2009); City of Bellevue v. Raum, 171 Wn.
App. 124, 139-40, 286 P.3d 695 (2012).
Ruse v. Dep't of Labor & Indus., 138 Wn.2d 1, 5, 977 P.2d 570 (1999);
Dep't of Labor & Indus. v. Shirley, 171 Wn. App. 870, 879, 288 P.3d 390 (2012).
9 Fox v. Dep't of Ret. Sys., 154 Wn. App. 517, 527, 225 P.3d 1018 (2009).
10 Sunnvside Valley Irrig. Dist. v. Dickie, 149 Wn.2d 873, 879, 73 P.3d 369(2003).
11 Street v. Weyerhaeuser Co., 189 Wn.2d 187, 205, 399 P.3d 1156(2017); Ruse, 138 Wn.2d at 5 (quoting Young v. Dep't of Labor & Indus., 81 Wn.
App. 123, 128, 913 P.2d 402(1996)).
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interpretation of the Act does not bind an appellate court.12 However, in most
circumstances, "it is entitled to great deference."13
Because the legislature has said that the purpose of the Act is to provide
compensation to all covered employees injured in employment,14 a court
construing its provisions should resolve doubts in the worker's favor.15 This
liberal rule of construction applies to interpretation of the Act but does not apply
to questions of fact.16
ANALYSIS
Assignment of Error and Issues Raised
As a preliminary matter, the Department claims that this court should not
consider Richardson's appeal because he did not include in his opening brief
specific assignments of error to findings of fact.17 But Richardson's notice of
appeal identifies the findings of fact and conclusions of law that he challenges.
And his briefing clearly supports those challenges with argument, citations to the
record, and legal authority.
12 Weyerhaeuser Co. v. Tri, 117 Wn.2d 128, 138, 814 P.2d 629 (1991).
13 Weyerhaeuser Co, 117 Wn.2d at 138.
14 RCW 51.04.010.
15 Dennis v. Dep't of Labor & Indus., 109 Wn.2d 467, 470, 745 P.2d 1295(1987).
16 Ehman v. Dep't of Labor & Indus., 33 Wn.2d 584, 595, 206 P.2d 787(1949).
17 RAP 10.3(g).
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RAP 10.3(a)(4) requires an appellant to include a "separate concise
statement of each error a party contends was made by the trial court, together
with the issues pertaining to the assignments of error." This court generally will
review only an alleged error a party has included in an "assignment of error or
clearly disclosed in the associated issue pertaining thereto."18 But we have the
discretion to "waive or alter the provisions of any of these rules. .. to serve the
ends of justice."18 RAP 1.2(a) states that "[c]ases and issues will not be
determined on the basis of compliance or noncompliance with these rules except
in compelling circumstances where justice demands."
Justice does not demand strict compliance with the rules here.
Richardson's notice of appeal and the briefing make his claims clear.20 The
briefing of both respondents demonstrates that Richardson's failure to follow the
requirements of RAP 10(a)(4) did not hamper their ability to respond fully to
Richardson's claims. So we consider the merits of his appeal.
Transitional Work
RCW 51.32 governs compensation for covered workers injured in the
course of their employment. RCW 51.32.090(4) provides that an employer of
injury can receive wage subsidies from the Department for providing "light duty or
18RAP 10.3(g).
18RAP 1.2(c).
20 Daughtrv.v. Jet Aeration Co., 91 Wn.2d 704, 710, 592 P.2d 631 (1979).
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No. 77289-9-1/ 10
transitional work" to a worker entitled to temporary total disability benefits.21 To
receive these subsidies, the worker's medical provider must restrict the worker
from his usual work.22 And a physician or nurse practitioner also must certify the
transitional work as appropriate for the worker.23 Before this can happen, the
employer of injury must provide a statement of the work to both the provider and
the worker.24 The description of the work certified by the provider limits the
employee's activities.25 Once the employer offers the certified work, the worker's
temporary total disability payments end, replaced by wages earned in the
temporary transitional position.26 If the provider determines that the transitional
work should stop because it is impeding the worker's recovery, "the worker's
temporary total disability payments shall be resumed when the worker ceases
such work."27
The subsidy provided to employers to pay injured workers for transitional
work is aimed at '*icourag[ing] employers to maintain the employment of their
injured workers."28 This goal is different than that for vocational rehabilitation,
21 RCW 51.32.090(4)(a); WAC 296-16A020(2).
22 RCW 51.32.090(4)(b); WAC 296-16A020(2).
23 RCW 51.32.090(4)(b); WAC 296-16A020(3).
24 RCW 51.32.090(4)(b); WAC 296-16A020(3).
26 RCW 51.32.090(4)(j); WAC 296-16A020(4).
26 RCW 51.32.090(4)(b).
27 RCW 51.32.090(4)(b).
28 RCW 51.32.090(4)(c).
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No. 77289-9-1 / 11
covered by a separate section of the Act, which aims to rehabilitate and retrain
workers.29
In 2003, the Department issued Interim Policy 5.15, "Adjudicating
Transitional Job Offers and Eligibility for Time-Loss Compensation and Loss of
Earning Power Benefits." The Department uses this policy when deciding if a
worker is entitled to time-loss benefits when an employer and employee disagree
about a transitional job offer. This policy requires that the job must come from
the "employer of record" and must meet RCW 51.32.090(4) requirements. These
require that the employer provide sufficient information to the worker and medical
provider to allow certification of the work. The description of the job should
include the job duties, location and start date, number of hours, and, if
appropriate, a graduated schedule of hours and/or duties. For the employer to
be reimbursed, the work must be related to the worker's employment but not
specifically to the employee's job duties at the time of the injury. It must be work
for the employer of record and "[s]hould provide a meaningful and respectful
work environment."39
Richardson claims that the job offer he received did not satisfy RCW
51.32.090(4). Specifically, he contends that Conco, his employer of injury, did
29 RCW 51.32.095(1).
39 Dep't of Labor & Indus., Interim Policy 5.15, at 2 (effective Sept. 15,
2003).
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No. 77289-9-1/ 12
not make the offer and that his activity at the Resource Center was not for
Conco's benefit. He also claims that the job was not "work" and did not provide a
"meaningful and respectful work environment."
A. Employer of Injury
Richardson claims that the job offer was not "a valid light duty job offer
because it was not from his employer of injury and was not for work with the
employer of injury."
The parties agree that the transitional work must be offered by, and for the
benefit of, the employer of injury—here, Conco.31 The parties disagree about
who offered the job and whether Richardson was doing the work for Conco.
They also disagree about the ability of an employer to use an agent to make a
job offer and whether AGC and Safety Educators acted as Conco's agents.
The text of RCW 51.32.090(4) does not expressly answer the agent
question. It neither permits nor prohibits an employer from using an agent.
Richardson contends that a 1993 amendment to the statute that changed "an
employer" to "an employer of injury" shows that an employer may not use an
agent.32 The legislature clearly intended to make the employer of injury
responsible for the transitional job offer and work program. But a principal has
responsibility for its agent's actions. So this amendment does not show that the
31 WAC 296-16A-020(1)-(2).
32 LAWS OF 1993, ch. 299,§ 1.
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statute prohibits an employer of injury from using an agent to provide transitional
work.33 We note that the text of the Board's order and decision identifies AGC as
Conco's agent and does not consider this a violation of any statutory
requirement. Richardson provides no additional authority for the premise that a
principal may not use an agent to provide the job offer and work. In the absence
of any statutory prohibition, we defer to the Department's expertise and accept
the conclusion implicit in its decision that an employer may act under the statute
through an agent.
Substantial evidence supports the finding that AGC and Safety Educators
acted as agents for Conco. An agency-principal relationship arises when a
principal has actual authority over the agent's actions.34 An agent must
"reasonably believe[ 1" that the principal has authority based on the "principal's
[direct or indirect] manifestations to the agent."35 The central question: is does
the principal have "the right to control the... actor's physical conduct in the
33 Cf. Chi. Title Ins. Co. v. Office of Ins. Comm'r, 178 Wn.2d 120, 137, 309
P.3d 372(2013)(describing the scope of agent authority and the resultant liability
that accrues to the principal).
34 RESTATEMENT (THIRD) OF AGENCY §2.01 (Am. LAW INST. 2006).
35 RESTATEMENT(THIRD) OF AGENCY §2.01 cmt. C.
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No. 77289-9-1 /14
performance of the service[?]"36 Direct supervision is not necessary for there to
be an agency relationship.37
Conco had final authority for the job offer and controlled the conduct of
Richardson at the Resource Center. Conco authorized the job and directed AGC
to make the job offer. AGC discussed with Conco all of the actions it took
regarding Richardson's transitional work. Conco, not Safety Educators, had final
oversight over Richardson's activities at the Resource Center, his hours, and his
compensation. Conco was also responsible for paying and disciplining him. The
Resource Center itself exists only through funding from AGC members like
Conco. It benefits these members by training workers in safety regulations
relevant to the construction industry. Conco workers, like Richardson, benefit
from access to safety information as well as the potential for gaining additional
training and certifications.
Richardson claims that Conco did not offer him the job because the offer
letter came from an AGC employee on AGC letterhead. He also suggests that
the lack of signage and obvious Conco equipment and the absence of Conco
managers at the Resource Center show that Conco was not his ultimate
employer. But other substantial evidence supports the trial court's contrary
36 Baxter v. Morningside, Inc., 10 Wn. App. 893, 895-96, 521 P.2d 946(1974)(discussing what must be found for a principal to be controlling an agent
during a negligent act).
37 Baxter, 10 Wn. App. at 896.
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No. 77289-9-1/ 15
factual findings. Because an appellate court does not reweigh evidence on
review, Richardson's factual challenges about who made the work offer and who
was the employer fail.
B. Work
Richardson also claims that the offered job was not work meeting the
requirements of RCW 51.32.090. In addition, he contends that the Resource
Center was not a "meaningful and respectful work environment."
RCW 51.32.090 and the implementing regulations do not define
"transitional work" beyond the requirements that the employer of injury offer work
for that employer and a medical provider approved it for the injured worker.
Although agency policies do not have the force of law, this court can look to them
to interpret statutes with undefined terms.38 Interim Policy 5.15 requires that the
transitional work relate to the worker's employment when injured. But the duties
do not need to be identical. The job "should provide a meaningful and respectful
work environment." Unfortunately, the policy does not provide guidance about
what the Department considers a "meaningful and respectful work
environment."39
38 Stevens v. Brink's Home Sec., Inc., 162 Wn.2d 42, 54, 169 P.3d 473(2007)(Madsen, J., concurring).
39 Interim Policy 5.15, at 2.
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No. 77289-9-1/ 16
When a statute contains an undefined term, this court can look to a
dictionary definition for the plain meaning of the term.4° Webster's Third New
International Dictionary defines "work" as "activity in which one exerts strength or
faculties to do or perform."41 More specifically "work" can refer to such activities
as "sustained physical or mental effort valued as it overcomes obstacles and
achieves an objective or result" or "a specific task, duty, function, or assignment
often being a part or phase of some larger activity."42 "Meaningful" is "having a
meaning or purpose."43 "Respectful" is "full of respect" or "showing deference."44
Implicit in these definitions is the idea that an activity becomes work when it has
a purpose beyond simply doing the activity.
The parties do not dispute that the material in the binder included
information important for industry safety and that the Resource Center operates
to provide safety information to people in the industry. During the administrative
hearing, respondents provided evidence that the Resource Center's activities
could help both Conco and Richardson by providing him a deeper knowledge of
industry safety standards and the potential to gain additional training and
certifications. This evidence sufficiently supports the trial court's findings that
40 State v. Sullivan, 143 Wn.2d 162, 184-85, 19 P.3d 1012(2001).
41 WEBSTER'S THIRD NEW INTERNATIONAL DICTIONARY 2634(2002).
42 WEBSTER'S at 2634.
43 WEBSTER'S at 1399.
44 WEBSTER'S at 1934.
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No. 77289-9-1/ 17
Conco offered work having a relationship to Richardson's employment and the
Resource Center provided a meaningful and respectful work environment.
These findings support the conclusion that Conco offered transitional work
meeting all statutory requirements.
Richardson relies on a case before Oregon's Worker's Compensation
Board involving a "modified employment" program.45 The Oregon board made it
clear that its decision was specific to the record in the case before it. Also,
Richardson has not demonstrated sufficient similarity between Oregon's program
and Washington's program for the opinion to provide any persuasive guidance.
The superior court did not err in affirming the Board.
ATTORNEY FEES
Richardson requests fees pursuant to RAP 18.1 and RCW 51.52.130.
Because his appeal fails, we deny this request.
CONCLUSION
Substantial evidence supports the trial court's findings that Conco, the
employer of injury, was responsible for the job offer and for supervising the work
45 In re Organ, Nos. 95-08498, 95-08107(Or. Workers Comp. Bd. Feb. 26,
1997).
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No. 77289-9-1/ 18
at the Resource Center. Substantial evidence also supports its finding that
Richardson's activity at the center was "work." We affirm.
WE CONCUR:
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