Stephen Klineburger v. Department Of Ecology ( 2018 )

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COURT OF APPEALS DIV '
STATE OF WASHINGTON
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2018 AUG 1 3 AM 8: le 1
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STEPHEN AND SANDRA )
KLINEBURGER, ) No. 76458-6-1
)
Appellants, ) DIVISION ONE
)
v. ) UNPUBLISHED OPINION
)
WASHINGTON STATE )
DEPARTMENT OF ECOLOGY, )
)
Respondent. ) FILED: August 13, 2018
)
LEACH, J. — Stephen and Sandra Klineburger appeal the superior court's
decision affirming a Pollution Control Hearings Board (PCHB)decision in favor of
the Department of Ecology. They challenge the constitutionality of WAG 173-
158-076(1)(b), claiming this regulation effects a taking, violates their substantive
due process rights, and violates equal protection. Because the Klineburgers'
takings and substantive due process claims are not ripe and a rational basis for
the regulation exists, we affirm.
FACTS
The Klineburgers own property located about 800 feet south of the middle
fork of the Snoqualmie River. The Klineburgers purchased their property in
2011. A fire destroyed a prior residential structure on the property sometime
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between 2005 and 2007. In October 2011, the King County Department of
Permitting and Environmental Review (DPER) investigated a complaint about a
mobile home, accumulated debris, and inoperable vehicles on the property.
DPER posted a stop work order on the mobile home. It directed the
Klineburgers to obtain necessary permits and inspections. The Klineburgers
tried to obtain the required permits for the mobile home.
The Klineburgers' property lies in an area that the Federal Emergency
Management Agency (FEMA) has designated a floodway, an area where, in a
flood, the water depths and velocities are greatest.1 The site also lies in the
county-designated channel migration zone, "the area along a river channel within
which the channel can be reasonably predicted ... to migrate over time,"
creating an erosion hazard.2
State flood management laws restrict residential construction, repair, and
replacement in floodways.3 Landowners may repair, reconstruct, or improve a
residential structure only if the property meets certain criteria.4 For substantially
damaged residential structures in the floodway, Ecology can "assess the risk of
harm to life and property posed by the specific conditions of the floodway, and,
based upon scientific analysis of depth, velocity, and flood-related erosion"
1 44 C.F.R.§ 9.4.
2 KING COUNTY CODE 21A.06.182.
3 RCW 86.16.041(2)(a).
4 RCW 86.16.041(2)(a).
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No. 76458-6-1 / 3
recommend allowing repair.5 Ecology's recommendation, with the town, city, or
county's concurrence, has the effect of waiving the floodway restriction.6
Floodplain management statutes also direct Ecology to develop guiding
procedures and criteria to evaluate the risks associated with building in the
floodway.7 Following this instruction, Ecology adopted WAC 173-158-076(1).
This regulation establishes four conditions allowing replacement of substantially
damaged property:
1. "Flood warning times must be twelve hours or greater, except if the
local government demonstrates that it has a flood warning system
and/or emergency plan in operation."
2. "Flood depths cannot exceed more than three feet."
3. "Flood velocities cannot exceed more than three feet per second."
4. "No evidence of flood-related erosion. Flood erosion will be
determined by location of the project site in relationship to channel
migration boundaries adopted by the local government."
Ecology determined that the Klineburger property did not meet three of the
criteria for repair of a substantially damaged structure: (1) adequate flood
warning system,(2) base flood depth of three feet or less, and (3) no evidence of
flood erosion.5 So Ecology did not recommend approval of the residence
5 RCW 86.16.041(4).
6 RCW 86.16.041(4).
7 RCW 86.16.041(5).
8 The only criterion that Ecology found was met is the base flood velocities
will not exceed three feet per second.
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placement. The county agreed and denied the permit.
The Klineburgers appealed to the King County Hearing Examiner. The
hearing examiner affirmed the county's decision, finding that Ecology's
recommendation bound the county. The Klineburgers appealed to the King
County Superior Court. The superior court agreed that the county was bound by
Ecology's recommendation, but it reversed Ecology's decision that the
Klineburgers' project did not meet the rebuilding requirements.
King County appealed the superior court's ruling to this court. Ecology
intervened to defend its decision. We ruled that the Klineburgers should have
appealed Ecology's determination to the PCHB and affirmed the hearing
examiner.9 The Klineburgers asked the Washington State Supreme Court to
review our decision. Before the Supreme Court acted on their request, the
parties reached a settlement agreement; the Klineburgers withdrew their petition
for review in exchange for Ecology's reissuing its decision to provide the
Klineburgers the opportunity to appeal the decision to the PCHB.
The Klineburgers then appealed to the PCHB. Ecology asked the PCHB
to dismiss the appeal on summary judgment. The PCHB decided that the
Klineburgers could not show the absence of evidence of flood erosion. The
PCHB noted that the Klineburgers did not dispute that their property is located in
9 Klineburger v. King County Dep't of Dev. & Envtl. Servs., 189 Wn. App.
153, 170, 174, 356 P.3d 223(2015).
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No. 76458-6-1 / 5
the FEMA floodway or channel migration zone. The property's location in a
channel migration zone provides evidence of flood-related erosion. So the PCHB
decided that the Klineburgers could not meet the fourth condition as a matter of
law and granted summary judgment to Ecology.10
The Klineburgers appealed to the King County Superior Court. It affirmed
the PCHB. The Klineburgers appeal to this court.
ANALYSIS
The Klineburgers challenge WAG 173-158-076(1)(b)'s requirement that a
property owner prove "no evidence of flood-related erosion." They claim that this
requirement, as applied to property in the channel migration zone, results in a
taking, violates substantive due process, and violates equal protection.
As a preliminary matter, we consider the Klineburgers' suggestion, first
made at oral argument, that we need not reach their constitutional challenges
because of questions of fact about any evidence of erosion. They rely on expert
testimony to show that there is no evidence of flood-related erosion on the site.
But, as the PCHB concluded, the challenged regulation establishes that the
location of the site in the channel migration zone and the FEMA floodway
10 The Klineburgers also argued that 428th Street functions as a flood
control device, effectively removing their property from the floodway. But the
PCHB agreed with Ecology's argument that Ecology lacked the legal authority to
conclude that 428th Street is a flood control device. It decided that only FEMA,
not Ecology, can determine that the property was not in the FEMA floodway.
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No. 76458-6-1 /6
provides evidence of erosion. The Klineburgers do not dispute that their property
is located in this zone. Thus, no question of fact exists about the existence of
evidence of erosion. So we turn to their constitutional claims.
The Klineburgers conflate their substantive due process and takings
challenges. While these challenges involve related analyses, they are distinct,
and we address them separately.11 As the court observed in Presbytery of
Seattle v. King County,12 lilt is critical that these two grounds be separately
considered and independently analyzed because the remedies for each of these
types of constitutional violation are different."13 When a party challenges a
regulation on both grounds, Washington courts address the takings challenge
first.14
Takings Challenge
The federal and state constitutions prohibit the government from taking
private property for public use without just compensation.15 "There are two types
of takings challenges to land use regulations: facial challenges and 'as applied'
Presbytery of Seattle v. King County, 114 Wn.2d 320, 329, 787 P.2d
11907 (1990) (stating that a takings challenge and a substantive due process
challenge are alternatives and should be analyzed separately).
12 114 Wn.2d 320, 329, 787 P.2d 907 (1990).
13 Presbytery, 114 Wn.2d at 329.
14 Guimont v. Clarke, 121 Wn.2d 586, 594, 854 P.2d 1 (1993).
15 U.S. CONST. amend. V ("nor shall private property be taken for public
use, without just compensation); CONST. art. I, § 16("No private property shall be
taken or damaged for public or private use without just compensation having
been first made.").
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challenges."16 The Klineburgers do not make a facial takings challenge, only an
as-applied challenge.17
Ecology claims that the Klineburgers'"as applied" takings claim is not ripe.
We agree. An as-applied takings claim "is not ripe until 'the initial government
decision maker has arrived at a definite position, conclusively determining
whether the property owner was denied all reasonable beneficial use of its
property.'"18 Here, the PCHB determined that the Klineburgers could not repair a
residential structure on their property. But no government entity has made a
decision about any other possible use. Ecology asserts that the King County
zoning regulations permit the property to be used for other purposes and offers
the following examples: as growing crops or raising livestock,19 as a stable for
horses,29 or as a farmers market.21 Thus, the record before this court does not
16 Peste v. Mason County, 133 Wn. App. 456,471, 136 P.3d 140(2006).
17 In any case, a facial challenge would fail. "The test for a facial
challenge is a high one." Guimont, 121 Wn.2d at 605. To prevail on a facial
takings challenge to a state regulation, a landowner must show that "a regulation
denies all economically viable use of any parcel of regulated property."
Presbytery, 114 Wn.2d at 335. Here, the regulation applies only to residential
use and thus does not preclude other economically viable uses.
18 Guimont v. City of Seattle, 77 Wn. App. 74, 85, 896 P.2d 70 (1995)
(internal quotation marks omitted)(quoting Orion Corp. v. State, 109 Wn.2d 621,
632, 747 P.2d 1062 (1987)). In a facial takings challenge, however, landowners
need not exhaust administrative remedies. Guimont, 121 Wn.2d at 605.
16 KING COUNTY CODE 21A.08.090.
20 KING COUNTY CODE 21A.08.050.
21 KING COUNTY CODE 21A.08.070.
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No. 76458-6-1 / 8
support a finding that the Klineburgers have been denied all reasonable
beneficial use of their property.
The Klineburgers contend that their claim is ripe because further
administrative proceedings are futile. A court will not require that a party exhaust
administrative remedies if doing so would be futile.22 The Klineburgers assert
that exhaustion is futile in this case because the PCHB does not have authority
to hear their constitutional claims. "An administrative tribunal is without authority
to determine the constitutionality of a statute, and, therefore, there is no
administrative remedy to exhaust."23 The PCHB noted this limitation in its order
denying reconsideration when it declined to consider the Klineburgers' equal
protection argument.24 But the Klineburgers' as-applied takings challenge (and
the substantive due process challenge as well) does not contest the facial
constitutionality of the regulation. It claims a violation as applied to the
Klineburgers. This requires development of a factual record. Thus, they do not
show that further administrative proceedings would be futile.
22 Presbytery, 114 Wn.2d at 338.
23 Yakima County Clean Air Auth. v. Glascam Builders, Inc., 85 Wn.2d
255, 257, 534 P.2d 33(1975).
24 "An additional problem with the Klineburgers' new theory is that it is
based on alleged equal protection violations under the constitution. Even if this
argument had been raised in a timely fashion, and not after the final decision had
already been issued, the Board lacks jurisdiction over these types of
constitutional arguments." (citing Moore v. Ecology, No. 02-207 (Wash. Pollution
Control Hr'gs Bd. Apr. 14, 2003)(quoting Yakima Clean Air Auth., 85 Wn.2d at
257)).
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Their claim also fails on its merits. A court begins its evaluation of an as-
applied takings challenge by asking two questions. First, does the challenged
regulation go beyond safeguarding the public interest to providing a public
benefit?25 Second, does it destroy a fundamental attribute of property
ownership?26 If the regulation merely safeguards the public without providing a
benefit and does not destroy a fundamental attribute of ownership, no taking
occurs; the court proceeds to evaluate any substantive due process claim.27
Here, WAC 173-158-076(1)(b) does not go beyond safeguarding the
public interest or destroy a fundamental attribute of ownership. It does not
provide a public benefit. The ban on residential development in floodways
prevents harm, rather than provides a public benefit.26 And the Klineburgers
have not shown any inability to possess their property, to exclude others, or to
sell their property. The Klineburgers are prohibited only from building a
residential structure on their property. This does not infringe on a fundamental
attribute of ownership. No taking has occurred.
25Guimont, 121 Wn.2d at 594-95.
26Guimont, 121 Wn.2d at 595.
27 Guimont, 121 Wn.2d at 595.
28 See RCW 86.16.010; Maple Leaf Inv'rs, Inc. v. Dep't of Ecology, 88
Wn.2d 726, 730, 565 P.2d 1162(1977).
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Substantive Due Process
We next consider the Klineburgers' substantive due process claim. To
determine whether a regulation violates due process, courts apply the following
three-prong test: (1) is the regulation aimed at achieving a legitimate public
purpose; (2) does it use means that are reasonably necessary to achieve that
purpose; and (3) is it unduly oppressive on the landowner.29 The Klineburgers
claim that the regulation here is unduly oppressive.
To determine if a statute is unduly oppressive, courts weigh the fairness of
the burden placed on the property owner against the interests of the public.30 On
the public's side, relevant factors include the seriousness of the public problem,
the extent to which the owner's land contributes to it, the degree to which the
proposed regulation solves it, and the feasibility of less oppressive solutions.31
Factors on the landowner's side include the amount and percentage of value
loss, the extent of remaining uses, past, present, and future uses, the temporary
or permanent nature of the regulation, the extent to which the owner should have
anticipated the regulation, and how feasible it is for the owner to alter the uses.32
Ecology claims that the Klineburgers' substantive due process claim is
also unripe. We agree. The record must include all the facts needed to apply
29 Presbytery, 114 Wn.2d at 330.
39 Guimont, 121 Wn.2d at 610.
31 Guimont, 121 Wn.2d at 610 (quoting Presbytery, 114 Wn.2d at 331).
32 Guimont, 121 Wn.2d at 610 (quoting Presbytery, 114 Wn.2d at 331).
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the three-prong test before a substantive due process claim is ripe.33 In
Presbytery, the court decided that exhaustion of administrative remedies was
necessary to evaluate the challenge.34 The Supreme Court observed that "it
might be possible to determine that the regulation was aimed at achieving a
legitimate public purpose and that it used means to achieve that purpose."35 But
the court decided that with its limited record it was impossible to determine if the
regulation was unduly oppressive: "Without knowledge of the uses to which this
property can legally be put, it is not feasible to consider the factors which help to
determine 'undue oppressiveness.'"36
Here, the record is similarly insufficient to determine the exact extent of
the injury to the Klineburgers because the record says almost nothing about
possible nonresidential uses of the property. Because the Klineburgers' claim
relies primarily on an argument about their property's value and potential uses,
their claim is not ripe for review.
The Klineburgers' claim also fails on its merits because the Klineburgers
do not show that the regulation is unduly oppressive. "Where the courts have
33 See Presbytery, 114 Wn.2d at 337; but see Peste, 133 Wn. App. at 474,
475-76, 476 n.13 (stating that "[s]ubstantive due process claims ripen
immediately because the harm occurs at the time of the violation" and applying
the balancing test even though it was unclear from the record what economic
loss the landlord suffered).
34 Presbytery, 114 Wn.2d at 337.
35 Presbytery, 114 Wn.2d at 337.
36 Presbytery, 114 Wn.2d at 337.
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held that a regulation was unduly oppressive, the regulation shifted the cost of a
public policy to a private landowner."37 But "regulations were not unduly
oppressive when the regulations targeted a particular behavior or condition that
contributed to a public problem."38 Here, the limitation on development does not
require the Klineburgers to directly pay for a public problem. Rather, it requires
them to limit an activity that will add directly to a public problem.39 Further, the
Klineburgers acknowledge the seriousness of flooding to private property
damage, health, and safety. They have not provided evidence to show the
extent of adverse economic impact on their property. Thus, on our record, the
balancing test weighs in favor of Ecology.
The Klineburgers also argue that they are entitled to an amortization
period. "Although found to be detrimental to important public interests,
nonconforming uses are allowed to continue based on the belief that it would be
unfair and perhaps unconstitutional to require an immediate cessation of a
nonconforming use."4° But while justice to the property owner may require
continuation of an existing nonconforming use, "substantial injustice to the
37Cradduck v. Yakima County, 166 Wn. App. 435, 447, 271 P.3d 289(2012)(citing Guimont, 121 Wn.2d at 611-13; Sintra, Inc. v. City of Seattle, 119
Wn.2d 1, 22, 829 P.2d 765 (1992)).
38 Cradduck, 166 Wn. App. at 447.
39 Cradduck, 166 Wn. App. at 451.
40 Rhod-A-Zalea & 35th, Inc. v. Snohomish County, 136 Wn.2d 1, 7, 959
P.2d 1024 (1998).
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No. 76458-6-1 / 13
remainder of the community follows from the extension and expansion of that
use."41 So nonconforming uses are disfavored.42
Here, the floodway regulations include a reasonable phasing-out period.
These regulations do not require that all residential structures in the floodway be
destroyed. The relevant laws merely prohibit new construction or reconstruction,
thus phasing out nonconforming uses. The challenged regulation also eases the
harshness of the construction restrictions.
We also note that the challenged restrictions existed at the time the
Klineburgers purchased their property. Presumably, they paid a price that
reflected the diminished property value.43 This further undercuts their claim of
injustice in Ecology's application of restrictions to them without an amortization
period.
Equal Protection
Finally, the Klineburgers contend that Ecology's decision violated their
equal protection rights. Because this case involves no suspect or semi-suspect
class or threat to a fundamental right, we use the rational basis level of scrutiny
to evaluate their challenge." Under the rational basis test, legislation survives a
41Anderson v. Island County, 81 Wn.2d 312, 324, 501 P.2d 594 (1972).
42 Anderson, 81 Wn.2d at 324.
43 See Hoover v. Pierce County, 79 Wn. App. 427, 434, 903 P.2d 464(1995).
44 State v. Manussier, 129 Wn.2d 652, 673, 921 P.2d 473(1996).
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No. 76458-6-1/14
constitutional challenge if (1) the legislation applies equally to all members of the
designated class, (2) there are reasonable grounds to distinguish between those
within and those without the class, and (3)the classification has a rational
relationship to the proper purpose of the legislation.45 In other words, the law
must be rationally related to a legitimate state interest.46 The relationship of a
classification to its goal must not be so attenuated as to render the distinction
arbitrary or irrational.47
First, the Klineburgers fail to show the legislation does not apply equally to
all members of the designated class. This is because they misidentify the
regulated class. The Klineburgers identify the class as applicants for repair of
substantially damaged residential structures in the channel migration zone. But
they challenge the regulation's per se rule for repairing substantially damaged
property located in both the channel migration zone and the FEMA floodway.48
Thus, the appropriate class is property owners with substantially damaged
structures located in the FEMA floodway and the channel migration zone.
Because the Klineburgers mischaracterize the class and base their equal
protection argument on the incorrect class, they do not show unequal treatment.
45 DeYounq v. Providence Med. Ctr., 136 Wn.2d 136, 144, 960 P.2d 919(1998).
46DeYounq, 136 Wn.2d at 144.
47 Marqola Assocs. v. City of Seattle, 121 Wn.2d 625, 651, 854 P.2d 23(1993).
48 WAC 173-158-076(1).
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To show unequal treatment, the Klineburgers rely on evidence that the county
allowed other property owners in the channel migration zone to build residential
structures. But these properties were not located entirely within the floodway.
Further, the residential structures on these lots were built on a part of the
property located outside the floodway. Thus, the Klineburgers do not show
unequal treatment.
In addition, a rational basis exists for treating landowners of property
located in both the floodway and channel migration zone differently from other
landowners. Here, the stated purpose of flood-related legislation is to protect
public and private property from flood damage.° Limiting construction in
designated floodways is rationally connected to this concern.
The Klineburgers also assert that no rational reason exists for treating
applications to repair substantially damaged property differently from other
construction applications. Because they rely on a misunderstanding of the law,
their claim fails. They claim the regulation establishes a stricter standard for
landowners seeking to rebuild substantially damaged property than for
landowners seeking to build new construction. But the regulation actually
provides a less stringent standard for property owners with substantially
damaged property. State law prohibits building new residential structures located
49 RCW 86.16.010.
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No. 76458-6-1/ 16
in the floodway.50 The law provides a narrow exception to landowners with
substantially damaged property if they can meet certain criteria.51 The
Klineburgers' real problem is that their property does not meet this standard. An
application to build a new residential dwelling on their property or replace an
older structure would also have been denied.52 Thus, they fail to establish an
equal protection issue based on this distinction.
For these reasons, the Klineburgers' equal protection claim fails.
CONCLUSION
We affirm. The Klinburgers' takings and substantive due process claims
are not ripe. Their equal protection claim fails because the challenged regulation
is rationally related to a legitimate government interest.
WE CONCUR:
1
/16u4t WO'
50 RCW 86.16.041(2)(a).
51 RCW 86.16.041(2)(a); WAC 173-158-076(1).
52 RCW 86.16.041(2)(a).
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