Yevgeny Semenenko v. Dshs ( 2014 )

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IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
YEVGENY SEMENENKO and
NATALYA SEMENENKO, No. 70354-4-1
Appellants, DIVISION ONE
v.
STATE OF WASHINGTON, UNPUBLISHED OPINION
DEPARTMENT OF SOCIAL & HEALTH
SERVICES, FILED: August 11, 2014
Respondents.
Becker, J. — When the Department of Social and Health Services
reaches a formal conclusion that allegations of child abuse are founded, the
person against whom the finding is entered must petition for internal review
within 20 days of receiving notice. When that deadline is not met, review of the
finding of child abuse is not available.
In November 2009, appellants Yevgeny and Natalya Semenenko were
looking for help in dealing with their drug-addicted teenage daughter, Letitcyia.
On November 10, 2009, at 2 a.m., they brought the girl to a licensed drug
treatment center for admission. She resisted being admitted, and a physical
struggle ensued in which the parents allegedly pushed and kicked her. The
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Department received a report alleging that the Semenenkos physically abused
their daughter at the treatment center.
The Department responded to this incident in two ways: by opening a
case with Family Voluntary Services and by initiating an investigation through
Child Protective Services. These two units of the Department are both within the
Division of Children and Family Services.
On December 3, 2009, the Semenenkos received a form letter informing
them that the case with Family Voluntary Services was being closed:
Your case with () Child Protective Services (X) Family Voluntary
Services () Child Welfare Services () Family Reconciliation
Services will be closed effective December 11, 2009.
The letter recommended that they continue to attempt to get Letitcyia into an in
patient treatment facility and attend support groups and classes about drug
addiction. It provided contact information for requesting further services from the
Division of Children and Family Services.
On April 5, 2010, Child Protective Services sent Yevgeny a certified letter
to inform him of the results of the investigation into the report of physical abuse of
Letitcyia and his rights concerning those results. The letter stated that the
allegations were "Founded." It explained, "When an allegation is 'Founded,' it
means that CPS investigated the allegation and, based on the information
available, has determined that it was more likely than not that the abuse and/or
neglect occurred and you are the person responsible for the abuse and/or
neglect." A similar letter was sent to Natalya. The Semenenkos received their
letters on April 22 and 29 respectively.
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The letters informed the Semenenkos that "Founded" reports by Child
Protective Services are kept in the computer system of the Department's
Children's Administration where, though they are "confidential and cannot be
released to the public," they can be released for purposes of determining "if you
can be licensed or employed to provide care for children or vulnerable adults."
Once notified that the investigation ended with a founded report of child
abuse, the Semenenkos had 20 days to request a Department review:
Within twenty calendar days after receiving written notice from the
department under RCW 26.44.100 that a person is named as an
alleged perpetrator in a founded report of child abuse or neglect, he
or she may request that the department review the finding. The
request must be made in writing. If a request for review is not
made as provided in this subsection, the alleged perpetrator may
not further challenge the finding and shall have no right to agency
review or to an adjudicative hearing or judicial review of the finding.
Former RCW 26.44.125(2) (2008).1 The notification letters advised them of the
20-day deadline:
CA [Children's Administration] must receive your written request for
a review within 20 calendar days from the date you receive this
letter. If CA does not receive the request within 20 calendar
days of the date you receive this letter, you will have no further
right to challenge the CPS findings.
The Semenenkos did not request review until almost a year later.
In November 2010, Natalya lost her job as a caregiver for the elderly when
her employer performed a routine periodic background check and discovered her
name on the Department's database of founded allegations of child abuse.
1 Effective June 7, 2012, the legislature extended the deadline to 30 days.
LAW OF 2012, ch. 259 §11.
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On March 25, 2011, the Semenenkos requested a review of the child
abuse finding. The Department acknowledged their request in a responding
letter sent on April 18, 2011. This letteradvised the Semenenkos that they were
beyond the 20-day deadline for requesting review. The letter informed the
Semenenkos that they could "challenge this" by requesting the Office of
Administrative Hearings to hold a hearing.
On May 12, 2011, the Office of Administrative Hearings received a letter
from the Semenenkos requesting a hearing:
We were accused in responsibility to our daughter abuse in April
2010. CPS told us that case is closed after they got all information
from us and our child Letitciya.
For almost a year we did not know that charges filed on our criminal
records, after what I lost my job. We are good parents! There is no
abuse in our family and we are requesting an administrative
hearing to confirm our innocence in this matter.
Please help!
The Department moved to dismiss on the basis that the Semenenkos did not
request review of the child abuse finding within the 20-day deadline of former
RCW 26.44.125(2).
On October 5, 2011, an administrative law judge issued an initial order
granting the Department's motion to dismiss. While expressing sympathy for the
Semenenkos' circumstances, the judge concluded that under former RCW
26.44.125(2), he had no authority to allow them to proceed with a hearing on the
merits of the child abuse finding because they had not requested review within
20 days of receiving notice in April 2010.
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The Semenenkos petitioned for review by the Board of Appeals. Their
petition referred to November 2009 as the "time of our desperation" in dealing
with their daughter's chemical dependency. They said they misunderstood the
letter of December 3, 2009, from Family Voluntary Services and thought it said
the child abuse investigation had been closed.
Now, looking back at this paper we see that only the family services
were closed not CPS, we misunderstood because the mark stood
next to the CPS services. Then, for 4 months we received nothing
and heard nothing. In April 2010 we received a letter stating that
"we were guilty." We didn't understand, and thought it was some
kind of mistake, we wanted to call CPS ourselves but our daughter
Letitciya was very angry about the situation and wanted to call
herself. She found the phone number on the letter and talked to
someone, saying "my parents are not child abusers." She asked
the person on the phone "what should we do? How can we fix
this?" The lady told us that we don't need to do anything, because
the case is closed. That gave us the impression that everything
was over.
... if we had known the truth and been given proper
information on what to do we would have settled this from the start.
. . . Therefore, we ask for you to give us a chance to speak and let
us be heard .... Having an opportunity to have this hearing will
hopefully put us all at a fresh start.
On May 10, 2012, the Board of Appeals affirmed the order of dismissal
and on June 1, 2012, the Board denied a motion for reconsideration. The Board
concluded that the Department could not grant relief. Because the Semenenkos
had not timely requested internal review of the founded child abuse finding, they
were not entitled to a hearing on the merits of that finding.
On June 28, 2012, the Semenenkos filed a petition for judicial review of
the decision by the Board of Appeals. They asked the court to order a fair
hearing to consider the child abuse finding on the merits. The court granted the
Department's motion to dismiss. This appeal followed.
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This court stands in the same position as the trial court when reviewing an
administrative agency decision. Hardee v. Dep't of Soc. & Health Servs.. 172
Wn.2d 1, 6, 256 P.3d 339 (2011). The party challenging the validity of agency
action has the burden of demonstrating its invalidity. RCW 34.05.570(1 )(a).
Judicial review of administrative agency orders is governed by the Administrative
Procedure Act, which provides the grounds on which such an order may be
challenged. RCW 34.05.570(3). The Semenenkos contend the Department
acted outside its statutory authority or jurisdiction, failed to follow a prescribed
procedure, erroneously interpreted or applied the law, or issued an order not
supported by substantial evidence. RCW 34.05.570(3)(b)-(e).
Department delay in completing the investigation
The Semenenkos argue that the Department acted outside its jurisdiction
when it made the finding of child abuse after taking longer to finish the child
abuse investigation than is permitted by statute. They request that we reverse
the superior court order of dismissal, declare the child abuse finding void, and
order the Department to remove their names from any registry of known child
abusers.
When the investigation of the Semenenkos began in November 2009, a
statute required the Department to complete an investigation into alleged child
abuse within 90 days of receipt:
For reports of alleged abuse or neglect that are accepted for
investigation by the department, the investigation shall be
conducted within time frames established by the department in rule.
In no case shall the investigation extend longer than ninety days
from the date the report is received, unless the investigation is
being conducted under a written protocol pursuant to RCW
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26.44.180 and a law enforcement agency or prosecuting attorney
has determined that a longer investigation period is necessary. At
the completion of the investigation, the department shall make a
finding that the report of child abuse or neglect is founded or
unfounded.
Former RCW 26.44.030(11)(a) (2009)2 (emphasis added). The agency rules
promulgated under this statute state that the agency attempts to complete
investigations within 45 days but "in no case shall the investigation extend
beyond ninety days." WAC 388-15-021(7).
The Department did not meet the 90-day deadline. The investigation
began in November 2009 and was not concluded until April 2010. The
Semenenkos argue that the Department's failure to complete its investigation
within 90 days renders the child abuse finding void as an ultra vires act.
The Semenenkos cite CR 60(b)(5). A void judgment can be attacked at
any time under CR 60(b)(5). Cole v. Harvevland. LLC. 163 Wn. App. 199, 205,
258 P.3d 70 (2011). Because a child abuse finding is not a judgment, CR
60(b)(5) does not apply. However, a line of authority not cited by the parties
establishes that an ultra vires act by a state agency can be attacked as "void" if
the agency was without any authority to act on the subject. S. Tacoma Wav,
LLC, v. State. 169Wn.2d 118, 123, 233 P.3d 871 (2010). And like a void
judgment, a truly ultra vires act is generally subject to challenge and invalidation
at any time. S. Tacoma Wav, 169 Wn.2d at 124. We will therefore assume that
2This chapter was amended effective December 1, 2013. Laws of 2012, ch.
259, § 3. As amended, this provision appears at RCW 26.44.030(12)(a). The language
is unchanged.
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missing the statutory 20-day deadline for seeking review would not prevent the
Semenenkos from obtaining relief from the child abuse finding if the finding were
void as an ultra vires act.
The Department responds that the finding cannot be void because the 90-
day time limit is only directory, notwithstanding the legislature's use of the word
"shall." Whether the 90-day time limit is mandatory or directory is an important
issue, but it need not be decided in this case. Even if the Department's failure to
complete its investigation within 90 days violated a mandatory requirement, the
finding that resulted from that investigation is not ultra vires.
A government action is truly ulta vires only ifthe agency was without
authority to perform the action. S. Tacoma Wav, 169 Wn.2d at 122. Here, it is
undisputed that the Department was authorized to make a finding of child abuse.
The Department's failure to make the finding within 90 days was a procedural
irregularity, not an ultra vires act. See S. Tacoma Wav. 169 Wn.2d at 121-26.
We conclude the finding of child abuse is not void and the Semenenkos are not
entitled to have it vacated.
The Semenenkos attached two unpublished trial court orders as
appendices to their reply brief to show that some superior courts have vacated
findings of child abuse when shown that the Department's investigation was not
completed within 90 days. The Department has moved to strike. In view of our
resolution of the 90-day issue, it is unnecessary to consider the motion to strike.
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Equitable estoppel
Alternatively, the Semenenkos contend the Department is equitably
estopped from enforcing the 20-day deadline against them. "Equitable estoppel
is based on the principle that: 'a party should be held to a representation made
or position assumed where inequitable consequences would otherwise result to
another party who has justifiably and in good faith relied thereon.'" Kramarevckv
v. Dep't of Soc. & Health Servs.. 122 Wn.2d 738, 743, 863 P.2d 535 (1993),
quoting Wilson v. Westinghouse Elec. Corp.. 85 Wn.2d 78, 81, 530 P.2d 298(1975). A party asserting equitable estoppel against the government must prove
the following by clear, cogent, and convincing evidence: (1) a party's admission,
statement, or act inconsistent with its later claim; (2) action by another party in
reliance on the first party's act, statement, or admission; (3) injury that would
result to the relying party from allowing the first party to contradict or repudiate
the prior act, statement, or admission; (4) necessary to prevent a manifest
injustice; and (5) the exercise of governmental functions must not be impaired as
a result of estoppel. Kramarevckv, 122 Wn.2d at 743-44. Equitable estoppel
against the government is disfavored. Kramarevckv. 122 Wn.2d at 743.
The Semenenkos claim they were confused by the December 3, 2009,
letter informing them that the case with Family Voluntary Services was being
closed. They thought it meant that the child abuse investigation had been closed
and there was nothing more they needed to do to be cleared of the child abuse
allegation. They say that in April 2010 when they received the letters informing
them of the child abuse finding, their daughter Letitciya called the Department to
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clarify. They claim the Department specifically told them, through Letitciya, that
the letters must be a mistake and to ignore them.
The information allegedly communicated to Letitciya over the telephone
cannot serve as the basis for finding equitable estoppel against the government
because the Semenenkos do not show the person on the phone with Letitciya
was someone with authority to speak for the Department. Thus, it is not clear,
cogent, and convincing evidence of a statement by the Department inconsistent
with its later claim that the letters sent in April 2010 triggered the 20-day
deadline. Cf. Ruland v. Dep't of Soc. & Health Servs.. 144 Wn. App. 263, 182
P.3d 470 (2008). In Ruland. no one could dispute that the inconsistent
communication occurred. The assistant attorney general made the predicate
statement on the record at a prehearing conference. Here, the Semenenkos did
not identify the person who allegedly made the statement on behalf of the
Department. Because their evidence is insufficient to prove an inconsistent
statement, their claim of equitable estoppel fails.
Good cause excuse
The Semenenkos also argue that the statutory 20-day deadline for
requesting internal review is not enforced where there is a showing of "good
cause." They ask this court to find they had good cause excusing their untimely
request for review. They request that the matter be remanded for an adjudicative
hearing where they would have the opportunity to argue the merits of the child
abuse finding.
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The Semenenkos cite a regulation promulgated under the Administrative
Procedure Act, RCW 34.05.020. The regulation is entitled "What does good
cause mean?" WAC XXX-XX-XXXX. The regulation defines "good cause" and
provides guidance for an administrative law judge who is asked to make a finding
of good cause:
(1) Good cause is a substantial reason or legal justification for
failing to appear, to act, or respond to an action. To show good
cause, the ALJ must find that a party had a good reason for what
they did or did not do, using the provisions of Superior Court Civil
Rule 60 as a guideline.
(2) Good cause may include, but is not limited to, the
following examples.
(a) You ignored a notice because you were in the hospital or
were otherwise prevented from responding; or
(b) You could not respond to the notice because it was
written in a language that you did not understand.
WAC XXX-XX-XXXX.
The regulation explains how an administrative law judge will interpret and
apply the term "good cause" in a proceeding where the term is relevant. The
regulation does not provide general substantive authority to invoke good cause
as an excuse whenever a party fails to meet a statutory deadline. Here, the
statute establishing the deadline, former RCW 26.44.125(2), does not provide
substantive authority permitting the Department to waive the 20-day deadline
when good cause is shown.
The Semenenkos point out in their reply brief that the applicability of WAC
XXX-XX-XXXX was raised in a similar case, Rvan v. Department of Social & Health
Services. 171 Wn. App. 454, 287 P.3d 629 (2012). The Department agreed in
that case that WAC XXX-XX-XXXX applies to late hearing requests made by an
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No. 70354-4-1/12
alleged perpetrator of abuse. Rvan, 171 Wn. App. at 464. But the Department
has not made the same concession in this case, and the appeal in Ryan was
decided on other grounds. The opinion contains no holding pertinent to the
applicability of WAC XXX-XX-XXXX.
We conclude the Semenenkos were not entitled to have the Department
apply WAC XXX-XX-XXXX as a basis for considering whether they had a good
cause excuse for missing the 20-day deadline for requesting review. Because
the Semenenkos did not timely seek internal review of the child abuse finding,
they are not entitled to a hearing on the merits of that finding.
Notice reguirements
The Semenenkos also argue that they are exempt from the consequences
of missing the review deadline because the Department did not comply with the
notice requirements of RCW 26.44.100.
Under RCW 26.44.100(2), the subject of a child abuse report must be
notified of a finding of child abuse when the investigation is completed. Under
former RCW 26.44.125(2), an alleged perpetrator who has received "written
notice under RCW 26.44.100" must request review within 20 days or review will
not be available. As the result of an amendment effective June 7, 2012, the 20-
day deadline for seeking review does not apply if the Department did not comply
with the notice requirements of RCW 26.44.100:
If a request for review is not made as provided in this subsection,
the alleged perpetrator may not further challenge the finding and
shall have no right to agency review or to an adjudicative hearing or
judicial review of the finding, unless he or she can show that the
department did not comply with the notice reguirements of RCW
26.44.100.
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No. 70354-4-1/13
RCW 26.44.125(3) (new language is underlined).
The Semenenkos contend that the notification letters they received in April
2010 did not comply with the notice requirements in RCW 26.44.100 because the
Department did not complete the investigation within 90 days. Even ifthe new
language in RCW 26.44.125 applies retroactively, which has not been
demonstrated, it is not helpful to the Semenenkos. The Department's delay in
completing the investigation does not make the notice of the completed
investigation deficient under RCW 26.44.100 RCW. The requirement that the
Department complete its investigation within 90 days is found in a different
statute, RCW 26.44.030.
Missing administrative record
The Department Board of Appeals was supposed to transmit a certified
copy of the administrative record to the superior court. Although the Board
notified the parties that it had done so, the administrative record was never
properly filed in superior court. The administrative record is before us on appeal
as a result of the parties' agreement to supplement the record.
The Semenenkos deduce that the superior court must not have reviewed
the administrative record. They contend the court's failure to consider their
petition in light of the actual record requires the order of dismissal to be reversed
and remanded.
The record is important to judicial review of a decision by a lower tribunal.
The superior court should not undertake judicial review of an agency decision
without a record. Nevertheless, if that is what occurred here, remand is not
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necessary because this court stands in the same position as the superior court.
The decision under review is the Department's decision to dismiss the
Semenenkos' claims without allowing them an evidentiary hearing on the merits
of the child abuse finding. As the issues are entirely legal, nothing would be
accomplished by a remand.
The order of dismissal is affirmed. The Semenenkos' request for an
award of attorney fees is denied.
WE CONCUR:
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