Smith v. Uttecht ( 2022 )

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON 9 AT SEATTLE 10 11 ALAN JUSTIN SMITH, CASE NO. 2:21-cv-00940-TL 12 Petitioner, ORDER DENYING MOTION TO v. SET ASIDE OR AMEND 13 JEFFREY UTTECHT, JUDGMENT 14 Respondent. 15 16 17 This matter is before the Court on Petitioner’s Motion to Set Aside or Alter Judgment in 18 Order to Permit Amended Habeas Petition Addressing Defects. Dkt. No. 53. Petitioner, Alan 19 Justin Smith, also moves the Court for additional time to reply to any opposition from 20 Respondent, Jeffery Uttecht. Dkt. No. 54. Lastly, Mr. Smith has also moved the Court to 21 expedite ruling on his motion to set aside the judgment. Dkt. No. 55. Having reviewed the 22 relevant briefing and the remaining record, the Court STRIKES AS MOOT Petitioner’s motion for 23 additional time, DENIES Petitioner’s motion to set aside or amend the judgment, and STRIKES AS 24 MOOT his motion to expedite. 1 I. BACKGROUND 2 On April 13, 2022, the Honorable S. Kate Vaughan, U.S. Magistrate Judge, entered a 3 Report and Recommendation (“R&R”) on Mr. Smith’s petition for writ of habeas corpus. Dkt. 4 No. 37. Judge Vaughan recommended denial of Mr. Smith’s second amended petition and 5 dismissal of the case with prejudice. Id. at 24. On May 3, Mr. Smith moved for an extension of 6 time to file objections to the R&R (Dkt. No. 38), and on May 23, the Court granted his motion, 7 extending his time to file objections by an additional six weeks to July 5, 2022 (Dkt. No. 40). On 8 May 27, Mr. Smith filed a motion to amend his motion for an extension of time. Dkt. No. 41. 9 The Court struck the motion to amend as it had already granted his requested extension, but the 10 Court considered arguments from the motion related to the R&R as potential objections. See Dkt. 11 No. 46 at 3 (granting Mr. Uttecht an opportunity to respond to Mr. Smith’s objections, including 12 any relevant arguments from the filing at Dkt. No. 41). 13 On July 8, three days after the deadline to file objections to the R&R, Mr. Smith filed 14 under seal an Ex Parte Motion to Expedite Injunctive Relief from Collateral Consequences of 15 Conviction that appeared to include further argument in response to the R&R. Dkt. No. 42. The 16 Court determined that the July 8th motion would also be considered to the extent it included 17 potential objections to the R&R, despite the motion being untimely. See Dkt. No. 42 at 2; Dkt. 18 No. 46 at 2 (citing McGuckin v. Smith, 974 F.2d 1050, 1058 (9th Cir.1992) (“[C]ourts must apply 19 considerable leeway when assessing . . . a pro se civil rights litigants’ failure to comply strictly 20 with time limits.”)). Mr. Uttecht filed a response to all of Mr. Smith’s objections, as ordered, on 21 August 11, 2022. Dkt. No. 50. The Court then entered its order overruling Mr. Smith’s 22 objections and adopting the R&R on August 12, 2022. Dkt. No 51. The same day, the Court 23 entered judgment denying Mr. Smith’s second amended petition and dismissing the case with 24 prejudice. Dkt. No. 52. 1 Mr. Smith timely moves to set aside or amend the Court’s judgment under Federal Rule 2 of Civil Procedure 59(e).1 Dkt. No. 53. While his motion was pending, Mr. Smith also moved the 3 Court for more time to respond to any opposition to his motion (Dkt. No. 54), but no opposition 4 was filed. Mr. Smith subsequently moved for an expedited ruling on his motion. Dkt. No. 55. 5 II. LEGAL STANDARD 6 The Court has broad discretion to reconsider and alter a judgment under Federal Rule of 7 Civil Procedure 59(e). McDowell v. Calderon, 197 F.3d 1253, 1255 n.1 (9th Cir. 1999) (en banc) 8 (per curiam) (internal quotation marks omitted). But “the rule offers an extraordinary remedy, to 9 be used sparingly in the interests of finality and conservation of judicial resources.” Carroll v. 10 Nakatani, 342 F.3d 934, 945 (9th Cir. 2003) (internal quotation and citation omitted). The Court 11 will change its judgment only: (1) to correct “manifest errors of law or fact” on which the 12 judgment rests, (2) when presented with newly discovered or previously unavailable evidence, 13 (3) to prevent manifest injustice, or (4) due to “an intervening change in controlling law.” 14 Allstate Ins. Co. v. Herron, 634 F.3d 1101, 1111 (9th Cir. 2011). 15 III. DISCUSSION 16 A. Motion to Set Aside or Alter Judgment 17 Mr. Smith does not specifically identify the grounds upon which he seeks reconsideration 18 of the Court’s judgment, but he does claim that “the ends of justice would be served by 19 permitting redetermination” after allowing him to file his proposed third amended petition. Dkt. 20 21 1 Although Petitioner cites both Rules 59(e) and 60(b) in his motion, the Court addresses the motion only under 22 Rule 59(e), which is permitted in habeas cases. See Banister v. Davis, 140 S. Ct. 1698, 1705–11 (2020). His Rule 60(b) motion, which challenges the Court’s resolution of the claim on the merits, is impermissible under the Antiterrorism and Effective Death Penalty Act’s (“AEDPA”) bar against successive petitions. 28 U.S.C. § 2244(b); 23 see also Bannister, 140 S. Ct. at 1709 (citing Gonzalez v. Crosby, 545 U.S. 524, 531–32 (2005)). For second or successive petitions, applicants must first move in the appropriate court of appeals for an order authorizing the 24 district court to consider the application. 28 U.S.C. § 2244(b)(3). 1 No. 53 at 2. Because Mr. Smith fails to identify a manifest error of law or fact made by the 2 Court, the discovery of new or previously unavailable evidence, or an intervening change in the 3 law, the Court understands Mr. Smith’s motion to rest on the ground that the judgment should be 4 vacated or amended to avoid a manifest injustice. Mr. Smith’s motion fails to support this, or 5 any, ground for relief. 6 In his motion, Mr. Smith states that he “was mistaken in filing a notice of intent to file, 7 rather than requesting extension of time to amend [his] petition.” Dkt. No. 53 at 2. This appears 8 to be a reference to his May 19, 2022, filing entitled “Notice of Intent to File: Amended Motion 9 to Extend Time to File Objections.” Dkt. No. 39. The statute of limitations for his habeas petition 10 expired on August 21, 2021.2 Thus, if Mr. Smith had moved to amend his petition in May 2022, 11 any new claims he wished to include would have been time barred unless they “‘arose out of the 12 conduct, transaction, or occurrence set out—or attempted to be set out’” in his original petition.3 13 Walden v. Shinn, 990 F.3d 1183, 1202 (9th Cir. 2021) (quoting Fed. R. Civ. P. 15(c)(1)(B)). As 14 discussed below in Section III.B., Mr. Smith is not adding any new claims in conjunction with 15 his motion to set aside the judgment. Instead, he focuses on bolstering his arguments for his 16 claims about the allegedly coerced confession and insufficient evidence used to convict him, 17 which were included in his original petition. 18 Mr. Smith also faults the Court for failing to “construe [his] filings liberally, so as to give 19 Petitioner notice that the case was in danger of being closed.” Id. First, the Court did construe 20 21 2 The Washington State Court of Appeals entered its Certificate of Finality on Mr. Smith’s personal restraint petition on August 21, 2020. See Dkt. No. 32 at 173. Mr. Smith then had one year to present any claims for relief in this 22 Court challenging his state court conviction. 28 U.S.C. § 2244(d). 3 Mr. Smith timely filed his original petition on July 7, 2021. He was subsequently ordered to amend his petition to 23 correct specified deficiencies (see Dkt. No. 12), an order with which he eventually complied after the limitations period expired (see Dkt. Nos. 13-24). The Court notes that the ordered amendments corrected procedural defects in 24 Mr. Smith’s original petition and did not add any new claims. 1 Mr. Smith’s filings liberally. Before the Court acted on the R&R, Mr. Smith filed seven different 2 documents4 on the docket, none of which were identified as being objections to the R&R. See 3 Dkt. Nos. 38, 39, 41, 42, 43, 45,5 48. The Court liberally construed these filings by considering 4 the content of the filings as objections to the R&R during its de novo review, even despite some 5 of the documents being filed after Mr. Smith’s deadline to object. Second, Mr. Smith was 6 specifically warned that his case was in jeopardy when Judge Vaughan filed her R&R 7 recommending denial of the petition and that “this action be dismissed with prejudice.” Dkt. 8 No. 37 at 24. 9 Mr. Smith claims that his petition was dismissed “without reaching the merits” of his 10 claims. Dkt. No. 53-1 at 1. But in the R&R, Mr. Smith’s claims regarding the sufficiency of 11 evidence at trial to support his conviction and the alleged coercion arising from his children 12 being placed in Child Protective Services custody during the criminal investigation were 13 thoroughly analyzed on the merits. See Dkt. No. 37 at 9–20. Upon reviewing all of Mr. Smith’s 14 post-R&R filings, the Court acknowledged that Mr. Smith’s “objections focus[ed] on: (1) the 15 alleged insufficiency of evidence to support his conviction; (2) the violation of his due process 16 rights in obtaining and using his confession; and (3) various challenges which allegedly resulted 17 in cumulative error.” Dkt. No. 51 at 3 (citing Dkt. Nos. 41, 42). The Court ultimately found that 18 Mr. Smith did not “raise any new grounds” to reject the R&R’s thorough analysis. Id. 19 Lastly, Mr. Smith complains that he was not given an opportunity to reply to 20 Mr. Uttecht’s response to his objections. Dkt. 53 at 2. The applicable procedural rules governing 21 the Court’s review of habeas petition R&Rs are clear: petitioners are given an opportunity to file 22 23 4 Including a motion for more time to file objections, which was granted. See Dkt. Nos. 38, 40. 5 This document was improperly filed ex parte and under seal, but as it did not seek any specific relief and was 24 repetitious of other filings, the Court disregarded it in its considerations. 1 objections to the R&R, respondents are given an opportunity to respond, and “[n]o reply will be 2 considered.” LCR 72(b); see also Fed. R. Civ. P. 72(b)(2). The Court did not make an error when 3 it entered its order adopting the R&R without providing Mr. Smith an opportunity to reply to 4 Mr. Uttecht’s response to his objections. 5 B. Proposed Amended Objections to R&R and Proposed Third Amended Petition 6 Mr. Smith filed as attachments to his motion to set aside the judgment proposed amended 7 objections to the R&R (Dkt. No. 53-1) and a proposed third amended petition (Dkt. No. 53-2). In 8 his proposed amended objections to the R&R, Mr. Smith now seeks to more fully present 9 arguments the Court already considered from his misfiled documents. Mr. Smith states that the 10 proposed third amended petition includes “missing arguments and points . . . of claims . . . [for] 11 insufficiency of evidence, and coercion resulting in admission at trial of involuntary evidence.” 12 Dkt. No. 53-1 at 1. But a Rule 59(e) motion may not be used to “raise arguments or present 13 evidence for the first time when they could reasonably have been raised earlier in the litigation.” 14 Rishor v. Ferguson, 822 F.3d 482, 492 (9th Cir. 2016) (quoting Allstate Ins. Co., 634 F.3d 15 at 1111). 16 Also, upon reviewing the updated memorandum of law filed in support of Mr. Smith’s 17 proposed third amended petition, the Court notes that the arguments presented are not new or 18 substantively different. Rather, they are more thoroughly briefed than they were in his second 19 amended petition. Compare Dkt. Nos. 53-2 and 53-4 with Dkt. No. 24. His arguments still go to 20 whether the circumstances surrounding his confession were coercive and whether there would 21 have been sufficient evidence for a conviction if his confession had not been admitted. See Dkt. 22 No. 53-4. Mr. Smith does not provide any justification for why he was unable to present his 23 24 1 expanded arguments within the time allotted to prepare his petition6 or present objections to the 2 R&R.7 Although “pro se prisoners face unique difficulties when litigating requests for habeas 3 relief . . . it is axiomatic that pro se litigants, whatever their ability level, are subject to the same 4 procedural requirements as other litigants,” Munoz v. United States, 28 F.4th 973, 978 (9th Cir. 5 2022), including filing deadlines. 6 Even if Mr. Smith had timely presented his proposed amended arguments (which he did 7 not), the Court’s determination on the R&R would remain the same. As an initial matter, the 8 Court notes that Mr. Smith’s amended objections set up an improper strawman argument. He 9 objects to the R&R as applied to his proposed third amended petition (which he has not been 10 granted permission to file) instead of as applied to his second amended petition (which was the 11 operative petition upon which the R&R and the Court’s order of dismissal are based). See Dkt. 12 No. 53-1 (citing throughout to arguments raised in the memorandum of law filed in support of 13 his proposed third amended petition). That said, Mr. Smith’s expanded arguments do not change 14 the fact that “nothing in the record suggests that there was any police involvement in” his 15 voluntary confession to Mr. Morris. See Dkt. No. 37 at 19. Mr. Smith objects to this conclusion 16 by claiming that he was initially coerced by the police through threat of losing custody of his 17 children, which somehow infected his otherwise voluntary confession to Mr. Morris. Dkt. 18 No. 53-1 at 7–13. The potentially coercive nature of the police’s investigation was thoroughly 19 litigated, and as address in the R&R, “nothing in the record indicat[es] Petitioner’s free will was 20 overcome by the fact that his children were taken into CPS custody.” Dkt. No. 37 at 16–20. 21 Furthermore, Mr. Smith’s argument attempting to connect his allegations of police coercion to 22 6 The limitation period for Mr. Smith’s habeas petition ran from August 21, 2020, to August 21, 2021. Supra at n.4. 23 7 Petitioner originally had twenty-one (21) days to object to the R&R (see Dkt. No. 37) but was granted an additional six (6) weeks to prepare and file objections (Dkt. No. 40). The Court also considered arguments he 24 included in filings entered after the extended deadline to object. See Dkt. No. 42 at 2; Dkt. No. 46 at 2. 1 his voluntary confession to Mr. Morris is far too attenuated to be sustained. There is no evidence 2 that Mr. Morris was ever acting on behalf of the police nor that the police were ever even aware 3 of Mr. Morris prior to Mr. Smith’s voluntary confession. As such, the remainder of Mr. Smith’s 4 objections fail because they rely on the suppression of his confession to sustain his insufficiency- 5 of-evidence arguments. See Dkt. No. 53-1 at 3–7. Mr. Smith simply fails to raise sufficient 6 grounds upon which the Court could sustain his objections or reject Judge Vaughan’s thoroughly 7 considered recommendation. 8 IV. CONCLUSION 9 Mr. Smith fails to show that the judgment should be set aside or amended to avoid a 10 manifest injustice, or for any other reason. The Court therefore DENIES Petitioner’s motion at 11 Dkt. No. 53. The Court further STRIKES AS MOOT Petitioner’s motion for additional time (Dkt. 12 No. 54) because Respondent never filed a response in opposition to this motion. Consequently, 13 the Court also STRIKES AS MOOT his Motion to Expedite at Dkt. No. 55. This matter remains 14 closed. 15 Dated this 19th day of December 2022. 16 A 17 Tana Lin United States District Judge 18 19 20 21 22 23 24