State Of Washington v. Timothy Allen Ludwig ( 2014 )

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, NO. 70768-0-1
Respondent, DIVISION ONE
v.
TIMOTHY ALLEN LUDWIG, UNPUBLISHED OPINION ^
Appellant. FILED: September 22, 2014
Lau, J. — Timothy Ludwig appeals his conviction for one count of first degree
incest and three counts of second degree incest involving SL. He argues that the trial
court's limiting instruction failed to adequately limit the jury's consideration of prior
misconduct evidence. He further contends that defense counsel was ineffective for
failing to object. Because Ludwig failed to demonstrate a manifest constitutional error
that can be raised for the first time on appeal or that defense counsel's failure to object
caused prejudice, we affirm the convictions. And because the parties agree that the
standard range term of confinement combined with the term of community custody
exceeds the standard range, we remand to the sentencing court to correct the judgment
and sentence consistent with this opinion.
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FACTS
Timothy Ludwig is SL's biological father. When SL was 13 years old, the family
lived in Vancouver, Washington. One night when SL was in the shower, Ludwig walked
in the bathroom, opened the shower curtain, and began washing SL. When SL
protested, Ludwig told her this activity was normal because SL was his daughter. After
that, Ludwig regularly got in the shower with SL. Ludwig had SL wash his penis and
testicles. Ludwig got an erection and ejaculated when SL did this. When she was
done, Ludwig washed SL, including her genitalia. Ludwig never showered with SL
unless he was alone in the house with her.
The family moved to the city of Snohomish when SL was 16. About six months
after the move, Ludwig resumed his practice of having SL wash his penis and
masturbate him in the shower. When SL protested, Ludwig again told her there was
nothing to be ashamed of because he was her father. This occurred about once a
week. On one occasion, Ludwig reached down and rubbed his finger between SL's
vaginal lips. SL moved away quickly before Ludwig penetrated her vagina.
Occasionally Ludwig asked SL to put her mouth on his penis, but she always refused.
Sometimes he would plead with her and other times he would get angry and slap her.
Ludwig also had sexual contact with SL in the living room and in his bedroom.
Ludwig sometimes had SL masturbate him with a pink rubber device he kept on a
nightstand beside his bed.
Ludwig subjected SL and her siblings to physical discipline. On one occasion
when they were living in Alaska, Ludwig punished the children by having them strip
naked and eat dinner in the living room while Ludwig watched.
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The last time Ludwig had sexual contact with SL was in May 2012. SL became
so anxious that she experienced stomach pains. One of SL's friends encouraged her to
report the sexual abuse. She walked with SL to the school counselor's office. At the
office, SL reported the abuse to a school counselor and a police officer. Police obtained
a search warrant for Ludwig's home. There they found the pink rubber device in
Ludwig's bedroom, as SL had described it. Testing revealed evidence of both Ludwig
and SL's DNA on the device, as well as a small amount of DNA from a third unknown
person. Ludwig admitted to police that he used the device but denied any sexual
contact with SL. Ludwig told police SL had no reason to touch the device but stated
that she frequently came into the bedroom where it was kept.
Ludwig's stepdaughter LT testified that Ludwig sexually abused her when she
was between the ages of 11 and 13. LT was 23 years old at the time of trial. LT said
that when the family lived in Texas, Ludwig asked her to bathe him because he had a
broken hand. She said that Ludwig's genitals were covered with a washcloth, but the
incident made her feel uncomfortable. The family later moved to Alaska. LT's mother
worked nights, and Ludwig had LT sleep with him in his bed almost every night. LT said
Ludwig would touch her breasts and vagina over her clothing. Once or twice a week,
Ludwig watched LT when she showered. When LT objected, Ludwig said that he had a
right to do that because he was her father. On one occasion during a driving trip,
because LT lost a game they were playing in the car, Ludwig stopped the car, directed
LT behind a tree, and put his penis in her mouth while he masturbated. LT also recalled
the incident in which Ludwig punished the children by forcing them to eat dinner naked.
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Ludwig was charged in a third amended information with one count of first
degree incest and three counts of second degree incest for acts committed against SL
between June 2009 and May 3, 2012. The jury convicted Ludwig as charged. The trial
court sentenced him to concurrent standard range terms of incarceration, plus three
years' community custody on each count. Ludwig appeals.
ANALYSIS
Limiting Instruction
Pretrial, the trial court granted the State's ER 404(b) motion to allow Ludwig's
former stepdaughter LT to testify about how Ludwig sexually abused her during her
early teens. The court admitted LT's testimony to show Ludwig's "design to commit
sexual assault as well as a pattern of grooming children for abuse." Br. of Appellant
at 3. The court also allowed SL to testify about uncharged "incidents of sexual
touching" to show Ludwig's lustful disposition toward SL and to establish res gestae
evidence—conduct close in time to the charged crimes.
Ludwig first argues that the trial court's limiting instruction failed to limit the jury's
consideration of prior misconduct evidence to its proper purposes. ER 404(b) governs
the admissibility of prior misconduct evidence for purposes other than proofof general
character. The rule provides a nonexhaustive list of purposes for which misconduct
evidence is admissible.
ER 404(b) provides:
Evidence of other crimes, wrongs, or acts is not admissible to prove the
character of a person in order to show action in conformity therewith. It may,
however, be admissible for other purposes, such as proof of motive, opportunity,
intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
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When evidence of prior misconduct is admitted under ER 404(b), courts may give a
limiting instruction to ensure that the jury does not consider the evidence for an invalid
purpose if requested by a party. "An adequate ER 404(b) limiting instruction must, at a
minimum, inform the jury of the purpose for which the evidence is admitted and that the
evidence may not be used for the purpose of concluding that the defendant has a
particular character and has acted in conformity with that character." State v. Gresham.
173 Wash. 2d 405, 423-24, 269 P.3d 207 (2012).
The State proposed, and the court gave, the following limiting instruction for
evidence of other sexual misconduct:
In a criminal case in which the defendant is accused of incest, evidence of the
defendant's commission of another offense or offenses of sexual misconduct are
admissible and may be considered for its bearing on any manner to which it is
relevant. However, evidence of a prior offense or offences on its own is not
sufficient to prove the defendant guilty of any crime charged in an Amended
Information. Bear in mind as you consider this evidence that at all times the
State has the burden of proving that the defendant committed each of the
elements of the offenses charged in the Amended Information. I remind you that
the defendant is not on trial for any act, conduct, or offense not charged in the
Amended Information.
Ludwig did not object to this limiting instruction below. "The appellate court may
refuse to review any claim of error which was not raised in the trial court." RAP 2.5(a).
State v. Fitzgerald, 39 Wash. App. 652, 662, 694 P.2d 1117 (1985) (Because defendant
failed to object to the court's oral limiting instruction, he may not raise it for the first time
on appeal.). An exception to this general rule exists for a "manifest error affecting a
constitutional right." RAP 2.5(a)(3). "To meet RAP 2.5(a) and raise an errorfor the first
time on appeal, an appellant must demonstrate (1) the error is manifest and (2) the error
is truly ofconstitutional dimension." State v. O'Hara, 167 Wash. 2d 91, 98, 217 P.3d 756
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(2009). In other words, the appellant must "identify a constitutional error and show how
the alleged error actually affected the [appellant's rights at trial." State v. Kirkman, 159
Wash. 2d 918, 926-27, 155 P.3d 125 (2007). "Instructional errors do not automatically
constitute manifest constitutional error." State v. Guzman Nunez, 160 Wash. App. 150,
163, 248P.3d 103(2011).
Here, the limiting instruction claim does not involve a manifest constitutional
error. Our Supreme Court has noted several instructional errors that implicate a
constitutional interest, including instructions that direct a verdict, shift the burden of
proof to the defendant, fail to define the "beyond a reasonable doubt" standard, fail to
require a unanimous verdict, and omit an element of the crime charged. See O'Hara,
167 Wash. 2d at 100-01. These errors "affect a defendant's constitutional rights by
violating an explicit constitutional provision or denying the defendant a fair trial through
a complete verdict." O'Hara, 167 Wash. 2d at 103. The alleged error in this case does not
implicate these serious constitutional concerns.
Moreover, absent a request, a trial court is not required to give a limiting
instruction for ER 404(b) evidence. Russell, 171 Wash. 2d at 123. In this case, we decline
to conclude that the alleged imperfect limiting instruction implicates a constitutional right
when a limiting instruction is not mandatory as a matter of law unless requested.
Therefore, if a trial court may omit the instruction altogether without implicating
constitutional interests, then the trial court here committed no constitutional error by
providing the instruction at issue.
In any event, any nonconstitutional error was harmless. The alleged error is
harmless "'unless within reasonable probabilities had the error not occurred the
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outcome of the trial would have been materially affected.'" Gresham, 173 Wash. 2d at 425
(internal quotation marks omitted) (quoting State v. Smith, 106 Wash. 2d 772, 780, 725
P.2d 951 (1986)). Because of the instruction given at trial, the way the prosecutor used
the evidence admitted under ER 404(b), and the strength of the evidence, the allegedly
erroneous limiting instruction was harmless.
First, ER 404(b) prohibits only one improper purpose for which evidence of prior
misconduct may not be used—to demonstrate the defendant's character and prove that
he acted in conformity with that character. Gresham. 173 Wash. 2d at 421. While the
instruction given to the jury did not specify the proper purposes for which the jury could
consider the evidence, it did ensure they would not consider the evidence for an
improper purpose. The instruction explicitly stated that any evidence of a prior offense
"on its own is not sufficient to prove the defendant guilty of the crimes charged."
Therefore, the instruction properly informed the jury not to consider the evidence to
determine whether the defendant was guilty simply because he acted "in conformity"
with prior behavior.
Second, the record shows that the prosecutor never urged the jury to use the
evidence of prior misconduct for an improper purpose. At closing, the prosecutor
argued to the jury to use the evidence for a proper purpose:
You heard [L] say she had been groomed in the same way years before [S]. And
the instruction with respect to I do not want you to consider that, because that
happened with [L] doesn't mean he's guilty, what it means is it shows that the
defendant in his conduct with [L] had a design. He had a design to molest and
sexually assault [S]. And the similarities that you heard in the testimony, the
showering, the being made to watch the defendant masturbate, those are similar
things years apart that corroborate what that woman told you on the witness
stand.
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Verbatim Report of Proceedings (June 12, 2013) at 293. Here, the prosecutor
emphasized to the jury the permissible purposes for which they may consider evidence
of prior misconduct.
Third, Ludwig does not challenge the admissibility of the uncharged evidence
involving LT and SL. Even ifthe court had given the WPIC 5.30 instruction,1 the
outcome of the trial within reasonable probabilities would have been the same in light of
the ample evidence of guilt at trial, summarized above. The error, if any, was harmless.
Ineffective Assistance of Counsel
Ludwig argues that defense counsel was ineffective for failing to object to the
limiting instruction. "To prevail on a claim of ineffective assistance of counsel, counsel's
representation must have been deficient, and the deficient representation must have
prejudiced the defendant." State v. Aho, 137 Wash. 2d 736, 745, 975 P.2d 512 (1999);
Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984).
"To establish ineffective representation, the defendant must show that counsel's
performance fell below an objective standard of reasonableness." State v. McNeal, 145
Wash. 2d 352, 362, 37 P.3d 280 (2002). "[Sjcrutiny of counsel's performance is highly
deferential and courts will indulge in a strong presumption of reasonableness." State v.
Thomas, 109 Wash. 2d 222, 226, 743 P.2d 816 (1987). "To establish prejudice, a
defendant must show that but for counsel's performance, the result would have been
1 11 Washington Practice: Washington Pattern Jury Instructions: Criminal
5.30, at 180 (3d ed. 2008) (WPIC) states: "Certain evidence has been admitted in this
case for only a limited purpose. This [evidence consists of and] may be
considered by you only for the purpose of . You may not consider itfor
any other purpose. Any discussion of the evidence during your deliberations must be
consistent with this limitation."
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different." McNeal, 145 Wash. 2d at 362. Failure to establish either prong of the test is
fatal to an ineffective assistance of counsel claim. Strickland, 466 U.S. at 700.
Ludwig argues that defense counsel's failure to object to the instruction, which
was based on a statute that was found unconstitutional over a year before trial, failed to
limit the evidence to its proper purpose and was clearly deficient. Ludwig further argues
he suffered prejudice because the trial court would have given a proper limiting
instruction if his attorney had objected. He contends it is reasonably likely the jury
would have reached a different result absent the improper instruction.
Even if we assume, without deciding, that defense counsel's failure to object to
the limiting instruction constitutes deficient performance, Ludwig establishes no
prejudice. Ludwig must show that, but for counsel's failure to object to the instruction,
the outcome of the trial would have been different.
First, even ifcounsel objected, Ludwig makes no showing that the trial court
would have sustained the objection. See State v. MacFarland, 127 Wash. 2d 322, 337
n.4, 899 P.2d 1251 (1995) ("Absent an affirmative showing that the motion probably
would have been granted, there is no showing of actual prejudice."). Second, even if
the trial court had sustained defense counsel's objection and given a WPIC 5.30
instruction, the jury would have returned the same verdict given the ample evidence of
guilt, summarized above. Ludwig fails to show that defense counsel's alleged deficient
performance resulted in prejudice.
Community Custody
Ludwig argues that the trial court erred in imposing combined terms of
incarceration and community custody that exceeded the statutory maximum for each
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count. "A trial court may only impose a sentence which is authorized by statute." State
v. Barnett, 139 Wash. 2d 462, 464, 987 P.2d 626 (1999). Here, Ludwig was sentenced to
90 months' incarceration on the first degree incest count and 60 months' incarceration
on the second degree incest counts. In addition, Ludwig was sentenced to 36 months'
community custody on each count. Thus, Ludwig was sentenced to a total of 126
months on the first degree incest count, a class B felony with a 120-month statutory
maximum, and a total of 96 months on the second degree incest counts, class C
felonies with a 60-month statutory maximum. RCW 9A.20.021(b), (c); RCW
9A.64.020(1)(b), (2)(b).
The State concedes that the sentence erroneously exceeded the statutory
maximum for the crimes. We accept the State's concession. The proper remedy is to
remand to the trial court to specify a combined term of community custody and
incarceration that does not exceed the statutory maximum. State v. Land, 172 Wn.
App. 593, 603, 295 P.3d 782 (2013); RCW 9.94A.701(9) ("The term of community
custody specified by this section shall be reduced by the court whenever an offender's
standard range term of confinement in combination with the term of community custody
exceeds the statutory maximum for the crime as provided in RCW 9A.20.021.'")
(quoting RCW 9.94A.701(9)).
CONCLUSION
Ludwig failed to establish that the alleged instructional error is a manifest
constitutional error that may be reviewed for the first time on appeal. Nor has he shown
prejudice resulting from defense counsel's alleged deficient performance. We therefore
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affirm Ludwig's conviction but remand to the sentencing court to correct the judgment
and sentence in accordance with this opinion.
WE CONCUR:
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