State v. Darrin Stingle ( 2020 )

COURT OF APPEALS
DECISION NOTICE
DATED AND FILED This opinion is subject to further editing. If
published, the official version will appear in
the bound volume of the Official Reports.
July 28, 2020
A party may file with the Supreme Court a
Sheila T. Reiff petition to review an adverse decision by the
Clerk of Court of Appeals Court of Appeals. See WIS. STAT. § 808.10
and RULE 809.62.
Appeal No. 2019AP491 Cir. Ct. No. 2017FO1430
STATE OF WISCONSIN IN COURT OF APPEALS
DISTRICT III
STATE OF WISCONSIN,
PLAINTIFF-RESPONDENT,
V.
DARRIN STINGLE,
DEFENDANT-APPELLANT.
APPEAL from a judgment of the circuit court for Outagamie
County: MARK J. McGINNIS, Judge. Reversed and cause remanded for further
proceedings.
¶1 STARK, P.J.1 Darrin Stingle appeals a judgment entered following
a bench trial at which the circuit court determined that he violated WIS. STAT.
1
This appeal is decided by one judge pursuant to WIS. STAT. § 752.31(2) (2017-18). All
references to the Wisconsin Statutes are to the 2017-18 version unless otherwise noted.
No. 2019AP491
§ 281.36(3b)(b) by discharging fill material into a wetland without a permit.
Stingle does not dispute that he placed fill in the areas in question, and he
concedes he did not have a permit to do so. He argues, however, that the court
erred by finding that the areas in question constituted wetlands. He therefore
argues the evidence at trial was insufficient to show that he violated
§ 281.36(3b)(b). In the alternative, Stingle asks us to reverse and remand for a
new trial because the circuit court judge was objectively biased against him.
¶2 We conclude the evidence at trial was sufficient to support the
circuit court’s finding that the areas where Stingle placed fill constituted wetlands.
As such, the evidence was sufficient to support the court’s determination that
Stingle violated WIS. STAT. § 281.36(3b)(b). We agree with Stingle, however, that
the record shows the court was objectively biased against him. We therefore
reverse and remand for a new trial before a different judge. Finally, we deny
Stingle’s request that we impose sanctions on the State for its failure to timely file
its response brief.
BACKGROUND
¶3 Stingle owns property in Outagamie County, which he uses as
farmland. On October 15, 2015, Scott Koehnke, a senior water management
specialist at the Wisconsin Department of Natural Resources (DNR), visited
Stingle’s property and observed fill in areas of the property that he believed were
wetlands. On September 16, 2016, the DNR sent Stingle a notice of violation,
which alleged that he had violated WIS. STAT. § 281.36(3b)(b) by placing fill in
wetlands on his property without a permit. The notice asked Stingle to attend an
enforcement conference with DNR employees on September 30.
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No. 2019AP491
¶4 During the enforcement conference, Stingle represented that he had
retained Steve Frings to complete a wetland delineation report regarding his
property. Frings subsequently completed his report and submitted it to the DNR.
The DNR conducted its own site reviews of Stingle’s property in April and
June 2017 to determine whether Frings’ delineation was accurate. Following
those visits, the DNR determined it did not concur with Frings’ delineation, and on
July 31, 2017, it issued Stingle a citation for violating WIS. STAT. § 281.36(3b)(b).
¶5 At the DNR’s request, Stingle subsequently obtained a second
wetland delineation report, this time prepared by Travis Stuck, a professional
wetland scientist and “preferred DNR professionally assured wetland delineator.”
Stuck visited Stingle’s property a total of three times in September and
November 2017. In his report, Stuck opined that there were twelve separate areas
on Stingle’s property that qualified as wetlands. Stuck further opined that fill had
been placed in five of those areas—Wetlands 2, 3, 5, 7 and 9.
¶6 A one-day bench trial regarding the DNR’s citation took place on
February 27, 2019, before Judge Mark McGinnis. At trial, it was undisputed that
Stingle had placed fill on his property, and that he had done so without a permit.
The only disputed issue was whether the areas where Stingle had placed the fill
constituted wetlands. In support of its case, the State relied on Stuck’s testimony
and report, along with the testimony of several DNR employees. In response,
Stingle testified on his own behalf, and he also called Michael Graham, a wetland
consultant who testified regarding his review of Stuck’s report.
¶7 After hearing the parties’ evidence, the circuit court concluded the
State had satisfied its burden to prove, “by clear, convincing, and satisfying
evidence,” that the areas in question constituted wetlands. The court therefore
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No. 2019AP491
found Stingle guilty of violating WIS. STAT. § 281.36(3b)(b). The court imposed a
fine and ordered Stingle to remove the fill by July 1, 2019.
¶8 Stingle now appeals, arguing the evidence was insufficient to show
that he violated WIS. STAT. § 281.36(3b)(b) because it did not establish that the
areas in question were wetlands. In the alternative, he seeks a new trial on the
grounds that the circuit court judge was objectively biased against him. We
address these arguments in turn and include additional facts below where relevant.
We also address, and deny, Stingle’s request that we impose sanctions on the State
for its failure to timely file its response brief.
DISCUSSION
I. Sufficiency of the evidence
¶9 WISCONSIN STAT. § 281.36(3b)(b) provides, in relevant part, that
“[n]o person may discharge dredged material or fill material into a wetland unless
the discharge is authorized by a wetland general permit or individual permit issued
by the department under this section.” As noted above, the only disputed issue in
this case was whether the parts of Stingle’s property where he discharged fill
material without a permit qualified as wetlands. For purposes of § 281.36(3b)(b),
the term “wetland” means “an area where water is at, near, or above the land
surface long enough to be capable of supporting aquatic or hydrophytic vegetation
and which has soils indicative of wet conditions.” WIS. STAT. §§ 23.32(1),
281.01(21).
¶10 WISCONSIN STAT. § 281.36(2m), in turn, provides that for purposes
of delineating the boundaries of a wetland under § 281.36,
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No. 2019AP491
the procedures contained in the wetlands delineation
manual published by the U.S. army corps of engineers shall
be used. The edition of the manual that shall be used shall
be the 1987 edition of the manual and any document that
the U.S. army corps of engineers issues interpreting that
manual.
The administrative code similarly provides that when delineating the boundaries of
a nonfederal wetland, “[t]he manual to be used is the 1987 edition of the U.S.
army corps of engineers wetland delineation manual and any document that the
U.S. army corps of engineers issues interpreting the manual.” WIS. ADMIN. CODE
§ NR 352.01(2) (Jan. 2014).
¶11 Stingle argues that, in this case, the DNR “admitted it did not follow
the proper wetland delineation procedures in the 1987 U.S. Army Corps of
Engineers Manual.” Stingle therefore argues the circuit court “erred in finding the
areas in question … met the statutory definition of a wetland.” Accordingly,
Stingle asserts the evidence was insufficient for the court to find that he violated
WIS. STAT. § 281.36(3b)(b). We disagree. Instead, for the reasons discussed
below, we conclude the evidence was sufficient for the court to find that Stuck—
the expert who performed the second wetland delineation on Stingle’s property—
followed the procedures set forth in the 1987 Corps Manual in determining that
the areas in question qualified as wetlands.2
2
Stingle argues that before addressing the sufficiency of the evidence, we must address
an issue of statutory interpretation—namely, whether WIS. STAT. § 281.36(2m) “requires the
DNR to delineate wetlands according to the 1987 Corps Manual and applicable supplements.”
The State does not dispute, however, that a wetland delineation for purposes of § 281.36 must be
performed according to the procedures set forth in the 1987 Corps Manual and its applicable
supplements. As set forth above, the relevant statutory and administrative code provisions clearly
and unambiguously require compliance with the 1987 Corps Manual.
5
No. 2019AP491
¶12 “The test for determining sufficiency of the evidence is whether a
reasonable trier of fact could be convinced of the defendant’s guilt to the required
degree of certitude by the evidence which it had a right to believe and accept as
true.” City of Milwaukee v. Wilson, 96 Wis. 2d 11, 21, 291 N.W.2d 452 (1980).
Here, the circuit court concluded—and Stingle does not dispute—that the State
was required to prove Stingle’s guilt by clear, satisfactory, and convincing
evidence. See id. at 21-22 (noting that “in forfeiture actions which involve or are
closely associated with acts of a criminal nature,” the defendant’s guilt “must be
proved by clear, satisfactory and convincing evidence”).
¶13 When reviewing the sufficiency of the evidence, the question is not
whether this court would find the defendant guilty based on the evidence presented
at trial. Id. at 21. Instead, “[o]ur task as a reviewing court is limited to
determining whether the evidence presented could have convinced a trier of fact,
acting reasonably, that the appropriate burden of proof had been met.” Id. In so
doing, we view the evidence in the light most favorable to the State and the
conviction. See State v. Poellinger, 153 Wis. 2d 493, 501, 451 N.W.2d 752(1990). The credibility of the witnesses and the weight of the evidence are issues
for the trier of fact, not this court, to determine. Id. at 504. In addition, if more
than one reasonable inference can be drawn from the evidence, we must accept the
inference drawn by the trier of fact. Id.¶14 At trial, Stuck and two of the State’s other witnesses testified that in
order for an area to qualify as a wetland under the 1987 Corps Manual, it must
meet three criteria: (1) hydric soils; (2) prevalence of hydrophytic vegetation; and
(3) hydrology. Stingle agrees that these are the applicable criteria under the 1987
Corps Manual. We conclude the evidence at trial was sufficient for the circuit
court to find that these three criteria were satisfied for each of the five areas where
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No. 2019AP491
the State alleged that Stingle discharged fill into a wetland without a permit—
namely, the areas identified in Stuck’s report as Wetlands 2, 3, 5, 7 and 9.
¶15 As for the first criterion, one of the State’s witnesses—DNR wetland
mitigation coordinator Thomas Nedland—testified that hydric soils are “wetland
soils.” One of the attachments to Stuck’s report further explains that hydric soils
are “soils that formed under conditions of saturation, flooding, or ponding long
enough during the growing season to develop anaerobic conditions in the upper
part.” Stuck’s report and testimony show that he detected the presence of hydric
soils in the areas he identified as Wetlands 2, 3, 5, 7 and 9. On appeal, Stingle
does not appear to dispute that Stuck’s report and testimony provided a sufficient
basis for the circuit court to find that hydric soils were present in the identified
areas. In fact, after the State presented its case at trial, Stingle’s attorney
conceded, “There’s a lot of hydric soil. Testimony is consistent.”
¶16 Turning to the second criterion—prevalence of hydrophytic
vegetation—Nedland explained that hydrophytic plants are “water-loving plants”
or “plants that can tolerate ponding or flooding or a high water table.” Stuck did
not observe a prevalence of hydrophytic vegetation in Wetlands 2, 3, 5, 7 and 9.
He testified, however, that a prevalence of hydrophytic vegetation is required only
when the site in question is under “normal circumstances.” When a site has been
farmed, it is not under “normal circumstances,” and a prevalence of hydrophytic
vegetation is not required. Nedland similarly testified that under the applicable
supplements to the 1987 Corps Manual, in a “significantly disturbed setting like a
farmed area … [y]ou don’t necessarily have to have the vegetation present. You
can have just hydric soils present and wetland hydrology present and still call it [a
wetland].”
7
No. 2019AP491
¶17 Stuck observed in his report that Wetlands 2, 3, 5, 7 and 9 were not
under “normal circumstances” because the vegetation at those sites had been
“significantly disturbed.” Specifically, he noted that Wetlands 2, 3, 5 and 7 had
soybeans growing in them. With respect to Wetland 9, Stuck noted that site was
“recently chisel plowed, thus vegetation was not included as it was difficult to ID.Vegetation is obs[c]ured regardless because it is a ‘managed plant commun[]ity’.”
¶18 Stuck’s and Nedland’s testimony, along with Stuck’s report,
provided a sufficient basis for the circuit court to find that under the 1987 Corps
Manual and its supplements, a prevalence of hydrophytic vegetation was not
required for the areas in question to qualify as wetlands because they had been
farmed and therefore were not under “normal circumstances.” Moreover, Stingle
does not dispute on appeal that, because the relevant areas were not under “normal
circumstances,” a prevalence of hydrophytic vegetation was not required for them
to qualify as wetlands.
¶19 Stingle does dispute, however, that the State proved the third
wetland criterion—hydrology. Nedland testified that for an area to have wetland
hydrology, “[w]e need to have ponding or flooding or a water table within
12 inches of the soil surface for 14 consecutive days during the growing season in
most years.” Under the 1987 Corps Manual, in order to determine that an area has
wetland hydrology, one must observe at least one primary indicator of wetland
hydrology or at least two secondary indicators.
8
No. 2019AP491
¶20 Stuck conceded at trial that he found no primary indicators of
wetland hydrology for Wetlands 2, 3, 5, 7 and 9. 3 He maintained, however, that
he found two secondary indicators for Wetlands 2, 3, 5 and 9—specifically,
geomorphic position4 and saturation visible on aerial imagery. For Wetland 7,
Stuck found three secondary indicators—geomorphic position, saturation visible
on aerial imagery, and surface soil cracks. Accordingly, based on Stuck’s
testimony and report, the circuit court could find that Wetlands 2, 3, 5, 7 and 9 met
the hydrology criterion for designation as wetlands.
¶21 Stingle argues the circuit court could not rely on Stuck’s testimony
and report because Stuck failed to follow the procedures set forth in the
1987 Corps Manual and its applicable supplements in two ways when assessing
the hydrology criterion. First, Stingle argues Stuck “agreed” at trial that
geomorphic position “should not be utilized as a secondary indicator if there is
evidence that an area has been tiled or ditched.” Stingle then asserts that Stuck
testified he “knew of and saw prior-existing drainage ditches on Stingle[’s]
property,” but he “conceded [he] did not consider such drainage when doing [his]
… delineation.”
3
Stuck’s report lists the following as primary indicators of hydrology: surface water;
high water table; saturation; water marks; sediment deposits; drift deposits; algal mat or crust;
iron deposits; inundation visible on aerial imagery; sparsely vegetated concave surface;
water-stained leaves; aquatic fauna; marl deposits; hydrogen sulfide odor; oxidized rhizospheres
on living roots; presence of reduced iron; recent iron reduction in tilled soils; and thin muck
surface.
4
A supplement to the 1987 Corps Manual explains that geomorphic position “is present
if the immediate area in question is located in a depression, drainageway, concave position within
a floodplain, at the toe of a slope, on the low-elevation fringe of a pond or other water body, or in
an area where groundwater discharges.”
9
No. 2019AP491
¶22 Stingle misrepresents Stuck’s testimony. At trial, Stingle’s attorney
questioned Stuck about a supplement to the 1987 Corps Manual, which states that
geomorphic position “is not applicable in areas with functioning drainage
systems.” Counsel insinuated that because it was undisputed that Wetlands 2
and 3 were originally constructed as drainage ditches, and because there was
evidence that drain tile was present on Stingle’s property, Stuck should not have
used geomorphic position as a secondary indicator of wetland hydrology for any
of the areas at issue in this case.
¶23 In response, Stuck explained that he was aware the supplement to
the 1987 Corps Manual stated geomorphic position should not be used as a
secondary indicator of hydrology in areas with “functioning” drainage systems.
He testified, however, that in his opinion Stingle’s property did not have a
“functioning” drainage system. For instance, Stuck testified that although both
ditches on the property (i.e., Wetlands 2 and 3) were constructed for the purpose
of moving water, he did not know “that they ever actually moved a lot of water.”
He also testified, based on his “extensive experience and knowledge” of the area,
that a “linear feature” like Wetland 3 “would not drain that well.” Stuck similarly
described Wetland 2 as a “linear feature.” Furthermore, when asked whether he
had considered the impact that the Wetland 2 drainage ditch would have had on
the adjacent Wetland 5, Stuck responded, “If I thought it affected it, then I would
have had it in the report.”
¶24 Stuck also testified regarding the impact that the possible presence
of drain tile had on his analysis. He conceded that he did not recall asking Stingle
whether there was drain tile on his property. He testified, however, that he “did
not see any indicators of tile on this site.” He further testified:
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No. 2019AP491
The impact of tile as far as draining wetlands is a function
of the depth of the tile, invert of the tile, and the soil type.
And these are—I believe these all generally are a silty clay,
heavy clay, which you have to have pretty tight spacing of
tile to effectively drain the soils of this area. To my
knowledge that’s what I did with [the Natural Resources
Conservation Service]. I studied the effects of tiles and had
to field truth it many times.
…. The tile doesn’t drain our soils especially in this area
very well at all. So just say this was a tile there. That
doesn’t necessarily mean it would impact this particular
location.[5]
¶25 Ultimately, Stuck testified that it is “standard practice” to consider
“the effect of ditching and tiling on a site” when performing a wetland delineation.
Based on his training, however, he opined that any drainage system on Stingle’s
property was not “functioning” because it was not “effectively draining” the site.
He further explained that his “professional judgment” supported using geomorphic
position as a secondary indicator of wetland hydrology in this case because “if this
was a functioning drainage system … [y]ou can actually have soils that … start to
reoxidize and the color changes. I didn’t see any evidence of that.” Stuck testified
that if he had seen evidence of reoxidization, it would have been “indicative of a
functioning drainage system.”
¶26 The above testimony shows that, contrary to Stingle’s assertion,
Stuck did not “agree” that it is inappropriate to use geomorphic position as a
secondary indicator of wetland hydrology whenever there is evidence that an area
has been tiled or ditched, nor did Stuck concede that he did not consider the
5
Graham—Stingle’s expert witness—similarly testified that the mere presence of drain
tile “doesn’t mean it is completely or effectively draining a wetland even though it’s put there to
remove water. In the case of a dysfunctional tile, of course, you could certainly get hydrology
back into a situation, into a depressional area.”
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No. 2019AP491
drainage system on Stingle’s property when performing his delineation. Instead,
Stuck testified that: (1) based on his training and his interpretation of the
1987 Corps Manual and its supplements, it is inappropriate to use geomorphic
position as a secondary indicator only when the area in question has a
“functioning” drainage system; and (2) in his professional opinion, any drainage
system on Stingle’s property was not “functioning.” Based on that testimony, the
circuit court could reasonably conclude that Stuck complied with the 1987 Corps
Manual and its supplements by using geomorphic position as a secondary
indicator of wetland hydrology on Stingle’s property.6
¶27 Stingle also argues that Stuck failed to comply with a supplement to
the 1987 Corps Manual because he “admitted that, although he checked the box
for the secondary hydrology indicator of ‘saturation visible on aerial imagery’ for
wetland no. 7, he, in fact, did not find any wet signatures on the 6 aerial photos he
reviewed for the area.” Again, Stingle’s characterization of Stuck’s testimony is
not wholly accurate.
¶28 Stuck testified that during his offsite review of Wetland 7, he
reviewed a number of aerial images dating from 1983 through the spring of 2015.
Only six of those images fell within “normal climate conditions,” and of those six
images, none showed any “wet signatures.” Stuck testified, however, that he
6
Graham testified that, in his opinion, Stuck “improperly used” geomorphic position “on
all five of the wetlands in question.” However, the circuit court was not required to accept
Graham’s opinion. See Krueger v. Tappan Co., 104 Wis. 2d 199, 203, 311 N.W.2d 219 (Ct.
App. 1981) (stating a fact finder “is not bound by the opinion of an expert … even if the opinion
is uncontradicted”). In fact, there were valid reasons for the court to reject Graham’s testimony
that Stuck’s use of geomorphic position was improper. Specifically, Graham conceded that he
had never been to Stingle’s property, and he therefore had no knowledge as to whether the ditches
on the site “were adequately draining the location.”
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No. 2019AP491
observed “indicator[s] of saturation” on some of the other aerial images he
reviewed from years that did not have “normal” precipitation.
¶29 In response, Stingle’s attorney asserted that the 1987 Corps Manual
“does guide you … to highlight the normal years because everything might be wet
at some point but we’re not calling everything wetlands.” Stuck disagreed,
testifying that, in his opinion, it was “irrelevant” under the 1987 Corps Manual
that he did not observe any wet signatures on the aerial images of Wetland 7 from
normal years because he saw indicators of saturation on images from other years.
¶30 Thus, Stuck testified it was appropriate for him to rely on aerial
images from years with abnormal precipitation when assessing whether indicators
of saturation were present for Wetland 7. Notably, Stingle has not produced or
cited any portion of the 1987 Corps Manual or its supplements stating that Stuck’s
use of aerial images from years with abnormal precipitation was inappropriate. At
trial, Graham testified the manual “says be cautious of using just a wet year and a
small sample size.” Graham subsequently testified he “believe[d]” that “the
off-site methodology asks for a minimum of five normal years, and there’s other
provisions if you can’t find five normal years. There’s other ways to get a large
enough sample size to do the method.” Graham did not clearly testify, however,
that either the 1987 Corps Manual or any applicable supplement prohibits using
only a wet year when assessing whether saturation is visible on aerial imagery.
Accordingly, the circuit court was entitled to accept Stuck’s testimony that his use
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No. 2019AP491
of “saturation visible on aerial imagery” as a secondary indicator of wetland
hydrology for Wetland 7 was appropriate under the 1987 Corps Manual.7
¶31 Stingle next asserts that Stuck “admitted” he did not follow the
procedures in the 1987 Corps Manual and its supplements when performing his
wetland delineation on Stingle’s property. Stingle does not, however, cite any
portion of the trial record where Stuck made such an admission. Instead, as the
above-summarized testimony demonstrates, Stuck maintained that he complied
with the 1987 Corps Manual; he simply interpreted certain sections of the manual
differently than Stingle’s attorney and expert witness.
¶32 Finally, Stingle notes that at one point during his trial testimony,
Stuck stated “it’s really not worth a whole lot to me, honestly, to do a wetland
determination following the ‘87 manual.” Stingle asserts this statement shows that
Stuck did not follow the 1987 Corps Manual. We disagree. Regardless of Stuck’s
personal opinion of the manual’s value, Stuck testified that he complied with the
procedures set forth in the manual. Although Stingle presented contrary evidence
suggesting that Stuck did not comply with the manual—specifically, Graham’s
testimony—the circuit court was not required to accept that evidence.
¶33 In all, Stuck’s testimony provided sufficient evidence for the circuit
court to find that the relevant areas on Stingle’s property qualified as wetlands, for
purposes of WIS. STAT. § 281.36(3b)(b). In particular, the evidence was sufficient
7
We also observe that, even if Stuck failed to comply with the 1987 Corps Manual when
assessing whether saturation was visible on the aerial images of Wetland 7, he also found two
other secondary indicators of wetland hydrology for Wetland 7—geomorphic position and
surface soil cracks. Those two secondary indicators, standing alone, would have provided a
sufficient basis for the circuit court to find that Wetland 7 met the hydrology criterion for
delineation as a wetland.
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No. 2019AP491
for the court to find that Stuck complied with the 1987 Corps Manual and its
supplements when performing his wetland delineation. We therefore reject
Stingle’s argument that the evidence was insufficient to support the court’s
determination that he violated § 281.36(3b)(b) by placing fill in wetlands without
a permit.
II. Judicial bias
¶34 In the alternative, Stingle argues he is entitled to a new trial because
Judge McGinnis was objectively biased against him.8 “The right to an impartial
judge is fundamental to our notion of due process.” State v. Goodson, 2009 WI
App 107, ¶8, 320 Wis. 2d 166, 771 N.W.2d 385. Whether Judge McGinnis’s
partiality can reasonably be questioned is an issue of law that we review
independently. See Miller v. Carroll, 2020 WI 56, ¶15, __ Wis. 2d __, 944
N.W.2d 542. In so doing, we presume that Judge McGinnis acted fairly,
impartially, and without bias. See id., ¶16. To overcome that presumption,
Stingle must demonstrate the existence of bias by a preponderance of the
evidence. See id.
¶35 Although a judge may be either subjectively or objectively biased,
see id., ¶21, only objective bias is at issue here. Our supreme court recently
clarified that, when assessing objective bias, we must apply the standard set forth
in Caperton v. A.T. Massey Coal Co., 556 U.S. 868 (2009). Miller, __ Wis. 2d
__, ¶24. Specifically, we must “ask whether there is ‘a serious risk of actual
8
Stingle did not raise any issue regarding judicial bias in the circuit court—either in a
postdisposition motion or otherwise. However, the State does not argue that Stingle forfeited his
judicial bias argument by failing to raise it below. We therefore address the merits of Stingle’s
argument.
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No. 2019AP491
bias—based on objective and reasonable perceptions.’” Id. (quoting Caperton,
556 U.S. at 884). Stated differently, we must consider “whether the circumstances
‘would offer a possible temptation to the average ... judge to ... lead him not to
hold the balance nice, clear and true.’” Id. (quoting Caperton, 556 U.S. at 885).
¶36 When the record indicates that a judge “has prejudged the facts or
the outcome of the dispute,” the judge “cannot render a decision that comports
with due process.” Franklin v. McCaughtry, 398 F.3d 955, 962 (7th Cir. 2005)
(citation omitted); see also Goodson, 320 Wis. 2d 166, ¶17. In this case, we
conclude Stingle has overcome the presumption that Judge McGinnis was
impartial because the record shows that he twice made comments at trial
indicating that he had prejudged Stingle’s guilt.
¶37 Judge McGinnis’s first set of comments occurred during the State’s
questioning of its final witness—Koehnke—before Stingle had the opportunity to
present any evidence. The State had just asked Koehnke whether Stingle was
aware that the DNR wanted him to remove the fill from his property. Koehnke
responded in the affirmative and added, “Our goal from Day 1 was get the
material out of the wetlands, and we will be satisfied that the violation no longer
exists and that will be the end of it.”
¶38 The State then began to ask another question, but Judge McGinnis
interrupted, stating, “Can I just ask a question? Why hasn’t that been done?” The
following exchange then occurred:
[DEFENSE COUNSEL]: Excuse me, your Honor?
THE COURT: Why hasn’t that been done?
[DEFENSE COUNSEL]: What’s been done?
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No. 2019AP491
THE COURT: Stuff just getting removed before today or
has it been?
[DEFENSE COUNSEL]: No, it has not been. I mean
we’re contesting that, whether it’s a wetland area.
THE COURT: Got it, which I figured out by now.
[DEFENSE COUNSEL]: No, I understand that. I mean
that’s the answer. I mean we have been working with. I
have been involved relatively recently, but they have been
earlier working with the DNR. And it took—I don’t know
what happened with the Frings report or the Stuck report,
why it took so long to get to the DNR.
THE COURT: My question was why doesn’t your client
just take whatever it is, the fill, and remove it and clean it
up the way they want it to be cleaned up? Maybe you have
answered it. He’s just set on the position that he doesn’t
have to. He doesn’t have to comply and it’s not a wetland?
[DEFENSE COUNSEL]: Right. He doesn’t believe he’s
violated the law.
THE COURT: Okay.
[DEFENSE COUNSEL]: If you determine he violated the
law, he will obviously remove the fill.
THE COURT: Yeah. So he’s just that stubborn.
¶39 We agree with Stingle that these comments would lead a reasonable
person to conclude that Judge McGinnis had prejudged Stingle’s guilt, thus
creating a serious risk of actual bias. See Miller, __ Wis. 2d __, ¶24. Based on
Judge McGinnis’s comments, a reasonable person would conclude he had made up
his mind—before Stingle even had an opportunity to present his case—that the
areas in question qualified as wetlands, that Stingle should have already removed
the fill from them, and that his refusal to do so was simply because he was
“stubborn” and “set on the position” that he did not need to remove the fill.
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No. 2019AP491
¶40 The State argues Judge McGinnis’s comments during Koehnke’s
testimony were merely “a clarifying inquiry regarding what the actual issues
[were] in the trial.” The record belies this assertion. When Judge McGinnis
initially asked why Stingle had not yet removed the fill, Stingle’s attorney
explained that he had not done so because he was contesting whether the areas in
question were wetlands. Judge McGinnis then responded, “Got it, which I figured
out by now.” That response indicates Judge McGinnis was already aware that the
disputed issue at trial was whether the areas in question were wetlands. As such,
we reject the State’s argument that his comments were merely an attempt to clarify
the issues that were being tried.
¶41 Moreover, even if we could construe Judge McGinnis’s comments
as showing that he believed Stingle may have had a basis to assert that the areas in
question did not constitute wetlands, Judge McGinnis’s comments clearly reflect
that he thought Stingle was being unreasonable by forcing the parties to go
through a trial in order to enforce his rights. Judge McGinnis’s comments indicate
that he knew the disputed issue was whether the relevant areas were wetlands, and
regardless of whether he had already determined the areas were wetlands, he
believed Stingle should remove the fill and was merely being “stubborn” by
refusing to do so and forcing the parties to go through a trial. Under these
circumstances, Judge McGinnis clearly prejudged Stingle’s responsibility to
remove the fill and failed to hold the balance “nice, clear and true.” Again, we
consider it significant that Judge McGinnis made the comments in question before
Stingle even had an opportunity to present any evidence.
¶42 In addition, immediately after Judge McGinnis found that Stingle
had violated WIS. STAT. § 281.36(3b)(b), he made a second comment indicating
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No. 2019AP491
that he had prejudged Stingle’s guilt. At approximately 5:25 p.m., Judge
McGinnis stated:
So for those reasons you are guilty.
I have been trying to focus on or think about the last
15 minutes or so, you know, what’s the consequence? I
have looked at the statute, as I understand it, [WIS. STAT.
§] 281.36(14). If I am correct, it can be a forfeiture of not
less than $100 nor more than $10,000. That’s the range
that we have, right?
(Emphasis added.) Notably, at 5:15 p.m.—ten minutes before the court made the
comment quoted above—the State had just begun to provide rebuttal testimony
from Koehnke. Fifteen minutes before the court made its comment about
considering “the consequence”—i.e., the penalty the court would impose for
Stingle’s violation—Stingle was still testifying in his case-in-chief. The court’s
comment that it had been considering “the consequence” for the last fifteen
minutes therefore suggests the court had determined that Stingle violated
§ 281.36(3b)(b) before the close of evidence—indeed, before Stingle even finished
his testimony—and was already thinking about what penalty it would impose for
that violation.
¶43 The State asserts Judge McGinnis’s statement about considering “the
consequence” is not indicative of bias because Koehnke’s rebuttal testimony
added “very little, if anything, … to the evidence already offered by the parties.”
Be that as it may, Judge McGinnis did not know, at the time he apparently began
considering “the consequence,” what the substance of Koehnke’s rebuttal
testimony would be. Moreover, the State fails to acknowledge that fifteen minutes
before Judge McGinnis made the statement in question, Stingle was still on the
witness stand.
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No. 2019AP491
¶44 We acknowledge that Judge McGinnis made his statement about
considering “the consequence” very near to the end of trial, after the parties had
already introduced nearly all of their evidence. As such, if asked to consider
whether that statement alone was sufficient to demonstrate judicial bias, we might
not conclude that it was. As set forth above, however, Judge McGinnis also made
comments during the State’s case-in-chief that would lead a reasonable person to
conclude he had prejudged Stingle’s guilt. Judge McGinnis’s subsequent
comment about considering “the consequence” further supports a conclusion that
he had decided Stingle was guilty before the parties finished presenting their
evidence.
¶45 On this record, we conclude Stingle has overcome the presumption
that Judge McGinnis was unbiased by demonstrating “a serious risk of actual
bias,” based on Judge McGinnis’s comments indicating that he prejudged
Stingle’s guilt. We therefore reverse the judgment determining that Stingle
violated WIS. STAT. § 281.36(3b)(b), and we remand for a new trial before a
different judge.
III. Stingle’s request for sanctions
¶46 In his reply brief on appeal, Stingle asks us to impose sanctions on
the State for its failure to timely file its response brief. Stingle notes that the
State’s response brief was due on July 5, 2019. The State did not file its brief by
that date or request an extension of the filing deadline. The clerk of the court of
appeals deemed the State’s brief to be delinquent on July 16, 2019. On July 23,
the State filed a request for a thirty-day extension of the time to file its brief. We
partially granted the State’s request and extended the filing deadline until
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No. 2019AP491
August 5. On August 1, the State requested another thirty-day extension, which
we granted on August 5. The State then filed its brief on September 4.
¶47 We may impose sanctions when a party fails to comply with the
Rules of Appellate Procedure, including “dismissal of the appeal, summary
reversal, striking of a paper, imposition of a penalty or costs on a party or counsel,
or other action as the court considers appropriate.” WIS. STAT. RULE 809.83(2).
Here, Stingle argues we should impose sanctions on the State because “it did not
bother to request an extension until two weeks after its initial filing deadline, and
then requested an additional 30-day extension when it apparently could not meet
the already extended deadline.” Specifically, Stingle asks us to “at a minimum,
award some costs and fees in this appeal for the State’s unjust delay and
noncompliance with the Court’s rules and deadlines.”
¶48 Given that we granted the State’s untimely request for an extension
of the time to file its response brief, we decline to sanction the State at this
juncture for failing to file its brief before the original filing deadline elapsed. We
caution the State, however, that in future cases, if it believes it cannot comply with
a filing deadline, it should request an extension before that deadline expires, as all
litigants are required to do. The State should not assume that, in the future, we
will necessarily grant untimely extension requests. Moreover, the State should be
advised that while we have chosen not to impose sanctions in this case, future
violations of the Rules of Appellate Procedure may result in sanctions. See id.
By the Court.—Judgment reversed and cause remanded for further
proceedings.
This opinion will not be published. See WIS. STAT. RULE
809.23(1)(b)4.
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