Fredrick And Annalesa Thomas, Apps v. Pierce County Prosecuting Attorney's Office, Resp ( 2015 )

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IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
FREDERICK and ANNALESA
THOMAS, DIVISION ONE
Appellants, No. 73360-5-1
UNPUBLISHED OPINION
PIERCE COUNTY PROSECUTING
ATTORNEY'S OFFICE,
Respondent. FILED: October 19, 2015
Dwyer, J. — Frederick and Annalesa Thomas's son was killed in an
officer-involved shooting. Before a charging decision was made in connection
with the shooting, the Thomases made a public records request to the Pierce
County Prosecuting Attorney's Office (PCPAO) for all documents related to the
shooting. The PCPAO denied this request, claiming that the requested records
were exempt from disclosure pursuant to RCW 42.56.240(1), the law
enforcement exemption, and CR 26, the work product rule. The Thomases
brought suit, alleging that the denial was improper. On cross motions for
summary judgment, the trial court granted summary judgment in the PCPAO's
favor. We now affirm.
No. 73360-5-1/2
I
In the early morning hours of May 24, 2013, after a lengthy standoff,
Officer Brian Markert shot and killed Leonard Thomas. Significant evidentiary
disputes exist between the parties with regard to the circumstances of the
shooting but, as the trial court correctly observed in its order on summary
judgment, "very few of [these disputes] are material to the questions presented in
this summary judgment motion." In sum, the Thomases believe that the police
shot Thomas without good reason, while the PCPAO asserts that the police had
lawful cause to shoot Thomas. The police believed that Thomas was mentally
unstable and was holding his child as a shield or hostage during a tense standoff.
They claim the situation was highly unstable and dangerous. The Thomases
describe a much a different situation, and argue that the police overreacted to a
situation about which they did not know enough.
On May 29, 2013, five days after the shooting, the Thomases made their
first cluster of public records requests pursuant to Washington's Public Records
Act (PRA), 42.56 RCW, seeking records from the various law enforcement
agencies that were investigating the shooting (but not the PCPAO). With one
exception, the agencies responded to the Thomases' request by denying access
to the records based on the fact that there was an "open and active
investigation." The agencies asserted that they were conducting investigations
into whether any officer should be charged with a criminal offense arising out of
the standoff or the shooting.
On August 5, the Thomases sent the PCPAO a letter requesting, "all files,
No. 73360-5-1/3
records, and documents containing any information regarding the shooting of
Leonard Thomas." The subject line of the letter identified it as a "public records
request."1
On August 28, 2013, Fife Police Detective Thomas Gow, the lead
detective investigating the shooting of Leonard Thomas, presented a summary of
his investigation to the PCPAO.2 Approximately one week prior to delivering the
summary, Detective Gow provided the entirety of his investigatory materials to
the PCPAO.
On September 3, 29 days after the Thomases' public records request, the
PCPAO denied the request, setting forth two reasons for the denial. First, it
denied the request pursuant to RCW 42.56.240(1), asserting that the records
were "essential to effective law enforcement." Second, the PCPAO denied the
request because, it asserted, the materials in the PCPAO's file were gathered in
anticipation of litigation and, thus, constituted work product.
On September 4, the Pierce County Prosecuting Attorney announced his
finding that the shooting of Leonard Thomas was legally justifiable and that the
PCPAO would not file criminal charges against any of the law enforcement
officers involved.
The Thomases did not seek to clarify PCPAO's denial of their PRA
request between September 3 and October 3, nor did they explain to the PCPAO
why the denial of these records constituted a substantial hardship or
1This letter was received by the PCPAO on August 6. Thus, the partiessometimes refer
to this request as the August 6 request. We will refer to it by the date that the letter was sent,
August 5.
2Felony crimes investigated by the Fife Police Department are almost universally
referred to the PCPAO for charging decisions.
No. 73360-5-1/4
communicate why they could not obtain the records elsewhere. In fact, they had
no communication whatsoever with the PCPAO during this period.
On October 3, the Thomases sent a letter to the PCPAO in which they
acknowledged receipt of the PCPAO's denial of their August 3 records request.
The letter went on to remind the PCPAO that, the day following the denial, the
Prosecutor had ruled the Thomas shooting justifiable. The Thomases then made
the following request:
Would you please clarify and/or confirm that your statement of
September 3, 2013 remains in effect and that the Prosecuting
Attorney's Office will not release any documents pursuant to our
August 6, 2013 request, notwithstanding the decision that no
criminal charges will be filed against any of the officers involved in
that matter?
The PCPAO responded to this letter on October 7, stating,
[0]ur September 3, 2013 letter remains in effect and ... the
Prosecutor's Office will not release any documents pursuant to your
August 6, 2013 request. . . .
Please see page two of our September 3, 2013 letter to you which
states in part, "the work product privilege continues even after the
prospect of litigation has terminated."
The records requested by the Thomases consisted entirely of police
reports and other documents generated by law enforcementofficials that were
collected by the PCPAO in preparation for making its decision regarding whether
to file criminal charges against any law enforcement officer in the Leonard
Thomas shooting.3 Keith Barnes, an investigator with the PCPAO, accomplished
3In its briefing, the PCPAO confuses the issue on this point. The Thomases make clear
that, at least at this stage ofthe litigation, they are only challenging the denial of records thatthe
prosecutor's investigator, Keith Barnes, took no part in creating.
There is no confusion about the scope of [the Thomases'] work product
challenge—it encompasses only those documents created by third-party police
No. 73360-5-1/5
the collection of these documents by using a law enforcement records computer
system that allowed him to access all of the documents related to the
investigation. Without making a specific request therefor, Barnes also received a
binder containing "a complete copy of the Fife Police Department's investigation
file regarding the . . . shooting" from Gow. By all accounts, Barnes engaged in
no culling or analyzing when gathering this material. To the contrary, pursuant to
the strict rules requiring the gathering of all investigative materials from every
agency working on an investigation,4 he simply gathered every document
produced by any law enforcement agency that worked on the investigation and
converted it into the PCPAO's file.
The documents that Barnes collected for the PCPAO's file are the
documents the Thomases sought in their PRA request.
II
The Thomases contend that the PCPAO violated the PRA by denying
them access to the records they requested. The PCPAO contends to the
contrary, asserting that the requested records were exempt from disclosure
under both the law enforcement exemption (RCW 42.56.240(1)) and the work
product rule (CR 26). If the PCPAO was correct regarding the applicability of
agencies where the [PCPAO's] Investigator (Keith Barnes) played no role, except
to rotely move the reports or witness interviews from one place to another. See
[Clerk's Papers (CP)j CP 131, 134-35, 199. As the trial court accurately found,
"In this case, the prosecutors literally just requested all documents from all law
enforcement agencies involved in the shooting, and then placed those
documents into their files." CP 220. As before the trial court, [the Thomases] do[]
not seek production of documents that Mr. Barnes created or witness interviews
he may have conducted. For purposes of this appeal, the only records at stake
are those created independent of Mr. Barnes.
Appellants' Reply Br. at 6 (footnote omitted).
4 See CrR4.7; Bradv v. Maryland. 373 U.S. 83, 87, 83 S. Ct 1194, 10 L Ed. 2d 215
(1963); In re Brennan. 117 Wn. App. 797, 802-03, 72 P.3d 182 (2003).
No. 73360-5-1/6
either exemption, then the records were properly withheld, and there was no
PRA violation.5
Before we can determine the applicability of the claimed exemptions, we
must resolve the parties' dispute regarding which PRA request is herein at issue.
A
We review de novo a trial court's order granting summary judgment.
Estate of Haselwood v. Bremerton Ice Arena, Inc., 166 Wn.2d 489, 497, 210
P.3d 308 (2009) (citing Biqqers v. City of Bainbridae Island, 162 Wn.2d 683, 693,
169 P.3d 14 (2007)). Summary judgment is appropriate "if the pleadings,
depositions, answers to interrogatories, and admissions on file, together with the
affidavits, if any, show that there is no genuine issue as to any material fact and
that the moving party is entitled to a judgment as a matter of law." CR 56(c);
Owen v. Burlington N. & Santa Fe R.R. Co.. 153 Wn.2d 780, 787, 108 P.3d 1220(2005). In determining whether a genuine issue of material fact exists, we view
all facts and draw all reasonable inferences in favor of the nonmoving party.
Owen, 153 Wn.2d at 787 (citing Ruff v. King County, 125 Wn.2d 697, 703, 887
P.2d 886 (1995)).
The function of a summary judgment proceeding is to determine
whether a genuine issue of material fact exists. It is not... to
resolve issues of fact or to arrive at conclusions based thereon.
State ex rel. Zempel v. Twitchell, 59 Wn.2d 419, 424-25, 367 P.2d
985 (1962). Consequently, . . . findings of fact and conclusions of
law entered [on summary judgment] are superfluous and may not
be considered to the prejudice of the [non-prevailing party].
Duckworth v. Citv of Bonnev Lake, 91 Wn.2d 19, 21-22, 586 P.2d 860 (1978).
5The PRA is violated when an agency improperly withholds records from a requestor. It
is the fact that a record was withheld when it should have been made available that constitutes a
violation. RCW 42.56.550.
No. 73360-5-1/7
B
The parties herein dispute the effect of the Thomases' October 3 letter.
The Thomases contend that this letter constituted a new records request. The
PCPAO claims that the wording of the letter plainly sets forth a request for the
PCPAO to clarify its response to the Thomases' August 5 request. Thus, the
PCPAO asserts, the August 5 request is the only request at issue. The PCPAO
has the better of this dispute.
The PRA is a strongly worded mandate for broad disclosure of public
records. We liberally construe the act, and narrowly construe its exemptions in
favor of disclosure. Soterv. Cowles Publ'q. Co.. 162 Wn.2d 716, 731, 174 P.3d
60 (2007); accord RCW 42.56.030. However, "the P[R]A 'only applies when
public records have been requested. In other words, public disclosure is not
necessary until and unless there has been a specific request for records.'" Wood
v. Lowe, 102 Wn. App. 872, 876-77, 10 P.3d 494 (2000) (quoting Bonamv v. City
of Seattle, 92 Wn. App. 403, 409, 960 P.2d 447 (1998)). A "'specific request for
records'" occurs when "the person requesting documents from an agency state[s]
the request with sufficient clarity to give the agency fair notice that it had received
a request for a public record."6 Wood, 102 Wn. App. at 878 (emphasis added).
6The fair notice requirement is one of the few burdens placed on requestors. Atoral
argument, counsel for the Thomases suggested, in effect, that we eliminate this threshold
requirement and, instead, treat a lack of fair notice as a mitigating factor in assessing statutory
penalties. In supportof this argument, counsel cited Yousoufian v. Office of Ron Sims, 168
Wn.2d444, 229 P.3d 735 (2010), which included the lack of clarity regarding the subject of a
request in a list of mitigating factors when assessing penalties. But Yousoufian addressed a lack
ofclarity with regard to precisely which records were being requested, not regarding whether a
records request was being made at all. 168 Wn.2d at 454. This is a crucial difference.
Ifit is clear that a request has been made, even if the subject of the request is unclear,
the agency has been notified that it must engage in an interactive process with the requestor to
clarify and respond to the request. Hobbs v. Wash. State Auditor's Office. 183 Wn. App. 925, 941
No. 73360-5-1/8
In other words, at a minimum, the PRA "require[s] that requests be recognizable
as PRA requests." Beal v. City of Seattle, 150 Wn. App. 865, 876, 209 P.3d 872(2009). However, "fair notice" does not require the requestor to cite the PRA in
his request. Wood, 102 Wn. App. at 878. Moreover, "there is no official format
for a valid P[R]A request." Hangartner v. City of Seattle, 151 Wn.2d 439, 447, 90
P.3d 26 (2004). In determining whether a purported request provided the target
agency sufficient notice that it was a records request, we look to the information
included on the face of the "request." See Koeniq v. Citv of Pes Moines, 158
Wn.2d 173, 183-84, 142 P.3d 162 (2006) (holding that, in order to promote
uniform disclosure, courts must focus on the information available within the four
corners of the document in determining whether an exemption applies to a given
record).
The relevant part of the October 3 letter is as follows:
Would you please clarify and/or confirm that your statement of
September 3, 2013 remains in effect and that the Prosecuting
Attorney's Office will not release any documents pursuant to our
August 6, 2013 request, notwithstanding the decision that no
criminal charges will be filed against any ofthe officers involved in
that matter?
(Emphasis added.)
The trial court made two observations regarding this request: "(1) The
October 3, 2013 letter was unclear, [ujnartful, and lent itself to confusion; but, (2)
Any such request related to records under the PRA should have been broadly
n.12, 335 P.3d 1004 (2014). Where an agency has been alerted to the fact that itsstatutory
responsibilities have been triggered, it is reasonable to hold the agency accountable for its
responsiveness. By contrast, where an agency has not been so alerted and, moreover, it is
within the requestor's power to put the agency on notice, it is unreasonable to hold the agency
responsible for its lack of response. The fair notice requirement is an important aspect of PRA
jurisprudence.
-8-
No. 73360-5-1/9
interpreted per the intent of the legislature." It then concluded "that the October
3, 2013 letter constituted a subsequent PRA request."
The trial court's conclusion that the October 3 letter stated a records
request with sufficient clarity to give the PCPAO fair notice that its PRA
responsibilities had been triggered is contrary to the record. On its face, the
October 3 letter did not state a new records request. The letter did not declare
itself to be a PRA request, nor did it otherwise communicate that its purpose was
to request records. Instead, the letter clearly requested a clarification or
confirmation from the PCPAO regarding its response to an earlier records
request.7 In order to reach the conclusion suggested by the Thomases, the law
would have to require that the PCPAO read ambiguity into the unambiguous
letter. The law does not so require.
Moreover, the Thomases' assertion that the October 3 letter really was
intended as a new records request is undermined both by the sharp contrast
between the Thomases' October 3 and August 5 letters and by their own
treatment of the letter at the time it was sent and for some time thereafter.8
Unlike their October 3 letter, the Thomases' August 5 letter clearly communicated
that itwas a records request. In fact, the August 5 letter stated that it was a
"public records request" both in the letter's subject line and in the first sentence of
7"[Pursuant to our August 6, 2013 request "
8 In turning to other interactions between the parties, we apply an interpretive approach
from contract law.
Courts faced with questions of contract interpretation must discern the intent of
the contracting parties, and may consider evidence extrinsic to the contract itself
for that purpose .... [S]uch evidence may include ... the circumstances under
which the [contract] was made [and] the parties' conduct thereafter.
Hearst Commc'ns. Inc. v. Seattle Times Co.. 120 Wn. App. 784, 791, 86 P.3d 1194 (2004) (citing
Bera v. Hudesman, 115 Wn.2d 657, 667-68, 801 P.2d 222 (1990)), affd, 154 Wn.2d 493, 115
P.3d 262 (2005).
No. 73360-5-1/10
the body text. The Thomases' demonstrated ability to state a clear records
request suggests that, contrary to their present assertion, they did not intend for
the October 3 letter to be a new PRA request.
Furthermore, until the underlying litigation had progressed significantly,
not even the Thomases treated the October 3 letter as if it were a separate
request. The Thomases did not, for example, reply to the PCPAO's response to
their October 3 letter by either clarifying that they were making a new request or
accepting the response as a denial and communicating a substantial need for the
records. In terms of the underlying litigation, the Thomases did not refer to the
October 3 letter as a separate request in their complaint. Notably, the Thomases
also did not list the October 3 letter as a request in response to an interrogatory
from the PCPAO asking them to "[l]ist all public records requests to every law
enforcement or governmental agency from which plaintiffs . . . have sought
documents in connection with the incident involving Leonard Thomas of May 24,
2013."9 In fact, the first time that the Thomases averred that the October 3 letter
was a separate PRA request was in their response to the PCPAO's motion for
summary judgment.10
In short, we are persuaded—by the content ofthe October 3 letter itself,
the contrast between this letter and the Thomases' August 5 request, and the
Thomases' own treatment of the October 3 letter—that the October 3 letter would
9The Thomases listed their responses chronologically. Proximate to October 3, they
listed only the following requests:
8/5/2013 PRA Request to Pierce County Prosecutor
12/2/2013 PRA Request to Pierce County Prosecutor
10 Therein, they refer for the first time to "both the[ir] August 5 and October 3 PRA
requests."
-10-
No. 73360-5-1/11
not have put the PCPAO on notice that it had received a records request and,
thus, did not constitute a new request under the PRA.
In their appellate reply brief, the Thomases assert that "only" their
"October 3, 2013 request is at issue." Appellants' Reply Br. at 3. Thus, our
determination that, in fact, there was no October 3 request is dispositive of the
Thomases claim regarding whether records were improperly held in response to
that "request." For the sake of clarity and completeness, we nevertheless
address the propriety of withholding the records pursuant to the exemptions
claimed by the PCPAO, which is the primary focus of the parties' appellate
briefing.
C
In its motion for summary judgment, the PCPAO contended that the
requested records were exempt under the effective law enforcement exemption.
This is so, it asserted, because—at the time of the request—the records were
part of an open, ongoing investigation. The PCPAO is correct.
Once documents are determined to be within the scope of the PRA,
disclosure is required unless a specific statutory exemption applies. Dawson v.
Daly, 120 Wn.2d 782, 789, 845 P.2d 995 (1993); accord RCW 42.56.070(1). The
burden of proof is on the party seeking to prevent disclosure to show that an
exemption applies. Limstrom v. Ladenburg, 136 Wn.2d 595, 612, 963 P.2d 869(1998); accord RCW 42.56.540, .550(1).
The effective law enforcement exemption to the PRA provides that the
following information is exempt from disclosure:
11
No. 73360-5-1/12
Specific intelligence information and specific investigative records
compiled by investigative, law enforcement, and penology
agencies, and state agencies vested with the responsibility to
discipline members of any profession, the nondisclosure of which is
essential to effective law enforcement or for the protection of any
person's right to privacy.
RCW 42.56.240(1).
The statute first requires that the information be compiled by law
enforcement. "[A]ny documents placed in [a law enforcement] investigation file
satisfy the requirement that the information is compiled by law enforcement."
Newman v. King County, 133 Wn.2d 565, 573, 947 P.2d 712 (1997). This is so
even if the documents "remain available in their original and unprotected
capacity." Newman, 133Wn.2d at 573. The statute also requires that the
documents be essential to effective law enforcement.
Typically, the agency claiming exemption must prove that
nondisclosure of the particular requested documents is essential to
effective law enforcement. However, [our Supreme Court] has held
that the effective law enforcement exemption applies categorically
in a narrow set of circumstances.
Sargent v. Seattle Police Dep't, 179 Wn.2d 376, 387, 314 P.3d 1093 (2013).
To qualify for a categorical exemption, documents must be part ofan
open, ongoing investigation related to law enforcement proceedings. Koeniq v.
Thurston County, 175 Wn.2d 837, 843, 287 P.3d 523 (2012) (The investigation
must be "'one designed to ferret out criminal activity or to shed light on some
other allegation of malfeasance.'" (quoting Columbian Publ'o Co. v. City of
Vancouver, 36 Wn. App. 25, 31, 671 P.2d 280 (1983))); Newman, 133 Wn.2d at
573 (an investigation must be "leading toward an enforcement proceeding"). The
exemption ceases to apply once an investigation is ended. See Cowles Publ'q
12-
No. 73360-5-1/13
Co. v. Spokane Police Dep't. 139 Wn.2d 472, 479, 987 P.2d 620 (1999) ("[W]e
hold in cases where the suspect has been arrested and the matter referred to the
prosecutor, any potential danger to effective law enforcement is not such as to
warrant categorical nondisclosure of all records in the police investigative file.");
accord Sargent, 179 Wn.2d at 389 (exemption did not apply where department
had concluded its investigation and had referred requestor's case to the
prosecutor for a charging decision).
This exemption applies to prosecutors' investigative files as well. Cowles
Publ'g. Co. v. Pierce County Prosecutor's Office, 111 Wn. App. 502, 508, 45
P.3d 620 (2002). However, "a document in a prosecutor's file can qualify as an
investigative record [only if it is] part of an investigation that the prosecutor
conducts." Koenig, 175 Wn.2d at 847. This includes documents that are part of
the investigative process leading to a charging decision but not, for example,
documents that are relevant to only sentencing proceedings. Compare Cowles,
111 Wn. App. at 504 (mitigation package is exempt because its purpose is to
assist the prosecutor in deciding whether to seek the death penalty—by filing a
notice of special proceedings—which is a charging decision), with Koenig, 175
Wn.2d at 846, 848 (victim impact statement is not exempt because "[i]t is
considered after the charging phase of a case is closed and the investigation is
complete"; SSOSA evaluation also is not exempt because the prosecutor "is not
conducting an investigation but is merely taking the SSOSA evaluation into
consideration while providing input to the court on a decision the court must
make").
13
No. 73360-5-1/14
The Thomases' argument regarding the law enforcement exemption has
evolved over the course of the litigation. On appeal, because they choose to
focus instead on their October 3 letter, the Thomases do not at all address the
applicability of this exemption to their August 5 request. In their complaint,
however, the Thomases did challenge the PCPAO's response to their August 5
request. Their argument at that time was as follows:
Because the Prosecutor announced his decision on September 4,
2013 ... the Prosecutor had, at the time of the request denial the
day before, already finished any investigation. Thus, when
Defendant's Public Records Officer denied Plaintiffs' records
request on September 3, 2013, there was no longer an open and
active investigation, making the statutory exemption under RCW
42.56.240(1) inapplicable.
This argument fails because it relies on (1) the unsupported factual
assertion that the PCPAO's charging decision was finalized at some
(unidentified) point before the decision was announced, and (2) an unsupported
legal distinction between the time when the prosecutor knows, for him- or herself,
what charging decision he or she intends to make and the time when that
decision is actually made (presumably by filing charges or announcing that no
charges will be filed).
At the time of the August 5 request, the records were part of an open and
ongoing investigation being conducted by the PCPAO. Therefore, they were
properly withheld pursuant to the law enforcement exemption.11
11 There is no dispute that, if there were an October 3 request, this exemption would not
apply thereto, because the PCPAO was not engaged in an open and ongoing investigation atthat
time. This result presumably explains why the Thomases shifted the focus of their argument from
the August 5 request to the October 3 letter.
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No. 73360-5-1/15
D
The PCPAO also contends that the requested records were exempt as
work product. This is so, it asserts, because they are factual records, gathered
by the PCPAO in preparation for or in anticipation of litigation. For their part, the
Thomases contend that this court need not—and should not—follow the
precedent upon which the PCPAO relies, namely Limstrom. The PCPAO is
correct.
This court faced a challenge very similar to that made by the Thomases in
Koenig v. Pierce County, 151 Wn. App. 221, 211 P.3d 423 (2009), review denied,
168 Wn.2d 1023 (2010). Therein, the requestor alleged that the agency
wrongfully withheld records related to a completed criminal investigation under
the guise of the work product exemption. The records that allegedly were
wrongfully withheld included a written transcript of a witness's oral statement
taken by a law enforcement officer. The Koenig court's analysis of the work
product exemption as applied in Limstrom applies equally to this case.12
The Koenig court began by outlining the applicable law, including
Limstrom:
"Records that are relevant to a controversy to which an
agency is a party but which records would not be available to
another party under the rules of pretrial discovery for causes
pending in the superior courts are exempt" from public disclosure.
RCW 42.56.290 (formerly RCW 42.17.310(1)0)). This "work
product" exemption relies on the rules of pretrial discovery to define
the parameters of the work product rule for purposes of applying
the exemption. Dawson v. Daly, 120 Wn.2d 782, 789-90, 845 P.2d
995(1993).
12 Indeed, at oral argument, the Thomases' counsel conceded that this case presents the
same question as was presented in Koenig. Oral argument at 6:40.
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No. 73360-5-1/16
Washington has two discovery rules: CR 26 and CrR 4.7.
Each rule differently defines the scope of "work product." Limstrom
was a case of first impression that addressed which discovery rule
applies to the exemption under RCW 42.56.290.
In Limstrom, the lead opinion of four justices held that "the
pretrial discovery rules referred to in RCW 42.17.310(1)0) are those
set forth in the civil rules for superior court, CR 26." Limstrom, 136
Wn.2d at 609. The lead opinion interpreted the civil rule, CR
26(b)(4), as including within the definition of "work product" "formal
or written statements of fact, or other tangible facts, gathered by an
attorney in preparation for or in anticipation of litigation." Limstrom,
136 Wn.2d at 611. Such work product as defined under the civil
rule is protected from disclosure unless the requester is able to
demonstrate a substantial need and an inability to obtain the
documents from other sources. CR 26(b)(4); Limstrom, 136 Wn.2d
at 611. Justice Madsen joined the lead opinion "in the result."
Limstrom, 136 Wn.2d at 617.
The dissenting opinion signed by the remaining four justices
stated that the criminal discovery rule, not CR 26, should apply to
determine whether the requested materials were discoverable
under the Public Records Act. Limstrom, 136 Wn.2d at 617. The
criminal discovery rule is narrower than the civil rule in defining
"work product." Documents are generally protected from disclosure
under this rule only "to the extent that they contain the opinions,
theories or conclusions of investigating or prosecuting agencies."
CrR 4.7(f)(1).
151 Wn. App. at 229-30.
The Koenig court then applied the law set forth above to the facts of that
case, explaining:
The [witness] statement is a written transcript of [the
witness's] oral statement taken by a detective in the Pierce County
Sheriff's Department. It does not contain opinions, theories, or
conclusions of any attorneys, so under the criminal discovery rule it
would be subject to disclosure. But it would not be subject to
disclosure under the civil rule because it is a factual document
gathered by the prosecutor in anticipation of litigation. Therefore,
under the lead plurality opinion in Limstrom. the [witness] statement
is exempt from disclosure under the Public Records Act.
151 Wn. App. at 230 (emphasis added).
16
No. 73360-5-1/17
The records at issue herein are also "factual documents] gathered by the
prosecutor in anticipation of litigation." Therefore, there can be no doubt that, as
in Koenig, if Limstrom applies, the records were exempt from disclosure under
the PRA.
The Koenig court then moved to the requestor's contention that it need not
(and, presumably, should not) follow Limstrom. In addressing this contention, the
court helpfully reframed the question to whether the agency violated the PRA by
following Limstrom:
Koenig argues that plurality opinions like Limstrom are not
binding, citing Robinson v. City of Seattle, 102 Wn. App. 795, 805
n.12, 10 P.3d 452 (2000). In Robinson, this court refused to follow
a recent plurality opinion that concluded the taxpayers lacked
standing to sue the defendant city. The court instead followed a
previous opinion that recognized taxpayer standing.
The question here is whether the prosecutor's office
committed a Public Records Act violation by deciding to follow the
civil discovery rule in reliance on the plurality opinion in Limstrom.
A plurality opinion is often regarded as highly persuasive, even if
notfully binding. See Texas v. Brown. 460 U.S. 730, 737, 103 S.
Ct. 1535, 75 L. Ed. 2d 502 (1983) (plurality opinion) (holding that
while one particular plurality opinion was "not a binding precedent,
as the considered opinion offour Members of this Court it should
obviously be the point of reference for further discussion of the
issue").
Our Supreme Court itself has cited the lead opinion in
Limstrom as an interpretation by "this court," and saying "we have
held," even while recognizing it as a plurality opinion. See Soter v.
Cowles Publ'g Co., 162 Wn.2d 716, 740, 733, 174 P.3d 60 (2007).
The dissenting opinion in Limstrom does not enjoy the same status.
The lead opinion has extra weight considering that Justice Madsen
concurred in the result (holding most records exempt), whereas the
result of the dissenting opinion would have been to compel
disclosure of all records. Koenig has not identified any authority he
believes compelled the prosecutor to disclose documents such as
the [witness] statement that were gathered in anticipation of
litigation. Unlike in Robinson, there was no opinion other than the
Limstrom lead opinion that the prosecutor might have chosen to
follow.
17
No. 73360-5-1/18
151 Wn. App. at 230-31.
The Koenig court then concluded that "it was not a violation of the Public
Records Act for the prosecutor's office to withhold records based on the lead
opinion in Limstrom." 151 Wn. App. at 231.
We decline to break from the analysis established in Limstrom and applied
in Koenig.14 Thus, the same result obtains in this case, and we hold that the
work product rule protected the records herein at issue.15
The remaining question then becomes whether the Thomases qualified for
the exception to the general work product exemption by making "a special
showing of substantial need and a showing that he or she cannot elsewhere
obtain the substantial equivalent of the materials without undue hardship."16
Soter, 162Wn.2dat735.
14 The Thomases cite case law that would lead to a different work product rule. These
citations are unhelpful. As the trial court herein explained:
[The Limstrom] approach distinguished Washington's work product
jurisprudence from several otherjurisdictions, including the 2nd and D.C. Federal
Circuit courts. These federal courts, and several other jurisdictions, require that
the party seeking work product protection for materials "gathered in anticipation
of litigation" make a showing that the gathering of such materials would actually
reveal the research and opinions, mental impressions, theories, or conclusions of
the other party's lawyer. See, e.g., In re Grand Jury Subpoenas. March 19, 2002
and August 2. 2002. 318 F.3d 379, 386 (2d Cir. 2003). This 2nd Circuit and D.C.
Circuit line of cases are the cases relied upon by [the Thomases] in their
summary judgment motion. Unfortunately, the plurality opinion in Limstrom
clearly rejected that reasoning.
15 The result would be the same even if there were an October 3 request. The work
product exemption applies even after the related litigation has terminated. Limstrom, 136 Wn.2d
at 613.
16 The substantial need/undue hardship inquiry appears to be an exception to the general
principle stated in RCW 42.56.080 that "[a]gencies shall not distinguish among persons
requesting records." Yet, when the legislature intended for an agency to treata public records
request from the source or subject ofthe information differently, it generally provided an explicit
basis for the agency to do so in the statutory exemption itself. See, e.g., RCW 42.56.330(6)
("Any information obtained by governmental agencies that is collected by the use ofa motor
carrier intelligent transportation system or any comparable information equipment attached to a
truck, tractor, or trailer; however, the information may be given to other governmental agencies or
the owners of the truck, tractor, or trailer from which the information is obtained."); RCW
-18-
No. 73360-5-1/19
This issue was addressed succinctly by the trial court:
In the present case, Plaintiffs never told the PCPAO at the
time they requested the documents that they had a substantial
need for the documents and could not procure them elsewhere.
[CP 104, 111.1 See Koenig, at 223. Even in its current motion,
Plaintiffs fail to state a reason why they had a substantial need for
the documents, simply claiming that "time was of the essence,"
and, "nondisclosure denied Plaintiffs the opportunity to inform
themselves . . . before the conclusion of the Prosecutor's inquest
like procedure." Plaintiffs Motion at 15. These concerns fail to state
any real prejudice from non-disclosure of the records, and the
Plaintiffs also fail to explain why they could not have retrieved the
documents directly from the law enforcement agencies. Sargent.
The trial court's determination is consistent with the record.17
Moreover, the Thomases fail to establish undue hardship associated with
obtaining the records elsewhere. By the Thomases' own contention, the records
at issue were factual records created by various other law enforcement agencies
and then transferred, wholesale, to the PCPAO. Furthermore, it is undisputed
that the criminal investigation had been transferred from those agencies to the
PCPAO before the PCPAO denied the Thomases' request. Accordingly, per
Sargent, the requested records would have been available from the other law
enforcement agencies at the time of the denial. Thus, by the time that the
Thomases attempted to make a "substantial need" showing (after the PCPAO's
denial, in the course of the underlying litigation), they could not possibly have
42.56.440(1) ("These records will be available only to the veteran, the veteran's next of kin, a
deceased veteran's properly appointed personal representative or executor, a person holding that
veteran's general powerof attorney, or to anyone else designated in writing by that veteran to
receive the records."). Notwithstanding this apparent tension, it is firmly established that the work
product rule is part of the exemption under RCW 42.56.290.
While interesting, because it is of no moment to this appeal, we need not further evaluate
the issue.
17 Indeed, on appeal, the Thomases make the same general argument regarding their
substantial need, relying primarily upon the prosecutor's "chosen policy" to determine "behind
closed doors" whether an officer-involved shooting was lawful. Appellants' Opening Br. at 38.
19
No. 73360-5-1/20
demonstrated the required "undue hardship." For the same reason, the
Thomases cannot make a substantial need showing at this time.
The records requested by the Thomases were properly withheld pursuant
to both the law enforcement exemption and the work product rule.
Affirmed.
We concur:
A^L^L DfcdtfeJg.K '
20