State of Washington v. Gustavo Tapia Rodriguez ( 2024 )

FILED
FEBRUARY 29, 2024
In the Office of the Clerk of Court
WA State Court of Appeals, Division III
COURT OF APPEALS, DIVISION III, STATE OF
WASHINGTON
STATE OF WASHINGTON, ) No. 37522-6-III
)
Respondent, )
) ORDER DENYING
v. ) MOTIONS FOR
) RECONSIDERATION
GUSTAVO TAPIA RODRIGUEZ, ) AND WITHDRAWING
) OPINION FILED
Appellant. ) FEBRUARY 8, 2022
The court has considered the parties’ motions for reconsideration of this court’s
opinion dated February 8, 2022, and is of the opinion the motions should be denied for
the reasons discussed in the opinion filed this day. Therefore,
IT IS ORDERED that the motions for reconsideration are denied.
IT IS FURTHER ORDERED that the court’s opinion filed on February 8, 2022, is
hereby withdrawn and a new opinion will be filed this day.
PANEL: Judges Lawrence-Berrey, Staab, Siddoway
FOR THE COURT:
________________________________
GEORGE FEARING
CHIEF JUDGE
FILED
FEBRUARY 29, 2024
In the Office of the Clerk of Court
WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION THREE
STATE OF WASHINGTON, ) No. 37522-6-III
)
Respondent, )
)
v. ) UNPUBLISHED OPINION
)
GUSTAVO TAPIA RODRIGUEZ, )
)
Appellant. )
LAWRENCE-BERREY, A.C.J. — Gustavo Tapia Rodriguez appeals after a jury
found him guilty of the aggravated first degree murder of Arturo Sosa and the first degree
kidnapping and the first degree assault of Jose Cano Barrientos. We affirm Tapia
Rodriguez’s convictions, but remand for the trial court to apply the correct same criminal
conduct test to the kidnapping and assault convictions, to strike the victim penalty
assessment, to reconsider restitution interest, and to correct a scrivener’s error.
FACTS
Eustolia Campuzano had been in a relationship with Arturo Sosa for almost three
years before breaking up with him in November 2016. Campuzano moved out of the
home they shared together and into Paula Rodriguez’s home.
No. 37522-6-III
State v. Gustavo Tapia Rodriguez
Ms. Rodriguez informed Campuzano that she knew some people who could scare
Sosa. Ms. Rodriguez took Campuzano to see these people: Fernando Marcos Gutierrez
and Gustavo Tapia Rodriguez. Campuzano told these men about Sosa and how she
wanted to scare him.
Gutierrez and others developed a plan. Gutierrez told Julio Albarran Varona that
he, Albarran Varona, Tapia Rodriguez, and Ambrosio Villanueva were going to beat up
Sosa for hitting Campuzano and causing two screws to be placed into her jaw. On the
evening of December 8, 2016, these four men and Salvador Gomez armed themselves
with guns and went to Ms. Rodriguez’s home. Gutierrez had a .40 caliber handgun.
Tapia Rodriguez had a .45 caliber handgun.
Tapia Rodriguez told Campuzano they were going to scare Sosa. Most of them
drank alcohol and consumed crystal methamphetamine throughout the night.
In the early morning hours of December 9, 2016, Tapia Rodriguez, Gutierrez,
Villanueva, Albarran Varona, and Campuzano got into Tapia Rodriguez’s GMC Yukon
and drove to Sosa’s house. They parked on the side of the road near the house until Sosa
and a second person, Jose Cano Barrientos, left the house in the Cano Barrientos’s Ford
Explorer. Tapia Rodriguez and his crew followed in the Yukon.
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After they reached the highway, Tapia Rodriguez began flashing his lights on and
off until Cano Barrientos pulled over to see if something was wrong. Tapia Rodriguez
parked his Yukon behind Cano Barrientos’s Explorer.
Three or four men exited the Yukon, all armed with firearms equipped with
silencers. Tapia Rodriguez and Gutierrez approached Cano Barrientos’s vehicle with
guns drawn; Tapia Rodriguez went to the driver’s side and Gutierrez went to the front
passenger side. They ordered Cano Barrientos and Sosa out of the Explorer at gunpoint.
Deoxyribonucleic acid (DNA) taken from the outside front passenger door handle of
Cano Barrientos’s vehicle matched Gutierrez’s DNA.
Tapia Rodriguez and Gutierrez ordered Cano Barrientos and Sosa to kneel
between the two vehicles. They told Cano Barrientos and Sosa, “Te voy matar,” which
means, “I’m going to kill you.” Rep. of Proc. (RP)1 at 1198. They cocked their guns and
pointed them at the heads of Cano Barrientos and Sosa.
By this time, the plan to beat up Sosa had changed to killing both men. Tapia
Rodriguez later remarked to Albarran Varona, “[S]ometimes when things don’t work out
the right way, people have to die.” RP at 926.
1
“RP” references are to the verbatim report of proceedings of the trial unless
otherwise indicated.
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State v. Gustavo Tapia Rodriguez
Realizing that both men were about to be killed, Albarran Varona warned Tapia
Rodriguez that there was traffic on the highway. The armed men then loaded Cano
Barrientos and Sosa into the back seat of Cano Barrientos’s Explorer.
Cano Barrientos sat in the back driver’s-side seat, Sosa sat in the back center seat,
and Tapia Rodriguez sat in the back passenger-side seat next to Sosa, pointing a gun at
him and Cano Barrientos. Albarran Varona was in the driver’s seat, holding a pistol with
a chambered round. Gutierrez, Villanueva, and Campuzano were in Tapia Rodriguez’s
Yukon, the lead vehicle, while Albarran Varona followed in Cano Barrientos’s Explorer.
About one mile down the road, Sosa and Cano Barrientos tried to wrestle the gun
from Tapia Rodriguez. While driving, Albarran Varona pointed his pistol at Sosa. Cano
Barrientos then began choking Albarran Varona so he would not shoot Sosa. Albarran
Varona fired his gun and the bullet hit Cano Barrientos in his upper chest, near his
collarbone, causing him to collapse between the two front seats. Once Albarran Varona
regained control of the car, he looked back, and saw Tapia Rodriguez put his gun to
Sosa’s head and shoot three times.
With Gutierrez’s help, the men got their guns, some shell casings, and a magazine
and left in Tapia Rodriguez’s Yukon. Before leaving, Gutierrez made Campuzano look
at Sosa’s body and threatened to kill her if she said anything.
Cano Barrientos survived. Sosa died.
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State v. Gustavo Tapia Rodriguez
Charges
The State charged Tapia Rodriguez and Gutierrez with first degree murder (by all
alternative means), second degree murder (with intentional murder and felony murder
alternatives), first degree assault, and first degree kidnapping. In addition, the State
alleged multiple aggravators and enhancements, and provided notice to Tapia Rodriguez
that it would seek an aggravated murder sentence.
Albarran Varona was not charged but agreed to testify against Tapia Rodriguez
and Gutierrez in exchange for a plea deal in a different murder case.
Jury Voir Dire
During voir dire, venire juror 16 expressed his opinion, that, as an immigrant from
Russia, he experienced prejudice and hostility from others. He admitted he had racist
thoughts when he was younger but his feelings changed because he kept an open mind
and became more educated and aware. When jurors were asked whether anyone was
going to hold Tapia Rodriguez’s Mexican name or heritage against him, no one,
including juror 16, answered affirmatively. However, when asked if everyone felt
comfortable not delving into immigration issues because they lacked relevance to the
case, juror 16 said, “Given that I came to this country legally, I think it will bother me.”
RP at 507. “It would influence my decision, I would think.” Id. Following up on juror
16’s comments, defense counsel clarified that Tapia Rodriguez’s immigration status is
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State v. Gustavo Tapia Rodriguez
irrelevant to both the facts and the charges the State would be trying to prove. Juror 16
responded, “Sure, I think that thought would still linger in the back of my mind.” Id. at
508. Defense counsel then asked, “Would you hold that against him?” And juror 16
answered, “Yes.” Id. Juror 16 then said it might be problematic for him to ignore the
immigration issue even if the judge instructed him to ignore it. He explained why it
would be difficult for him to set aside his opinion on illegal immigration:
JUROR [16]: Sure. Because this large part, myself and my family
came here legally, and it was very hard to do so. We followed the proper
channels to get to this country legally. And so when you see somebody do
it illegally, it doesn’t matter what skin color they are, they’re coming from
Canada, it doesn’t matter. If they’re doing something illegally, they’re
breaking the law, they’re breaking the law in this country.
Id. at 508-09. He acknowledged that there are justifications—such as genocide or gang
infestation—for fleeing a dangerous country and such justifications would possibly
change his mind. Yet, even knowing there is a possibility that the defendant might have
fled a dangerous country, juror 16 would hold it against Tapia Rodriguez. Finally, when
defense counsel asked, “[I]s there anything we could convince you or say to you, even
with the judge’s instruction, say, you shouldn’t hold that, that shouldn’t be a factor,” juror
16 said, “I’m ready to listen.” Id. at 510. He admitted he had already judged Tapia
Rodriguez “[t]o some degree,” but repeated, “Like I said, I’m willing to listen.” Id.
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State v. Gustavo Tapia Rodriguez
Counsel for the State and the codefendants challenged several jurors for cause, but
none challenged juror 16 for cause. Counsel also exercised their peremptory challenges,
but none exercised a peremptory challenge to remove juror 16. Each attorney confirmed
that the jury ultimately empaneled, which included juror 16, was the jury he selected.
Pretrial Motions in Limine
In pretrial proceedings, Tapia Rodriguez moved to prohibit Albarran Varona’s
former defense attorney, Smitty Hagopian, from testifying. The State intended, through
Hagopian, to show that Albarran Varona’s testimony was credible because the story he
told during his free talk was consistent with the State’s investigation, even though the
State had not made its investigatory records available to Hagopian or Albarran Varona.
The court identified Albarran Varona’s credibility as the central issue and found the
expected testimony was factual and not improper bolstering or vouching. Based on its
findings, the court denied the defense’s motion in limine.
During trial, defense counsel elicited testimony from Albarran Varona that
Hagopian had prepared him for a free talk with law enforcement and went through the
facts of this case.
Hagopian testified he had previously represented Albarran Varona in a murder
case and worked out a plea agreement with the State. Part of the agreement required
Albarran Varona to tell the State everything he knew about any crimes of which he was
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No. 37522-6-III
State v. Gustavo Tapia Rodriguez
aware. Hagopian had no discovery from the State related to the present case, so he had
no evidence to share with his client before the free talk with law enforcement. Hagopian
sat in on the free talk and heard Albarran Varona reiterate what he had previously heard
from his client. As explained in the State’s closing argument, the information provided
by Albarran Varona in the free talk was consistent with its evidence.
State’s Closing Argument
During closing arguments, the State argued that the jury could evaluate Albarran
Varona’s credibility by comparing it to other evidence:
Let’s talk about what incentives he had, whether we can evaluate
whether he’s telling the truth. Look at the other evidence. Does his
testimony match the evidence? He told us where Zapato went up to the car.
Oh, guess what, his DNA is there. He told us where Tapia—actually I
made a mistake, you recall in the jury instructions, listen to what the
evidence is, not what we said. I made a mistake in opening when I said
Tapia’s fingerprint was on the driver’s side, when it was on the passenger
side. But it’s right where it would be if he was getting into the back seat of
the car, like everybody testified to, and quote, reaching up to close that
door. It was his right middle finger, right where it would be.
You know, if [Albarran Varona] really wanted to, could he have
made up a better lie for us? Absolutely. You know what’s better for our
case? [Had Gutierrez been] the driver. That would have been so easy for
him to make up. He could have just said [the defendants] told me what
happened in the car and told us the exact same story. He didn’t. It would
have been better for him, it would have been better for us. He didn’t.
He said, I was the driver in the car, I shot [Cano Barrientos]. Why
would he say that if it wasn’t true?
We also held back details. We held back about the fight in the car.
We held back about biting and choking. That was on purpose. To test his
credibility, to test whether he was going to tell us the truth.
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RP at 2703-04. During rebuttal, the State argued that Albarran Varona was afraid that he
would be killed if he testified for the State:
You know, and we put [Albarran Varona]—we put a lot of people,
the state does, we put them between a rock and a hard place. We say,
cooperate with us or get this, or don’t cooperate with us and you get
another—and you get a longer sentence. So he has a hard choice to make.
He can cooperate with us and get 18 years, but he takes a risk when he does
that, he’s going to get a shiv in the back. And that’s what he’s really scared
of.
The difference between 18 years and life doesn’t mean a whole hell
of a lot if you’re dead, if you’ve been stabbed in the back in prison. That’s
a decision he’s got to make. And that’s not an easy decision at all. It takes
a long time to sort that out. It’s probably a harder decision that any of us
will have to make in our lives. He put himself there. You shouldn’t feel
sympathy for him. But it’s a tough decision.
RP at 2844-45.
Jury Verdict
The jury found Tapia Rodriguez and Gutierrez guilty on all counts. With respect
to Tapia Rodriguez’s first degree murder verdict, the jury also found all aggravating
factors present, it found unanimously that he acted with premeditated intent, that he
caused Sosa’s death in the course or furtherance of first degree kidnapping, and that he
engaged in conduct manifesting extreme indifference to human life, resulting in Sosa’s
death. Further, it returned special verdict findings that Tapia Rodriguez was armed with
a firearm when he committed murder, assault, and kidnapping and that he committed
murder in the course of, in furtherance of, or in immediate flight from first degree
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No. 37522-6-III
State v. Gustavo Tapia Rodriguez
kidnapping. All aggravating factors and special verdict findings were found unanimously
with regard to Gutierrez as well.
Answering special verdict form 5, the jury found Tapia Rodriguez abducted Cano
Barrientos with intent to facilitate a second degree assault, inflict bodily injury, and
inflict extreme mental distress. The jury found the same for Gutierrez. Answering
special verdict form 11, it found Tapia Rodriguez committed kidnapping with intent to
facilitate second degree assault, inflict bodily injury, and inflict extreme mental distress
on the person. It found the same with respect to Gutierrez.
Sentencing
Tapia Rodriguez argued that his crimes of first degree assault and first degree
kidnapping against Cano Barrientos should be considered the same criminal conduct for
purposes of calculating his offender score and running the convictions concurrently. The
trial court, however, applied the statutory intent analysis in State v. Chenoweth2 to
conclude that the crimes were not the same criminal conduct, consistent with the most
recently published Court of Appeals opinion in State v. Johnson.3 Concluding that “the
most recent published caselaw appears to apply this statutory element analysis versus the
objective factual analysis that was done previously,” the trial court found that the assault
2
State v. Chenoweth, 185 Wn.2d 218, 370 P.3d 6 (2016).
3
State v. Johnson, 12 Wn. App. 2d 201, 460 P.3d 1091 (2020), aff’d, 197 Wn.2d
740, 487 P.3d 893 (2021).
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State v. Gustavo Tapia Rodriguez
and kidnapping offenses did not “match statutorily.” RP (Apr. 20, 2020) at 245-46. The
trial court reasoned:
So, the—the element that is different here is the intent to inflict great bodily
harm, which is an element that is separate and apart from the other charge.
And when you do that objective statutory element review then, because
there is a difference, it does not appear that they can be considered the same
conduct, same criminal conduct.
So, at this point I am going to make a decision in favor of the State
on this issue and we’ll count those separately.
Id. at 246.
The trial court sentenced Tapia Rodriguez to life without the possibility of parole
on the aggravated first degree murder conviction, 183 months on the first degree assault
conviction, 128 months on the first degree kidnapping conviction, and 15 years for the
firearm enhancements, all to run consecutively. The trial court dismissed the second
degree murder conviction.
ANALYSIS
A. SUFFICIENT EVIDENCE SUPPORTS THE AGGRAVATED MURDER CONVICTION
Tapia Rodriguez contends the State failed to produce sufficient evidence of
premeditation to support his aggravated first degree murder conviction. Only a
premediated murder can qualify for an aggravated sentence. State v. Irizarry, 111 Wn.2d
591, 593-94, 793 P.2d 432 (1988).
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When a defendant challenges the sufficiency of the evidence, the proper inquiry is
whether, after viewing the evidence in the light most favorable to the State, any rational
trier of fact could have found the essential elements of the crime beyond a reasonable
doubt. State v. Salinas, 119 Wn.2d 192, 201, 829 P.2d 1068 (1992). “[A]ll reasonable
inferences from the evidence must be drawn in favor of the State and interpreted most
strongly against the defendant.” Id. This court’s role is not to reweigh the evidence and
substitute its judgment for that of the jury. State v. Green, 94 Wn.2d 216, 221, 616 P.2d
628 (1980) (plurality opinion). Instead, because the jurors observed testimony firsthand,
this court defers to the jury’s decision regarding the persuasiveness and the appropriate
weight to be given the evidence. State v. Thomas, 150 Wn.2d 821, 874-75, 83 P.3d 970(2004).
Here, the court instructed the jury on the definition of “premeditated:”
Premeditated means thought over beforehand. When a person, after
any deliberation, forms an intent to take human life, the killing may follow
immediately after the formation of the settled purpose and it will still be
premeditated.
Premeditation must involve more than a moment in point of time.
The law requires some time, however long or short, in which a design to
kill is deliberately formed.
Clerk’s Papers (CP) at 418.
At trial, Albarron Varona testified that the initial plan was to beat up Sosa. He
also testified that the plan changed by the time Tapia Rodriguez and Gutierrez brought
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No. 37522-6-III
State v. Gustavo Tapia Rodriguez
Sosa and Cano Barrientos out of the Explorer and made them kneel on the ground. When
asked if he knew why the plan had changed, he testified he did not know then, but Tapia
Rodriguez later told him, “[S]ometimes when things don’t work out the right way, people
have to die.” RP at 926.
The State maintains that Tapia Rodriguez formed the premeditated intent to kill
the two men at or before the time he had them kneel between the parked vehicles, but
declined to do it there because of traffic. The facts and reasonable inferences construed
in the State’s favor support this. The men were then forced at gunpoint inside the back of
Cano Barrientos’s Explorer. One mile down the road, Tapia Rodriguez shot and killed
Sosa when Sosa tried to disarm him.
The State argues that simply because the premeditated killing occurred differently
than planned does not negate the fact it was premeditated. We agree. There is no
requirement that the plan for premeditated killing unfold seamlessly. Most do not.
Many, such as the one here, involve a struggle.
We conclude that there is sufficient evidence that Tapia Rodriguez killed Sosa
with premeditated intent.
Tapia Rodriguez alternatively argues, if sufficient evidence of premeditated intent
exists, then the Grant County Prosecutor’s Office abused its discretion in filing the
aggravated murder charge because the charged crime was not sufficiently outrageous.
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State v. Gustavo Tapia Rodriguez
The State makes a threshold argument that this court should decline to review this issue
because Tapia Rodriguez did not raise this claim of error in the trial court. Substantively,
it argues Tapia Rodriguez identifies no authority by which a court could overrule a
prosecutor’s charging decision when there is probable cause for the offense and to do so
would violate separation of powers. We can resolve his claim of error on the threshold
basis that it was not preserved.
Subject to exceptions not argued here, an appellate court may refuse to review any
claim of error not raised in the trial court. State v. O’Hara, 167 Wn.2d 91, 97-98, 217
P.3d 756 (2009). Had the claim of error been raised below, the State could have argued
the charging decision was within its discretion; if the court was unpersuaded, the State
could have made a sufficient record to justify its discretionary decision to bring the
aggravated murder charge and to the extent the trial court might have been required to
enter factual findings, those findings could have been made. For these reasons, we
decline to review this claim of error.
B. TRIAL COUNSEL WAS NOT INEFFECTIVE FOR FAILING TO CHALLENGE OR
REMOVE VENIRE JUROR 16
Tapia Rodriguez next argues that defense counsel was ineffective for failing to
challenge or remove venire juror 16, who admitted he was biased against a person not
legally in the United States.
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To prevail on a claim of ineffective assistance of counsel, a defendant must
demonstrate that defense counsel’s representation was deficient, i.e., it fell below an
objective standard of reasonableness, and counsel’s deficient representation prejudiced
the defendant. State v. McFarland, 127 Wn.2d 322, 334-35, 899 P.2d 1251 (1995). If a
defendant fails to establish one prong of this test, the court need not consider the other
prong. State v. Hendrickson, 129 Wn.2d 61, 78, 917 P.2d 563 (1996).
To establish ineffective assistance of counsel based on trial counsel’s performance
during voir dire, a defendant generally must demonstrate the absence of a legitimate
strategic or tactical reason for counsel’s performance. In re Pers. Restraint of Davis,
152 Wn.2d 647, 709, 101 P.3d 1 (2004). The failure of trial counsel to challenge a juror
is not deficient performance if there is a legitimate tactical or strategic decision not to do
so. State v. Alires, 92 Wn. App. 931, 939, 966 P.2d 935 (1998). We strongly presume
defense counsel’s performance was reasonable. State v. Grier, 171 Wn.2d 17, 33-34, 246
P.3d 1260 (2011).
The State maintains that defense counsel decided to not challenge juror 16 for
cause or remove him with a peremptory challenge because counsel sought to persuade the
jury that a State’s witness—the surviving victim—was not legally in the United States
and that Tapia Rodriguez was born in Texas and thus was a United States citizen.
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During motions in limine, Mr. Gutierrez’s trial counsel indicated he would be
asking about the surviving victim’s immigration status and U Visa request. During cross-
examination, defense counsel in fact asked Cano Barrientos if he was an illegal
immigrant and asked about his U Visa request. All of the State’s civilian witnesses were
Spanish speaking.
Late in the trial, the State sought to admit Tapia Rodriguez’s fingerprint card.
Tapia Rodriguez sought to redact an alias listed on the card, and the State sought to
redact the listed place of birth, Texas. It was only after the State presented evidence that
Tapia Rodriguez was not born in Texas that the court excluded the place of birth listed on
the card.
The record supports the State’s position that defense counsel’s decision not to
challenge or remove venire juror 16 was a reasonable strategic decision; that is, defense
counsel thought he could establish to juror 16’s satisfaction that Tapia Rodriguez was
born in Texas and thus a United States citizen, while establishing that the surviving
victim was in the United States illegally. We conclude that defense counsel was not
ineffective.4
4
In his motion for reconsideration, Tapia Rodriguez relies on State v. Zamora,
199 Wn.2d 698, 512 P.3d 512 (2022). There, the Supreme Court reversed a defendant’s
convictions because the prosecutor’s voir dire flagrantly or apparently intentionally
appealed to racial bias in a way that undermined the defendant’s credibility and
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Relatedly, Tapia Rodriguez argues the trial court should have sua sponte removed
venire juror 16. He quotes one aspect of State v. Lawler, 194 Wn. App. 275, 374 P.3d
278 (2016). We quote both aspects:
Both RCW 2.36.110 and CrR 6.4(c)(1) create a mandatory duty to
dismiss an unfit juror even in the absence of a challenge. . . .
....
On the other hand, a trial court should exercise caution before
injecting itself into the jury selection process . . .
lest it interfere with a defendant’s right to control his defense.
. . . Whether to keep a prospective juror on the jury panel or whether
to dismiss a juror often is based on . . . trial counsel’s experience, intuition,
strategy, and discretion. Trial counsel may have legitimate, tactical reasons
not to challenge a juror who may have given responses that suggest some
bias. A trial court that sua sponte excuses a juror runs the risk of disrupting
trial counsel’s jury selection strategy.
Id. at 284-85 (citation omitted). At trial, as is true in all aggravated first degree murder
trials, both defendants were represented by highly experienced defense counsel. We
conclude that the trial court acted prudently by not injecting itself into the jury selection
process.
presumption of innocence. Id. at 708, 722. Tapia Rodriguez relies on an excerpt from
Zamora that affirms the call on courts to enforce the Constitution’s guarantee against
state-sponsored race discrimination in the jury system and to protect a defendant from
race or ethnic prejudice. He maintains this excerpt is inconsistent with our decision. We
disagree. Unlike Zamora, Tapia Rodriguez does not raise a claim of prosecutorial
misconduct. He claims his trial counsel was ineffective for not removing juror 16.
State-sponsored race discrimination is not at issue.
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C. SENTENCING ISSUES
Tapia Rodriguez next argues the trial court abused its discretion at sentencing by
concluding that his convictions for first degree kidnapping and first degree assault of
Cano Barrientos were not the same criminal conduct. He also contends the trial court
erroneously failed to apply the merger doctrine to the various alternative means of first
degree murder found by the jury.
Same Criminal Conduct: Whenever a person is convicted of two or more serious
violent offenses5 arising out of separate and distinct criminal conduct, the sentences must
be served consecutively to each other. RCW 9.94A.589(1)(b). Conversely, it stands to
reason, whenever a person is convicted of two or more serious violent offenses arising
out of the same criminal conduct, the sentences must be served concurrently.
“Same criminal conduct” means “two or more crimes that require the same
criminal intent, are committed at the same time and place, and involve the same victim.”
RCW 9.94A.589(1)(a). Often, the “same criminal conduct” analysis turns on the first
component, “same criminal intent.”
In State v. Westwood, 2 Wn.3d 157, 534 P.3d 1162 (2023), the court clarified the
analysis of the same criminal intent component. To properly analyze this component, a
5
First degree assault and first degree kidnapping are serious violent offenses.
See RCW 9.94A.030(46)(a)(v), (vi).
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No. 37522-6-III
State v. Gustavo Tapia Rodriguez
court first looks at the statutory definitions of the crimes to determine objective intent.
Id. at 167. If the objective intent for the crimes are “the same or similar,” courts then
look at “whether the crimes furthered each other and were part of the same scheme or
plan.” Id. at 168. “If the actions occurred in close proximity, and the nature of the crime
did not change significantly throughout, the offenses may be considered the same
criminal conduct for sentencing purposes.” Id.
The close question is whether to affirm the trial court outright, or to remand for it
to apply the clarified Westwood test. Because the clarified test applies a “same or
similar” objective statutory intent standard, and this standard is different than that applied
by the trial court, we believe remand for resentencing is appropriate.
Merger: Tapia Rodriguez argues that the merger doctrine prohibited him from
being sentenced for aggravated first degree murder because the aggravating element—
first degree kidnapping—was also an element of the alternative means of first degree
murder, i.e., felony murder. He argues, “The first degree felony murder, as an
alternative, merged with the finding of premeditated first degree murder.” Br. of
Appellant at 44. We disagree.
The Fifth Amendment [to the United States Constitution] protection from
double jeopardy protects against multiple convictions for the same offense
and multiple punishments for the same offense. Whalen v. United States,
445 U.S. 684, 688, 100 S. Ct. 1432, 63 L. Ed. 2d 715 (1980). “The double
jeopardy clause does not prohibit the imposition of separate punishments
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No. 37522-6-III
State v. Gustavo Tapia Rodriguez
for different offenses.” State v. Noltie, 116 Wn.2d 831, 848, 809 P.2d 190(1991) (emphasis added).
State v. Arndt, 194 Wn.2d 784, 817, 453 P.3d 696 (2019).
Tapia Rodriguez’s briefing focuses on his aggravated first degree murder
conviction and the alternative means charged and special allegations alleged to elevate
first degree murder to aggravated first degree murder, primarily the kidnapping special
allegation. Tapia Rodriguez, however, fails to identify multiple punishments imposed for
the aggravated first degree murder conviction. He was sentenced to life without parole
under count 1 and was not separately charged with, convicted of, or punished for
kidnapping Sosa or for any of the alternative means of committing first degree murder.
“‘Under the merger doctrine, when the degree of one offense [(e.g., first degree murder)]
is raised by conduct separately criminalized by the legislature [(e.g., first degree
kidnapping)], we presume the legislature intended to punish both offenses through a
greater sentence for the greater crime.’” Id. at 819 (quoting State v. Freeman,
153 Wn.2d 765, 772-73, 108 P.3d 753 (2005)). That is what occurred here. There is no
merger doctrine or double jeopardy error.
Parties’ Agreements:
The parties agree the judgment and sentence should be remanded to correct
paragraph 4.1(a) by removing and replacing an erroneous reference to count 2, which was
20
No. 37522-6-III
State v. Gustavo Tapia Rodriguez
dismissed, with a proper reference to count 4. They also agree that recent legislative
amendments require the trial court to vacate the victim penalty assessment, and that the
trial court may reconsider restitution interest. See RCW 7.68.030; RCW 10.82.090(2).
D. PROSECUTORIAL MISCONDUCT CLAIM
With very little analysis, Tapia Rodriguez contends the prosecutor engaged in
misconduct by making statements during closing argument that (1) argued facts not in
evidence in violation of an order in limine, (2) vouched for a State’s witness, and
(3) misled the jury about the facts and special verdict forms.
To establish prosecutorial misconduct, Tapia Rodriguez must demonstrate that the
prosecutor’s conduct was improper and prejudiced his right to a fair trial. State v.
Jackson, 150 Wn. App. 877, 882, 209 P.3d 553 (2009). Prejudice is established only
where a substantial likelihood exists that the misconduct affected the jury’s verdict. Id. at
883. Where defense counsel fails to object to the prosecutor’s statement, reversal is
required only where the misconduct is so flagrant and ill intentioned that no instruction
could have cured the resulting prejudice. Id. The court reviews a prosecutor’s allegedly
improper statements made during closing argument in the context of the entire argument,
the issues in the case, the evidence addressed, and the jury instructions. Id.
An appellant must provide “argument in support of the issues presented for
review, together with citations to legal authority and references to relevant parts of the
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No. 37522-6-III
State v. Gustavo Tapia Rodriguez
record.” RAP 10.3(a)(6). Here, Tapia Rodriguez cites legal authority and relevant parts
of the record but makes only conclusory statements that the prosecutor committed
misconduct based on the law and the record cited. He offers no argument on how the
prosecutor’s allegedly improper conduct prejudiced his right to a fair trial. Issues
presented without meaningful analysis need not be considered. State v. Rafay, 168 Wn.
App. 734, 843, 285 P.3d 83 (2012); Norcon Builders, LLC v. GMP Homes VG, LLC,
161 Wn. App. 474, 486, 254 P.3d 835 (2011). Nevertheless, because Tapia Rodriguez
received a sentence of life without the possibility of parole, we use our discretion to
consider the inadequately argued issues.
Facts Not in Evidence: First, Tapia Rodriguez argues that an order in limine
barred the prosecutor from eliciting testimony about Albarran Varona’s fear of reprisal
for testifying against Tapia Rodriguez and Gutierrez, that the prosecutor was prohibited
from asking a question during trial that elicited such testimony, and that the prosecutor,
nevertheless, argued Albarran Varona’s fear during closing argument. This is not an
accurate representation of the record.
The record shows the trial court denied Tapia Rodriguez’s motion in limine to bar
Albarran Varona’s former defense attorney, Smitty Hagopian, from testifying that he
contacted the Washington Department of Corrections on his client’s behalf to allay his
client’s concerns about testifying. Moreover, the record shows defense counsel, not the
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No. 37522-6-III
State v. Gustavo Tapia Rodriguez
prosecutor, elicited testimony from Hagopian that formed the basis for the State’s closing
argument. During cross-examination, Tapia Rodriguez’s counsel asked Hagopian how he
prepared Albarran Varona for his free talk and, in relevant part, elicited the following
response:
Secondly, with respect to these—your specific question, how do you
prep your client for a free talk, in [Albarran Varona’s] case, we had to get
over the hurdle of him knowing that he was going to be killed if he talked,
and get him to the point where he would understand that it is better for him,
legally better for him, to take the risk of telling on his co-defendants, than it
was for him to just do down with the ship, as it were.
RP at 1042 (emphasis added). Based on this testimony, the prosecutor argued in closing
that Albarran Varona was risking “a shiv in the back” by becoming a State’s witness and
was scared to testify:
So he has a hard choice to make. He can cooperate with us and get 18
years, but he takes a risk when he does that, he’s going to get a shiv in the
back. And that’s what he’s really scared of.
The difference between 18 years and life doesn’t mean a whole hell
of a lot if you’re dead, if you’ve been stabbed in the back in prison. That’s
a decision he’s got to make. And that’s not an easy decision at all. It takes
a long time to sort that out. It’s probably a harder decision than any of us
will have to make in our lives. He put himself there.
RP at 2844. A prosecutor should not comment on matters outside the evidence. State v.
Schlichtmann, 114 Wn. App. 162, 58 P.3d 901 (2002). However, the State argued the
facts in evidence—facts the prosecutor did not elicit in violation of an order in limine.
Tapia Rodriguez cannot establish misconduct.
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No. 37522-6-III
State v. Gustavo Tapia Rodriguez
Vouching: Tapia Rodriguez insists the prosecutor vouched for Albarran Varona’s
veracity during closing argument:
He said, I was the driver in the car, I shot Rafa. Why would he say
that if it wasn’t true?
We also held back details. We held back about the fight in the car.
We held back about biting and choking. That was on purpose. To test his
credibility, to test whether he was going to tell us the truth.
RP at 2704. He argues that it is improper for the State to vouch for a government
witness’s credibility, such as when it places the prestige of the government behind the
witness or suggests that information not presented to the jury supports the witness’s
testimony. See State v. Smith, 162 Wn. App. 833, 849, 262 P.3d 72 (2011).
Tapia Rodriguez does not explain how this closing argument shows the State
vouched for Albarran Varona or identify what information mentioned in the challenged
closing argument was not presented to the jury. Albarran Varona testified that he shot
Cano Barrientos. And extensive questioning of Hagopian elicited detailed testimony
about what State information Albarran Varona did and did not have at the time of his free
talk with law enforcement. While it is misconduct for a prosecutor to state a personal
belief as to a witness’s credibility, the prosecutor has wide latitude to argue inferences
from the facts concerning witness credibility. State v. Allen, 176 Wn.2d 611, 631, 294
P.3d 679 (2013).
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No. 37522-6-III
State v. Gustavo Tapia Rodriguez
When viewed in context, the prosecutor did not express a personal opinion about
Albarran Varona’s credibility. The prosecutor’s closing argument was made in the
context of the State’s encouragement that the jury should “[c]ross-check your
evidence”—that is, compare the evidence and testimonies of various witnesses when
determining credibility. RP at 2698. This was appropriate argument, not misconduct.
Misleading Argument: Finally, Tapia Rodriguez argues that the prosecutor
misstated the evidence by claiming that .45-caliber casings recovered by law enforcement
were from Tapia Rodriguez’s gun. The prosecutor misstated what constitutes
premeditation versus extreme indifference. And the prosecutor conflated Cano
Barrientos’s kidnapping with Sosa’s kidnapping when discussing special verdict forms 5
and 11. He contends in conclusory fashion that conflating these matters prejudiced the
jury’s understanding of which form applied to which offense and which victim.
Again, the State has wide latitude to argue reasonable inferences from the
evidence. State v. Thorgerson, 172 Wn.2d 438, 448, 258 P.3d 43 (2011). Here, the State
produced evidence at trial that Tapia Rodriguez was armed with a .45-caliber handgun
during the crimes against Sosa and Cano Barrientos, Sosa was shot with .45-caliber
bullets, Tapia Rodriguez picked up shell casings from Cano Barrientos’s vehicle, and a
.45-caliber shell casing was recovered from Tapia Rodriguez’s vehicle. The State’s
25
No. 37522-6-III
State v. Gustavo Tapia Rodriguez
argument that the .45-caliber shell casings were from Tapia Rodriguez’s gun was a
reasonable inference based on the evidence.
A prosecutor should not misstate the law. Schlichtmann, 114 Wn. App. 162;
State v. Huckins, 66 Wn. App. 213, 836 P.2d 230 (1992); State v. Browning, 38 Wn. App.
772, 689 P.2d 1108 (1984). However, Tapia Rodriguez does not argue how the State
misstated the differences between premeditation and extreme indifference. The court’s
instructions to the jury defined these legal terms and instructed the jury to disregard any
statement by the lawyers that was not consistent with its instructions. Tapia Rodriguez
fails to establish misconduct or resulting prejudice.
Likewise, the court’s instructions to the jury were clear about the crimes to which
they applied, ameliorating any confusion that may have been caused by the prosecutor’s
closing argument. Special verdict form 5 concerned the first degree kidnapping charge.
The court instructed the jury about how to use it. The to-convict instruction for first
degree kidnapping expressly mentioned Cano Barrientos, alleviating any confusion that
special verdict form 5 also applied to the kidnapping charge concerning Cano Barrientos.
Similarly, special verdict form 11 concerned the aggravated first degree murder charge.
The evidence identified only one murder victim—Sosa. Tapia Rodriguez fails to show
the prosecutor committed misconduct and specifically fails to establish flagrant and ill-
intentioned misconduct.
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No. 37522-6-III
State v. Gustavo Tapia Rodriguez
Affirm, but remand for resentencing and correction of scrivener's error.
A majority of the panel has determined this opinion will not be printed in the
Washington Appellate Reports, but it will be filed for public record pursuant to
RCW 2.06.040.
WE CONCUR:
c?Jt&to~7!J ',~Pr
Siddoway, J.P.T. 6
6
Judge Laurel Siddoway was a member of the Court of Appeals at the time oral
argument was heard on this matter. She is now serving as a judge pro tempore of the
court pursuant to RCW 2.06.150.
27