State of Washington v. Daniel Alcaraz Mendoza ( 2016 )

FILED
February 25, 2016
I n the Office of the Clerk of Cou rt
W A State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION THREE
STATE OF WASHINGTON, )
) No. 33278-I-III
Respondent, )
)
v. ) UNPUBLISHED OPINION
)
DANIEL ALCARAZ MENDOZA, )
)
Appellant. )
LAWRENCE-BERREY, J. - Daniel Alcaraz Mendoza appeals his Benton County
bench trial conviction of unlawful possession of a controlled substance-­
methamphetamine. He challenges evidentiary rulings by the court and the sufficiency of
the evidence to support the conviction. We find no error and affirm.
FACTS AND PROCEDURE
The facts are summarized from testimony at the bench trial. On July 4, 2013,
Kennewick Police Officers Dale Kuebny and Matt Newton made a probable cause arrest
of Daniel Alcaraz Mendoza at his place of employment. Officer Kuebny searched Mr.
Alcaraz Mendoza's pocket incident to the arrest and located a plastic baggie containing a
white crystalline substance that field tested positive for methamphetamine. Following
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State v. Alcaraz Mendoza
Miranda l warnings and Mr. Alcaraz Mendoza's waiver of those rights, Officer Newton
asked him what the substance was that Officer Kuehny had pulled from his pocket.
Officer Newton testified that Mr. Alcaraz Mendoza said, "It's methamphetamine."
Report of Proceedings (RP) at 12.
Officer Kuehny testified that he collected the substance seized from Mr. Alcaraz
Mendoza's pocket, field-tested it, and packaged it into an evidence bag, which he placed
in the police evidence locker. He tilled out a form requesting the item be sent to the
Washington State Patrol Crime Laboratory (Crime Lab) for testing. He received a report
back from the Crime Lab. He examined the white crystalline substance in court and
testified it appeared to be in relatively the same condition as when he collected it and
requested testing. After a series of defense objections (discussed infra), Officer Kuehny
testified that he recalled Mr. Alcaraz Mendoza admitting it was his "crystal meth," and
that later at jail he said "he had the crystal meth because he had back pain." RP at 25.
Crime Lab scientist Martin McDermot testified over defense objections to
foundation and chain of custody that he tested the submitted white crystalline substance
and determined it contained methamphetamine. The court admitted the substance
(exhibit 2) into evidence.
I Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 161. Ed. 2d 694 (1966).
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Based on the testimony, the court entered findings of fact and conclusions of law
to the effect that Mr. Alcaraz Mendoza admittedly possessed what he knew to be
methamphetamine and was thus guilty as charged of unlawful possession of a controlled
substance. He appeals.
ANALYSIS
Mr. Alcaraz Mendoza first contends the trial court erred by admitting Officer
Kuehny's testimony regarding his (Mr. Alcaraz Mendoza's) admissions to possessing
methamphetamine because the officer lacked independent recollection of the statements
and had already improperly refreshed his recollection because he initially testified from
his report.
Decisions involving evidentiary issues lie within the trial court's discretion and
will not be reversed on appeal absent a showing of abuse of discretion. State v.
Castellanos, 132 Wash. 2d 94, 97, 935 P.2d 1353 (1997). "A trial court abuses its
discretion when its decision is manifestly unreasonable or exercised on untenable
grounds or for untenable reasons, Le., if the court relies on unsupported facts or takes a
view that no reasonable person would take; the standard is also violated when the trial
court makes a reasonable decision but applies the wrong legal standard or bases its ruling
on an erroneous view of the law." State v. Hudson, 150 Wn. App. 646,652,208 P.3d
1236 (2009). A witness's use of a written memoranda, such as a police report, to refresh
a past recollection when the report has not been admitted into evidence lies within the
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State v. Alcaraz Mendoza
discretion of the trial court. State v. Huelett, 92 Wash. 2d 967, 968-69, 603 P.2d 1258
(1979); Statev. Little, 57 Wn.2d 516,520,358 P.2d 120 (1961) (use of notes to refresh
memory of witness must be closely supervised by the trial court whose sound
discretion is the most effective safeguard). The criteria for the use of notes or other
memoranda to refresh a witness's recollection are (1) the witness's memory needs
refreshing, (2) opposing counsel has the right to examine the writing, and (3) the trial
court be satisfied that the witness is not being coached-that the witness is using the
notes to aid, and not supplant, his own memory. Little, 57 Wash. 2d at 521. Even after
reviewing the memoranda, the witness must still testifY from independent recollection of
the matter. McCoy v. Courtney, 30 Wn.2d 125,128, 190 P.2d 732 (1948); Preston v.
Metro. Life Ins. Co., 198 Wash. 157, 164,87 P.2d 475 (1939); see Huelett, 92 Wash. 2d at
969-70. During Officer Kuehny's testimony the prosecutor asked whether the defendant
made any comments to him about the methamphetamine. Officer Kuehny answered that
he did, and started to explain the comments when defense counsel objected that the
officer appeared to be reading directly from his report. The court agreed with defense
counsel that the State should first inquire whether the officer had any independent
recollection, and if so, he could refer to the report to refresh his recollection. Officer
Kuehny then stated that he prepared the report shortly after the incident and that he had
"some recollection" of the events. RP at 23. He stated: "I don't think 1 could recall word
for word what was said, but 1 could recall the gist of what was said." RP at 23. Defense
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counsel then reiterated the objection: "[H]e's indicating that he's got some recollection,
not a verbatim recollection. I'd ask that he be allowed to testify from his recollection."
RP at 24. The court explained to the prosecutor that "[w]e need to get the extent of his
memory on the record before you can refresh." RP at 24. After the prosecutor stated that
he believed Officer Kuehny had exhausted his memory and should be allowed to refresh
his recollection by referring to his report, defense counsel reiterated the objection:
Your Honor, I'm not going to get Officer Kuehny's words exactly,
but he said he remembers the gist of what was in the report. I think that is
the basis for recollection. Verbatim? No, but definitely a recollection of
what he placed in the report, so we're going to renew our objection to
allowing him to read from his report.
RP at 25. The court agreed and told the prosecutor that he would need to ask some
specific questions before he could be allowed to refresh and that he needed to "make a
little more foundation." RP at 25.
The prosecutor then asked Officer Kuehny if he recalled what specifically the
defendant said. Officer Kuehny responded, "I recall the defendant admitting it was his
methamphetamine ... or his crystal meth." RP at 25. The prosecutor then asked ifhe
recalled if the defendant said why he had the crystal meth. Officer Kuehny responded,
"Later at the jail he told me he had the crystal meth because he had back pain." RP at 25.
The defense did not object to the testimony. Officer Kuehny made no further reference to
his report.
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Mr. Alcaraz Mendoza contends that the State failed to establish Officer Kuehny's
independent memory of the subject matter as required under Washington law because he
only had "some recollection," and that was after having already reviewed his report. He
contends it was equally improper for the court to allow the officer to testifY from his
report without initially establishing that he had an independent recollection. He
concludes that given the inculpatory nature of the evidence, the improper admission of
the testimony was so prejudicial that a new trial is required. We reject these arguments.
As the State contends, the trial court properly restricted Officer Kuehny from
using his report based on the defense objections, and the officer ultimately testified from
his independent recollection in any event. Indeed, consistent with the above-cited case
law, the trial court closely supervised the issue by not allowing the officer to read from
his report while testifYing and then requiring the prosecutor to establish the officer's
independent recollection of the subject matter before the report could be used to refresh
his memory. In the end, the report was not needed because the only indication is that the
officer testified from his independent recollection of what Mr. Alcaraz Mendoza told him
about the methamphetamine. There is no abuse of discretion or error by the trial court.
Mr. Alcaraz Mendoza next contends the court erred in admitting the white
crystalline substance (exhibit 2) into evidence because the State failed to establish
adequate foundation and chain of custody.
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A trial court has broad discretion in admitting physical objects; we review for an
abuse of discretion. State v. Campbell, 103 Wn.2d 1,21,691 P.2d 929 (1984). A
physical object connected with a crime may be admitted into evidence when properly
identified and when shown to be in substantially the same condition as when the crime
was committed. Id. The evidence need not be identified with absolute certainty, nor
must every possibility of alteration or substitution be eliminated. Id. Courts consider the
nature of the item, the circumstances surrounding the preservation and custody, and the
likelihood of tampering or alteration. Id. A sufficient foundation for the admission of
evidence may be established even without proof of an unbroken chain of custody so long
as the exhibit is properly identified as being the same object and in the same condition as
it was when it was initially acquired by the party. State v. Picard, 90 Wash. App. 890, 897,
954 P.2d 336 (1998); see also State v. McGinley, 18 Wash. App. 862, 866-67, 573 P.2d 30
(1977) (not necessary for State to negate every possibility of tampering with exhibit by
means of testimony of each custodian). Minor discrepancies or uncertainties will affect
only the weight of the evidence, not its admissibility. Campbell, 103 Wash. 2d at 21.
Officer Kuebny testified that exhibit 2 contained the white crystalline substance
that he collected from Mr. Alcaraz Mendoza's pocket incident to arrest. He recognized
the item based on the contents and the packaging that bore his writing and signature.
Once he collected and packaged the item, he placed it into an evidence locker and
requested that it be sent to the Crime Lab for testing. He received a report back from the
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No. 33278-1-III
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Crime Lab. He examined the exhibit in court and testified it appeared to be in relatively
the same condition as when he collected it and sent it to the Crime Lab, except for blue
tape the Crime Lab used to reseal the packaging.
The Crime Lab scientist, Martin McDermot, testified that exhibit 2 was the
material in its packaging that he received for analysis in this case, and that its item
numbers, case numbers, and general description correspond with the report that he
prepared. He testified he made markings on the object indicating that he tested or
handled it. He acknowledged, however, that he did not receive the item directly from
Officer Kuehny, but rather from Victor Alcorey, a Crime Lab property and evidence
custodian, who did not testifY. Mr. McDermot was unable to testify how or where Mr.
Alcorey received the item.
The defense thus objected to admission of exhibit 2 on foundation and chain of
custody grounds. The court overruled the objection and admitted the exhibit on the basis
that Officer Kuehny received the item and created the packaging and the item was as he
observed it other than evidence of entry by the Crime Lab; Mr. McDermot testified there
was an indication of his entry into the item; and, based on the testimony the only
indication of changed condition goes to the weight of the evidence and not admissibility.
Mr. Alcaraz Mendoza contends the court erred in admitting exhibit 2 and related
testimony of Mr. McDermot because crucial elements of the chain of custody were
mlssmg. He argues the reliability of the evidence was compromised because Mr.
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No. 33278-1-III
State v. Alcaraz Mendoza
McDermot was unable to testify how or where Mr. Alcorey obtained the item, thus
leaving a critical gap in establishing that the evidence was the purported item taken from
him in substantially the same form. We also reject these arguments.
The trial court's ruling indicates it found nothing to suggest tampering or
alteration of the item beyond what Mr. McDermot did for purposes of testing. The State
adequately identified the item and showed that it was in substantially the same condition
as when the crime was committed, irrespective of lack of testimony regarding Mr.
Alcorey's. handling of the item. The court was correct that in this situation any
deficiencies in chain of custody go to weight and not admissibility. The court did not
abuse its discretion in admitting exhibit 2 and Mr. McDermot's testimony that the
substance tested positive for methamphetamine.
Finally, Mr. Alcaraz Mendoza challenges the sufficiency ofthe evidence to
support the conviction for methamphetamine possession. He contends that without the
erroneously admitted exhibit 2 and testimony of Officer Kuebny and Mr. McDermot, the
properly admitted evidence failed to establish the elements of the crime.
In reviewing a challenge to the sufficiency of the evidence, we view the evidence
and all reasonable inferences in a light most favorable to the State to determine whether
any rational trier of fact could have found the essential elements of the crime beyond a
reasonable doubt. State v. Green, 94 Wash. 2d 216, 221, 616 P.2d 628 (1980). Following a
bench trial, appellate review is limited to determining whether substantial evidence
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supports the findings of fact and, if so, whether the findings support the conclusions of
law. State v. Stevenson, 128 Wash. App. 179, 193, 114 P.3d 699 (2005). "Substantial
evidence" is evidence sufficient to persuade a fair-minded person of the truth of the
asserted premise. Id. We review challenges to a trial court's.conclusions of law de novo.
State v. Gatewood, 163 Wn.2d 534,539, 182 P.3d 426 (2008). We defer to the trier of
fact on issues of conflicting testimony, witness credibility, and persuasiveness of the
evidence. State v. Walton, 64 Wash. App. 410, 415-16,824 P.2d 533 (1992).
The crime of unlawful possession of a controlled substance requires proof ofjust
two elements: (1) possession (2) ora controlled substance. RCW 69.50.4013(1).
Methamphetamine is a controlled substance. RCW 69.50.206(d)(2).
As discussed, there was no error in the admission of Officer Kuehny's testimony,
or in the admission of exhibit 2 that Mr. McDermot testified contained
methamphetamine. Mr. Alcaraz Mendoza told both Officer Newton and Officer Kuehny
that the substance seized from his pocket was methamphetamine. The trial court made
written findings that Officer Kuehny searched Mr. Alcaraz Mendoza's pants pocket
incident to his arrest and located a plastic baggie containing a white crystalline substance
that Mr. Alcaraz Mendoza admitted was methamphetamine that he uses for back pain.
The substance proved in Crime Lab testing to contain methamphetamine. (Findings of
Fact 3-4, 8-10) These findings are supported by substantial evidence and support the
court's conclusions of law that Mr. Alcaraz Mendoza knowingly possessed
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methamphetamine-a controlled substance-in Benton County on July 4, 20l3.
(Conclusions of Law 1-3) A rational trier of fact could find him guilty beyond a
reasonable doubt based on the evidence. RCW 69.50.4013(1); Green, 94 Wash. 2d at 221.
Affirmed.
A majority of the panel has determined this opinion will not be printed in the
Washington Appellate Reports, but it will be filed for public record pursuant to
RCW 2.06.040.
Lawrence-Berrey, J.
j
WE CONCUR:
1ztLhfU~(
Siddoway, C.J.
C!-F-?K JL ,H
Pennell, J. ~
11