State v. Anne E. Streckenbach ( 2021 )

COURT OF APPEALS
DECISION NOTICE
DATED AND FILED This opinion is subject to further editing. If
published, the official version will appear in
the bound volume of the Official Reports.
December 7, 2021
A party may file with the Supreme Court a
Sheila T. Reiff petition to review an adverse decision by the
Clerk of Court of Appeals Court of Appeals. See WIS. STAT. § 808.10
and RULE 809.62.
Appeal No. 2020AP345-CR Cir. Ct. No. 2019CT66
STATE OF WISCONSIN IN COURT OF APPEALS
DISTRICT III
STATE OF WISCONSIN,
PLAINTIFF-RESPONDENT,
V.
ANNE E. STRECKENBACH,
DEFENDANT-APPELLANT.
APPEAL from a judgment of the circuit court for Outagamie
County: EMILY I. LONERGAN, Judge. Affirmed.
¶1 STARK, P.J.1 Anne Streckenbach appeals a judgment convicting
her of operating a motor vehicle while intoxicated (OWI), as a second offense.
Streckenbach argues that the circuit court should have granted her motion to
1
This appeal is decided by one judge pursuant to WIS. STAT. § 752.31(2) (2019-20). All
references to the Wisconsin Statutes are to the 2019-20 version unless otherwise noted.
No. 2020AP345-CR
suppress evidence because the officer who arrested her violated her constitutional
right to be free from self-incrimination by “extensively interrogat[ing] her prior to
her formal arrest.” We conclude the officer’s questions were permissible within
the context of his investigatory stop of Streckenbach’s vehicle. We therefore
affirm.
BACKGROUND
¶2 A criminal complaint charged Streckenbach with OWI and operating
with a prohibited alcohol concentration (PAC), both as second offenses.
Streckenbach moved to suppress all evidence gathered by the officer who arrested
her on the grounds that he had violated her right to be free from self-incrimination
under the Fifth Amendment to the United States Constitution and article I,
section 8 of the Wisconsin Constitution. Streckenbach’s motion alleged the
following facts, which are not disputed on appeal.
¶3 Officer Jason Schmitz of the Appleton Police Department stopped a
vehicle that Streckenbach was driving after he observed it deviating from its lane
of travel. After approaching Streckenbach, Schmitz observed indicia of
intoxication, and he therefore decided to ask Streckenbach to perform field
sobriety tests. However, before doing so, Schmitz asked Streckenbach the
following questions:
(A) What level of education she achieved;
(B) Whether she wears contacts, and whether they are hard
or soft;
(C) What time it currently was without looking at a clock
or watch;
(D) What the date was, again without looking;
(E) How many hours of sleep she had;
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No. 2020AP345-CR
(F) What time she went to sleep the night before [the] stop;
(G) What time she woke up that morning;
(H) Whether the number of hours she slept was “normal”
for her;
(I) Whether she was under a doctor’s care for anything;
(J) Whether she took any medications;
(K) What medications did she take;
(L) When her last dose was taken;
(M) Whether she had been to a dentist within the last 24
hours;
(N) Whether she had any injuries;
(O) Whether she suffered from epilepsy or diabetes;
(P) Where she was going prior to her detention;
(Q) How many drinks she consumed before driving;
(R) What kind of drinks had she consumed;
(S) Where she consumed the drinks;
(T) What time she consumed the first drink;
(U) What time she consumed the last drink;
(V) Whether she took any street drugs;
([W]) Whether she felt she was under the influence; and
([X]) Whether she was operating her motor vehicle at the
time she was stopped.
¶4 These questions appear on a Wisconsin Department of
Transportation form entitled “Alcohol/Drug Influence Report.” According to
Streckenbach, that form is typically read to an OWI suspect after he or she has
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No. 2020AP345-CR
been arrested and has been given Miranda2 warnings, which are printed on the
form.
¶5 Schmitz did not give Streckenbach Miranda warnings before asking
the questions listed above. After Schmitz asked the questions, Streckenbach
performed field sobriety tests, which she failed. Schmitz then placed
Streckenbach under arrest for OWI.
¶6 Following a nonevidentiary hearing, the circuit court denied
Streckenbach’s suppression motion. The court reasoned that the law “allows an
officer to ask questions related to a traffic stop without giving a Miranda warning
initially.” The court acknowledged that the questions Schmitz asked were
“probably more extensive than most officers might ask.” The court stated,
however, that the questions fell within the “general categories” of questions that
officers typically ask drivers during investigatory stops, such as “where they were,
where they were going, if they had been drinking, how many drinks, [and] have
you taken any medication.” The court reiterated that officers are allowed to ask
such questions, and it found that Schmitz’s questioning of Streckenbach was not
“unnecessarily prolonged.” The court further concluded that the questioning did
not constitute a custodial interrogation but was instead “basically investigative
questions to determine whether or not to do field sobriety testing.”
¶7 After the circuit court denied her suppression motion, Streckenbach
entered a no-contest plea to the OWI charge, which the court accepted and
thereafter found her guilty. The PAC charge was dismissed on the prosecutor’s
2
See Miranda v. Arizona, 384 U.S. 436 (1966).
4
No. 2020AP345-CR
motion. Streckenbach now appeals, arguing the court erred by denying her
suppression motion.3 See WIS. STAT. § 971.31(10) (permitting appellate review of
an order denying a motion to suppress evidence, notwithstanding the defendant’s
guilty or no-contest plea).
DISCUSSION
¶8 Our review of a circuit court’s decision on a motion to suppress
evidence presents a question of constitutional fact. State v. Knapp, 2005 WI 127,
¶19, 285 Wis. 2d 86, 700 N.W.2d 899. We will uphold the circuit court’s factual
findings unless they are clearly erroneous, but we independently determine
whether the facts satisfy the relevant constitutional standard. Id. In this case, the
facts are not disputed on appeal, and the only question is whether the facts
establish that law enforcement violated Streckenbach’s constitutional right to be
free from self-incrimination.4
¶9 Both the Fifth Amendment to the United States Constitution and
article I, section 8 of the Wisconsin Constitution provide that no person shall be
compelled to be a witness against him- or herself in any criminal case. See U.S.
CONST. amend V; WIS. CONST. art. I, § 8. Streckenbach contends that Schmitz
3
The Honorable Nancy J. Krueger denied Streckenbach’s suppression motion. The
Honorable Emily I. Lonergan entered Streckenbach’s judgment of conviction.
4
The State frames the issue on appeal as whether the circuit court properly denied
Streckenbach’s suppression motion without an evidentiary hearing. Streckenbach does not
appear to argue, however, that the court should have held an evidentiary hearing before denying
her motion. Instead, she appears to contend that the facts alleged in her suppression motion—
which the State did not dispute in the circuit court—establish a violation of her constitutional
right to be free from self-incrimination as a matter of law. As explained below, we reject that
argument and conclude, as a matter of law, that the court properly denied Streckenbach’s
suppression motion.
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No. 2020AP345-CR
violated these constitutional provisions when he asked her the twenty-four
questions listed above during the course of a routine traffic stop. Her argument
fails, however, because she has not established that she was compelled to answer
Schmitz’s questions.
¶10 “It is … well-established in Fifth Amendment jurisprudence that
‘[t]he Fifth Amendment prohibits only compelled testimony that is
incriminating.’” State v. Mark, 2006 WI 78, ¶16, 292 Wis. 2d 1, 718 N.W.2d 90(emphasis added) (citation omitted). A police officer may initiate a traffic stop—
which is analogous to a Terry5 stop—when the facts of the case would warrant a
reasonable officer, in light of his or her training and experience, to suspect that the
driver has committed, is committing, or is about to commit a crime or traffic
violation. See State v. Post, 2007 WI 60, ¶¶11-13, 301 Wis. 2d 1, 733 N.W.2d
634; see also Berkemer v. McCarty, 468 U.S. 420, 439 (1984) (analogizing a
traffic stop to a Terry stop). During the stop, the officer may “ask the detainee a
moderate number of questions to determine [the detainee’s] identity and to try to
obtain information confirming or dispelling the officer’s suspicions.” Berkemer,
468 U.S. at 439; see also State v. Betow, 226 Wis. 2d 90, 93, 593 N.W.2d 499 (Ct.
App. 1999) (stating that during a traffic stop, a driver “may be asked questions
reasonably related to the nature of the stop—including his or her destination and
purpose”). The detainee, however, “is not obliged to respond.” Berkemer, 468
U.S. at 439.
¶11 Consistent with these principles, this court recently stated that the
Fifth Amendment
5
See Terry v. Ohio, 392 U.S. 1 (1968).
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No. 2020AP345-CR
does not prohibit the police from asking questions during a
Terry stop, even though the suspect is not free to leave
during the temporary detention. What the Fifth
Amendment does prohibit is the use of practices or tactics
that compel a person to incriminate himself or
herself: tactics which create a coercive custodial
environment that is the functional equivalent of a formal
arrest in which “the behavior of ... law enforcement
officials was such as to overbear [the individual’s] will to
resist and bring about confessions not freely
self-determined.”
State v. D.R.C., No. 2019AP1155, unpublished slip op. ¶42 (WI App May 13,
2020) (quoting Beckwith v. United States, 425 U.S. 341, 347-48 (1976); citing
Miranda, 384 U.S. at 457-58).6
¶12 Streckenbach does not point to any evidence in the record on appeal
suggesting that she was compelled to answer the questions Schmitz asked her after
he stopped her vehicle. She does not dispute that Schmitz had reasonable
suspicion to stop her vehicle after he observed it deviating from its lane of travel.
Nor does she dispute that Schmitz had reasonable suspicion to investigate whether
she had committed an OWI based on the indicia of intoxication that he observed
during the stop. See Betow, 226 Wis. 2d at 94-95 (stating an officer may extend a
valid traffic stop if, during the course of the stop, he or she becomes aware of
additional facts that give rise to reasonable suspicion that the driver has committed
a separate offense). Under Berkemer, Schmitz was therefore permitted to ask
Streckenbach a moderate number of questions to determine her identity and to
confirm or dispel his suspicions. See Berkemer, 468 U.S. at 439.
6
Unpublished opinions authored by a single judge may be cited for their persuasive
value. See WIS. STAT. RULE 809.23(3)(b).
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No. 2020AP345-CR
¶13 Streckenbach contends that the number of questions Schmitz asked
her—i.e., twenty-four—was not moderate. Under the circumstances of this case,
we disagree. Each of the questions that Schmitz asked Streckenbach was
relatively brief. Many of the questions called for “yes” or “no” answers, and none
of the questions required answers comprised of more than a few words. The
circuit court expressly found that the questions did not unnecessarily prolong the
stop, and Streckenbach does not challenge that finding on appeal. On these facts,
we reject Streckenbach’s assertion that the number of questions Schmitz asked
exceeded the moderate number of questions that an officer may permissibly ask
during a routine traffic stop.
¶14 Streckenbach also contends that the questions Schmitz asked were
not reasonably related to the nature of the stop and were not relevant to confirming
or dispelling his suspicion that Streckenbach had committed an OWI offense.
Again, we disagree. A number of the questions that Schmitz asked were related to
whether Schmitz had consumed alcohol or street drugs before driving, whether she
was under the influence, and whether she was operating her vehicle at the time she
was stopped. Those questions were clearly relevant to confirming or dispelling
Schmitz’s suspicion that Streckenbach had operated her vehicle while intoxicated.
Schmitz’s questions asking Streckenbach to provide the date and time without
looking at a watch, and his question asking where she was going before the stop,
were also relevant to assessing her level of intoxication. If Streckenbach had
struggled to provide answers to those questions, it would have further suggested
that she was under the influence of alcohol or drugs.
¶15 Schmitz’s questions regarding Streckenbach’s sleep, whether she
was under a doctor’s care, whether she was taking medications, whether she had
been to the dentist in the last twenty-four hours, whether she was injured, and
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No. 2020AP345-CR
whether she suffered from epilepsy or diabetes were relevant to determining
whether there was an alternative explanation for Streckenbach’s lane deviation and
for the indicia of intoxication that Schmitz observed. Those questions—along
with the question asking whether Streckenbach wore contacts—were also relevant
to assessing Streckenbach’s ability to perform field sobriety tests and to
interpreting her performance on those tests. Finally, Schmitz’s question regarding
Streckenbach’s level of education was relevant to confirming whether she
understood his questions and would be able to understand and follow his
directions during the field sobriety tests. We therefore reject Streckenbach’s
argument that Schmitz’s questions were impermissible because they were not
reasonably related to the purpose of the traffic stop and did not serve to confirm or
dispel Schmitz’s suspicion that she had committed an OWI offense.
¶16 Citing Knapp and Missouri v. Seibert, 542 U.S. 600 (2004),
Streckenbach further argues that the questions at issue in this case constituted an
impermissible “end-run” around the requirement that police provide Miranda
warnings before interrogating a suspect. She asserts that the questions Schmitz
asked her are found on the “Alcohol/Drug Influence Report” form, which is
typically read to an OWI suspect after he or she is arrested and after Miranda
warnings have been given, and the State does not dispute this assertion.
Streckenbach therefore suggests that Schmitz was required to provide Miranda
warnings before asking her the questions listed on the form.
¶17 This argument fails because Miranda warnings are required only
when an individual is subjected to a custodial interrogation. See State v. Dobbs,
2020 WI 64, ¶52, 392 Wis. 2d 505, 945 N.W.2d 609. In other words, custody is
“a necessary prerequisite to Miranda protections.” Dobbs, 392 Wis. 2d 505, ¶53
(citation omitted). A traffic stop “does not rise to the level of ‘custody’ for
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No. 2020AP345-CR
purposes of Miranda” unless, under the totality of the circumstances, the driver’s
“freedom of action is curtailed to a degree associated with a formal arrest.”
Dobbs, 392 Wis. 2d 505, ¶59. Streckenbach does not develop any argument that
she was in custody at the time Schmitz asked the questions at issue in this appeal.
It is undisputed that Streckenbach was not under arrest at that time, and she does
not point to any facts indicating that her freedom of action was curtailed to a
degree associated with a formal arrest. We therefore reject Streckenbach’s
argument that suppression is warranted because Schmitz questioned her before
providing Miranda warnings, or because the questioning constituted an
impermissible “end-run” around Miranda.7
¶18 Finally, Streckenbach argues that even if Schmitz’s questioning did
not violate her right to be free from self-incrimination under the Fifth Amendment
to the United States Constitution, we should construe article I, section 8 of the
Wisconsin Constitution as providing greater protection than the Fifth Amendment
under the circumstances of this case. Citing Knapp, Streckenbach asserts that “the
Wisconsin constitutional prohibition against self-incrimination is not co-extensive
with the Federal Constitution provision, but rather, extends beyond it.”
7
Because Streckenbach has not shown that she was entitled to Miranda warnings before
Schmitz questioned her, her reliance on State v. Knapp, 2005 WI 127, 285 Wis. 2d 86, 700
N.W.2d 899, is misplaced. The issue in Knapp was whether physical evidence obtained as a
direct result of an intentional Miranda violation should be suppressed as fruit of the poisonous
tree. See Knapp, 285 Wis. 2d 86, ¶¶1-2. Streckenbach has not shown that a Miranda violation
occurred in this case, much less an intentional violation.
Streckenbach’s reliance on Missouri v. Seibert, 542 U.S. 600 (2004), is similarly
misplaced. In Seibert, the Court held that police violated Miranda when they arrested the
defendant; intentionally refrained from giving her Miranda warnings; interrogated her until they
obtained a confession; only then gave her Miranda warnings; and subsequently obtained a
second, substantively identical confession. Seibert, 542 U.S. at 604-05. Seibert is
distinguishable because, unlike Streckenbach, the defendant in Seibert was under arrest when the
questioning occurred and was thus indisputably in custody for purposes of Miranda.
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No. 2020AP345-CR
¶19 As noted above, the issue in Knapp was whether physical evidence
obtained as a direct result of an intentional Miranda violation should be
suppressed as fruit of the poisonous tree. See Knapp, 285 Wis. 2d 86, ¶¶1-2. In
addressing that issue, the Knapp court acknowledged that a plurality of the United
States Supreme Court had recently held in United States v. Patane, 542 U.S. 630(2004), that the fruit of the poisonous tree doctrine did not extend to derivative
evidence discovered as a result of a defendant’s voluntary statements obtained
without Miranda warnings. Knapp, 285 Wis. 2d 86, ¶1. Nevertheless, the Knapp
court concluded that suppression was warranted because under article I, section 8
of the Wisconsin Constitution, “the exclusionary rule bars physical fruits obtained
from a deliberate Miranda violation.” Knapp, 285 Wis. 2d 86, ¶73.
¶20 The Knapp court held that in one specific circumstance, article I,
section 8 of the Wisconsin Constitution provided greater protection than the Fifth
Amendment to the United States Constitution. However, the circumstance at issue
in Knapp—i.e., law enforcement obtaining physical evidence as a direct result of
an intentional Miranda violation—is not present in this case. Streckenbach does
not develop any argument explaining why we should interpret the Wisconsin
Constitution as providing greater protection than the United States Constitution
under the circumstances at issue here—namely, where an officer questioned a
suspect during a valid traffic stop at a time when the suspect was not in custody
for Miranda purposes. We therefore decline to do so.
¶21 For all of the reasons explained above, we conclude that Schmitz did
not violate Streckenbach’s constitutional right to be free from self-incrimination
under either the Fifth Amendment to the United States Constitution or article I,
section 8 of the Wisconsin Constitution. As such, the circuit court properly denied
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No. 2020AP345-CR
Streckenbach’s suppression motion, and we therefore affirm her judgment of
conviction.
By the Court.—Judgment affirmed.
This opinion will not be published. See WIS. STAT. RULE
809.23(1)(b)4.
12