Waupaca County v. H. I. B. ( 2022 )

COURT OF APPEALS
DECISION NOTICE
DATED AND FILED This opinion is subject to further editing. If
published, the official version will appear in
the bound volume of the Official Reports.
April 7, 2022
A party may file with the Supreme Court a
Sheila T. Reiff petition to review an adverse decision by the
Clerk of Court of Appeals Court of Appeals. See WIS. STAT. § 808.10
and RULE 809.62.
Appeal No. 2021AP2026 Cir. Ct. No. 2003ME22
STATE OF WISCONSIN IN COURT OF APPEALS
DISTRICT IV
IN THE MATTER OF THE CONDITION OF H. I. B.:
WAUPACA COUNTY,
PETITIONER-RESPONDENT,
V.
H. I. B.,
RESPONDENT-APPELLANT.
APPEAL from orders of the circuit court for Waupaca County:
VICKI L. CLUSSMAN, Judge. Affirmed.
No. 2021AP2026
¶1 BLANCHARD, P.J.1 “Hazel” appeals a circuit court order
extending her involuntary mental commitment.2 The order is based on jury
findings that Hazel was mentally ill, a proper subject for treatment, and a danger to
herself or others. Hazel argues that Waupaca County did not meet its burden to
prove by clear and convincing evidence at trial that, without continued
commitment, she would become a danger to herself or others. More specifically,
she contends that the County failed to prove its theory that, if Hazel’s treatment
were withdrawn, she would be unable to satisfy her basic needs for nourishment,
medical care, shelter, or safety, causing a substantial probability of imminent death
or harm. See WIS. STAT. §§ 51.20(1)(am), 51.20(1)(a)2.d. I conclude that there
was evidence presented at trial that gives rise to at least one reasonable set of
inferences that supports the jury’s challenged findings under the pertinent statutes.
Accordingly, I affirm both the recommitment order and the medication order.
BACKGROUND
¶2 In May 2021, the County petitioned for a one-year extension of a
prior Chapter 51 mental commitment of Hazel. The County alleged that Hazel had
a diagnosis of bipolar disorder, and that she
1
This appeal is decided by one judge pursuant to WIS. STAT. § 752.31(2)(d) (2019-20).
All references to the Wisconsin Statutes are to the 2019-20 version unless otherwise noted.
2
H.I.B.’s first name is not Hazel, but for ease of reading and consistent with the use of a
pseudonym in this litigation to protect her privacy, I follow the County in referring to her as
“Hazel.”
Separately, Hazel also appeals a separate order requiring involuntary medication and
treatment (“the medication order”), but she does not offer any separate argument on this issue.
She merely asserts that, because the recommitment order is invalid, then the medication order
must also be invalid. I affirm the medication order based on my rejection of her challenge to the
recommitment order.
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No. 2021AP2026
has a history of significant physical and mental health
decline when not in treatment. She receives necessary
services 7 days per week, at least twice per day. Without
services, [she] is at high risk of decompensation and
hospitalization due to medication non-compliance, which
results in increased paranoia, delusions, hallucinations, and
food and water restricting.
¶3 The circuit court promptly issued an order appointing psychiatrist
Marshall Bales to conduct an examination of Hazel in anticipation of a hearing on
the recommitment petition.
¶4 Hazel requested a jury trial. At a trial, during which Hazel was
represented by counsel, the jury heard testimony from two witnesses called by the
County: Dr. Bales and Cary Ogden, the social worker who signed the petition to
extend the commitment. Hazel called one witnesses, Renee Mykisen, a mental
health technician who had worked with Hazel for 20 years. In addition, Hazel
herself testified. Details of testimony are referenced in the Discussion section
below.
¶5 The pertinent legal standards are summarized below. After the
circuit court explained those standards to the jury, the jury found that Hazel was
mentally ill, a proper subject for treatment, a danger to herself or others. As a
result of these findings, the court entered the order for involuntary recommitment.
Hazel appeals, with assistance from counsel.
DISCUSSION
¶6 Hazel does not dispute that the County proved in this recommitment
proceeding that she was mentally ill and a proper subject for treatment. Her
exclusive argument is that the County failed to present clear and convincing
evidence that she was dangerous under the terms of WIS. STAT. § 51.20(1)(a)2.d.
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No. 2021AP2026
Applying the required standard of review that is deferential to the jury verdict, I
conclude that there was sufficient evidence presented at trial that could create a
reasonable inference that, if not committed, Hazel was at substantial risk of mental
decompensation that would result in a lack of nourishment and hydration so
significant that it presented a danger of serious physical harm. I now summarize
the pertinent legal standards, provide additional background, and explain my
conclusion.
I. Legal Standards
¶7 Hazel does not contend that the circuit court improperly instructed
the jury. The court accurately instructed that the County had the burden of
proving three allegations “by clear, satisfactory, and convincing evidence,” which
was “convincing to a reasonable certainty”: (1) Hazel was “mentally ill”; (2) her
mental illness was “subject to treatment”; and (3) she was “dangerous to herself or
another person.” See WIS. STAT. § 51.20(1)(a)2.a.-e., (13)(e), (13)(g)1., (13)(g)3.;
Langlade County v. D.J.W., 2020 WI 41, ¶31, 391 Wis. 2d 231, 942 N.W.2d 277(“To prevail in a recommitment proceeding, the County must prove the same
elements necessary for the initial commitment by clear and convincing evidence—
that the patient is (1) mentally ill; (2) a proper subject for treatment; and
(3) dangerous to themselves or others.”).
¶8 The circuit court further explained to the jury in pertinent part that,
in a recommitment proceeding such as this one, the evidence would satisfy the
dangerousness standard with proof of “a substantial likelihood, based on [Hazel’s]
treatment records, that [she] would be a proper subject for commitment if
treatment were withdrawn.” See WIS. STAT. § 51.20(1)(am). Thus, as Hazel
acknowledges in her appellate briefing, under § 51.20(1)(am), the County could
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No. 2021AP2026
show current dangerousness without providing evidence of a recent overt act or
omission that itself demonstrates dangerousness, but instead through evidence that
one of five standards of dangerousness found in § 51.20(1)(a)2.a.-e. would recur if
treatment were withdrawn. See D.J.W., 391 Wis. 2d 231, ¶¶32, 41.
¶9 Applying these standards here, the circuit court further explained to
the jury:
The county alleges that there is a substantial
likelihood that [Hazel] would become a proper subject for
commitment and would be dangerous to herself or others if
treatment were withdrawn.
A person is dangerous to herself or others if she:
Evidences behavior manifested by recent acts or omissions
that, due to mental illness, she is unable to satisfy basic
needs for nourishment, medical care, shelter, or safety
without prompt and adequate treatment so that a substantial
probability exists that death, serious physical injury, serious
physical debilitation, or serious physical disease will
imminently ensue unless she receives prompt and adequate
treatment for this mental illness. No substantial probability
of harm exists if reasonable provisions for her treatment
and protection is available in the community and there is a
reasonable probability that she will avail herself of these
services.
See WIS. STAT. § 51.20(1)(a)2.d.
¶10 Turning to the standard of review, a reviewing court addressing a
challenge to the sufficiency of evidence to support a jury verdict must sustain the
verdict unless it concludes that there is no credible evidence to support the verdict.
Outagamie County v. Michael H., 2014 WI 127, ¶21, 359 Wis. 2d 272, 856
N.W.2d 603. The evidence is reviewed in the “light most favorable to the
verdict.” Id. The challenge to the sufficiency of evidence presents an issue of
law. Id.5
No. 2021AP2026
II. Additional Background
¶11 Social worker Ogden testified in part as follows. During pertinent
times, Ogden has worked in a direct-services program for persons with mental
illnesses, such as providing home visits that are used in part to see that they take
medications. Ogden has known Hazel in a professional capacity since 1989,
began “formal interaction” with her in 1997, and became her primary case
manager in May 2021.3 Ogden was also familiar with her history, in part by
conferring with other county employees regarding Hazel.
¶12 Ogden further testified that Hazel had been doing relatively well
under commitment for the prior three years, which was “absolutely due to the
complete treatment” she had been receiving. She had not exhibited any
threatening behavior and did not appear to pose a threat to herself. She had been
able to cook and clean and take care of herself.
¶13 Ogden further testified that, in collecting information in anticipation
of signing a petition for recommitment, he interviewed Hazel in June 2021. Hazel
told him that she was willing to allow direct services to continue, but also said that
she planned to stop taking two medications prescribed by her psychiatrist: one for
her mood and for her bipolar disorder. In the past, when Hazel has stopped taking
her medications she started acting “unlike” herself, by drinking alcohol and acting
3
The parties do not cite, and I cannot readily find in the record of the trial, evidence
reflecting Hazel’s age. The record does not reflect that any report containing Hazel’s age was
offered as an exhibit at trial. Counsel for Hazel asserted in opening statement, and again in
closing argument, that she was 74 at the time of trial. Statements by attorneys are not evidence.
However, the jury had an opportunity to see Hazel and to hear her testify, including her testimony
that she had resided in the same house for more than 50 years and that she had a grandchild. I
will assume for purposes of analysis that the jury could have reasonably found, based on all of the
evidence, that she was in her 70s.
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No. 2021AP2026
in a “paranoid” manner, including “barricad[ing] herself in her home” and
“threatening” others in the community. In 2017 or 2018, “due to discontinuing
[her] medications,” Hazel’s “condition deteriorated to the point [that] it affected
her health,” and required “inpatient” status to “stabiliz[e]” her sufficiently before
she could return home. However, this was the last time such an incident occurred.
Ogden further testified that, to his knowledge, Hazel has never demonstrated any
insight into the fact that she is mentally ill.
¶14 Dr. Bales testified in part as follows. He met with Hazel one time, in
June 2021, which was to evaluate her for purposes of this recommitment
proceeding, which is one of “thousands” of cases in which he has played a similar
role. He also reviewed Hazel’s “voluminous” treatment records and “briefly”
spoke with her treating psychiatrist. She has a diagnosis of schizoaffective
disorder, with disorders in thought, mood, and perception. During the interview,
she was “acutely symptomatic.”4 More specifically, she was “really manic,”
although “not severely manic,” and expressed “paranoid, delusional thoughts.”
She was “disorganize[ed] in her thought patterns,” although this was “non-severe”
and “mild.” She was “somewhat irritable, labile, and unstable.”5 While is
possible that she may also suffer effects from a traumatic brain injury, which is a
topic that Hazel raised with him, that would be separate from the effects of her
4
Dr. Bales testified that he believed that Hazel manifested symptoms during the
interview because she had “convinced [her] current psychiatrist to lower her antipsychotics,” and
suggested the view that she would not have manifested symptoms if she were being treated with
prior, proper levels of medication.
5
“Labile” means “readily or continually undergoing ... change or breakdown.” Labile,
Merriam-Webster.com., https://www.merriam-webster.com/dictionary/labile (last visited
March 30, 2022).
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No. 2021AP2026
“substantial mental illness.” Dr. Bales testified that he lacked any basis to think
that Hazel suffered from “neurological” damage or from dementia.
¶15 Dr. Bales further testified that if Hazel were no longer receiving
treatment and medications her disorders of thought, mood, and perception would
become worse. This would “severe[ly]” impair her judgment, behavior, capability
to recognize reality, and her ability to meet the ordinary demands of life. Her
treatment record reflects that, “many times over decades of time,” “plain and
simple, she gets dangerous without the very careful structure provided by the
Waupaca County” Department of Health & Human Services. “[M]ost imminently
she would become dangerous” because she would lack “the ability to care for
herself.”
¶16 Dr. Bales further testified that Hazel “irrational[ly] and
unreasonabl[y]” “believes that she’s not really ill, and that this is all from nerve
damage, or it’s a conspiracy by her children to keep her under their thumb and
keep control of her,” even though “the records indicate [that] she has extremely
supportive children in reality, who have no interest in subjugating her.” “In her
mind, psychiatric medication was bogus, almost.” Based on her denial of mental
illness, Hazel said that she wanted to drop all of her mental health care, including
psychiatric care, case management, and twice per day medication monitoring,
“which is required because she won’t take the medicine on her own.”6 “I could
not logically talk to her about this. She became disorganized, angry, and there was
6
I observe that the testimony of Ogden and Dr. Bales diverged on the issue of whether
Hazel’s position was that she wanted to drop all services provided by the County. But the jury
could have reasonably credited Dr. Bales’s testimony that she expressed to him that she wanted to
drop “everything,” which Dr. Bales testified “alarmed” him.
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No. 2021AP2026
paranoia,” including unfounded fears of County workers providing services to her.
Hazel is not capable of expressing and understanding the advantages and
disadvantages of accepting treatment because she denies any mental illness.
¶17 Dr. Bales acknowledged in his testimony that Hazel had not
demonstrated “dangerousness that I can see, nor hospitalizations, nor police
contacts … over the last year,” although he expressed the opinion that this was in
part due to “extremely careful supervision” that involves “intensive wraparound
services.” “There are reports that she actually maintains a nice household.” He
also testified that he did not at any point fear for his own safety in interviewing
her. However, based on her history, if not treated, Dr. Bales was concerned about
her ability to satisfy her basic needs for nutrition, medical care, shelter, and safety.
He expressed the opinion that, in order for her to no longer require commitment,
Hazel would “need[] to have a lengthy period of time where she’s increasingly
independent of … medication monitoring people, that she can be converted, say,
from injectable antipsychotics to ensure compliance. A number of things need to
happen before she can be voluntary.”
¶18 Mykisen testified in part as follows. As a mental health technician,
she had worked with Hazel for 20 years, which involved such tasks as taking her
grocery shopping, to medical appointments, and other outings. Hazel does her
own house cleaning and upkeep, including buying groceries and doing yard work.
Mykisen testified that it is “perfect that [Hazel] has an eye on her,” meaning
someone to watch her, “in the morning and at night for her medication monitoring,
I think that’s very important.” In around 2018, there was an issue with Hazel “not
taking her medication” and “doing a lot of yard work, not hydrating, not taking a
break” or “making sure she gets sufficient meals and food and hydration.” “When
she’s out there working,” she will forget to eat and drink enough fluids. As a
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No. 2021AP2026
result in 2018 she was hospitalized, was placed in a group home for mentally ill
people, and “got very, very sick.” In addition, on “multiple” other occasions over
the 20 years, Hazel did not take her medication, resulting in crises in which she
needed to be placed in a setting other than her home. At times Hazel will deny
that she is mentally ill.
¶19 Hazel testified in part as follows. She does not have a mental illness.
Instead, “I just have a cranial nerve damage called the trigeminal nerve.” For
more than 50 years she has lived in the same house, which she owns. At the time
of the trial, she resided with a son and a grandson. She takes care of the house and
the yard, which is about an acre. She recently attended a granddaughter’s wedding
in Alabama. She takes her medications on a schedule, with monitoring by the
County, and she has requested the monitoring because otherwise she will forget to
take her medications. If a neurologist told her to take her medications, she would
take them. She would be open to voluntarily receiving services from the County
to help her take her medications, even if this were not required by court order. She
did not tell Dr. Bales that she did not want to have in-home services anymore.
Regarding the 2018 incident, she “had not missed my medication for any length of
time” and she was not dehydrated. Also regarding that incident, “I lost some
weight, and [a social worker] thought I looked a little pale.” “I don’t think I forget
to eat.”
III. Analysis
¶20 Hazel argues that the trial evidence showed merely that she has a
history of mental illness, which has included hospitalizations necessary to stabilize
her. This evidence, she argues, was not sufficient to show, at a level of clear and
convincing proof, “a substantial likelihood” that, if not committed, she would be,
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No. 2021AP2026
due to mental illness, “unable to satisfy basic needs for nourishment, medical care,
shelter, or safety without prompt and adequate treatment so that a substantial
probability exists that death, serious physical injury, serious physical debilitation,
or serious physical disease will imminently ensue.” See WIS. STAT.
§ 51.20(1)(a)2.d. To the contrary, she contends, the evidence shows that
“reasonable provisions for her treatment and protection [were] available in the
community” and that “there [was] a reasonable probability that she [would] avail
herself of these services.” See id. In particular, she points to evidence of the lack
of recent concerning incidents and argues that the jury was not “presented with
specific and articulable facts from which the legal conclusion of dangerousness
may be drawn.”
¶21 The County argues that the evidence did meet the standards under
WIS. STAT. § 51.20(1)(a)2.d. It emphasizes evidence that Hazel is a danger to
herself partly because she “lacks insight into her own mental illness.”
¶22 This may present a close case, even under the deferential standard of
review. Much of the testimony elicited by the County was only suggestive and
lacked detail such as dates and clear descriptions of conduct. The most specific
testimony involved one three-year-old incident and there was unrebutted
testimony that she had been doing relatively well under commitment during the
intervening three years. Hazel explains well the reasons that the jury could have
reached a different finding than it did on the dangerousness element. She notes
that the specific evidence of a risk that “death, serious physical injury, serious
physical debilitation, or serious physical disease will imminently ensue” was not
strong, and that this can be an important defect in a case such as this one because
the mere existence of mental illness and a risk of decompensation are not enough.
See D.J.W., 391 Wis. 2d 231, ¶53 (“Inability to care for oneself does not equate
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No. 2021AP2026
with a ‘substantial probability’ that ‘death, serious physical injury, serious
physical debilitation, or serious physical disease’ would ensue if treatment were
withdrawn.”).
¶23 But I cannot conclude that there is no credible evidence to support
the verdict when all of the evidence is viewed in the light most favorable to the
verdict. See Michael H., 359 Wis. 2d 272, ¶21. I agree with the County that there
was sufficient evidence from which the jury could reasonably infer that there was
a substantial likelihood that a lack of treatment would lead to a deterioration in
Hazel’s mental health and that this presented an imminent risk of grave self-care-
related harms. The following five, related points, when considered together,
constitute credible evidence that clears the low bar set by the sufficiency-of-
evidence standard.
¶24 First, Dr. Bales testified that Hazel made clear to him that she was
determined not to take her medications. Further, there are the aspects of Dr.
Bales’s testimony from which it could be reasonably inferred that she conveyed to
him that she suspected that anyone who urged her to take the medications meant to
do her harm. Dr. Bales testified that this firm determination by Hazel not to take
the medications was significant. This was because, if she were no longer
receiving medications, then her judgment, behavior, and capability to recognize
reality, including her ability to meet the ordinary demands of life, would be
“severe[ly]” impaired. She would “would become dangerous” imminently
because she would lack “the ability to care for herself.”
¶25 Hazel notes that it is not sufficient to satisfy the commitment
elements for an expert to merely parrot legal standards in conclusory terms and
she contends that Dr. Bales did so here. See Winnebago County v. S.H., 2020 WI
12No. 2021AP2026
App 46, ¶17, 393 Wis. 2d 511, 947 N.W.2d 761 (“reliance on assumptions
concerning a recommitment at some unidentified point in the past, and conclusory
opinions parroting the statutory language without actually discussing
dangerousness, are insufficient to prove dangerousness in an extension hearing.”).
However, while his testimony lacked detail in some respects, Dr. Bales did not
merely parrot the legal standards in conclusory terms. Instead, he conveyed his
conclusions as medical opinions based on allegations of fact that he represented
related specifically to Hazel and her circumstances.
¶26 Second, while not detailed, Ogden’s testimony could be reasonably
interpreted to suggest a pattern of occasions in the past when Hazel had not taken
her medications and that on these occasions she would, on at least some occasions,
“not allow people in her home,” and at least once “barricaded herself in her
home.”
¶27 Third, Mykisen testified that “a couple times,” most recently in
2018, Hazel had issues with eating and drinking enough and forgetting to take
medications. “She doesn’t know when to stop [working] sometimes.” In the 2018
incident, it caused her to be hospitalized and become “very, very sick.” While the
jury could have given this testimony various interpretations, one reasonable
interpretation of “very, very sick” would mean facing a risk of death, serious
physical injury, or serious physical debilitation.
¶28 Fourth, the trial occurred when Hazel was three years older than she
had been in 2018. A jury could reasonably infer, as a biological reality, that such
risks from lack of food and water only increase with age for any human being
already in her 70s.
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No. 2021AP2026
¶29 Fifth, Hazel’s own trial testimony could be reasonably interpreted to
confirm what Dr. Bales testified she told him: she would not be taking the
medications if she were not recommitted. In addition, if the testimony of other
witnesses was credited, Hazel’s own testimony severely downplayed the
significance of the alleged 2018 incident. If viewed this way, it could have raised
the reasonable inference that she either did not comprehend or did not care that
failing to take her medications could result in her being “very, very sick” as a
result of malnutrition and dehydration. This lack of comprehension or concern, if
found by the jury, could significantly increase the reasonable assessment of risk.
¶30 Hazel places great weight on an attempt to equate this case with the
facts in D.J.W., in which our supreme court rejected as evidence for
dangerousness that the person, if untreated, would be unable to maintain a job or
had to rely on family support due to his mental illness. See D.J.W., 391 Wis. 2d
231, ¶¶51-55. In contrast here, as summarized above, there was evidence from
which the jury could reasonably find that there was a much more concrete risk of
danger, up to and including imminent death, than was offered in D.J.W.
CONCLUSION
¶31 For all of these reasons, I affirm the recommitment order and the
medication order.
By the Court.—Orders affirmed.
This opinion will not be published. See WIS. STAT. RULE
809.23(1)(b)4.
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