Edward J. Ritger v. Estate of Douglas P. Dahm ( 2020 )


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  •        COURT OF APPEALS
    DECISION                                               NOTICE
    DATED AND FILED                           This opinion is subject to further editing. If
    published, the official version will appear in
    the bound volume of the Official Reports.
    September 30, 2020
    A party may file with the Supreme Court a
    Sheila T. Reiff                 petition to review an adverse decision by the
    Clerk of Court of Appeals            Court of Appeals. See WIS. STAT. § 808.10
    and RULE 809.62.
    Appeal No.          2019AP953                                                    Cir. Ct. No. 2015IN47
    STATE OF WISCONSIN                                            IN COURT OF APPEALS
    DISTRICT II
    IN RE THE ESTATE OF DOUGLAS P. DAHM:
    EDWARD J. RITGER,
    APPELLANT,
    V.
    ESTATE OF DOUGLAS P. DAHM BY ITS PERSONAL REPRESENTATIVE,
    CHERYL H. DAHM,
    RESPONDENT.
    APPEAL from a judgment and an order of the circuit court for
    Sheboygan County: REBECCA L. PERSICK, Judge. Affirmed.
    Before Neubauer, C.J., Reilly, P.J., and Davis, J.
    ¶1        REILLY, P.J. Edward J. Ritger appeals from a judgment entered on
    claims he filed against the Estate of Douglas P. Dahm (the Estate) and from an
    No. 2019AP953
    order denying his motion for reconsideration. On appeal, Ritger challenges (1) the
    court’s grant of a motion to enlarge the Estate’s time to object to his claim of
    $56,301.64, (2) the court’s finding of excusable neglect on the part of the Estate in
    failing to timely file its objection, and (3) the court’s award of $18,207.37 on his
    claim of $56,301.64. We affirm.
    Facts
    ¶2      Douglas P. Dahm and his wife Cheryl H. Dahm were married for
    thirty-plus years and had six children. Douglas had dementia in his later years and
    was incompetent.       Cheryl was advised for financial reasons1 that she should
    divorce Douglas. Cheryl commenced a divorce action on April 24, 2012. Ritger
    and his law firm represented Douglas in the divorce action. Cheryl ultimately
    dismissed the divorce action when the court refused to approve the unequal
    property division. The divorce action was formally dismissed on August 26, 2013.
    ¶3      Shortly after the divorce action was dismissed, Ritger represented
    Douglas’s son, Doug, Jr., in a guardianship proceeding in which Doug, Jr.
    petitioned the court to be appointed Douglas’s legal guardian. Cheryl opposed
    Doug, Jr. being appointed as guardian and petitioned the court to be named
    Douglas’s guardian of person and estate. Ritger eventually withdrew as Doug,
    Jr.’s attorney when his conflict of interest in representing Doug, Jr. against
    Douglas was impressed upon him.
    1
    The goal was to save the family farm by awarding all the assets to Cheryl so Douglas’s
    nursing home care would be paid by Medical Assistance.
    2
    No. 2019AP953
    ¶4       Cheryl was appointed as Douglas’s legal guardian of person and
    estate on January 18, 2014. Ritger, aware that Cheryl was guardian of Douglas’s
    estate, never sought payment from Cheryl for the legal services he rendered to
    Douglas in the divorce action in the span of almost eighteen months between when
    the divorce was dismissed and Douglas’s death on February 20, 2015.
    ¶5       Probate was commenced on March 13, 2015, and Cheryl was
    appointed personal representative of the Estate. Andrew Krajnek was retained as
    attorney for the Estate. Ritger timely and properly filed his claim for $56,301.64
    on June 25, 2015. The Estate failed to file a formal objection to Ritger’s claim
    within sixty days as required by WIS. STAT. § 859.33(1).2 Krajnek failed to inform
    2
    WISCONSIN STAT. § 859.33(1) (2017-18) provides:
    (1) HOW CONTEST INITIATED. The following persons may
    contest a claim or assert an offset or counterclaim in court:
    the personal representative, a guardian ad litem or a person
    interested who has the approval of the court. They may do
    so only by mailing a copy of the objection, offset or
    counterclaim to the claimant or personally serving the same
    upon the claimant and filing the same with the court. The
    objection, offset or counterclaim may be served at any time
    prior to entry of judgment on the claim, but if a copy of the
    claim has been mailed to or served upon the personal
    representative or the attorney for the estate, the objection,
    offset or counterclaim shall be served upon or mailed to the
    claimant and filed with the court within 60 days after the
    copy of the claim was mailed to or served upon the personal
    representative or the attorney for the estate. The personal
    representative shall not be obligated to assert any offset or
    counterclaim in court and may, if he or she deems it to be in
    the best interests of the estate, assert the offset or
    counterclaim in any separate action otherwise authorized by
    law outside the court proceedings. Any offset or
    counterclaim so asserted shall be deemed denied by the
    original claimant.
    All references to the Wisconsin Statutes are to the 2017-18 version unless otherwise noted.
    3
    No. 2019AP953
    Cheryl of Ritger’s claim. When Cheryl learned of Ritger’s claim, she instructed
    Krajnek to oppose it. Krajnek failed to do so, and Cheryl decided new counsel for
    the estate was needed and retained Attorney Kim Rietbrock in September 2016.
    ¶6        Rietbrock informally notified Ritger in early December 2016 that the
    Estate objected to his claim. Ritger and Rietbrock corresponded for almost one
    year in an attempt to resolve the dispute over Ritger’s claim,3 but Rietbrock did
    not move the probate court for an enlargement of time to file an objection.
    Rietbrock, who held herself out as a probate administrator and not a litigator, came
    to the conclusion that she was not going to be able to resolve Ritger’s claim short
    of litigation and informed Cheryl that she needed to obtain trial counsel to litigate
    Ritger’s claim in court. While Rietbrock remained the Estate’s counsel, the Estate
    retained separate counsel to litigate the Estate’s objection to Ritger’s claim.
    ¶7        The Estate filed a formal objection to Ritger’s claim on January 23,
    2018. Ritger responded with a motion for summary judgment, arguing that the
    court did not have “subject matter jurisdiction”4 as the Estate’s objection was not
    filed within sixty days of his claim pursuant to WIS. STAT. § 859.33(1). The Estate
    responded with a Motion to Enlarge Time to File Objection pursuant to WIS.
    3
    Ritger wrote an e-mail to Rietbrock on January 18, 2017, referencing a conversation
    they had on December 6, 2016, in which they discussed proposals to “resolve the claims.” Ritger
    related that health issues in his family caused him to be away from his legal matters. On
    June 2, 2017, Ritger wrote to Rietbrock thanking her for her recent email and stating, “I really
    appreciate your indulgence in letting this slide,” and again explained health issues in his family.
    On July 11, 2017, Ritger wrote to Rietbrock stating, “I’m finally working on an analysis of why I
    should be paid more than the $20,000 you offered for my claim.” Negotiations between Ritger
    and Rietbrock broke down in August 2017.
    4
    Ritger has abandoned his subject matter jurisdiction argument on appeal.
    4
    No. 2019AP953
    STAT. § 801.15(2)(a), asking the court to accept its late-filed objection to Ritger’s
    claim.
    ¶8   The circuit court held a hearing on the motions, denying Ritger’s
    motion for summary judgment and granting the Estate’s motion to enlarge time to
    file its objection. Ritger filed a motion for reconsideration of the circuit court’s
    order, which the court denied. The court then held a bench trial on the Estate’s
    objection to Ritger’s claim and entered a judgment on claims allowing Ritger’s
    claim in the reduced amount of $18,207.37. Ritger filed a second motion for
    reconsideration, which the court also denied. Ritger appeals.
    Motion Hearing: Competency
    ¶9   Ritger’s primary claim on appeal is that the “court lacked the
    competency to grant any relief of any kind to the Estate” on the ground that the
    Estate did not object within sixty days as required by WIS. STAT. § 859.33(1). We
    begin by noting two problems: (1) challenges to court competency are forfeited if
    not timely raised in the circuit court, City of Eau Claire v. Booth, 
    2016 WI 65
    ,
    ¶11, 
    370 Wis. 2d 595
    , 
    882 N.W.2d 738
    ; and (2) an appellant must develop an
    argument to an issue he or she raises, State v. Pettit, 
    171 Wis. 2d 627
    , 646-47, 
    492 N.W.2d 633
     (Ct. App. 1992) (we need not address inadequately developed
    arguments). Ritger did not raise the issue of competency in the circuit court, and,
    contrary to his assertion, subject matter jurisdiction and competency are not the
    same concept. Further, he does not sufficiently develop an argument on appeal as
    to why and how competency applies to the failure to file an objection within sixty
    days under § 859.33(1). We could end our review on forfeiture; however, given
    our inherent authority to disregard forfeiture, we will briefly address why the court
    did have competency. Booth, 
    370 Wis. 2d 595
    , ¶11.
    5
    No. 2019AP953
    ¶10    Competency is not a jurisdictional concept, rather it is the “the
    power of a court to exercise its subject matter jurisdiction in a particular case.”
    Id., ¶7 (citation omitted).       As relevant to this appeal, noncompliance with a
    statutory mandate may affect a court’s power to act, but it never affects a court’s
    subject matter jurisdiction. Id., ¶¶7, 14. As best we can decipher, Ritger is
    arguing that the Estate’s failure to comply with the mandatory language set forth
    in WIS. STAT. § 859.33(1)—that an objection “shall” be filed within sixty days—
    results in a loss of competency if an Estate fails to object within the sixty-day
    period. Ritger’s core argument is that he was entitled to a default judgment the
    moment the sixty days elapsed and that the Estate lost any ability to object to his
    claim.
    ¶11    The fallacy of Ritger’s competency argument is borne out by the fact
    that had Ritger promptly moved for judgment following the sixty days elapsing,
    and had the court granted judgment to Ritger for $56,301.64, the Estate would
    have had the statutory right under WIS. STAT. § 806.07 to ask the court for relief
    from the judgment and the court would have the power to act (competency) on
    such a motion. Likewise, the Estate had the statutory right to move the court to
    enlarge the time to file its objection to Ritger’s claim as WIS. STAT. § 801.15(2)(a)
    provides a party the right to seek relief from a time requirement, even if the
    motion is “made after the expiration of the specified time.” Id.; cf. Flejter v.
    Estate of Flejter, 
    2001 WI App 26
    , ¶¶19, 26, 
    240 Wis. 2d 401
    , 
    623 N.W.2d 552
    (applying      § 801.15(5)(a)’s    three-day       mailing   provision   to   WIS. STAT.
    § 859.33(1)’s sixty-day deadline).       The court had competency to address the
    Estate’s motion to enlarge time.
    6
    No. 2019AP953
    Motion to Enlarge Time: Excusable Neglect
    ¶12    As the court had competency to act on the Estate’s motion to enlarge
    time, we next address Ritger’s argument that the Estate did not prove excusable
    neglect in its failure to timely file its objection pursuant to WIS. STAT. § 859.33. A
    party who moves pursuant to WIS. STAT. § 801.15(2)(a) when the time to act has
    already expired must show that the failure to act was the result of excusable
    neglect. Whether a court grants an extension of time to act is a discretionary
    decision on the part of the court. Hedtcke v. Sentry Ins. Co., 
    109 Wis. 2d 461
    ,
    467, 
    326 N.W.2d 727
     (1982); St. Francis Sav. & Loan Ass’n v. Hearthside
    Homes, Inc., 
    75 Wis. 2d 476
    , 479, 
    249 N.W.2d 924
     (1977).                       A finding of
    excusable neglect by the circuit court “will not be disturbed by an appellate court
    unless an [erroneous exercise] of discretion is clearly shown.” Hedtcke, 
    109 Wis. 2d at 470
    . “The decision of the circuit court need not be one that this court
    would have rendered, but it must be based on a reasonable inquiry and
    examination of the facts.” Casper v. American Int’l S. Ins. Co., 
    2011 WI 81
    , ¶36,
    
    336 Wis. 2d 267
    , 
    800 N.W.2d 880
    .
    ¶13    Excusable neglect is described as “that neglect which might have
    been the act of a reasonably prudent person under the same circumstances.”
    Hedtcke, 
    109 Wis. 2d at 468
     (citation omitted). “It is ‘not synonymous with
    neglect, carelessness or inattentiveness.’” 
    Id.
     (citation omitted). Further, as our
    supreme court explained in Casper,
    The denial of a motion for enlargement of time often results
    in a default judgment for the plaintiffs, a result disfavored
    by the law, which “prefers, whenever reasonably possible,
    to afford litigants a day in court and a trial on the issues.”
    Dugenske v. Dugenske, 
    80 Wis. 2d 64
    , 68, 
    257 N.W.2d 865
     (1977) (citing Quinn Distribs., Inc. v. Miller, 
    43 Wis. 2d 291
    , 296, 
    168 N.W.2d 552
     (1969)). On the other
    hand, the court also must be cognizant of the policies of
    prompt adjudication that can be advanced when a party that
    7
    No. 2019AP953
    has failed to timely respond is held accountable for such
    delay. 
    Id.
     It is these considerations, together with the
    particular facts of the case, that must inform the circuit
    court’s decision whether to grant a motion to enlarge time.
    Casper, 
    336 Wis. 2d 267
    , ¶38. The burden of establishing excusable neglect is on
    the party seeking relief from a default judgment.                 See Carmain v. Affiliated
    Capital Corp., 
    2002 WI App 271
    , ¶23, 
    258 Wis. 2d 378
    , 
    654 N.W.2d 265
    .
    ¶14     We conclude the circuit court properly exercised its discretion. As
    an initial matter, we acknowledge that the circuit court’s decision analyzed the
    issue by utilizing the five factors set forth in an unpublished decision of this court,
    Estate of Rainey v. Rainey-Dargitz, No. 2014AP1302-FT, unpublished slip op.
    (Ct. App. Nov. 5, 2014), which the Estate cited in a letter brief to the court.5
    Despite the court recognizing that no judgment had been granted to Ritger in this
    case, it addressed the Estate’s motion as if judgment had been granted and that the
    5
    Estate of Rainey v. Rainey-Dargitz, No. 2014AP1302-FT, unpublished slip op
    (WI App Nov. 5, 2014), is an unpublished per curiam decision of this court, and accordingly,
    cannot be “cited in any court of this state as precedent or authority.” See WIS. STAT.
    § 809.23(3)(b). The circuit court recognized this fact at the hearing on Ritger’s motion for
    reconsideration. In Rainey, similar to this case, the attorney for the estate failed to file an
    objection to a claim within sixty days, but there, the court granted a default judgment and allowed
    the claim against the estate. Rainey, No. 2014AP1302-FT, ¶2. The estate filed motions for
    reconsideration and relief from judgment pursuant to WIS. STAT. § 806.07, which the circuit court
    denied. Rainey, No. 2014AP1302-FT, ¶¶3-4. As the parties recognized upon briefing to this
    court, in this case, no judgment had been entered at the time the Estate filed the motion to enlarge
    time; therefore, § 806.07 is inapplicable under the circumstances. Although the circuit court’s
    reliance on Rainey was inappropriate, we address the five factors as they hail from Miller v.
    Hanover Ins. Co., 
    2010 WI 75
    , ¶36, 
    326 Wis. 2d 640
    , 
    785 N.W.2d 493
    , and are relevant to the
    discussion of the excusable neglect standard.
    8
    No. 2019AP953
    Estate was seeking relief from the judgment.6                     The five factors include:
    (1) “whether the judgment was the result of the conscientious, deliberate and well-
    informed choice of the claimant”—the court found Cheryl did not initially know
    of Ritger’s claim and she told her attorneys to oppose it; (2) “whether the claimant
    received the effective assistance of counsel”—the court found ineffective
    assistance of counsel; (3) “whether relief is sought from a judgment in which there
    has been no judicial consideration of the merits and the interest of deciding the
    particular case on the merits outweighs the finality of judgments”— no judgment
    had been granted; (4) “whether there is a meritorious defense to the claim”—the
    court determined there was; and (5) “whether there are intervening circumstances
    making it inequitable to grant relief”—the court observed that Rietbrock and
    Ritger were informally attempting to negotiate a resolution, and only when such a
    resolution could not be achieved did Rietbrock bow out in favor of a trial attorney
    to handle resolution of the claim. See Miller v. Hanover Ins. Co., 
    2010 WI 75
    ,
    ¶36, 
    326 Wis. 2d 640
    , 
    785 N.W.2d 493
     (citation omitted).
    ¶15     Recognizing that the circuit court failed to specifically address the
    excusable neglect standard under WIS. STAT. § 801.15(2)(a), we agree with the
    Estate that the circuit court’s exercise of discretion in granting the Estate’s motion
    to enlarge time was sufficient to be upheld on appeal. “Because the exercise of
    6
    WISCONSIN STAT. § 806.07 provides the terms under which a court may relieve a party
    from a judgment, including “[m]istake, inadvertence, surprise, or excusable neglect” and a
    “catchall” provision, which allows a party to seek relief for “[a]ny other reasons justifying relief
    from the operation of the judgment.” Sec. 806.07(1)(a), (h). In a claim seeking relief under
    § 806.07(1)(h), the movant carries the burden to establish the existence of “extraordinary
    circumstances” that “justify[] relief in the interest of justice.” Miller, 
    326 Wis. 2d 640
    , ¶¶34-35.
    Extraordinary circumstances exist only in “extreme and limited cases,” Connor v. Connor, 
    2001 WI 49
    , ¶43, 
    243 Wis. 2d 279
    , 
    627 N.W.2d 182
    , and require the court to consider a wide range of
    factors, most notably, the “five interest of justice factors,” Miller, 
    326 Wis. 2d 640
    , ¶¶36, 49.
    9
    No. 2019AP953
    discretion is so essential to the [circuit] court’s functioning, we generally look for
    reasons to sustain discretionary decisions.” Burkes v. Hales, 
    165 Wis. 2d 585
    ,
    591, 
    478 N.W.2d 37
     (Ct. App. 1991) (citation omitted). Therefore, even where the
    circuit court relied on the wrong rationale, we may affirm the court’s decision if
    we determine that the record provides a basis for it. See State v. Gray, 
    225 Wis. 2d 39
    , 51, 
    590 N.W.2d 918
     (1999).
    ¶16     Here, we conclude that the Estate’s late-filed objection to Ritger’s
    claim constitutes excusable neglect. The court considered Cheryl’s initial lack of
    knowledge of Ritger’s claim as a result of Krajnek’s failure to communicate the
    existence of the claim.7 Krajnek should have recognized that WIS. STAT. § 859.33
    provided the Estate sixty days to object to the claim and should have
    communicated the existence of the claim, and the sixty-day deadline, to Cheryl.
    When Cheryl eventually became aware of the claim, she instructed Krajnek to
    contest the claim; when she did not hear from him after a couple months, she
    followed up with him; and when he ultimately failed to file an objection, she
    replaced him with Rietbrock. Although Rietbrock also failed to formally object to
    the claim or file a motion to enlarge time, she negotiated the claim with Ritger.
    Under these circumstances, the circuit court found that the Estate had received
    ineffective assistance of counsel.
    ¶17     Our supreme court has established that “[a] litigant is not to be
    penalized for the neglect or mistakes of his lawyer. Courts will relieve parties
    from the consequences of the neglect or mistakes of their attorney, when it can be
    7
    Cheryl learned of the claim from her son who was attempting to purchase some of the
    Estate’s land.
    10
    No. 2019AP953
    done without substantial prejudice to their adversaries.” Paschong v. Hollenbeck,
    
    13 Wis. 2d 415
    , 422, 
    108 N.W.2d 668
     (1961) (citation omitted). Negligence, “ill
    advice, … mistake of law, or … failure on the part of an attorney, may constitute
    excusable neglect on the part of the client when the client has acted as a
    reasonable, prudent person in engaging an attorney of good reputation, has relied
    on him [or her] to protect his [or her] rights, and has made reasonable inquiry
    concerning the proceeding.” 
    Id. at 422-24
    . The circuit court must consider the
    circumstances in each case and exercise its “equitable powers to secure substantial
    justice between the parties.” 
    Id. at 424
    .
    ¶18    In this case, the circuit court properly considered the circumstances
    that it found constituted ineffective assistance of counsel.       Recognizing that
    Cheryl, as personal representative of the Estate, took steps to make a reasonable
    inquiry into the proceeding—including contacting Krajnek, informing him to
    object to the claim, following up, and finally replacing counsel—we conclude that
    Cheryl, and the Estate, acted as a reasonable, prudent person and the conduct of
    the attorneys should not be imputed to the Estate and their ineffective assistance
    constitutes “reasonable grounds for noncompliance with the statutory time
    period.” Hedtcke, 
    109 Wis. 2d at 468
    .
    ¶19    Pursuant to our supreme court’s instruction in Hedtcke, the circuit
    court must also “go further than considering the causes for the neglect” to consider
    “[t]he interests of justice,” which “require the circuit court to be aware of the
    effects of an order denying or granting relief.” 
    Id. at 469
    . “The interests of justice
    require the court to consider the sometimes contradictory interests in affording
    litigants a day in court, and in ensuring prompt adjudication.” Rutan v. Miller,
    
    213 Wis. 2d 94
    , 102, 
    570 N.W.2d 54
     (Ct. App. 1997).                 “In making this
    assessment, the court should look to such factors as ‘whether the dilatory party has
    11
    No. 2019AP953
    been acting in good faith, and whether the opposing party has been prejudiced.’”
    
    Id.
     (citation omitted). When a court is presented with a motion to enlarge time the
    court should also consider whether the motion was filed within a reasonable time
    after expiration of the statutory period and, if not, whether there was a reasonable
    basis for the delay. 
    Id.
     We conclude that the circuit court’s discussion satisfied
    these requirements.
    ¶20    First, the circuit court observed that a meritorious defense to Ritger’s
    claim existed, recognizing that the Estate was entitled to its day in court as Ritger
    was “entitled to some amount of money for the representation” but there was a
    dispute as to the “fees charged for a period of time when [Ritger] wasn’t
    representing [Douglas].”    Further, as we acknowledged above, the Estate, by
    Cheryl, acted in good faith as once she learned of the claim she took steps to
    ensure that an objection was filed. And finally, we note that Ritger was not
    prejudiced. The circuit court observed that as of December 2016, Ritger knew his
    claim was being objected to, and Ritger and Rietbrock exchanged correspondence
    aimed at negotiating a resolution to the claims for close to a year afterwards. At
    no point during this time did Ritger move for judgment on his claim or raise an
    issue about the lack of a formal objection having been filed. Further, the court
    noted that Ritger’s health-related issues delayed the case.
    ¶21    The circuit court acknowledged Wisconsin’s strong preference for
    giving litigants their day in court to litigate the issues and found that “valid
    reasons” existed for the court to grant the Estate’s request to enlarge the time for
    objection. We conclude that the court did not erroneously exercise its discretion.
    12
    No. 2019AP953
    Court Trial
    ¶22    Ritger next argues that the circuit court erred in its decision on the
    merits as to the amount of his claim. The court held a bench trial on October 18,
    2018, and issued an oral ruling on the claim on December 13, 2018. The court
    entered judgment on Ritger’s claim but reduced the claim from $56,301.64 to
    $18,207.37.8 The court awarded fees to Ritger for his representation of Douglas
    with respect to the divorce, but it refused to award Ritger fees for representing
    Doug, Jr. in the contested guardianship proceeding.
    ¶23    On appeal, Ritger argues that Douglas appointed Doug, Jr. as his
    Financial Durable Power of Attorney on May 10, 2012, and that the Fee
    Agreement’s inclusion of the phrase “and other legal matters” in conjunction with
    the agency powers conferred on Doug, Jr. would allow Ritger to provide all legal
    service “Ritger provided to or on behalf of” Douglas during this time, not limited
    to providing services for the divorce action. The Estate does not contest the
    judgment awarded to Ritger and asks that the circuit court’s award of $18,207.37
    be upheld on appeal. We conclude that the main issue on appeal is whether denial
    of the total amount of the claim was supported by the evidence.
    ¶24    This court has explained that
    Following a bench trial, “[f]indings of fact shall not be
    set aside unless clearly erroneous, and due regard shall be
    given to the opportunity of the [circuit] court to judge the
    credibility of the witnesses.” WIS. STAT. § 805.17(2). We
    will therefore not upset a [circuit] court’s findings of fact
    unless they are clearly erroneous, nor will we reweigh
    evidence or assess witness credibility.         Dickman v.
    8
    The total amount of fees awarded was $21,931.50, less the $3,724.13 that Ritger
    already received.
    13
    No. 2019AP953
    Vollmer, 
    2007 WI App 141
    , ¶14, 
    303 Wis. 2d 241
    , 
    736 N.W.2d 202
    . “Findings of fact made by the trial court with
    regard to damages will not be upset by us unless clearly
    erroneous.” Three & One Co. v. Geilfuss, 
    178 Wis. 2d 400
    , 410, 
    504 N.W.2d 393
     (Ct. App. 1993).
    Cianciola, LLP v. Milwaukee Metro. Sewerage Dist., 
    2011 WI App 35
    , ¶12, 
    331 Wis. 2d 740
    , 
    796 N.W.2d 806
    . We will not reverse circuit court findings “unless
    [such findings] are against the great weight and clear preponderance of the
    evidence.” Cogswell v. Robertshaw Controls Co., 
    87 Wis. 2d 243
    , 249, 
    274 N.W.2d 647
     (1979).
    ¶25     We uphold the circuit court’s judgment on appeal.                   Evidence
    produced at trial reflected that Ritger never sent a legal bill to Douglas or Cheryl,
    his guardian, for his legal services in the eighteen months prior to Douglas’s death
    and only asked for payment after Douglas passed away. Ritger’s legal bills9
    reflected that approximately fifty percent of his claim was for work he or his law
    firm did for Doug, Jr. in the contested guardianship proceedings. The court found
    that most of Ritger’s billing up through the divorce proceeding were legitimate,
    but it found that the time where Ritger and his firm provided services for Doug, Jr.
    in the guardianship proceeding were not proper claims against the Estate and
    denied those charges. The court explained,
    Turning to the Ritger Law Office claim. So there
    doesn’t seem to be any dispute that it was a conflict of
    interest for Ritger Law Office to represent [Doug, Jr.] on a
    petition for guardianship against Douglas … after they had
    represented Douglas … in the divorce case.
    ….
    9
    The claim filed by Ritger against the Estate included over fifty pages of line-item
    charges. Approximately twenty-three pages of Ritger’s itemized billings contained in his claim
    against the Estate were for charges incurred after the divorce action had been dismissed.
    14
    No. 2019AP953
    So Ritger Law Offices shouldn’t have been involved.
    And by saying that, I’m not saying that they shouldn’t be
    paid for what they did, but they shouldn’t be paid by the
    Estate. At that point when the guardianship action was
    commenced, the client would have been [Doug, Jr.] And
    Ritger Law Offices can seek reimbursement for any action
    they took regarding the guardianship from [Doug, Jr.]
    The court also concluded that the language from the fee agreement indicating that
    Ritger was retained for “the divorce and other legal matters” was “so vague as to
    be unenforceable” and “basically gives Ritger Law Office free reign to do
    anything they want in the name of other legal matters.” Further, the court noted
    that there was an opportunity for Ritger to obtain fees in the guardianship case as
    there was a hearing on claims in April 2014, but Ritger did not request fees at that
    time.10
    ¶26   The court examined Ritger’s billing records line by line and found,
    after deducting what Ritger had already received, that he had a claim against the
    Estate for $18,207.37, and so ordered judgment. There was certainly no error by
    the court in denying that portion of Ritger’s claim that were for services provided
    to someone other than Douglas and denying the charges that post-dated the
    divorce action.
    Conclusion
    ¶27   As the court had competency to entertain the Estate’s motion to
    enlarge time, properly exercised its discretion in finding excusable neglect, and the
    evidence was more than sufficient to support the court’s findings of fact at the
    court trial, we affirm.
    10
    The circuit court in the guardianship proceeding did award fees to the attorney who
    took over as counsel for Doug, Jr.
    15
    No. 2019AP953
    By the Court.—Judgment and order affirmed.
    Not recommended for publication in the official reports.
    16
    

Document Info

Docket Number: 2019AP000953

Filed Date: 9/30/2020

Precedential Status: Non-Precedential

Modified Date: 9/9/2024