State Of Washington v. Andrew P. Mathers ( 2016 )

Filed
Washington State
Court of Appeals
Division Two
May 10, 2016
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II
STATE OF WASHINGTON, No. 47523-5-II
Respondent,
v.
ANDREW PATRICK MATHERS, PUBLISHED OPINION
Appellant.
MELNICK, J. — To an indigent defendant saddled with legal financial obligations (LFOs),
it does not matter if the LFOs are labeled mandatory or discretionary. The effects on the indigent
defendant remain the same. However, until there are legislative amendments or Supreme Court
changes in precedent, we must recognize these distinctions and adhere to the principles of stare
decisis.
Andrew Mathers appeals from the trial court’s imposition of mandatory LFOs. He argues
that the trial court’s failure to inquire into his particular ability to pay a $100 deoxyribonucleic
acid (DNA) fee and a $500 Victim Penalty Assessment (VPA) fee constituted error, violated equal
protection, and violated due process. We affirm the trial court.1
1
Because of our resolution above, we also conclude the trial court did not err by failing to conduct
an individualized inquiry into Mathers’s ability to pay DNA and VPA fees.
47523-5-II
FACTS
After the State amended Mathers’s original charge to theft in the second degree, Mathers
entered a plea of guilty. At sentencing Mathers cited to Blazina2 and objected to the imposition of
LFOs. The trial court imposed $64.99 in restitution. The court also imposed a $100 DNA fee and
a $500 VPA fee. The court waived all other LFOs. Mathers appeals.
ANALYSIS
I. APPLICABLE LAW
“The sentencing court’s authority to impose court costs and fees is statutory.” State v.
Cawyer, 182 Wash. App. 610, 619, 330 P.3d 219 (2014); RCW 10.01.160(3). DNA3 and VPA4 fees
are authorized by the legislature. A trial court may impose attorney fees and other costs on a
convicted defendant if he or she is able to pay, or will be able to pay. RCW 10.01.160(3); State v.
Eisenman, 62 Wash. App. 640, 644, 810 P.2d 55, 817 P.2d 867 (1991).
The DNA collection fee statute states,
Every sentence imposed for a crime specified in RCW 43.43.754 must include a
fee of one hundred dollars. The fee is a court-ordered [LFO] as defined in RCW
9.94A.030 and other applicable law. For a sentence imposed under chapter 9.94A
RCW, the fee is payable by the offender after payment of all other [LFOs] included
in the sentence has been completed.
RCW 43.43.7541 (emphasis added).
The VPA statute states,
When any person is found guilty in any superior court of having committed a crime
. . . there shall be imposed by the court upon such convicted person a penalty
assessment. The assessment shall be in addition to any other penalty or fine
2
State v. Blazina, 182 Wash. 2d 827, 344 P.3d 680 (2015).
3
RCW 43.43.7541
4
RCW 7.68.035.
2
47523-5-II
imposed by law and shall be five hundred dollars for each case or cause of action
that includes one or more convictions of a felony or gross misdemeanor and two
hundred fifty dollars for any case or cause of action that includes convictions of
only one or more misdemeanors.
RCW 7.68.035(1)(a) (emphasis added).
II. THE MANDATORY NATURE OF DNA AND VPA FEES
Mathers argues the trial court mistakenly believed it was required to impose DNA and VPA
fees without regard to Mathers’s indigence. Mathers contends the DNA and the VPA statutes
should be read together with RCW 10.01.160. He also argues that failure to consider his ability to
pay violates the plain language of RCW 10.01.160(3) and the purpose of the Sentencing Reform
Act of 1981.5 We disagree.
A. Legislative Intent
Where the legislature has had time to correct a court’s interpretation of a statute and has
not done so, we presume the legislature approves of our interpretation. See In re Postsentence
Review of Smith, 139 Wash. App. 600, 605, 161 P.3d 483 (2007). Washington courts have
consistently held that a trial court need not consider a defendant’s past, present, or future ability to
pay when it imposes either DNA or VPA fees. See State v. Curry, 118 Wash. 2d 911, 917-18, 829
P.2d 166 (1992) (VPA fees are mandatory notwithstanding defendant’s ability to pay); State v.
Clark, 191 Wash. App. 369, 374, 362 P.3d 309 (2015) (victim assessment, filing fee, and DNA
collection fee are mandatory obligations not subject to defendant’s ability to pay); see also State
v. Lundy, 176 Wash. App. 96, 102, 308 P.3d 755 (2013); State v. Kuster, 175 Wash. App. 420, 424,
306 P.3d 1022 (2013); State v. Thompson, 153 Wash. App. 325, 336, 223 P.3d 1165 (2009); State
v. Williams, 65 Wash. App. 456, 460, 828 P.2d 1158, 840 P.2d 902 (1992).
5
Ch. 9.94A RCW.
3
47523-5-II
Washington courts consistently treat the DNA and the VPA statutes as separate and distinct
from the discretionary LFO statute and the restitution statute. However, Mathers argues that when
the legislature intends to revoke the court’s discretion, it explicitly evinces its intent. For support,
he cites the restitution statute which says, “The court may not reduce the total amount of restitution
ordered because the offender may lack the ability to pay the total amount.” RCW 9.94A.753(4).
Mathers contends that the absence of such obligatory language in the DNA and the VPA statutes
shows the legislature’s intent to grant courts discretion.
While it is true that cannons of statutory interpretation direct that where the legislature uses
different language within a provision, a different intent is indicated, see State v. Conover, 183
Wash. 2d 706, 712-13, 355 P.3d 1093 (2015), Mathers’s application of this principle to the present
case is flawed. First, Mathers cites Conover, 183 Wash. 2d at 712-13, for the principle that “the
legislature’s choice of different language in different provisions indicates different legislative
intent.” Br. of Appellant at 7-8 (emphasis added). However, in Conover, the court interpreted one
statute by comparing differing language in sections of that same statute. 183 Wash. 2d at 712-13.
The appropriate use of this interpretive tool is to compare the language within the same provision,
or between amended versions of the same statute, but not between entirely different statutes. See
In re Parentage of K.R.P., 160 Wash. App. 215, 223, 247 P.3d 491 (2011) (“‘Where a provision
contains both the words “shall” and “may,” it is presumed that the lawmaker intended to
distinguish between them.’” (Quoting Scannell v. City of Seattle, 97 Wash. 2d 701, 704, 648 P.2d
435 (1982)); see also State v. Roberts, 117 Wash. 2d 576, 585-86, 817 P.2d 855 (1991) (comparing
the current and prior version of the same statute to define an ambiguous term).
4
47523-5-II
Additionally, the legislature has given Washington courts no reasons to presume the
restitution statute should be directly compared to discretionary court fees and costs statutes. In
fact, “[t]he legislature’s amendments to the restitution statute demonstrate that the legislature has
consistently sought to ensure that victims of crimes are made whole after suffering losses caused
by offenders and to increase offender accountability.” State v. Gonzalez, 168 Wash. 2d 256, 265,
226 P.3d 131 (2010). The restitution statute is intended to be both punitive and compensatory.
State v. Kinneman, 155 Wash. 2d 272, 279-80, 119 P.3d 350 (2005).
The legislative intent behind the restitution statute is separate and distinct from its intent
regarding the DNA and the VPA statutes. The DNA fee “serves to fund the collection of samples
and the maintenance and operation of DNA databases” and does not have a punitive purpose. State
v. Brewster, 152 Wash. App. 856, 860, 218 P.3d 249 (2009). The VPA fee is also not punitive in
nature. See State v. Humphrey, 139 Wash. 2d 53, 62, 983 P.2d 1118 (1999) (an amendment to the
VPA statute did not apply retroactively because it created a new liability, not a new penalty).
Mathers also acknowledges that the legislature did amend the DNA fee statute to remove
consideration of “hardship.” Br. of Appellant at 8 n.7. He argues, however, that the legislature
did not include language explicitly removing discretion. “In 2002 the legislature enacted a statute
requiring courts to impose a $100 DNA collection fee with every sentence imposed under chapter
9.94A RCW for certain specified crimes, ‘unless the court finds that imposing the fee would result
in undue hardship on the offender.’” Thompson, 153 Wash. App. at 336 (quoting former RCW
43.43.7541 (2002)). The legislature amended the language in 2008 to state only, “Every sentence
. . . must include a fee of [$100].” Thompson, 153 Wash. App. at 336 (quoting former RCW
5
47523-5-II
43.43.7541 (2008)6). Given the legislative history, there does not appear to be support for the
importance Mathers places on the lack of express language removing discretion.
We disagree with Mathers’s argument that the legislature clearly intended trial courts to
have discretion when imposing DNA and VPA fees.
B. Case Law Precedent
Next, Mathers argues the Washington Supreme Court in State v. Blazina, 182 Wash. 2d 827,
344 P.3d 680 (2015), “repeatedly described its holding as applying to ‘LFOs,’ not just to a
particular cost.” Br. of Appellant at 8. Mathers asserts Blazina clearly implicates that the DNA
and the VPA statutes should be read in conjunction with RCW 10.01.160. However, this
interpretation is overbroad. Although Blazina involved the appeal of LFOs including DNA and
VPA fees, the court only reviewed discretionary LFOs. 182 Wash. 2d at 831. The court listed all the
LFOs imposed in Blazina’s case but then stated, “The trial court, however, did not examine
Blazina’s ability to pay the discretionary fees on the record.” Blazina, 182 Wash. 2d at 831 (emphasis
added). It also stated, “A defendant who makes no objection to the imposition of discretionary
LFOs at sentencing is not automatically entitled to review.” Blazina, 182 Wash. 2d at 832 (emphasis
added). Throughout the opinion, the court made clear that it was reviewing only discretionary
LFOs. Blazina, 182 Wash. 2d at 834-35, 837-38.
Mathers also argues that the Washington Supreme Court has never held that DNA fees are
exempt from an ability to pay inquiry. He acknowledges that we made that holding in Lundy, 176
Wash. App. at 102-03, but contends we lacked the benefit of Blazina and should not now follow our
own precedent. Although our Supreme Court has not explicitly held that DNA fees are exempt
from the ability to pay inquiry, it has implicitly made such a holding. Blazina recognized the
6
Later amendments in 2011 and 2015 do not impact our analysis.
6
47523-5-II
distinction between mandatory and discretionary fees. Accord State v. Stoddard, 192 Wash. App.
222, 225, 336 P.3d 474 (2016) (“Blazina addressed only discretionary [LFOs].”). The Washington
Supreme Court could have interpreted the statute to require trial judges to conduct an ability to
pay inquiry before imposing the DNA fee; however, it did not.
Mathers also acknowledges that the Washington Supreme Court stated in Curry, 118
Wash. 2d at 917-18, that VPA fees are mandatory notwithstanding a defendant’s ability to pay. But
he contends the opinion was issued 20 years ago and solely addressed the argument that the VPA
statute was unconstitutional. Specifically, Mathers contends that the portion of the opinion that
addressed whether an inquiry was necessary for the VPA fee is “arguable dictum” and superseded
by Blazina. Br. of Appellant at 12.
In Curry, our Supreme Court considered appellants’ appeals of VPA fees. 118 Wash. 2d at
917. In doing so, the court distinguished the VPA fee from costs imposed under RCW 10.01.160
stating, “The penalty is mandatory. . . . In contrast to RCW 10.01.160, no provision is made in the
statute to waive the penalty for indigent defendants.” Curry, 118 Wash. 2d at 917 (citation omitted).
The court reasoned that the time for a defendant to contest a VPA fee on the basis of ability to pay
was when the State sought payment. Curry, 118 Wash. 2d at 917-18. The court analyzed the statute’s
constitutionality and determined that the statute had sufficient safeguards to prevent an indigent
defendant from being imprisoned purely because of indigency. Curry, 118 Wash. 2d at 918. The
court stated, “[N]o defendant will be incarcerated for his or her inability to pay the penalty
assessment unless the violation is willful.” Curry, 118 Wash. 2d at 918. The court’s remarks that
the VPA fee was mandatory and did not contain a provision on ability to pay like in RCW
10.01.160 were a part of the court’s analysis. Curry, 118 Wash. 2d at 917. Curry has not been
superseded by Blazina, and it is applicable to the situation currently before us.
7
47523-5-II
Mathers also argues State v. Blank, 131 Wash. 2d 230, 930 P.2d 1213 (1997) (appellate costs
statute addressed), should be abandoned because more recent studies disprove its logic. In Blank,
the court, relying on Curry, again considered “whether, prior to including a repayment obligation
in defendant’s judgment and sentence, it is constitutionally necessary that there be an inquiry into
the defendant’s ability to pay, his or her financial resources, and whether there is no likelihood that
defendant’s indigency will end.” Blank, 131 Wash. 2d at 239. The court held, “[T]he Constitution
does not require an inquiry into ability to pay at the time of sentencing. Instead, the relevant time
is the point of collection and when sanctions are sought for nonpayment.” Blank, 131 Wash. 2d at
242.
Mathers’s argument that we should not follow Blank, however, is beyond the purview of
Washington’s Court of Appeals. While it is clear that both our Supreme Court and this court are
aware of a need to reform the LFO system, see Blazina, 182 Wash. 2d at 835 (stating, “National and
local cries for reform of broken LFO systems demand that this court exercise its RAP 2.5(a)
discretion and reach the merits of this case”), the Supreme Court has not yet overruled its opinions
in Curry or Blank. A Washington Supreme Court decision is binding on all lower courts in the
state. 1000 Virginia Ltd. P’ship v. Vertecs Corp., 158 Wash. 2d 566, 578, 146 P.3d 423 (2006).
Therefore, because neither Curry nor Blank have been overruled, we must follow the Supreme
Court’s directly controlling precedent.
Lastly, Mathers cites General Rule (GR) 34 as further support that a broader application of
RCW 10.01.160 is required. The court rule, adopted in 2010, states,
8
47523-5-II
Any individual, on the basis of indigent status as defined herein, may seek a waiver
of filing fees or surcharges the payment of which is a condition precedent to a
litigant’s ability to secure access to judicial relief from a judicial officer in the
applicable trial court.
GR 34(a). The Supreme Court possesses rule-making authority. State v. Templeton, 148 Wash. 2d
193, 212, 59 P.3d 632 (2002). The “[p]romulgation of state court rules creates procedural rights.”
Templeton, 148 Wash. 2d at 212. Courts apply cannons of statutory interpretation when construing
court rules. State v. Robinson, 153 Wash. 2d 689, 692, 107 P.3d 90 (2005).
The court’s intent in GR 34 is clear if not from the language of the rule then by the comment
to the rule, in which the court wrote,
The adoption of this rule is rooted in the constitutional premise that every level of
court has the inherent authority to waive payment of filing fees and surcharges on
a case by case basis. Each court is responsible for the proper and impartial
administration of justice which includes ensuring that meaningful access to judicial
review is available to the poor as well as to those who can afford to pay.
GR 34 cmt. The rule has a focused goal. It allows filing fees to be waived to provide indigent
people with access to the courts. GR 34(a). It does not say that civil judgments against those who
had fees waived cannot be enforced. See GR 34. So Mathers’s comparison is misplaced. He
attempts to equate the waiving of filing fees with the imposition of criminal costs. GR 34 does not
illuminate our Supreme Court’s intent to more broadly apply RCW 10.01.160. We decline to rely
on GR 34 to deduce the Washington Supreme Court’s or the legislature’s intent behind the DNA
and the VPA statutes, or RCW 10.01.160.
9
47523-5-II
C. Constitutional Challenges
1. Equal Protection
Mathers further argues that GR 34 supports his position that to allow mandatory costs and
fees to be waived for indigent civil litigants but not for criminal defendants violates equal
protection.7 We disagree.
The Fourteenth Amendment of the United States Constitution and article I, section 12 of
the Washington State Constitution require that similarly situated persons receive similar treatment
under the law. Harmon v. McNutt, 91 Wash. 2d 126, 130, 587 P.2d 537 (1978). ‘“Equal protection
does not require that all persons be dealt with identically, but it does require that a distinction made
have some relevance to the purpose for which the classification is made.”’ In re Det. of Thorell,
149 Wash. 2d 724, 745, 72 P.3d 708 (2003) (quoting Baxstrom v. Herold, 383 U.S. 107, 111, 86 S.
Ct. 760, 15 L. Ed. 2d 620 (1966)). Where the challenge does not involve a suspect class and the
right at issue is not a fundamental right, we utilize the rational basis test. State v. Scherner, 153
Wash. App. 621, 648, 225 P.3d 248 (2009).
7
Mathers also asserts that the court in Blazina “urged trial courts in criminal cases to reference
[GR34] when determining ability to pay.” Br. of Appellant at 10. In Blazina, the court advised
trial courts to look to GR 34 for guidance when determining indigency for discretionary LFOs.
182 Wash. 2d at 838-39. While what Mathers says is not incorrect, his attempt to use the information
to support his argument is not supported. He appears to suggest that the inference from the
language of Blazina, evinces the Supreme Court’s intent that civil litigants and criminal defendants
be compared and that GR 34 and RCW 10.01.160 be applied equivalently. There is no support for
this contention in the opinion. Blazina, 182 Wash. 2d at 838-39.
10
47523-5-II
Rational basis review requires the existence of a legitimate governmental objective and a
rational means of achieving it. In re Det. of Turay, 139 Wash. 2d 379, 410, 986 P.2d 790 (1999).
“To overcome the strong presumption of constitutionality, the classification must be purely
arbitrary.” In re Det. of Ross, 114 Wash. App. 113, 118, 56 P.3d 602 (2002). The burden falls on
the party challenging the classification to show that the classification is arbitrary. Ross, 114 Wn.
App. at 118.
Here, Mathers appears to be premising his argument on GR 34 being to civil litigants what
RCW 10.01.160 is to criminal defendants. As a basic premise, this assertion is incorrect. Mathers
cites to Jafar v. Webb, in which the Washington Supreme Court held, “GR 34 provides a uniform
standard for determining whether an individual is indigent and further requires the court to waive
all fees and costs for individuals who meet this standard.” 177 Wash. 2d 520, 523, 303 P.3d 1042
(2013). In Jafar, the court held the intent of GR 34 is to insure access to the courts for civil litigants
through fee waivers. 177 Wash. 2d at 527-29.
On the other hand, RCW 10.01.160 allows courts to recoup some of the expenses associated
with the criminal prosecution of a criminal defendant. See also Eisenman, 62 Wash. App. at 644.
GR 34 serves a different purpose still from DNA and VPA fees, which are imposed only after a
conviction. The fees are meant to respectively fund the collection of biological samples and the
maintenance and operation of DNA databases, and to increase funding for victim programs.
Brewster, 152 Wash. App. at 860; RCW 7.68.035. Mathers fails to establish that civil litigants and
criminal defendants are similarly situated individuals receiving disparate treatment.
Mathers also argues that treating DNA and VPA fees as mandatory violates equal
protection under Fuller v. Oregon, 417 U.S. 40, 94 S. Ct. 2116, 40 L. Ed. 2d 642 (1974). There
the United States Supreme Court upheld the Oregon statute on which RCW 10.01.160 was based.
11
47523-5-II
Curry, 118 Wash. 2d at 915; Fuller, 417 U.S. 40. In that case, the Court reviewed non-mandatory
costs accumulated from prosecuting a specific defendant. Fuller, 417 U.S. at 45. Mathers
improperly relies on this case to demonstrate that the Fourteenth Amendment is only satisfied if
RCW 10.01.160(3) is read in tandem with specific cost and fee statutes. Fuller asserts no such
precedent. The case does not address mandatory cost and fee statutes. Following our Supreme
Court precedent, we conclude the imposition of DNA and VPA fees on Mathers did not violate
equal protection.
2. Substantive Due Process
Both the state and federal constitutions mandate that no person may be deprived of life,
liberty, or property without due process of law. U.S. CONST. amends. V, XIV, § 1; WASH. CONST.
art. I, § 3. “‘The due process clause of the Fourteenth Amendment confers both procedural and
substantive protections.’” Nielsen v. Dep’t of Licensing, 177 Wash. App. 45, 52, 309 P.3d 1221
(2013) (quoting Amunrud v. Bd. of Appeals, 158 Wash. 2d 208, 216, 143 P.3d 571 (2006)).
“Substantive due process seems to have been gradually adopted as the shorthand for individual
rights which are not clearly textual.” Stephen Kanter, The Griswold Diagrams: Toward A Unified
Theory of Constitutional Rights, 28 CARDOZO L. REV. 623, 669 n.170 (2006). “Substantive due
process protects against arbitrary and capricious government action even when the decision to take
action is pursuant to constitutionally adequate procedures.” Amunrud, 158 Wash. 2d at 218-19. “It
requires that ‘deprivations of life, liberty, or property be substantively reasonable’ or ‘supported
by some legitimate justification.’” Nielsen, 177 Wash. App. at 53 (quoting Russell W. Galloway,
Jr., Basic Substantive Due Process Analysis, 26 U.S.F. L. REV. 625, 625-26 (1992)).
12
47523-5-II
The level of review applied in a substantive due process challenge depends on the nature
of the interest involved. State v. Beaver, 184 Wash. App. 235, 243, 336 P.3d 654 (2014), aff'd, 184
Wash. 2d 321, 358 P.3d 385 (2015). If no fundamental right is involved, the proper standard of
review is rational basis. In re Det. of Morgan, 180 Wash. 2d 312, 324, 330 P.3d 774 (2014).
Due process precludes the jailing of an offender for failure to pay a fine if the offender’s
failure to pay was due to his or her indigence. State v. Nason, 168 Wash. 2d 936, 945, 233 P.3d 848
(2010). Under certain circumstances, however, the State may imprison an offender for failing to
pay his or her LFOs, such as if the offender is capable of paying but willfully refuses to pay or if
the offender does not make a genuine effort to seek employment or borrow money in order to pay.
Nason, 168 Wash. 2d at 945. Due process requires the court to inquire into the offender’s ability to
pay, but the burden is on the offender to show nonpayment is not willful. Nason, 168 Wash. 2d at
945. Therefore, “‘[t]t is at the point of enforced collection . . . , where an indigent may be faced
with the alternatives of payment or imprisonment, that he “may assert a constitutional objection
on the ground of his indigency.”’” Curry, 118 Wash. 2d at 917 (quoting State v. Curry, 62 Wash. App.
676, 681-82, 814 P.2d 1252 (1991) (quoting United States v. Pagan, 785 F.2d 378, 381-82 (2d
Cir.), cert. denied, 479 U.S. 1017 (1986)), aff’d, 118 Wash. 2d 911).
Mathers argues his “substantive due process” rights were violated, Br. of Appellant at 11,
but because the same issues have already been addressed unfavorably to Mathers by Washington
courts, we disagree with him. In Curry, our Supreme Court held that the VPA statute did not
violate due process because “no defendant will be incarcerated for his or her inability to pay the
penalty assessment unless the violation is willful.” 118 Wash. 2d at 918. Lundy followed this
precedent in the context of the DNA statute. 176 Wash. App. at 102-03. In that case, we stated,
“[O]ur courts have held that these mandatory obligations are constitutional so long as ‘there are
13
47523-5-II
sufficient safeguards in the current sentencing scheme to prevent imprisonment of indigent
defendants.’” Lundy, 176 Wash. App. at 102-03 (emphasis in original) (quoting Curry, 118 Wash. 2d
at 918); see also Kuster, 175 Wash. App. at 424-25 (relying on Curry, 118 Wash. 2d at 917, and Blank,
131 Wash. 2d at 241, to conclude DNA and VPA fees do not require an inquiry at the time of
sentencing).
Because Blazina, 182 Wash. 2d 827, did not change Washington case law regarding
mandatory LFOs, and because Mathers does not assert any new arguments, instead rearguing
issues that have been clearly addressed, we follow Curry and Lundy and conclude that the
imposition of DNA and VPA fees did not violate Mathers’s due process right.
We affirm the trial court.
Melnick, J.
We concur:
Johanson, P.J.
Sutton, J.
14