City Of Olympia, V Aaron Hulet ( 2014 )


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  •                                                                                                                     FILED
    sCOuRT OF APPEALS
    DIVISfON 11
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    IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
    DIVISION II
    CITY OF OLYMPIA,                                                                   No. 43059 -2 -II
    Respondent,
    v.
    AARON HULET;                                                               UNPUBLISHED OPINION
    Petitioner.
    LEE, J. —    Aaron Hulet was convicted and sentenced for driving under the influence
    DUI) after the municipal court revoked his deferred prosecution for violating the terms of the
    order.    Upon filing a notice of appeal, Hulet discovered that the municipal court had destroyed
    the   recordings of   the   arraignment and         deferred   prosecution   hearings.     Hulet then filed a RALJ
    5. 4 motion for a new trial, arguing that the missing records were significant or material to his
    appeal.    The municipal court denied Hulet' s RALJ 5. 4 motion, and the superior court affirmed
    the municipal   court' s order.      The superior court also affirmed the revocation of Hulet' s deferred
    prosecution, conviction       for DUI,         and sentence.    This court granted discretionary review of the
    superior court' s   denial   of   Hulet'   s   RALJ 5. 4   motion and   Hulet'   s sentence.   We   affirm.
    No. 43059 -2 -II
    FACTS
    On June 12, 2006, Hulet was charged with DUI by citation in Olympia Municipal Court.
    The docket       shows    that Hulet    was   arraigned   and   entered   a   plea   of not   guilty.   Hulet then
    petitioned for deferred prosecution under chapter 10. 05 RCW, which the municipal court
    granted.     The order deferred the prosecution for five years and provided that the deferral may be
    revoked if Hulet committed any alcohol -related violations within that period.
    On August 4, 2010, Hulet was charged with DUI in Thurston County District Court.
    Hulet pleaded guilty, and the district court entered a judgment and sentence. 1
    As a result of the new DUI conviction, the City of Olympia filed a motion in municipal
    court   to   revoke   the deferred   prosecution of   the 2006 DUI   charge.     The municipal court reviewed
    the docket for the Thurston County matter and was satisfied that Hulet had been convicted of
    DUI in 2010.          Based on that 2010 Thurston County conviction, the municipal court found that
    Hulet had violated his deferred prosecution conditions for the 2006 DUI charge and revoked the
    deferred     prosecution order.      The municipal court then reviewed the police report for the 2006
    DUI charge and concluded that the driving pattern, allegations, and breath test results constituted
    a sufficient    factual basis for the 2006 DUI        charge.   Accordingly, the municipal court entered a
    finding of guilty on the 2006 DUI charge.
    1
    The Thurston County District Court made a finding that Hulet qualified for the medical
    exemption (      discussed below)       and reduced the amount of mandatory minimum jail time.
    Thurston County appealed the district court' s finding and that appeal was pending at the time of
    Hulet' s revocation hearing. However, because the fact of an appeal does not invalidate Hulet' s
    conviction, the municipal court revoked Hulet' s deferred prosecution.
    2
    No. 43059 -2 -II
    The municipal court imposed the mandatory minimum sentence for a second offense with
    a breath test above 0. 15, which required 45 days in custody and 90 days on Electronic Home
    2
    Monitoring ( EHM).                  See RCW 46. 61. 5055( 2)( b)( i).            Hulet requested the municipal court
    convert the 45 days' imprisonment to additional EHM under an exception allowing suspension
    of the mandatory minimum if the court makes findings that incarceration would pose a
    substantial risk to the offender' s physical or mental well- being. See RCW 46. 61. 5055( 2)( b)( i).
    Hulet submitted an affidavit from his physician to support his claim that serving jail time
    would pose a substantial risk               to his   physical or mental well-      being.     Hulet' s physician discussed,
    in detail, the stressors that caused Hulet' s relapse on alcohol and resulted in the most recent DUI.
    According       to   Hulet'     s   physician,       Hulet suffers from chronic degeneration of lumbar disc.
    Although     Hulet'    s    physician         made     several    arguments       why      he   believed "   leniency"   was
    appropriate, only one was related to Hulet' s medical condition:
    A harsh sentence / ail time could jeopardize all he has worked for by causing
    j
    humiliation and impairment of his reputation in his work .place; would likely
    result in aggravation of his lumbar disability from sleeping on a poor quality
    bed/ cot; could give his dysfunctional impaired wife legal grounds for seeking
    custody of her daughter ( which I attest would be a tragedy for him and his
    daughter) and may cause further emotional despair resulting in decompensation of
    his anxiety / epression condition.
    d
    Clerk' s Papers ( CP) at 35 -36.
    The    municipal          court   found Hulet' s       physician   to    be     credible.   However, while the
    municipal court had " a lot of respect" for Hulet' s physician, it could not find that the medical
    2
    The   municipal        court     structured      the   sentence   as   365    days'     imprisonment with 230 days
    suspended with 45 of those days in served in custody and 90 days on EHM, with credit for one
    day served in custody.
    3
    No. 43059 -2 -II
    exemption applied             to Hulet based     on   the documentation           provided    to the   court.    CP at 480. The
    municipal court also            denied Hulet' s    request    for   work release.         Hulet moved for reconsideration
    of the municipal court' s sentence regarding work release, which was also denied.
    Hulet then filed a notice of appeal to the superior court of all decisions in the municipal
    court case.       When Hulet attempted to designate the municipal court record for appeal purposes,
    he discovered that the municipal court did not have the audio recordings of the 2006 arraignment
    43
    and    deferred    prosecution         hearings. Hulet filed        a   RALJ 5.         motion for a new trial based on the
    loss of a significant or material portion of the record. The municipal court denied Hulet' s RALJ
    5. 4 motion. Hulet appealed to the superior court.
    On   appeal      to the    superior   court, Hulet         argued (   1)    the arraignment proceeding was
    procedurally       and    factually     deficient, ( 2)   the order granting the deferred prosecution was invalid,
    3) the   revocation was      based    on   insufficient   evidence, (    4) Hulet' s     sentence was       improper, ( 5) he
    received ineffective assistance of counsel, and ( 6) the municipal court erred by denying his
    RALJ 5. 4         motion.       Specifically, Hulet argued that the deferred prosecution was defective
    because the trial court failed to make a finding that Hulet was advised of his rights, and
    3
    RALJ 5. 4 provides:
    In the event of loss or damage of the electronic record, or any significant
    or material portion thereof, the appellant, upon motion to the superior court, shall
    be entitled to a new trial, but only if the loss or damage of the record is not
    attributable     to the   appellant' s malfeasance.          In lieu of a new trial, the parties may
    stipulate   to   a nonelectronic record as provided            in   rule   6. 1( b). The court of limited
    jurisdiction shall have the authority to determine whether or not significant or
    material portions of the electronic record have been lost or damaged, subject to
    review by the superior court upon motion.
    4
    No. 43059 - -II
    2
    Hulet did not enter the petition knowingly and voluntarily because he was misinformed about the
    sentencing        consequences          of   violating the deferred              prosecution.         Hulet also challenged his
    sentence,     arguing that the           City     failed to      prove     his    prior   conviction          for DUI in 2003, the
    municipal court erred by finding the medical exemption did not apply, and the municipal court
    imposed an improper sentence based on Hulet' s " third DUI" in Thurston County. CP at 515.
    The    superior        court affirmed     the trial       court.     Hulet sought discretionary review in this
    court,     and     a    commissioner         of   this     court     denied      review.       On a motion to modify the
    commissioner' s ruling, we granted Hulet' s motion to modify in part, limiting our review to two
    specific     issues: "( 1)        the denial      of [   Hulet' s] RALJ 5. 4            motion   for      a   new   trial,    and (   2) his
    sentencing."           Order   Granting Motion to Modify in Part, ( July 3,                   2012), Spindle.
    ANALYSIS
    A.         HULET' S RALJ 5. 4 MOTION
    Under RALJ 5. 4, an appellant is entitled to a new trial if a significant or material portion
    of   the   record       is lost   or   damaged.          This requires the municipal court to actually make three
    separate     determinations: ( 1) the          content of        the   record    that   was   lost   or   damaged, ( 2) whether the
    record     was     lost   or   damaged,      and (   3)    whether the lost or damaged record was significant or
    material. State v. Osman, 
    168 Wn.2d 632
    , 638 -39, 
    229 P. 3d 729
     ( 2010).
    On appeal of the trial court' s order on a RALJ 5. 4 motion, an appellate court reviews the
    municipal court' s          factual determinations ( i.e., the content of the record and whether the record
    was   lost   or   damaged) for sufficiency                of   the   evidence.     Osman, 
    168 Wn.2d 639
    .                     However, we
    review     the    determination        of whether    the    records are significant or material                de   novo.     Osman, 168
    5
    No. 43059 -2 -II
    Wn.2d             at    639.    For the lost or damaged record to be significant or material, the missing record
    4
    must     be " important to                 or warrants consideration         in   an appeal."       Osman, 
    168 Wn.2d at 645
    .
    1.    Arraignment
    Hulet argues that the missing audio recording of his arraignment is significant or material
    to the        appeal of             the validity   of   his   arraignment.        He argues that without the record, there is no
    evidence that the municipal court properly arraigned him or provided him with any citation that
    informed him                   of   any   of the charges as required under           CrRLJ 4. 1.     We disagree.
    Any irregularity at Hulet' s arraignment hearing can be waived by his attorney'.s entering
    a notice of appearance and plea of not                            guilty   after   the   arraignment   hearing.   See former CrRLJ
    4. 1(   e)(   1), (      3) ( 2006) (     appearance by defendant' s lawyer " constitutes a waiver of any defect in the
    complaint or                 the    citation and notice except           for failure to   charge a crime ...      and except for any
    4 We note that, from the record before this court, both the municipal court and the superior court
    misunderstood the appropriate way to address a RALJ 5. 4 motion.         Rather than making the
    required findings of fact and conclusions of law required by RALJ 5. 4 and Osman, the municipal
    court appeared to believe that the lost or damaged records were not significant or material
    because the appropriate procedure for requesting a new trial is through CrRLJ 7. 5 ( motion for a
    new      trial)         or   CrRLJ 7. 8 (     relief   from final judgment). The municipal court is incorrect. RALJ 5. 4
    is a unique rule that grants an appellant a new trial based solely on the loss or damage of
    significant               or   material      records,     without       challenging the underlying judgment.            Further, the
    superior court apparently reached its determination that the lost or damaged records were
    immaterial because Hulet' s claims failed on the merits. In Osman, our Supreme Court was clear
    that whether a lost or damaged record is significant or material does not warrant consideration of
    the     merits of            the    appellate   issue.     
    168 Wn.2d at 645
     ( " The
    issue is whether the missing record is
    important to or warrants consideration in an appeal; a party need not show at this stage that the
    appeal will prevail, nor is that issue yet ripe for the court to decide. ").
    However, the municipal court' s and superior court' s misunderstanding of the application
    is immaterial for                    us   to decide this      matter.   It is undisputed that the records are lost or damaged,
    and that lost or damaged records contain the hearings for Hulet' s arraignment and the entry of
    Hulet'        s        deferred     prosecution.        Because our review of whether the lost or damaged records are
    significant or material is de novo, we can determine whether the records are significant or
    material to Hulet' s appeal.
    6
    No. 43059 -2 -II
    other defect that is specifically stated in writing or on the record at the time the appearance is
    entered ").    The notice of appearance is in the record before this court and clearly was entered
    after Hulet' s arraignment. Further, Hulet has not made any allegations that records related to his
    attorney' s notice of appearance are lost or damaged. Therefore, the missing arraignment hearing
    record is not substantial or material to Hulet' s appeal.
    2. Order Granting Deferred Prosecution
    Hulet has raised two specific challenges to his deferred prosecution. First, he argues that
    the order entering the deferred prosecution was defective because the municipal court failed to
    make a finding that Hulet was advised of his rights as required by the statute authorizing deferred
    prosecutions.        RCW 10. 05. 020( 4).   Second, Hulet argues that he did not enter the petition
    knowingly and voluntarily because he was improperly informed of the sentencing consequences
    if the deferred prosecution was revoked. The question before this court is not whether the issues
    raised   by   Hulet have   merit or require reversal.    Osman, 
    168 Wn.2d at 645
    .   Rather, the issue is
    whether the lost or damaged records are significant or material to resolving Hulet' s appeal if it
    were to be considered on the merits. We conclude that they are not.
    First, Hulet argues that the order entering the deferred prosecution is invalid because the
    municipal court never made a finding that Hulet was advised of his rights. Deferred prosecutions
    are   specifically   created and authorized   by   statute.   Ch. 10. 05 RCW; Abad v. Cozza, 
    128 Wn.2d 575
    , 580, 
    911 P. 2d 376
     ( 1996).        RCW 10. 05. 020( 4) sets out the requirements for a deferred
    prosecution order:
    Before entering an order deferring prosecution, the court shall make
    specific findings that: ( a) The petitioner has stipulated to the admissibility and
    sufficiency of the facts as contained in the written police report; ( b) the petitioner
    7
    No. 43059 -2 -II
    has acknowledged the admissibility of the stipulated facts in any criminal hearing
    on the underlying offense or offenses held subsequent to revocation of the order
    granting deferred           prosecution; (       c) the petitioner has acknowledged and waived the
    right to testify, the right to a speedy trial, the right to call witnesses to testify, the
    right to present evidence in his or her defense, and the right to a jury trial; and (d)
    the petitioner' s statements were made knowingly and voluntarily. Such findings
    shall be included in the order granting deferredprosecution.
    RCW 10. 05. 020( 4) explicitly requires that the trial court make a finding that the petitioner for a
    deferred prosecution was advised of his rights and to include this finding in the order of deferred
    prosecution.
    We can determine whether the trial court has fulfilled this statutory requirement based
    exclusively    on   the face        of   the    order    granting deferred        prosecution.           Here, the order granting
    deferred prosecution is in the record. On its face, the order granting deferred prosecution fails to
    include a finding that " the petitioner has acknowledged and waived the right to testify, the right
    to a speedy trial, the right to call witnesses to testify, the right to present evidence in his or her
    defense,   and   the   right   to   a   jury   trial."   Therefore, the lost or damaged portions of the record are
    5
    not significant or material          to resolving Hulet'       s appeal       if it   were   to   be   considered on   the   merits.
    Second, Hulet argues that he did not enter the petition knowingly or voluntarily because
    he was misinformed about the sentencing consequences of entering a deferred prosecution.
    RCW 10. 05. 020( 4) requires that the trial court make a finding that the petitioner' s statements
    were   knowing         and    voluntary,        including    the   waiver        of    constitutional       rights.    A waiver of
    constitutional rights is not made knowingly if the defendant is unaware or misinformed of the
    5 We do not decide whether the lost or damaged records would be significant or material to
    Hulet' s appeal had the order entering deferred prosecution contained the statutorily required
    findings   and   Hulet       challenged        the sufficiency     of   the   evidence       supporting those findings.          Those
    facts are not before us.
    8
    No. 43059 -2 -II
    direct consequences of the waiver. See In re Pers. Restraint ofIsadore, 
    151 Wn.2d 294
    , 298, 
    88 P. 3d 390
     ( 2004) ( holding        guilty plea is not entered knowingly if it is based on misinformation of
    sentencing         consequences).      Hulet points to a specific section of his petition for deferred
    prosecution which states:
    I understand that if I proceed to trial and I am found guilty, I may be allowed to
    seek suspension of some or all of the fines and incarceration if 1 seek treatment. I
    understand that I may seek treatment from a public or private agency at any time,
    whether or not I have been found guilty or placed on deferred prosecution.
    CP    at   108.    According to Hulet, this is a misstatement of the law because the municipal court
    may not suspend mandatory minimum jail time based on the defendant seeking treatment.
    The lost     or   damaged    record    is   not   significant       or    material      to this issue.        Whether a
    statement     is   an accurate statement of      the law is     a question          that   we review      de   novo.     See State v.
    Becklin, 
    163 Wn.2d 519
    , 525, 
    182 P. 3d 944
     ( 2008) (                          reviewing whether jury instructions are
    accurate statements of         the law de     novo).    The language which Hulet alleges was a misstatement
    of   the law is in his       own petition    for deferred     prosecution and              is in the    record on appeal.      Thus,
    the record would allow us to determine whether the statement in Hulet' s petition is misleading or
    an   inaccurate      statement of   the law regarding sentencing               consequences.            Accordingly, the lost or
    damaged records are not significant or material to Hulet' s appeal.
    In addition to the specific assertions addressed above, Hulet also appears to claim that the
    trial court should have granted his RALJ 5. 4 motion based on a bald assertion that the minimum
    due   process principles         identified in Abad were            violated.       Hulet is correct in his assertion that
    Abad       requires   the defendant'    s   waiver     of rights     in   a   deferred       prosecution       to be "   affirmative,
    voluntary,        knowing,    intelligent   and on   the   record."       
    128 Wn.2d at 583
    .   To the extent that Hulet
    9
    No. 43059 -2 -II
    argues   that his due     process requirements are vested                in RALJ 5. 4, he is incorrect. Abad requires
    that the waiver .
    occur on the record; it does not create a due process right guaranteeing a new trial
    in any   case where       that   record    is lost   or   damaged.       Absent a legitimate argument that the due
    process requirements were not met in a particular case, Abad does not mandate granting a RALJ
    5. 4 motion.
    Hulet has failed to make any specific allegation or showing that his due process
    requirements were violated            here. Under RALJ 5. 4, an allegation that the content of the lost or
    damaged record is unknown is insufficient to demonstrate that the missing record is significant
    or material.    To hold otherwise would render the significant or material language in RALJ 5. 4
    superfluous, reducing RALJ 5. 4 to a per se rule providing defendants with a new trial anytime a
    record is lost or damaged.
    Moreover, Osman' s requirement that the trial court make findings of fact regarding the
    content of   the   lost   or   damaged     record would        likewise be        rendered meaningless.   Here, outside of
    the specific allegations raised by Hulet and addressed above, Hulet has never alleged that the
    entry of the deferred prosecution order occurred off the record nor has he identified how the
    hearing    failed to comply           with   due     process        requirements.      Without such an allegation and
    6
    subsequent     finding     there is   no   issue for      us   to   review.       Because Hulet made no other specific
    allegations and did not request a finding regarding the municipal court' s failure to comply with
    6 We also note that, had Hulet made such an allegation, it would be appropriate to remand for the
    municipal court to make the relevant findings of fact regarding the content of the record.
    However, because Hulet failed to make such an allegation, remand is unnecessary, and for the
    reasons explained in footnote 4, the municipal court' s failure to make appropriate findings of fact
    does not require reversal or remand.
    10
    No. 43059 -2 -II
    the due process requirements, any decision we would make regarding the significance and
    materiality of the missing record would be based on speculation. We will not base a decision on
    hypothetical         or speculative     facts.   See Walker v. Munro, 
    124 Wn.2d 402
    , 414, 
    879 P. 2d 920
    1994) (    opinions based on hypothetical or speculative facts are purely advisory and we do not
    issue advisory            opinions).    Accordingly, any argument purportedly based on the due process
    requirements of Abad is not properly before us.
    B.            SENTENCING
    Hulet argues that his sentence must be reversed because the City failed to prove the
    existence of a 2003 DUI, the municipal court relied on the 2010 DUI conviction even though it
    was not a prior offense, the municipal court abused its discretion in denying his medical
    exception that would have relieved him from the mandatory minimum amount of imprisonment,
    7
    and    the    municipal court abused       its discretion   by   considering the availability   of " good   time."       Br.
    of   Appellant       at   38, 41.   We disagree.
    1.   2003 DUI Conviction
    Hulet argues that the municipal court erred by sentencing him based on a prior 2003 DUI
    conviction that the City failed to prove. We disagree.
    Absent an affirmative acknowledgement by the defendant of .facts and information
    introduced for the purposes of sentencing, the City must establish the criminal history by a
    7
    Apparently, Hulet' s sentence is stayed pending this appeal. The record does not contain an
    order staying the execution of his sentence, but the superior court indicated in its oral ruling that
    it would be willing to grant a stay pending appellate review, and it appears that the superior court
    signed the order at the end of the proceeding. Neither Hulet nor the City discusses the stay of
    sentence, so we proceed under the assumption that Hulet has not already served his sentence and
    that this court may still grant Hulet effective relief for any alleged sentencing errors.
    11
    No. 43059 -2 -II
    preponderance of the evidence. State v. Mendoza, 
    165 Wn.2d 913
    , 928 -29, 
    205 P. 3d 113
     ( 2009).
    A   prosecutor' s   summary,     without more,            is insufficient to satisfy due         process.        State v. Hunley,
    
    175 Wn.2d 901
    , 915, 
    287 P. 3d 584
     ( 2012).                   Furthermore, a defendant' s mere failure to object to
    such a statement is not sufficient to support a finding that the defendant has prior conviction.
    Hunley, 
    175 Wn.2d at
    913 -14; Mendoza, 
    165 Wn.2d at
    928 -29.
    Here, Hulet provided the municipal court with a letter in support of his sentencing
    memorandum.         Hulet began his         statement      by   writing: " My        first two DUI' s I was a young adult
    with no    responsibility    and no       fear   of   loss ( I had nothing to lose)."           CP   at   46.   In this statement,
    Hulet affirmatively       acknowledged           that he had    a prior      DUI     conviction .    Therefore, the City was
    not required to provide certified documentation proving the existence of the Hulet' s prior
    conviction.
    2. 2010 DUI Conviction
    Hulet argues that the municipal court erred by sentencing him based on his recent 2010
    DUI conviction because that offense was not a " prior offense" for purposes of sentencing him on
    the   earlier   deferred 2006 DUI. Br.            of   Appellant      at   33 -34.   Hulet is   correct    that "[ o] ffenses that
    occur after the current offense must not be considered `` prior offenses' for purposes of sentencing
    for DUI."        City   of Seattle   v.   Winebrenner, 
    167 Wn.2d 451
    , 462, 
    219 P. 3d 686
     ( 2009).                             The
    municipal court, however, did not sentence Hulet based on his 2010 conviction.
    Although the municipal court referred to the fact that Hulet had three DUI convictions,
    the court considered only the 2003 DUI conviction as a prior offense in sentencing Hulet on the
    2006 DUI charge. The court sentenced Hulet to 45 days in j ail and 90 days EHM consistent with
    RCW 46. 61. 5055( 2)( b)( i), which provides that a person convicted of a second DUI within seven
    12
    No. 43059 -2 -II
    years whose alcohol concentration was at least 0. 15 shall be punished by imprisonment for not
    less than 45 days    nor more      than 364 days      and   90 days of EHM.          On the other hand, a person
    convicted of a third or fourth DUI within seven years whose alcohol concentration was at least
    0. 15 shall be punished by imprisonment for not less than 120 days nor more than 364 days and
    150 days     of   EHM.    RCW 46. 61. 5055( 3)( b)( i).          It is clear that the municipal court sentenced
    8
    Hulet based   on   only   one prior offense,     the 2003 DUI      conviction.
    3.   Medical Exemption
    Hulet argues that the municipal court abused its discretion by using the wrong standards
    in rejecting his   request not     to   serve   jail time due to     physical and mental    health issues.   First,
    Hulet argues that the municipal court applied the wrong legal standard to determine whether
    Hulet' s sentence could be suspended under the medical exemption in RCW 46.61. 5055. 9
    8 Hulet also argues that this court should reverse his sentence because the municipal court
    violated RCW 46.61. 513, which requires that immediately before the court defers prosecution
    under RCW 10. 05. 020, dismisses a charge, or orders a sentence for DUI, the court shall verify
    the defendant' s criminal history and driving record . Even if the court violated the statute, Hulet
    cites no authority for the proposition that such a violation should result in his sentence being
    vacated.   Assuming the court violated RCW 46. 61. 513, there is no prejudice warranting a
    vacation of his sentence because Hulet had an opportunity to fully litigate his criminal history at
    his sentencing hearing.
    9
    RCW 46. 61. 5055( 2)( b) provides that the sentence for a person with one prior offense, and a
    blood alcohol concentration of at least 0. 15, the person should be sentenced to:
    i) By imprisonment for not less than forty -
    five days nor more than three hundred
    four days
    sixty -              and   ninety days      of electronic     home monitoring.      In lieu of the
    mandatory minimum term of ninety days electronic home monitoring, the court
    may order at least an additional four days in jail. . . . Forty -five days of
    imprisonment and ninety days of electronic home monitoring may not be
    suspended or deferred unless the court finds that the imposition of this mandatory
    minimum sentence would impose a substantial risk to the offender' s physical or
    mental well -being. Whenever the mandatory minimum sentence is suspended or
    13
    No. 43059 - -II
    2
    Second, Hulet argues that the municipal court abused its discretion by considering the medical
    exemption in RCW 46. 61. 5055 as an all or nothing proposition. Third, Hulet argues that the trial
    court disregarded the merits and refused to suspend his sentence because he was a three time
    offender.
    Based on the evidence presented at sentencing, the record does not support applying the
    medical exemption    in RCW 46. 61. 5055 to Hulet' s         case.   Therefore, the trial court did not err by
    refusing to suspend the mandatory minimum jail time.
    Whether the medical exemption in RCW 46. 61. 5055 applies is a mixed question of fact
    and law. We review the municipal court' s findings of fact to determine if they are supported by
    substantial   evidence.    State   v.   Hill, 
    123 Wn.2d 641
    , 644, 
    870 P. 2d 313
     ( 1994).         We will not
    disturb the   municipal    court' s     credibility determinations    on   appeal.   State v. Camarillo, 
    115 Wn.2d 60
    , 71, 
    794 P. 2d 850
     ( 1990).          We review the application of a statute to a specific set of
    facts de novo. State v. Dupuis, 
    168 Wn. App. 672
    , 674, 
    278 P. 3d 683
    , review denied, 
    175 Wn.2d 1024
     ( 2012).
    To determine whether the medical exemption in RCW 46. 61.5055 applies, the trial court
    would need to make factual findings regarding the defendant' s medical conditions and the
    consequences of serving jail time. We recognize that the municipal court did not explicitly make
    such   factual findings.     However, the trial court did expressly find that Hulet' s doctor was
    deferred, the court shall state in writing the reason for granting the suspension or
    deferral and the facts upon which the suspension or deferral is based.
    14
    No. 43059 -2 -II
    credible.    Given the trial court' s credibility determination, the factual assertions in the doctor' s
    affidavit    can   be taken   as   the factual basis for the trial            court' s   conclusions.   Therefore, the
    affidavit from Hulet' s physician provides a sufficient factual basis to determine whether the trial
    court erred in applying the medical exemption in RCW 46. 61. 5055 to Hulet' s case.
    Hulet' s physician' s affidavit, as it relates to Hulet' s medical condition, establishes that
    Hulet has    chronic   degeneration     of   lumbar discs, anxiety         and   depression. Based on the affidavit,
    the consequences of serving jail time " would likely result in aggravation of his lumbar disability
    from sleeping on a poor quality bed /cot" and, through the risk of losing custody of his daughter,
    may cause further emotional despair resulting in decompensation of his anxiety / epression
    d
    condition."     CP at 35 -36. As applied to these facts, the municipal court did not err by concluding
    that the medical exemption did not apply in Hulet' s case.
    First, the     likely "   aggravation"     of Hulet' s lumbar disability does not establish a
    substantial risk"     to Hulet' s   physical well-    being. The aggravation that Hulet would likely suffer
    could be as minor as a minor increase in pain that could be treated through the jail medical staff.
    Hulet failed to     produce   any    evidence   proving   otherwise.         Therefore, the municipal court did not
    en by concluding that Hulet' s chronic degeneration of lumbar discs did not warrant suspending
    jail time .
    under the medical exemption in RCW 46. 61. 5055.
    Second, the effect of serving jail time on Hulet' s mental well -
    being is a secondary, not
    direct   consequence of     serving jail time.     Any " emotional despair resulting in decompensation of
    his anxiety / epression condition" would be caused by the risk of losing custody of his daughter
    d
    to his daughter'     s mother.     The effect of jail time on a defendant' s custody of his child is a risk
    always      associated with
    being    required   to   serve    a   jail   sentence.     Nothing in RCW 46. 61. 5055
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    provides an exemption to the mandatory minimum sentences for DUI based on the potential
    effect   of a    defendant'    s   custody   of   his   child.    Therefore, the municipal court did not err in
    concluding that Hulet' s anxiety and depression did not warrant suspending j ail time under the
    medical exemption in RCW 46. 61. 5055.
    Hulet also argues that the municipal court did not apply the correct statutory language.
    To   suspend or     defer the jail time, the       municipal court        had to " find[ ] that the imposition of this
    mandatory minimum sentence would impose a substantial risk to the offender' s physical or
    mental well-     being."      RCW 46. 61. 5055( 2)( b)( i).         At the sentencing hearing, the municipal court
    stated, "   I have to find in order to allow Mr. Hulet to serve j ail time elsewhere other than in the
    jail is that   substantial    harm   would come         to Mr. Hulet for serving jail time....        I do not find that
    substantial     harm   will come     to Mr. Hulet from serving jail time...."              CP   at   480.   Hulet argues
    that the court' s statement is a misstatement of the law, which requires only a finding of risk not
    actual harm.
    There is a difference between substantial risk and certainty of harm, but any prediction of
    future harm is necessarily            an   assessment       of risk.     Although the municipal court stated the
    standard       differently,    the   difference between           finding    that' incarceration " would      impose   a
    substantial risk     to the    offender' s ...    well-   being,"     and that incarceration would cause substantial
    harm is insignificant. Br. of Appellant at 39. There is no indication that the municipal court was
    operating under the misunderstanding that it could grant the medical exception only if it could
    predict future harm with certainty.
    Hulet further argues that the municipal court erred in refusing to convert part of his
    sentence to EHM under the medical exception based on an incorrect belief that a partial
    16
    No. 43059 -2 -II
    suspension       of   the   sentence     for    medical reasons was          not permissible.           Referring to the earlier
    proceeding in         which      Hulet   was     sentenced        for his 2010 DUI, the            municipal        court     stated, "   I
    understand that Thurston County District Court fashioned something indicating that seven days
    was appropriate and          the balance        was not,       I don' t believe I      can   do it that way. So, I do not find
    that that   is   valid."    CP   at   480.      Hulet argues that the municipal court incorrectly assumed that a
    partial   conversion        or   suspension       of     the   sentence (   as ordered by Thurston County) was not
    allowed, and that it operated only as an all or nothing exception.
    However, it does not appear that the municipal court sentenced Hulet based on the
    incorrect    all   or    nothing      approach.      Instead, the municipal court' s explanation was merely an
    expression of its disagreement with the Thurston County District Court' s decision that the
    medical exception was satisfied                 by   the   evidence provided        by   Hulet. The municipal court twice
    stated    that the documentation             provided      by    Hulet did   not    satisfy the    medical exception.             If the
    municipal court ruled that the exception was not met ( the mandatory minimum sentence did not
    create a substantial risk of physical or medical                      harm), no amount of the mandatory minimum
    sentence could be suspended.
    Finally, Hulet contends that the municipal court rejected the medical exemption not on
    the merits       but because Hulet             was   a         time DUI
    three -              offender.         The record does not support
    Hulet'    s contention.       Hulet takes the court' s statement that " I can' t have somebody with a third
    DUI   and with        serving    no   jail time"     out of context.        Br.   of   Appellant   at   42;   see   CP   at   483.   The
    court made         the   statement      after   the sentencing        was   completed.         The court properly sentenced
    Hulet based on only one prior DUI notwithstanding the court' s reference to Hulet having three
    DUIs.
    17
    No. 43059 -2 -II
    4. Consideration of Good Time
    Hulet next argues that the municipal court abused its discretion by " impos[ ing] what the
    court       considers       the ``   most    likely'   sentence   based       on   the availability   of ``good       time.'      Br. of
    Appellant        at   41.    We agree that a sentencing court may not calculate good time credit in setting
    the length of the sentence; good time plays no role until confinement begins and credits are
    earned, and there is no guaranty credits will be earned. State v. Fisher, 
    108 Wn.2d 419
    , 429 n.6,
    
    739 P. 2d 683
     ( 1987) (                  holding that it was improper for the court to impose an exceptional
    sentence because credit for good behavior would make the length of the sentence inadequate for
    the offenses committed).
    However, we disagree with Hulet that the municipal court considered good time in setting
    his   sentence.         After the municipal court announced the sentence, Hulet inquired whether there
    was    any possibility for               work release.    In response, the municipal court refused to allow work
    release and reiterated that Hulet must serve the remaining 44 days of his sentence in custody
    followed         by   90 days       on   EHM. The      court   then   remarked     that if Hulet behaves himself in jail, "he
    will get [ one -third] off of that for good time, but that is between him and the jail, so most likely,
    it   will   be 30 days,      rather      than 44."    CP at 481.
    A   court      abuses       its discretion   when     it   relies    on   good   time to   set   the   sentence.     The
    municipal court did not do that here. We hold that the municipal court' s mere reference to good
    time and the possibility that Hulet may serve less time than ordered was not improper.
    Accordingly, Hulet' s argument fails.
    We granted discretionary review of Hulet' s appeal on two specific, limited issues: his
    RALJ 5. 4 motion and his sentencing. Because the lost or damaged records are not significant or
    18
    No. 43059 -2 -II
    material   to his   appeal,     Hulet   was   not   entitled   to   a new   trial   under   RALJ 5. 4.   Further, the
    municipal court did not err in imposing Hulet' s sentence.
    We affirm.
    A majority of the panel having determined that this opinion will not be printed in the
    Washington Appellate Reports, but will be filed for public record in accordance with RCW
    2. 06. 040, it is so ordered.
    We concur:
    19