State of Washington v. Armando Cortez Lopez ( 2014 )

FILED
SEPT. 25,2014
In the Office of the Clerk of Court
W A State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION THREE
STATE OF WASHINGTON, ) No. 31377-8-111
)
Respondent, )
)
v. )
)
ARMANDO CORTEZ LOPEZ, ) UNPUBLISHED OPINION
)
Appellant. )
BROWN, A.C.J. - Armando Cortez Lopez appeals his attempted indecent liberties
conviction. For the first time on appeal, he contends a lay witness improperly
commented on his guilt and the State committed misconduct in exploiting that comment
and misstating evidence. Additionally, Mr. Lopez contends his trial attorney provided
ineffective assistance by not objecting to the witness comment and to the State's
alleged misconduct. We reject his contentions and affirm.
FACTS
The State charged Mr. Lopez with attempted second degree rape or, in the
alternative, attempted indecent liberties based on events occurring in March 2012 in
Yakima County.
No. 31377-8-111
State v. Lopez
While stopped in his car at a Sunnyside intersection on a Sunday morning, Cody
Case saw a man identified as Mr. Lopez approach and pass an alley in which Ms. G
was walking. According to Mr. Case's trial testimony, Mr. Lopez saw Ms. G, backed up
and pulled his sweatshirt's hood tight around his face concealing it, and proceeded
briskly down the alley. Mr. Lopez passed by Ms. G, then backed up and pushed her
against a dumpster. Mr. Lopez grabbed at Ms. G's waist and pulled her pants down
about four inches. Mr. Case then drove through the red light and down the alley,
causing Mr. Lopez to flee on foot. Mr. Case followed Mr. Lopez to his truck. Mr. Case
pulled in behind him. Mr. Lopez got out of his vehicle and was "mess[ing] with his
crotch ... like he was zipping it up." Report of Proceedings (RP) at 53. Mr. Case
elaborated that Mr. Lopez might have been trying to pull up his pants. Mr. Lopez
returned to his vehicle and drove off. Mr. Case followed, following Mr. Lopez to where
he parked his truck and called the police. Police recovered Mr. Lopez's truck leading to
his arrest after witness identifications.
Ms. G testified using an interpreter. She related Mr. Lopez may have been trying
to pull down her pants when he grabbed at her buttocks. "If my pants went down, it was
just a little bit like this, but, I mean, my pants didn't go down." RP at 78. Ms. G believed
Mr. Lopez pulled at her jacket over her pants. Police witnesses generally related Ms. G
seemed embarrassed by the events and had earlier shown the extent that her pants
had been pulled down.
2
No. 31377-8-111
State v. Lopez
During trial, the prosecutor asked Mr. Case, "How close were they when he
grabbed her and pulled down his pants?" RP at 48. There was no objection to use of
the word "his" pants instead of "her" pants. RP at 48. During cross-examination,
defense counsel asked Mr. Case how long the encounter took and Mr. Case replied,
without objection, "Three minutes, long enough for me to come from a stop sign ....
sat there and waited for a minute, hesitated. It's not often you see someone, you know,
trying to molest someone." RP at 65. On re-direct, the prosecutor asked, "You said it's
not often you see someone molesting someone. Why did you say that?" RP at 69. Mr.
Case replied, "You just don't Sunday morning, any morning, see some guy grabbing an
older lady and pushing up against a dumpster and try to pull her pants down." Id.
During closing remarks, the prosecutor argued, without objection, "The fact of
him pulling down his pants is significant to distinguish this between attempted rape and
attempted indecent liberties." RP at 165. The prosecutor argued, "It's not often you see
someone molesting someone, which is what we heard Cody Case say yesterday in his
testimony." RP at 156. The prosecutor later repeated, "It's not often you see someone
being molested. That's what Cody saw." RP at 163. During rebuttal the prosecutor
remarked, "Cody, he testified about this yesterday. It's not every day you - it's not often
you see someone molesting someone." RP at 172. Defense counsel did not object.
The court instructed the jury, "You are the sole judges of the credibility of each
witness. . .. [T]he sole judges of the value or weight to be given to the testimony of
each witness." Clerk's Papers (CP) at 113 (Jury Instruction No.1). Further, the court
3
I
No. 31377-8-111
State v. Lopez
instructed, "You must disregard any remark, statement, or argument that is not
supported by the evidence." Id.
The jury found Mr. Lopez not guilty of attempted second degree rape, but guilty
of attempted indecent liberties. Mr. Lopez appeals.
ANALYSIS
A. Witness Testimony
The issue is whether Mr. Case's testimony regarding molestation was an
improper comment on Mr. Lopez' guilt thereby warranting reversal of his conviction.
Since no objection was made below to the challenged statement, we must first address
whether this issue may be raised for the first time on appeal.
In cross examination, Mr. Lopez's defense attorney asked Mr. Case how long the
encounter he observed took place and was curious about Mr. Case's reaction time. Mr.
Case replied, "Three minutes, long enough for me to come from a stop sign .... I sat
there and waited for a minute, hesitated. It's not often you see someone, you know,
trying to molest someone." RP at 65. The import of the answer was to explain Mr.
Case's reaction time to the observed startling event. Typically, an examiner may object
to the responsiveness of answers to questions asked. Here, Mr. Lopez's trial attorney
chose not to object to Mr. Case's response. Mr. Lopez's appellate counsel raises this
issue for the first time on appeal.
We may refuse to review any claimed error not raised in the trial court. RAP
2.5(a). Nevertheless, a defendant may challenge a claimed error for the first time on
4
I
f
f
No. 31377-8-111
State v. Lopez
appeal if he or she can show it was a manifest constitutional error affecting his or her
constitutional right to a jury trial. RAP 2.5(a)(3); State v. Kirkman, 159 Wash. 2d 918, 926,
155 P.3d 125 (2007). But "[a]dmission of witness opinion testimony on an ultimate fact,
without objection, is not automatically reviewable as a 'manifest' constitutional error."
Kirkman, 159 Wash. 2d at 936. To merit appellate review in these circumstances, a
defendant must show the alleged error caused "actual prejudice" or "practical and
identifiable consequences" in his trial. Id. at 935. For non-preserved allegedly improper
opinion evidence to qualify under the RAP 2.5(a)(3) exception, '''[m]anifest error'
requires a nearly explicit statement by the witness that [he] believed the accusing
victim'" or disbelieved another key witness. Kirkman, 159 Wash. 2d at 936 (emphasis
added).
Mr. Case's challenged statement was not a direct comment about Mr. Lopez'
individual guilt or credibility; rather, Mr. Case testified to the actions that caused him to
continue to observe Mr. Lopez and his response time. Viewing the questioning in this
context, it appears the term "molest" was used in a broad sense to describe Mr. Lopez'
actions. In general, "molest" is a synonym for the term "annoy" and may mean "to
annoy, disturb, or persecute [especially] with hostile intent or injurious effect." Merriam
Webster's Collegiate Dictionary 749 (10th ed.1997). Thus, Mr. Case's testimony was
not a statement about Mr. Lopez' guilt or credibility or an ultimate fact. No proof of
molestation was required for conviction in this attempt crime. The statement, therefore,
5
No. 31377-8-111
State v. Lopez
did not constitute improper opinion testimony rising to the level of a constitutional error
that Mr. Lopez can raise for the first time on appeal.
Because Mr. Lopez fails to show constitutional error, we do not reach the
"manifest" issue, Le., whether it was prejudicial or had "practical and identifiable" results
in the trial below. See RAP 2.5(a)(3); State v. Bertrand, 165 Wn. App. 393,400 n.8,
267 P.3d 511 (2011) (internal quotation marks omitted) (quoting State v. O'Hara, 167
Wn. App. 191,99,217 P.3d 756 (2009». Nevertheless, we again note prejudice would
be difficult to prove since the State did not charge Mr. Lopez with molestation and
molestation is not a specific element of attempted indecent liberties. See RCW
9A.44.100(1)(a) (To convict Mr. Lopez of attempted indecent liberties, the State had to
prove that he knowingly took a substantial step to cause another person to have sexual
contact by forcible compulsion). Thus, it is unlikely that use of the word "molest" led to
Mr. Lopez' attempted indecent liberties conviction.
Under analogous circumstances, the Washington Supreme Court has concluded
no prejudice existed where, despite allegedly improper opinion testimony on witness
credibility, the trial court had properly instructed the jury that jurors "'are the sole judges
of the credibility of the witnesses and of what weight is to be given to the testimony of
each'" and that jurors "'are not bound'" by expert witness opinions. Kirkman, 159 Wash. 2d
at 937 (citations omitted). The trial court here gave similar instructions that we presume
the jury followed. Kirkman, 159 Wash. 2d at 937. Thus, even if Mr. Case's statement had
been unconstitutional, and therefore improper opinion about Mr. Lopez' guilt or
6
No. 31377-8-111
State v. Lopez
credibility, Mr. Lopez fails to show actual prejudice or practical and identifiable
consequences to the trial results justifying an exception to RAP 2.5(a)'s preservation
requirement that the alleged error be '"manifest.''' Bertrand, 165 Wash. App. at 400.
Given all, we conclude Mr. Lopez fails to show Mr. Case's responsive testimony was a
manifest constitutional error that may be raised for the first time on appeal under RAP
2.5(a)(3).
B. Prosecutorial Misconduct
The issue is whether prosecutorial misconduct deprived Mr. Lopez of a fair trial.
First, Mr. Lopez contends the prosecutor committed misconduct by suggesting
during interrogation and in argument that Mr. Lopez pulled his pants down when
approaching Ms. G. Mr. Lopez did not raise any objection at the trial court to the form of
the State's question that assumed a fact not in evidence (that Mr. Lopez pulled his
pants down when approaching Ms. G) or the State's argument asserting Mr. Lopez
pulled down his pants.
To prevail on a prosecutorial misconduct claim, a defendant must show that the
prosecutor's conduct was improper and prejudicial. State v. Thorgerson, 172 Wn.2d
438,442,258 P.3d 43 (2011). To show prejudice, a defendant must show a substantial
likelihood that the misconduct affected the verdict. Id. at 442-43. A defendant who fails
to object to the prosecutor's improper act at trial waives any error, unless the act was so
flagrant and ill intentioned that an instruction could not have cured the resulting
prejudice. Id. at 443. The focus of this inquiry is more on whether the resulting
7
No. 31377-8-111
State v. Lopez
prejudice could have been cured, rather than the flagrant or ill-intentioned nature of the
remark. State v. Emery, 174 Wash. 2d 741, 762, 278 P.3d 653 (2012).
A high burden is imposed when a defendant fails to object to alleged
prosecutorial misconduct. Mr. Lopez does not meet this burden. Mr. Case testified he
observed Mr. Lopez "mess[ing] with his crotch ... like he was zipping it up." RP at 53.
But later, the prosecutor asked Mr. Case, "How close were they when he grabbed her
and pulled down his pants?" RP at 48. There was no objection to use of the word "his"
pants instead of "her" pants. The prosecutor appears to have misstated the question.
During closing remarks, the prosecutor stated, without objection, "The fact of him pulling
down his pants is significant to distinguish this between attempted rape and attempted
indecent liberties." RP at 165.
This blurring of the factual record, by mixing testimony showing Mr. Lopez pulled
Ms. G's pants down and Mr. Lopez messed with his pants and crotch, was not so
flagrant and ill-intentioned that an instruction could not have cured any resulting
prejudice. The challenged evidence and argument bore on the attempted second
degree rape charge, which requires an attempt to engage "in sexual intercourse with
another ... [b]y forcible compulsion." RCW 9A,44.050(1)(a). Attempted indecent
liberties does not require an attempt at sexual intercourse. The jury acquitted Mr. Lopez
of attempted second degree rape; thus, Mr. Lopez cannot show testimony or argument
that he pulled down his pants prejudiced him. His prosecutorial misconduct claim,
therefore, fails.
8
No. 31377-8-111
State v. Lopez
Second, Mr. Lopez, contends the State committed misconduct by repeating Mr.
Case's molestation comment. Based on our analysis that the testimony was not
improper, Mr. Lopez' claim is without merit. He additionally argues the State had a duty
to prepare its witnesses not to offer improper testimony. See State v. Montgomery, 163
Wash. 2d 577, 592, 183 P.3d 267 (2008) (prosecutors have a duty to prepare witnesses for
trial). This improper preparation argument fails for the same reason.
C. Assistance of Counsel
The issue is whether Mr. Lopez was denied effective assistance of counsel. He
contends counsel was deficient for failing to object to Mr. Case's molestation testimony
and to the prosecutor's comments on that testimony during closing argument.
The Sixth Amendment of the United States Constitution guarantees defendants
the right to effective assistance of counsel. Strickland v. Washington, 466 U.S. 668,
685, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984). To demonstrate ineffective assistance,
an appellant must show the attorney's performance was deficient and that the
deficiency was prejudicial. State v. Thomas, 109 Wn.2d 222,225-26,743 P.2d 816
(1987). Deficient performance falls below an objective standard of reasonableness. In
re Det. of Moore, 167 Wn.2d 113,122,216 P.3d 1015 (2009). Prejudice occurs if, but
for the deficient performance, the outcome of the proceedings would have been
different by a reasonable probability. State v. McFarland, 127 Wash. 2d 322, 334-35, 899
P.2d 1251 (1995). We must strongly presume effective assistance. Moore, 167 Wash. 2d
at 122. But, we will conclude counsel's representation is ineffective if we can find no
J
9
I
I
1
No. 31377-8-111
State v. Lopez
legitimate strategic or tactical reason for a particular decision. McFarland, 127 Wash. 2d at
335.
As previously analyzed, Mr. Case's response, "It's not often you see someone,
you know, trying to molest someone" was not improper opinion testimony; rather, it was
a description of the events that caught Mr. Case's attention and a response to an inquiry
about Mr. Case's reaction time. RP at 65. Therefore, failure to object to the testimony
or the prosecutor's remarks did not fall below an objective standard of reasonableness.
Moore, 167 Wash. 2d at 122. Even assuming counsel's performance was deficient, Mr.
Lopez cannot show prejudice. Eye-witness testimony apparently believed by the jury
showed Mr. Lopez put on and pulled tight his sweatshirt hood to conceal his face,
followed and grabbed Ms. G in an alley, and partly pulled her pants down. Mr. Lopez
then fled when Mr. Case pursued. Soon after, Mr. Lopez was seen adjusting the crotch-
area of his pants and appeared to be zipping up his zipper. It is unlikely an objection to
the "molest" answer would have resulted in a "not guilty" verdict. We note counsel was
effective in getting an acquittal on the more serious offense of attempted second degree
rape. Given all, we conclude Mr. Lopez has not overcome the strong presumption of
effective assistance of counsel.
D. Cumulative Error
Mr. Lopez contends he is entitled to relief under the cumulative error doctrine
because the combined effect of his claimed errors denied him a fair trial. Cumulative
error may justify reversal, even when each individual error would otherwise be
10
No. 31377-8-111
State v. Lopez
considered harmless; but the doctrine does not apply where there are few errors or the
errors have little or no effect on the outcome of the trial. State v. Weber, 159 Wn.2d
252,279, 149 P.3d 646 (2006). Mr. Lopez fails to establish a single reversible error, let
alone a combination of errors that denied him a fair trial. Thus, his claim of cumulative
error fails.
Affirmed.
A majority of the panel has determined this opinion will not be printed in the
Washington Appellate Reports, but it will be filed for public record pursuant to RCW
2.06.040.
Brown, A.C.J.
WE CONCUR:
Lawrence-Berrey, J.
11