Earl Vernon v. Aacres Allvest, Llc ( 2014 )

FILED
cOiii k OF APPEALS
DIVISION 1I
2014 SEP - 3 AM 3: 22
STATE OF WASHINGTON
BY
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II
EARL VERNON, individually and as Personal No. 44328 -7 -II
Representative of the ESTATE OF HENRY
DAVID VERNON,
Appellant,
v.
AACRES ALLVEST, LLC, a Limited PUBLISHED OPINION
Liability Corp., AACRES LANDING, INC.,
AACRES WA, LLC, a Limited Liability
Corp., and AALAN HOLDINGS, INC.,
Respondents.
JOHANSON, C.J. — Earl Vernon, on behalf of his brother Henry David Vernon' s estate,
appeals the superior court' s order granting summary judgment in favor of Aacres Allvest, LLC,
Aacres Landing, Inc., Aacres WA, LLC, and Aalan Holdings, Inc. ( Aacres). Earls argues that ( 1)
in his damages claim under the wrongful death
the superior court erred dismissing noneconomic
r
statute ( RCW 4.20. 020) because the court should have recognized a common law wrongful death
cause of action, ( 2) the superior court erred in dismissing his economic damages claim under the
general survival statute ( RCW 4. 20. 046), ( 3) the superior court' s dismissal of Earl' s claims
1 We refer to Henry David Vernon as David and his brother Earl Vernon by his first name for
clarity.
No. 44328 -7 -II
violated David' s constitutional right to access the court, and ( 4) David should be considered a
minor for the purposes of the wrongful death statute.
We hold that ( 1) the superior court properly dismissed Earl' s noneconomic damages claim
under the wrongful death statute because he lacks standing as a statutory beneficiary and we cannot
recognize a wrongful death common law cause of action which conflicts with the existing statutory
framework, ( 2) the superior court erred in dismissing Earl' s economic damages claim because
these damages are available under the general survival statute notwithstanding the absence of
qualifying statutory beneficiaries, ( 3) Earl' s claim that the wrongful death statute is
unconstitutional fails because the statute does not create a cause of action for deceased persons,
and ( 4) Earl failed to preserve the claim that David should be considered a minor for the purposes
of the wrongful death statute. Accordingly, we affirm in part and reverse in part.
FACTS
David was born severely disabled. Because of his disabilities, David was completely
dependent on others for his health and personal care needs. In 2009, David lived in a home under
the care and supervision of Aacres. In late July, western Washington experienced a record -
breaking heat wave. On the morning of July 29, Aacres staff member Francis Muraya found David
lying unresponsive on his bedroom floor. Emergency personnel transported David to the hospital
where he was pronounced dead. The cause of David' s death was " exogenous hyperthermia"
consistent with high core body temperature. Clerk' s Papers at 188.
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Earl, David' s legal guardian, filed suit against Aacres under the " Abuse of Vulnerable
Adults Act" ( AVAA).2 Earl alleged that Aacres should be responsible for David' s death because
Aacres negligently allowed him to sleep in an upstairs bedroom with closed windows and doors
during a record heat wave knowing that David' s medication made it difficult for him to control his
body temperature. Aacres moved for summary judgment, asserting that Earl' s claims must be
dismissed because he lacked standing to bring suit under both the wrongful death statute and the
general survival statute.
In response to Aacres' motion for summary judgment, Earl argued that damages for
David' s pain and suffering and for funeral expenses should be available under the wrongful death
statute and the general survival statute.3 In the alternative, Earl argued that the superior court
should recognize a common law wrongful death cause of action which would allow him to recover
both economic and noneconomic damages. But the superior court agreed with Aacres and
summarily dismissed each of Earl' s claims because it found that he lacked standing as a beneficiary
under the statutory framework that governs wrongful death actions in Washington. The superior
court did not specifically address the claim for funeral expenses. Earl appeals on behalf of David
and his estate.
2 Ch. 74.34 RCW.
3
Earl filed suit alleging violations of AVAA. A provision of the AVAA, RCW 74. 34. 210,
unequivocally grants a decedent' s estate the right to recover economic damages even absent
qualifying statutory beneficiaries. Therefore, the AVAA controls and could resolve this issue. But
both on appeal and in the superior court, Earl relies entirely on the general survival statute to
support his contention that David' s estate is entitled to recover funeral expenses as economic
damages. Therefore, in response to Earl' s specific arguments, we analyze his claim in terms of
the general survival statute as raised and briefed.
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ANALYSIS
I. STANDARD OF REVIEW
We review summary judgment orders de novo, performing the same inquiry as the superior
court. Hisle v. Todd Pac. Shipyards Corp., 151 Wn.2d 853, 860, 93 P. 3d 108 ( 2004). Summary
judgment is appropriate if the pleadings, depositions, answers to interrogatories, and admissions
on file, together with the affidavits, if any, show that there is no genuine issue of material fact and
that the moving party is entitled to judgment as a matter of law. CR 56( c); Vallandigham v. Clover
ParkSch. Dist. No. 400, 154 Wn.2d 16, 26, 109 P. 3d 805 ( 2005).
When reviewing a summary judgment, we consider all facts and reasonable inferences
from them in the light most favorable to the nonmoving party. Vallandigham, 154 Wn.2d at 26;
Magula v. Benton Franklin Title Co., 131 Wn.2d 171, 182, 930 P. 2d 307 ( 1997). Moreover, we
consider solely the issues and evidence the parties called to the trial court' s attention on the motion
for summary judgment. RAP 9. 12. But we will consider an issue raised for the first time on appeal
if the claimed error is a manifest error affecting a constitutional right. RAP 2. 5( a)( 3).
II. NONECONOMIC DAMAGES
Earl argues that despite his apparent lack of standing under the wrongful death statute, the
superior court nonetheless erred in dismissing his noneconomic damages claims on summary
judgment because we should recognize a common law cause of action to allow the estate to
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recover for David' s wrongful. death.4 We hold that the comprehensive wrongful death statutes
preclude recognition of a wrongful death common law cause of action.
A. RULES OF LAW
Washington' s wrongful death statutes create a right of action to recover damages when a
person' s death is caused by the wrongful act, neglect, or default of another. RCW 4.20. 010. But
the statutory framework also places limitations on who may bring such an action. RCW 4.20.020.
RCW 4. 20. 020 provides in part,
Every such action shall be for the benefit of the wife, husband, state registered
domestic partner, child or children, including stepchildren, of the person whose
death shall have been so caused. If there be no wife, husband, state registered
domestic partner, or such child or children, such action may be maintained for the
benefit of the parents, sisters, or brothers, who may be dependent upon the deceased
person for support, and who are resident within the United States at the time of his
or her death
Accordingly, the legislature has created a two -tier system of beneficiaries for purposes of a
wrongful death action. Spouses and children of the decedent are the " first tier" beneficiaries while
the decedent' s parents and siblings constitute " second tier" beneficiaries. Philippides v. Bernard,
151 Wn.2d 376, 385, 88 P. 3d 939 ( 2004). Second tier beneficiaries are entitled to recover for the
decedent' s wrongful death only if there are no first tier beneficiaries and if the second tier
demonstrate that he or she was dependent upon the deceased for support. RCW
beneficiary can
4. 20. 020; Philippides, 151 Wn.2d at 386.
4 Earl brought this action under the AVAA, yet our focus here remains on the wrongful death
statutes because RCW 74. 34.210 provides in part,
Upon petition, after the death of the vulnerable adult, the right to initiate or maintain
the action shall be transferred to the executor or administrator of the deceased, for
recovery of all damages for the benefit of the deceased person' s beneficiaries set
forth in chapter 4. 20 RCW.
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No. 44328 -7 -II
B. APPLICATION OF WRONGFUL DEATH LAW
Here, Earl admits that he was not dependent on David. Earl further admits that David was
not survived by anyone who could satisfy the criteria to recover under the wrongful death statute
as a designated beneficiary. Therefore, the superior court did not err in granting summary
judgment in Aacres' favor because Earl lacked standing under the wrongful death statute. RCW
4. 20. 020.
Nevertheless, Earl argues that Washington courts have labored under a historical
misconception that wrongful death claims never existed at common law. Earl argues that several
other jurisdictions have held that their wrongful death statutes do not necessarily preclude a
common law wrongful death claim. He supports his position with language from Ueland v.
Reynolds Metals Co., in which our Supreme Court said, " When justice requires, this court does
not hesitate to expand the common law and recognize a cause of action." 103 Wn.2d 131, 136,
691 P. 2d 190 ( 1984).
But Earl ignores the fact that our Supreme Court has rejected an identical argument
regarding a different but rather similar statute. In Philippides, the court was asked to interpret
RCW 4.24.010, which governs actions for injury or death of children and which also contains a
requirement that parents who bring an action on behalf of an adult child show that they are
dependent on that child for support. 151 Wn.2d at 387. The Philippides court was asked to adopt
a common law loss of consortium cause of action on behalf of parents of adult children injured or
killed defendant. 151 Wn.2d at 388. The Supreme Court considered the same
by a negligent
language from Ueland that Earl cites here and noted that while it does not hesitate to expand the
common law, the case before it was governed entirely by statute whereas the Ueland court was
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No. 44328 -7 -II
asked to expand allowable damages within an existing common law framework. Philippides, 151
Wn.2d at 390. The Supreme Court concluded that adopting a common law cause of action would
create a direct conflict with the existing statutory scheme. Philippides, 151 Wn.2d at 390.
The Philippides court stated further,
The "courts of this state have long and repeatedly held, causes of action for
wrongful death are strictly a matter of legislative grace and are not recognized in
the common law." Tait v. Wahl, 97 Wn. App. [ 765, 771, 987 P. 2d 127 ( 1999),
review denied, 140 Wn.2d 1015 ( 2000)]. The legislature has created a
comprehensive set of statutes governing who may recover for wrongful death and
survival, and there is no room for this court to act in that area. Windust v. Dep' t of
Labor & Indus., 52 Wn.2d 33, 36, 323 P. 2d 241 ( 1958). " It is neither the function
nor the prerogative of courts to modify legislative enactments." Anderson v.
Seattle, 78 Wn.2d 201, 202, 471 P. 2d 87 ( 1970).
151 Wn.2d at 390. Accordingly, we hold that we cannot recognize a common law wrongful death
cause of action because doing so would conflict with the existing statutory framework and it is not
the function of courts to modify legislative enactments.
III. ECONOMIC DAMAGES
Earl next contends that David' s estate should be able to recover economic damages under
the general survival statute, RCW 4. 20. 046( 1), despite the lack of beneficiaries under RCW
4. 20. 020. Aacres responds that the general survival statute only allows recovery on behalf of the
same beneficiaries enumerated in the wrongful death statute. We agree with Earl and hold that the
superior court erred in failing to award funeral expenses to Earl because, contrary to Aacres'
assertion, David' s estate may recover economic damages under the general survival statute.
The general survival statute preserves all causes of action that a decedent could have
brought had he or she survived. Otani ex rel. Shigaki v. Broudy, 151 Wn.2d 750, 755 -56, 92 P. 3d
192 ( 2004). The purpose of awarding damages under the survival statute is to remedy the common
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No. 44328 -7 -II
law anomaly that allowed tort victims to sue if they survived, but barred their claims if they died.
Otani, 151 Wn.2d at 755. The general survival statute provides in part,
All causes of action by a person or persons against another person or persons shall
survive to the personal representatives of the former and against the personal
representatives of the latter, whether such actions arise on contract or otherwise,
and whether or not such actions would have survived at the common law or prior
to the date of enactment of this section: PROVIDED, HOWEVER, That the
personal representative shall only be entitled to recover damages for pain and
suffering, anxiety, emotional distress, or humiliation personal to and suffered by a
deceased on behalf of those beneficiaries enumerated in RCW 4.20.020, and such
damages are recoverable regardless of whether or not the death was occasioned by
the injury that is the basis for the action.
RCW 4. 20. 046( 1) ( emphasis added). By its language, the general survival statute adopts the " two -
tier" system of beneficiaries featured in the wrongful death statute for noneconomic damages.
But the statute' s plain language does not preclude David' s estate from recovering purely
economic damages despite the fact that Earl is not a statutory beneficiary. Accordingly, we agree
that the superior court erred when it dismissed Earl' s claim for economic damages.
In Wilson v. Grant, Division Three of this court concluded that nothing in the general
survival statute' s history demonstrated that the legislature intended to limit the traditional recovery
of economic damages only to those who qualified as statutory beneficiaries under RCW 4.20.020.
162 Wn. App. 731, 741 -42, 258 P. 3d 689 ( 2011); see also Cavazos v. Franklin, 73 Wn. App. 116,
121, 867 P. 2d 674 ( 1994) ( holding that under the general survival statute, the decedent' s
administrator is entitled to maintain an action for the following damages: disability with its
attendant permanent loss of earning power, burial and funeral expenses, medical and hospital
expenses, and general damages to the decedent' s estate).
The Wilson court also scrutinized a 1993 amendment to the general survival statute, which
amendment added the language giving rise to statutory beneficiaries' right to recover noneconomic
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No. 44328 -7 -II
damages ( such as pain and suffering). 162 Wn. App. at 741. The court concluded that the
amendment was intended to address only concerns that noneconomic damages were available to
statutory beneficiaries under the " special survival statute" ( RCW 4.20. 060), while the same
damages were simultaneously unavailable under the general survival statute. Wilson, 162 Wn.
App. at 741. The legislature voiced its concern that an earlier version of the statute had created a
loophole that functioned to reward those who delayed settlements because a person who survived
a tortious act, but later died, was precluded from recovery. See H.B. REP. ON S. B. 5077, at 2, 53rd
Leg., Reg. Sess. ( Wash. 1993). In the Wilson court' s view, the amended language was not intended
to apply to the entire paragraph of the statute to preclude recovery of historically available
economic damages even when there are no qualifying beneficiaries. 162 Wn. App. at 742. The
Wilson court then cited several cases where economic damages have been awarded absent statutory
beneficiaries or showings of dependency. 162 Wn. App. at 742 -43.
Aacres contends that Division One of this court reached the opposite conclusion in
Cummings v. Guardianship Services of Seattle, 128 Wn. App. 742, 110 P. 3d 796 ( 2005), review
denied, 157 Wn.2d 1006 ( 2006). But that case is distinguishable because the court in Cummings
interpreted a former provision of the AVAA that it deemed controlling instead of the general
survival statute. 128 Wn. App. at 752. There, the court held that no economic damages were
recoverable because an AVAA provision restricted the right to seek all damages except damages
for the benefit of the statutory beneficiaries "' set forth in chapter 4. 20 RCW "' and Cummings had
no qualifying beneficiaries. Cummings, 128 Wn. App. at 752 ( emphasis omitted) ( quoting RCW
74. 34. 210). Furthermore, the legislature later amended the dispositive provision in Cummings
No. 44328 -7 -II
with language unequivocally permitting recovery of economic damages in the absence of statutory
5
beneficiaries. LAWS OF 2007, ch. 312, § 11; RCW 74. 34. 210.
Aacres dicta from Philippides in support of its argument. The
Additionally, relies on
Philippides court made the broad statement that " Washington' s four interrelated statutory causes
of action for wrongful death and survival each require that parents be `` dependent for support' on
a deceased adult child in order to recover. See RCW 4. 24. 010 ( child injury / eath); RCW 4. 20. 020
d
wrongful death); RCW 4. 20. 046 ( general survival statute); RCW 4. 20. 060. ( special survival
statute)." 151 Wn.2d at 386. This is true, but only to the extent a party is seeking to recover for
noneconomic damages. The Wilson court also considered this statement and concluded that it was
not meant to preclude an award of economic damages.
Accordingly, although the general survival statute allows only those who qualify as
beneficiaries to pursue claims for certain enumerated damages, it does not exclude all other
damages historically available. Therefore, we follow Wilson and hold that economic damages,
including funeral costs are available to David' s estate under the general survival statute.
IV. ACCESS TO THE COURT
Earl contends that prohibiting David' s recovery of noneconomic damages violates David' s
constitutional right of access to the courts under both Title II of the Americans with Disabilities
5 RCW 74. 34.210 now provides in part,
Upon petition, after the death of the vulnerable adult, the right to initiate or maintain
the action shall be transferred to the executor or administrator of the deceased, for
recovery of all damages for the benefit of the deceased person' s beneficiaries set
forth in chapter 4. 20 RCW or ifthere are no beneficiaries, then for the recovery of
all economic losses sustained by the deceased person' s estate.
Emphasis added.) Neither party argues that amended RCW 74. 34.210 applies.
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Act (ADA), 42 U. S. C. §§ 12131- 12165, and article I, section 10 of the Washington Constitution.
As a threshold matter, Earl did not present this to the superior court. But a party may raise a
manifest error affecting a constitutional right for the first time on appeal. RAP 2. 5( a)( 3). 6
Assuming without deciding that the alleged error is a manifest error of constitutional magnitude,
we reach but reject the merits of this claim. In doing so, we adopt Division Three' s reasoning in
Triplett v. Department ofSocial & Health Services, 166 Wn. App. 423, 429, 268 P. 3d 1027, review
denied, 174 Wn.2d 1003 ( 2012), and hold that Earl' s claim fails because the wrongful death
statutes cannot be considered unconstitutional by denying access to the courts to someone who is
no longer living.
The United States Supreme Court has held that Title II of the ADA is constitutionally valid
and that access to the courts is a fundamental right. Tennessee v. Lane, 541 U.S. 509, 533 -34, 124
S. Ct. 1978, 158 L. Ed. 2d 820 ( 2004). Title II of the ADA provides, "[ N] o qualified individual
with a disability shall, by reason of such disability, be excluded from participation in or be denied
the benefits of the services, programs, or activities of a public entity." 42 U. S. C. § 12132.
Additionally, our Supreme Court has held that access to the civil justice system is founded upon
our constitution which mandates that "[ j] ustice in all cases shall be administered openly, and
6 This exception is construed narrowly by requiring the asserted error to be ( 1) manifest and ( 2)
truly of constitutional magnitude." State v. McFarland, 127 Wn.2d 322, 333, 899 P. 2d 12511995). Error is manifest if it results in a concrete detriment to the claimant' s constitutional rights,
and the claimed error rests upon a plausible argument that is supported by the record. State v.
WWJ 138 Wn.2d 595, 603, 980 P. 2d 1257 ( 1999). Because Earl argues that the statute
Corp.,
under which the entirety of his case was dismissed is unconstitutional as applied to David, Earl
can show "`` practical and identifiable consequences ' of the asserted error. WWJ Corp., 138 Wn.2d
at 603 ( quoting State v. Lynn, 67 Wn. App. 339, 345, 835 P. 2d 251 ( 1992)).
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No. 44328 -7 -II
without unnecessary delay." WASH. CONST. art. I, § 10; Lowy v. PeaceHealth, 174 Wn.2d 769,
776, 280 P. 3d 1078 ( 2012).
Here, Earl argues that, absent beneficiaries, recovery under the wrongful death statute
7
would be limited to David' s" net accumulations." Accordingly, in Earl' s view, the fact that
David' s disability precluded him from garnering such " accumulations" effectively denies David
his constitutional right of access to the court. Division Three of this court previously considered
and rejected this argument. In Triplett, Division Three held that this " access to the courts"
argument lacked merit because Washington' s wrongful death statutes do not purport to provide a
cause of action or access to the courts to a deceased person. 166 Wn. App. at 429. The Triplett
court was persuaded by the argument that because a person who is dead cannot pursue any action,
it is "' absurd to suggest that the wrongful death statute unlawfully restricts their access to the
courts.' 166 Wn. App. at 429.
Such a holding is consistent with the principle that Washington' s wrongful death statutes
create causes of action only for specific surviving beneficiaries of the deceased and which only
begin at the death of the decedent. Otani, 151 Wn.2d at 755. Accordingly, as the Triplett court
concluded, RCW 4. 20. 020 does not violate David' s constitutional rights to access the courts post-
7"
Net accumulations" are the decedent' s earnings over a normal life span calculated by
determining the decedent' s probable gross earnings subtracting personal and family support
expenditures and then reducing the figure to present value. Federated Servs. Ins. Co. v. Pers.
Representative of Estate of Norberg, 101 Wn. App. 119, 126, 4 P. 3d 844 ( 2000), review denied,
142 Wn.2d 1025 ( 2001).
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No. 44328 -7 -II
mortem. Therefore, we follow Triplett to hold that David was not denied access to the courts in
violation of his constitutional rights. 8
V. EQUIVALENCY TO MINOR
Finally, Earl asserts that David should be considered a minor under Washington law
9
because of his cognitive disabilities. Aacres argues that consideration of this argument is
improper because Earl raises it for the first time on appeal. We agree with Aacres. RAP 9. 12
provides, in pertinent part, " On review of an order granting or denying a motion for summary
judgment the appellate court will consider only evidence and issues called to the attention of the
trial court." The purpose of RAP 9. 12 "`` is to effectuate the rule that the appellate court engages
in the same inquiry as the trial court. "' Mithoug v. Apollo Radio ofSpokane, 128 Wn.2d 460, 462,
909 P. 2d 291 ( 1996) ( quoting Wash. Fed'n ofState Empls. Council 28 AFL -CIO v. Office ofFin.
8
Earl filed Schroeder v. Weighall, 179 Wn. 2d 566, 316 P. 3d 482 ( 2014), as supplementary
authority. In Schroeder, our Supreme Court held that a statute that eliminated tolling of the statute
of limitations for minors in medical malpractice cases was unconstitutional under the privileges
and immunities clause of the Washington Constitution. 179 Wn.2d at 577. The court found that
there was no rational explanation for the legislature' s failure to eliminate tolling only for this group
of plaintiffs. Schroeder, 179 Wn.2d at 577.
To the extent that Earl wishes to make a similar argument, he cannot show, as he must, that
there is no reasonable ground to distinguish between the tiers of beneficiaries. The legislature has
ostensibly determined that the degree to which a spouse or child typically depends on a decedent
is sufficiently different from that which a parent or sibling does. A child would frequently be able
to establish dependence on a parent, but the inverse is likely rare. The same can be said in
comparing spouses with siblings. The Philippides court rejected a similar argument based on the
privileges and immunities clause. 151 Wn.2d at 392 -93. There, the court concluded that there
was no violation of the privileges and immunities clause because legitimate differences between
classes provided a reasonable basis to treat them differently. Philippides, 151 Wn.2d at 393.
9 It is not clear from Earl' s briefing how he would be entitled to recover in the event that David
was considered a minor. Recovery is arguably broader under RCW 4.24. 010, the statute that
govern actions for injury or death of children, but that statute allows either a mother, a father, or
both parents to bring an action. It does not entitle a sibling to do so.
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Mgmt., 121 Wn.2d 152, 157, 849 P. 2d 1201 ( 1993)). Accordingly, because Earl did not bring this
issue to the superior court' s attention, we will not now consider it on appeal.'°
CONCLUSION
We reverse the superior court' s grant of summary judgment in favor of Aacres on the issue
of economic damages and remand for a determination of David' s funeral expenses. We decline to
recognize a common law wrongful death cause of action that would conflict with the existing
statutory framework and, therefore, we affirm the superior court' s order granting summary
judgment on the noneconomic damages claim. We hold further that the wrongful death statute
does not unconstitutionally deny David access to the courts."
We concur:
HUNT J.
10 We note that even were we to consider Earl' s argument, it would likely fail because Earl points
to no authority in support ofhis argument that a developmentally disabled and legally incapacitated
adult is a minor for the purpose of the wrongful death or survival statutes. Furthermore, when the
legislature intends to include mentally incompetent or disabled persons in the same category as
minors, it has done so explicitly. Bennett v. Seattle Mental Health, 166 Wn. App. 477, 487, 269
P. 3d 1079, review denied, 174 Wn.2d 1009 ( 2012). To treat developmentally disabled adults the
same as minor children would greatly expand the statutory beneficiaries entitled to bring a
wrongful death action and such a significant change must come from the legislature. Bennett, 166
Wn. App. at 487; Triplett, 166 Wn. App. at 432 -33.
11 We do not reach the issue of whether David should be considered a minor because this issue
was not properly preserved for review.
14