State v. Walter J. Lange ( 2024 )


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  •        COURT OF APPEALS
    DECISION                                                NOTICE
    DATED AND FILED                            This opinion is subject to further editing. If
    published, the official version will appear in
    the bound volume of the Official Reports.
    January 9, 2024
    A party may file with the Supreme Court a
    Samuel A. Christensen                  petition to review an adverse decision by the
    Clerk of Court of Appeals               Court of Appeals. See WIS. STAT. § 808.10
    and RULE 809.62.
    Appeal No.        2021AP1517-CR                                                 Cir. Ct. No. 2010CF363
    STATE OF WISCONSIN                                             IN COURT OF APPEALS
    DISTRICT III
    STATE OF WISCONSIN,
    PLAINTIFF-RESPONDENT,
    V.
    WALTER J. LANGE,
    DEFENDANT-APPELLANT.
    APPEAL from an order of the circuit court for Chippewa County:
    JAMES M. ISAACSON, Judge. Affirmed.
    Before Stark, P.J., Hruz and Gill, JJ.
    Per curiam opinions may not be cited in any court of this state as precedent
    or authority, except for the limited purposes specified in WIS. STAT. RULE 809.23(3).
    No. 2021AP1517-CR
    ¶1       PER CURIAM. Walter Lange appeals an order denying his petition
    for conditional release from his WIS. STAT. § 971.17 (2021-22)1 commitment.
    Lange argues that the hearing on his petition was procedurally defective for two
    reasons. First, Lange was absent, and there was no colloquy with the court to
    waive his right to be present; second, there was no testimony or other evidence
    offered, save for the two examiners’ reports being summarily “received” by the
    court. He also contends that the evidence presented at the hearing was insufficient
    to show that he would pose a significant risk of bodily harm to himself or to
    others, or of serious property damage, if he were conditionally released. For the
    reasons outlined below, we reject Lange’s arguments and affirm.
    BACKGROUND
    ¶2       In May 2012, Lange pled no contest, but not guilty by reason of
    mental disease or defect (“NGI”), to one count of sexual assault of a child under
    sixteen years of age. The circuit court committed Lange to institutional care for
    twenty years. Since his 2012 commitment, Lange has been conditionally released
    on three occasions, with his release being revoked each time.
    ¶3       After his third revocation in April 2019, Lange filed another petition
    for conditional release in November 2019.                  The circuit court appointed an
    examiner who filed a report in December 2019 recommending against Lange’s
    conditional release. In January 2020, Lange’s attorney wrote a letter to the court
    stating that Lange had decided to withdraw his petition and that the court could
    remove the scheduled evidentiary hearing from its calendar. The State responded
    1
    All references to the Wisconsin Statutes are to the 2021-22 version unless otherwise
    noted.
    2
    No. 2021AP1517-CR
    and expressed its concern that Lange was using the withdrawal of his petition “as a
    tactic to circumvent the statute dealing with how soon a defendant can file another
    petition for conditional release” after the previous one is denied. See WIS. STAT.
    § 971.17(4)(a).2
    ¶4      In February 2020, the circuit court intended to hold an evidentiary
    hearing on Lange’s petition. The examiner had been subpoenaed by the State to
    testify, but Lange refused to appear. Lange’s attorney objected both to proceeding
    with the hearing and to addressing the petition on the merits because Lange had
    withdrawn his petition. The State again expressed its concern that Lange was
    attempting to circumvent the statutory time limits set forth in WIS. STAT.
    § 971.17(4)(a) by withdrawing his petition instead of allowing the court to deny
    the petition on the merits.
    ¶5      The circuit court noted that Lange waited until the examiner’s report
    was filed, saw that the examiner did not recommend conditional release, and only
    then withdrew his petition. The court further stated: “All the work has been done
    except the [c]ourt’s declaration of the petition being denied.” The court then
    denied Lange’s petition based on the examiner’s report and without any testimony,
    despite Lange’s attorney objecting on the basis that the court did not hold an
    evidentiary hearing on the merits of the petition.
    ¶6      In July 2020, Lange filed another petition for conditional release,
    which is the petition at issue in this appeal. The circuit court appointed Dr. James
    Freiburger to examine Lange. Freiburger filed his report in August 2020 and
    2
    An NGI acquittee may petition for conditional release six months after the last order
    resulting in institutional care. WIS. STAT. § 971.17(4)(a)
    3
    No. 2021AP1517-CR
    recommended against Lange’s conditional release. Lange then requested a second
    evaluation, which the court granted. In November 2020, Dr. James Black filed his
    report, which also recommended against conditional release.
    ¶7       In December 2020, one day before the scheduled evidentiary
    hearing, Lange’s attorney again wrote a letter to the circuit court stating that Lange
    had decided to withdraw his petition and that the court could remove the
    evidentiary hearing from its calendar. The court nevertheless held the hearing.
    On the day of the hearing, Lange filed a waiver of appearance stating that he
    waived his “right to appear in person at any future hearings.” 3 The waiver also
    stated that Lange understood his right to appear in person, that he understood the
    hearing would “proceed via audio visual and/or telephonic means,” and that he
    knowingly, intelligently, and voluntarily waived his right to appear in person.
    ¶8       Lange did not appear at the hearing (by any means), and the circuit
    court noted his filed waiver on the record. Lange’s attorney, however, did appear
    at the hearing. Doctor Freiburger also appeared at the hearing. In response to
    Lange’s request to withdraw his petition, the State asked the court to treat Lange’s
    request as Lange not contesting the denial of his petition. The State also asked the
    court to rely on Dr. Freiburger’s and Dr. Black’s reports and deny Lange’s petition
    based on the reports.
    ¶9       Lange’s attorney objected to proceeding with the hearing on the
    basis that Lange had “a statutory right to withdraw the petition at any time,” but
    counsel expressly stated he could not point to any statute that indicated Lange had
    3
    Lange signed the waiver on November 27, 2020.
    4
    No. 2021AP1517-CR
    such a right. He again asked the circuit court to acknowledge that Lange had
    withdrawn his petition and not to decide anything on the merits. In particular,
    Lange’s attorney asserted that by withdrawing his petition, Lange preserved “his
    right to re[-]petition the Court … sooner than the additional six[-]month time
    period” provided in WIS. STAT. § 971.17(4)(a).         Although Lange’s attorney
    requested time to provide the court with the statutory basis for his argument, he
    insisted that the statute allowed Lange to withdraw his petition at any time and that
    a “hearing should not be held because there is no petition to consider.”
    ¶10     The circuit court noted that, under Lange’s argument, Lange could
    file a petition “every, you know, two weeks. If he gets the reports back in time
    and he doesn’t like them, he could keep withdrawing it and re-filing it. It’s a hard
    time for me believing that that is what the legislature intended to allow happen.”
    The court then stated it would receive the reports from Dr. Freiburger and
    Dr. Black, and based on those reports, the court determined that Lange did not
    satisfy the criteria for conditional release. Lange did not object to the court’s
    receipt of, and reliance on, the examiners’ reports. The court also allowed Lange’s
    attorney to file a letter providing the court with the law supporting his argument
    that Lange could withdraw his petition in the manner he did. If filed, the court
    would treat the letter as a motion to reconsider.
    ¶11     Lange then filed a follow-up brief, arguing that the circuit court
    erred by deciding Lange’s petition for conditional release on the merits and
    asserting, for the first time, that the court erred by receiving the examiners’
    reports.     Lange claimed that because WIS. STAT. § 971.17(4) provides the
    exclusive method for the court to consider a petition for conditional release, the
    court lost competency to address the petition on the merits once Lange withdrew
    his petition; no other relevant statutory provision was provided. In a written
    5
    No. 2021AP1517-CR
    decision, the court rejected Lange’s arguments and reaffirmed its initial decision.
    Lange now appeals. Additional facts will be provided as necessary below.
    DISCUSSION
    I. Procedural requirements and Lange’s forfeiture of his claimed rights
    ¶12    Lange argues that the hearing on his petition for conditional release
    was procedurally defective because: (1) he was not present at the hearing; and
    (2) the circuit court admitted the examiners’ reports without a formal motion from
    the State, without authentication, and without the opportunity to cross-examine the
    examiners. In this case, whether the court erred by failing to follow procedural
    requirements depends on the interpretation and application of WIS. STAT.
    § 971.17. “The interpretation and application of a statute is a question of law that
    we review de novo….” State v. Arends, 
    2010 WI 46
    , ¶13, 
    325 Wis. 2d 1
    , 
    784 N.W.2d 513
    .
    ¶13    “[W]hether a defendant’s statements and actions in a criminal
    proceeding constitute a waiver of the statutory right to be present is a question of
    law” that we review independently. State v. Washington, 
    2018 WI 3
    , ¶24, 
    379 Wis. 2d 58
    , 
    905 N.W.2d 380
    . We review a circuit court’s decision to admit
    evidence for an erroneous exercise of discretion and uphold the decision unless the
    court applied an improper legal standard or the decision is “not reasonably
    supported by the facts of record.” State v. Mulhern, 
    2022 WI 42
    , ¶18, 
    402 Wis. 2d 64
    , 
    975 N.W.2d 209
     (citation omitted).
    ¶14    The State argues, among other things, that Lange is not entitled to
    relief on his claims that there were procedural defects at the hearing in which his
    petition was denied because he forfeited those procedural rights through his
    6
    No. 2021AP1517-CR
    egregious conduct. When a defendant engages in conduct that is incompatible
    with the assertion of a right, the defendant may forfeit that right. See State v.
    Anthony, 
    2015 WI 20
    , ¶58, 
    361 Wis. 2d 116
    , 
    860 N.W.2d 10
    . A defendant may
    forfeit a fundamental right, such as the right to be present at a court proceeding, by
    engaging in conduct that interferes with the circuit court’s ability to protect that
    right. See State v. Vaughn, 
    2012 WI App 129
    , ¶26, 
    344 Wis. 2d 764
    , 
    823 N.W.2d 543
    .
    ¶15    “[F]orfeiture by conduct is not a novel concept, even where
    fundamental constitutional rights are concerned.” Anthony, 
    361 Wis. 2d 116
    , ¶64.
    For example, in Anthony, our supreme court held that a defendant “forfeited his
    right to testify by displaying stubborn and defiant conduct that presented a serious
    threat to both the fairness and reliability of the criminal trial process as well as the
    preservation of dignity, order, and decorum in the courtroom.”                Id., ¶72.
    Similarly, the defendant in Vaughn forfeited his right to be present and his right to
    testify by refusing to participate in his trial and by refusing to appear in court. See
    Vaughn, 
    344 Wis. 2d 764
    , ¶¶21, 26. The defendant’s conduct made it impossible
    for the circuit court to explain the defendant’s right to testify and to determine
    whether the defendant’s decision not to testify was knowing, intelligent, and
    voluntary. See id., ¶26.
    ¶16    In the same way, a “defendant may forfeit his or her constitutional
    right to counsel through manipulative or disruptive conduct.”           Anthony, 
    361 Wis. 2d 116
    , ¶61 (citing State v. Cummings, 
    199 Wis. 2d 721
    , 752-56, 
    546 N.W.2d 406
     (1996)).        In Cummings, the defendant was “continuously and
    unreasonably dissatisfied” with his court-appointed attorneys, but he refused to
    voluntarily waive his right to counsel. Cummings, 
    199 Wis. 2d at 750-51
    . The
    defendant’s constant dissatisfaction with his court-appointed attorneys was based
    7
    No. 2021AP1517-CR
    solely on his desire to delay proceedings. 
    Id. at 750
    . Because the defendant’s
    refusal to cooperate and his constant dissatisfaction with his court-appointed
    attorneys was manipulative and disruptive conduct based solely on a desire to
    delay, our supreme court concluded that the defendant forfeited his right to
    counsel. 
    Id. at 753-56
    .
    ¶17    Here, we conclude that Lange forfeited his right to avail himself of
    the procedural rights he now argues the circuit court disregarded at the conditional
    release hearing. He did so by improperly manipulating the petitioning procedure
    in WIS. STAT. § 971.17(4), including by refusing to participate in the scheduled
    evidentiary hearing. This conduct—which was plainly part of an overall scheme
    to avoid the formal denial of his filed petition so as also to avoid triggering the
    six-month period before he could file another such petition—materially interfered
    with the court’s ability to protect those procedural rights while also maintaining
    the court’s ability to properly proceed on the filed petition.
    ¶18    WISCONSIN STAT. § 971.17(4) lays out the procedure a circuit court
    must follow when it receives a petition for conditional release. “Any person who
    is committed for institutional care may petition the committing court” for
    conditional release “if at least 6 months have elapsed since the initial commitment
    order was entered, the most recent release petition was denied or the most recent
    order for conditional release was revoked.” Sec. 971.17(4)(a). Within twenty
    days of receiving a petition, the court must appoint one or more examiners to
    examine the petitioner “and furnish a written report of the examination to the court
    within 30 days after appointment.” Sec. 971.17(4)(c).
    ¶19    The circuit court must then hold a hearing on the petition within
    thirty days after the examiner files his or her report with the court, “unless the
    8
    No. 2021AP1517-CR
    petitioner waives this time limit.”          WIS. STAT. § 971.17(4)(d).          Hearings on
    petitions for conditional release are conducted under § 971.17(7). At the hearing,
    the petitioner has the right to “[p]resent and cross-examine witnesses.”
    Sec. 971.17(7)(b)3. The court must “grant the petition unless it finds by clear and
    convincing evidence that the person would pose a significant risk of bodily harm
    to himself or herself or to others or of serious property damage if conditionally
    released.”    Sec. 971.17(4)(d).      If the court denies the petition for conditional
    release, the petitioner must wait six months to file a new petition.                       See
    § 971.17(4)(a).
    ¶20     Here, while Lange initially followed the procedure in WIS. STAT.
    § 971.17(4), he stopped doing so once he received the examiners’ reports that
    were unfavorable to him. In particular, Lange filed his petition for conditional
    release, the circuit court appointed an examiner, and the examiner filed his report
    with the court. At Lange’s request, he then underwent a second examination, and
    the second examiner filed his report with the court.4 Once Lange received the
    examiners’ reports that both recommended against his conditional release, he
    withdrew his petition and asked the court to cancel the required—and already
    scheduled—evidentiary hearing. Lange plainly did so to avoid receiving a ruling
    on the merits of his petition, such that he could file another petition for conditional
    release without having to wait the required six months. In addition to withdrawing
    his petition and requesting the court to cancel the required evidentiary hearing,
    Lange also refused to participate in the required evidentiary hearing.
    4
    A petitioner has the right “to be examined by a physician or a psychologist or other
    expert of his or her choice.” WIS. STAT. § 971.17(7)(c). “Upon motion of an indigent person, the
    court shall appoint a qualified and available examiner for the person at public expense.” Id.
    9
    No. 2021AP1517-CR
    ¶21     Although Lange now claims that the circuit court disregarded several
    of his procedural rights at the required evidentiary hearing, the court was plainly
    prepared to proceed on his petition and allow Lange to exercise those rights.
    Lange had notice of the hearing and an opportunity to be present at the hearing, as
    shown by his waiver of his in-person appearance. His attorney was present at the
    hearing, and Dr. Freiburger was also present and ready to testify regarding his
    report. Even though the court was ready to proceed, Lange asked the court,
    through his attorney, not to hold the hearing because there was no petition to
    consider due to its withdrawal. Lange insisted that he had a right to withdraw his
    petition and that the court did not need to decide the petition on the merits.5 Still,
    Lange had the opportunity to exercise the procedural rights he argues the court
    disregarded, but he refused to participate in, and proceed with, the hearing in order
    to avoid a ruling on his petition.
    ¶22     Notably, this was not Lange’s first attempt to withdraw a petition for
    conditional release in order to avoid a ruling on his petition. As noted, he engaged
    in the same conduct when he filed his petition for conditional release in
    November 2019. See supra ¶¶3-5. In that instance, the circuit court appointed an
    examiner; the examiner filed his report with the court; and, when Lange saw that
    the report recommended against conditional release, he attempted to withdraw the
    petition before the court held the required evidentiary hearing. As he did here,
    Lange refused to appear and participate in that hearing. Clearly, then, Lange is
    improperly manipulating the procedures in WIS. STAT. § 971.17(4) to avoid a
    5
    To be clear, Lange does not challenge the circuit court’s conclusion that Lange’s
    decision to withdraw his petition did not require the court to cancel the evidentiary hearing. He
    also does not continue to argue that he has a statutory right to withdraw his petition at any time.
    10
    No. 2021AP1517-CR
    ruling on his petitions and thereby avoid the six-month period he must wait to file
    a new petition.
    ¶23    Lange’s strategy of filing and then withdrawing petitions for
    conditional release upon receipt of unfavorable examiners’ reports, coupled with
    his refusal to participate in the required evidentiary hearings on those petitions,
    was egregiously manipulative. And to the extent the circuit court’s conducted
    hearing was flawed, it was predominantly due to Lange’s conduct. Lange had an
    opportunity to be present at the hearing, to cross-examine Dr. Freiburger, and to
    challenge the admission of the examiners’ reports, but he refused to do so, all in
    order to avoid a ruling on his petition. Lange also could have exercised his
    procedural rights by preserving his objection based on the withdrawal of his
    petition and then proceeding with the evidentiary hearing subject to that objection.
    Again, he refused to do so. Lange cannot choose to follow certain procedures in
    WIS. STAT. § 971.17(4), refuse to exercise his procedural rights at the required
    evidentiary hearing under § 971.17(4)(d), and then claim the court disregarded his
    procedural rights when he clearly had the opportunity to exercise those rights. By
    engaging in such manipulative conduct, Lange interfered with the court’s ability to
    protect his procedural rights. Lange therefore forfeited his ability to avail himself
    of his procedural rights through his conduct.
    ¶24    Because of Lange’s forfeiture, his claims of error based on
    procedural defects fail. Lange also failed to object to the circuit court’s receipt of
    the examiners’ reports and to the court’s reliance on those reports in denying
    Lange’s petition for conditional release. Because Lange did not object to the
    examiners’ reports and because Lange forfeited his ability to avail himself of his
    11
    No. 2021AP1517-CR
    procedural rights, the court committed no error by proceeding as it did with the
    evidentiary hearing.6
    II. Sufficiency of the evidence
    ¶25     Lange next argues that the State did not meet its burden to show that
    Lange was dangerous because neither party presented any evidence at the
    conditional release hearing. Lange relies on his forfeited procedural claim that the
    examiners’ reports were improperly admitted, and, therefore, the circuit court had
    no evidence to decide Lange’s petition for conditional release. As noted, and
    critically, Lange did not object to the court’s receipt of, and reliance on, the
    examiners’ reports. Lange does not argue that the reports, if properly admitted,
    did not show that he was a danger to himself or others. Because we conclude that
    Lange forfeited his ability to avail himself of his procedural rights and the court
    committed no error in moving forward with the hearing at which counsel did not
    6
    Lange attempts to raise the issue of the circuit court’s procedural defects, and his
    failure to object to them, by arguing that the court committed plain error. The plain error doctrine
    allows an appellate court to “review error that was otherwise waived by a party’s failure to object
    properly or preserve the error for review as a matter of right.” State v. Mayo, 
    2007 WI 78
    , ¶29,
    
    301 Wis. 2d 642
    , 
    734 N.W.2d 115
    . We do not address Lange’s plain-error argument, given that
    Lange forfeited any claim to a denial of his procedural rights through his conduct.
    Additionally, Lange did not raise his plain-error argument in a postdisposition motion in
    the circuit court. See WIS. STAT. § 971.17(7m)(a) (“The person shall file a motion for
    postdisposition relief in the circuit court before a notice of appeal is filed unless the grounds for
    seeking relief are sufficiency of the evidence or issues previously raised.”); see also State v.
    Klapps, 
    2021 WI App 5
    , ¶20, 
    395 Wis. 2d 743
    , 
    954 N.W.2d 38
     (2020) (concluding that
    § 971.17(7m) “requires a postdisposition motion when an issue has not been previously raised”).
    While Lange contends that his failure to raise his current arguments in a postdisposition motion is
    of no moment, insomuch as that is the reason why he is arguing plain error now, we partly
    disagree. It is precisely because Lange did not raise his plain-error argument in the circuit court
    in a postdisposition motion that the court did not have the opportunity to address the alleged
    errors at that time. See Klapps, 
    395 Wis. 2d 743
    , ¶27.
    12
    No. 2021AP1517-CR
    object to receipt of the reports, the court properly relied on the examiners’ reports
    in determining whether Lange was dangerous.7
    ¶26     In reviewing the circuit court’s decision denying conditional release,
    we ask whether the court “could reasonably be convinced by evidence it has a
    right to believe and accept as true.” State v. Randall (Randall III), 
    2011 WI App 102
    , ¶13, 
    336 Wis. 2d 399
    , 
    802 N.W.2d 194
     (citation omitted).                        We “give
    deference to the [circuit] court’s determination of credibility and evaluation of the
    evidence and draw on its reasoning and adopt the [circuit] court’s reasonable
    inferences.” Id., ¶14.
    ¶27     The circuit court must grant a petition for conditional release “unless
    it finds by clear and convincing evidence that the person would pose a significant
    risk of bodily harm to himself or herself or to others or of serious property damage
    if conditionally released.” WIS. STAT. § 971.17(4)(d). The court may consider the
    nonexhaustive list of factors found in § 971.17(4)(d).                Id.; Randall III, 
    336 Wis. 2d 399
    , ¶16. These factors include:
    [T]he nature and circumstances of the crime, the person’s
    mental history and present mental condition, where the
    person will live, how the person will support himself or
    herself, what arrangements are available to ensure that the
    person has access to and will take necessary medication,
    and what arrangements are possible for treatment beyond
    medication.
    7
    Again, Lange argues that the circuit court committed plain error by accepting the
    examiners’ reports, but he ignores the role that his manipulative conduct played in the court
    accepting the reports in the way it did. See supra ¶21. Lange’s failure to object to the admission
    of the reports during the hearing also constitutes a forfeiture of his argument on appeal that the
    reports were improperly admitted. See State v. Delgado, 
    2002 WI App 38
    , ¶12, 
    250 Wis. 2d 689
    ,
    
    641 N.W.2d 490
     (holding that under the forfeiture rule, a specific, contemporaneous objection is
    required to preserve a claim of error for appeal).
    13
    No. 2021AP1517-CR
    Sec. 971.17(4)(d). The State has “the burden to prove by clear and convincing
    evidence that the commitment should continue because the individual is presently
    a danger to himself, herself or others.” State v. Randall (Randall I), 
    192 Wis. 2d 800
    , 808, 
    532 N.W.2d 94
     (1995).
    ¶28    Here, the circuit court relied on reports filed by Dr. Freiburger and
    Dr. Black, both of which recommended against Lange’s conditional release.
    Those reports support both the court’s determination that Lange was dangerous
    and its decision denying conditional release. Both reports noted Lange’s initial
    offense (sexual assault of a child); his multiple revocations on conditional release;
    his rule violations while on conditional release; and his failure to take
    responsibility for his actions.
    ¶29    Doctor Freiburger noted Lange’s failure to follow rules while at
    Mendota Mental Health Institute, his inability to get along with other patients and
    staff, and his inappropriate sexual behavior toward female patients. Doctor Black
    also noted Lange’s “obsessive need to continue writing women in correctional
    settings,” which resulted in two complaints from women for harassment, stalking,
    and solicitation of “sex letters.” Finally, both doctors noted Lange’s inability to
    control his behavior in a more independent setting. In particular, Black opined
    that if Lange were released too soon, his pattern of “resisting rules, acting out and
    not taking responsibility for what happens, will again cause him to fail in the
    community[.]” Similarly, Freiburger opined that Lange required “a specialized or
    residential level of support and placement to ensure the safety of the community
    and those around him.”
    ¶30    In short, Dr. Freiburger’s and Dr. Black’s reports provide sufficient
    evidence to show that Lange would pose a significant risk to others if
    14
    No. 2021AP1517-CR
    conditionally released. Indeed, Lange does not argue otherwise, if the reports can
    be properly considered. By relying on these reports, the circuit court appropriately
    determined that Lange was dangerous and did not err by denying conditional
    release.
    By the Court.—Order affirmed.
    This     opinion   will   not    be   published.   See     WIS. STAT.
    RULE 809.23(1)(b)5.
    15
    

Document Info

Docket Number: 2021AP001517-CR

Filed Date: 1/9/2024

Precedential Status: Non-Precedential

Modified Date: 9/9/2024