Patrick H. Schober v. Brian Hayes ( 2022 )


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  •        COURT OF APPEALS
    DECISION                                                NOTICE
    DATED AND FILED                            This opinion is subject to further editing. If
    published, the official version will appear in
    the bound volume of the Official Reports.
    April 26, 2022
    A party may file with the Supreme Court a
    Sheila T. Reiff                    petition to review an adverse decision by the
    Clerk of Court of Appeals               Court of Appeals. See WIS. STAT. § 808.10
    and RULE 809.62.
    Appeal No.        2021AP837                                                     Cir. Ct. No. 2018CV868
    STATE OF WISCONSIN                                             IN COURT OF APPEALS
    DISTRICT III
    STATE OF WISCONSIN EX REL. PATRICK H. SCHOBER,
    PETITIONER-APPELLANT,
    V.
    BRIAN HAYES, ADMINISTRATOR, WISCONSIN DEPARTMENT OF
    ADMINISTRATION DIVISION OF HEARINGS AND APPEALS,
    RESPONDENT-RESPONDENT.
    APPEAL from an order of the circuit court for Outagamie County:
    EMILY I. LONERGAN, Judge. Affirmed.
    Before Stark, P.J., Hruz and Gill, JJ.
    Per curiam opinions may not be cited in any court of this state as precedent
    or authority, except for the limited purposes specified in WIS. STAT. RULE 809.23(3).
    No. 2021AP837
    ¶1        PER CURIAM. Patrick Schober’s                 extended supervision          was
    revoked following a hearing before an administrative law judge (ALJ), and the
    ALJ ordered him to be reconfined.              Schober appealed the ALJ’s decision to
    Brian Hayes, the administrator of the Wisconsin Department of Administration
    Division of Hearings and Appeals.1               The Administrator affirmed the ALJ’s
    decision to revoke Schober’s extended supervision, but he modified the ALJ’s
    decision to increase the amount of reconfinement time to the maximum allowed by
    law. Schober filed a petition for a writ of certiorari in the circuit court. The court
    ultimately affirmed the Administrator’s decision.
    ¶2        Schober now appeals, arguing that: (1) the Administrator’s decision
    was arbitrary and capricious, and contrary to law, because the Administrator failed
    to consider the appropriateness of Schober’s proposed alternative to revocation;
    and (2) the Administrator unlawfully increased the amount of time that Schober
    would be reconfined in retaliation for Schober exercising his legal right to appeal
    the ALJ’s decision. We reject these arguments and affirm.
    BACKGROUND
    ¶3        In November 2013, Schober was convicted of operating a motor
    vehicle while intoxicated (OWI), as a tenth or subsequent offense.                      He was
    sentenced to four years and six months’ initial confinement, followed by four
    years and six months’ extended supervision.
    ¶4        Schober was released to extended supervision on March 7, 2016. At
    the time of his release, the time remaining on his original sentence was six years,
    1
    Throughout the remainder of this opinion, we refer to Hayes as “the Administrator.”
    2
    No. 2021AP837
    six months, and twenty-five days.           Among other things, Schober’s rules of
    supervision required him to “[a]void all conduct” that violated any law or was “not
    in the best interest of the public welfare or [Schober’s] rehabilitation”; to
    “maintain sobriety[,] which includes not entering an establishment whose primary
    purpose is the sale of alcohol”; to “not operate a motor vehicle without a valid
    driver’s license”; and to “[c]omply with any court[-]ordered conditions.”
    Schober’s court-ordered conditions required him to “complete AODA assessment
    and comply with any treatment recommended.”
    ¶5      In December 2017, Schober’s agent sought revocation of his
    extended supervision. According to the revocation summary, following his release
    to extended supervision, Schober completed an AODA assessment, but he
    subsequently consumed alcohol and was placed on Soberlink alcohol monitoring.
    Thereafter, Schober again violated his rules of supervision by consuming alcohol
    and operating a motor vehicle without a valid license. He then completed an
    inpatient treatment program at the VA Clinic in Milwaukee as an alternative to
    revocation.     Schober was given the opportunity to attend mental health
    programming during his inpatient treatment, but he declined to do so.2
    2
    On appeal, Schober asserts in his brief-in-chief that he was not offered any mental
    health programming during his inpatient treatment. He cites his own testimony that the
    programming offered to him was actually a “general program … for people that are homeless or
    AODA patients.” Schober’s agent testified, however, that Schober “was offered specifically a
    PTSD [posttraumatic stress disorder] six-week treatment program which he decided not to attend
    at that time.”
    (continued)
    3
    No. 2021AP837
    ¶6      The revocation summary further states that in August 2017, Schober
    was apprehended for violating his rules of supervision by consuming alcohol and
    being in a vehicle with individuals who possessed drug paraphernalia. Schober
    completed an AODA assessment that recommended intensive outpatient services.
    Schober began that program but subsequently missed at least one group meeting.
    On September 12, 2017, Schober was arrested on suspicion of disorderly
    conduct—domestic abuse, and he admitted to consuming alcohol.
    ¶7      On September 21, 2017, Schober’s Soberlink alcohol monitor
    reported a positive test. On October 9, 2017, Schober’s agent received a report
    claiming that Schober had been using cocaine, drinking, and engaging in violent
    conduct. Schober was taken into custody the next day and tested positive for THC.
    He was subsequently released from custody.
    ¶8      As particularly relevant to this appeal, on December 14, 2017, police
    stopped a vehicle that Schober was driving because it did not have its headlights or
    taillights activated. The officer observed indicia of intoxication, and Schober
    admitted to consuming three beers. Based on field sobriety tests, the officer
    determined that Schober was not fit to drive. A preliminary breath test showed
    that Schober’s blood alcohol concentration was 0.078, which was above the
    The ALJ credited the agent’s testimony, expressly finding that Schober had “declined to
    participate in mental health programming through the VA.” As the Administrator correctly notes,
    that finding is conclusive because it is the function of the ALJ, not this court, to weigh the
    evidence and assess the witnesses’ credibility. See State ex rel. Washington v. Schwarz, 
    2000 WI App 235
    , ¶35, 
    239 Wis. 2d 443
    , 
    620 N.W.2d 414
    . Moreover, Schober has failed to file a
    reply brief, and he therefore has not responded to the Administrator’s argument regarding the
    ALJ’s finding. See Charolais Breeding Ranches, Ltd. v. FPC Sec. Corp., 
    90 Wis. 2d 97
    , 109,
    
    279 N.W.2d 493
     (Ct. App. 1979) (unrefuted arguments may be deemed conceded).
    4
    No. 2021AP837
    0.02 limit applicable to Schober because of his prior OWI convictions. See WIS.
    STAT. § 340.01(46m)(c) (2019-20).
    ¶9     Schober was then arrested for twelfth-offense OWI. The following
    day, Schober tested positive for both cocaine and THC. Schober subsequently
    admitted that he did not have a valid driver’s license; that he had been driving two
    to three times per month without a valid license; that he had consumed three beers
    at bars on the night of his arrest; and that he had smoked marijuana and snorted
    cocaine the prior weekend.
    ¶10    Based on these events, Schober’s agent sought revocation of his
    extended supervision, asserting he had violated his rules of supervision
    by: possessing and consuming cocaine; possessing and consuming marijuana;
    possessing and consuming alcohol; possessing drug paraphernalia; operating a
    motor vehicle without a valid license; operating a motor vehicle while under the
    influence of alcohol; and entering an establishment whose primary purpose was
    the consumption of alcohol. Schober’s agent recommended that he be reconfined
    for three years, eleven months, and eight days.
    ¶11    During a hearing before an ALJ, Schober stipulated that he had
    committed each of the seven rule violations alleged in the revocation summary.
    The ALJ therefore addressed two issues: whether Schober’s extended supervision
    should be revoked and, if so, the appropriate period of reconfinement. Applying
    the factors set forth in State ex rel. Plotkin v. DHSS, 
    63 Wis. 2d 535
    , 544, 217
    5
    No. 2021AP837
    N.W.2d 641 (1974),3 the ALJ determined that: (1) confinement was necessary to
    protect the public because Schober’s various drug, alcohol, and driving offenses
    demonstrated that he posed a danger to the public; (2) treatment could be best
    provided in a confined setting “to ensure that Mr. Schober remains sober and
    available for and compliant with treatment”; and (3) not revoking Schober’s
    extended supervision would unduly depreciate the seriousness of his violations.
    ¶12      The ALJ acknowledged that Schober had requested “placement at
    the Wisconsin Resource Center, which provides mental health and AODA
    treatment, as an Alternative to Revocation.”               The ALJ also acknowledged
    Schober’s testimony “that he is a Veteran and receives Social Security Disability
    for PTSD and physical health issues” and that he had “successfully completed
    in-patient programming at the VA while in the community.” Nevertheless, the
    ALJ determined there were “no appropriate Alternatives to Revocation due to the
    nature and severity of the proven violations and Mr. Schober’s continued conduct
    of operating a motor vehicle while under the influence of alcohol.” The ALJ
    explained, “This conduct is extremely serious and places the community at an
    increased risk of property damage, bodily injury, and even death.”
    ¶13      The ALJ then addressed the appropriate period of reconfinement.
    After considering the criteria set forth in WIS. ADMIN. CODE § HA 2.05(7)(f)
    (Mar. 2017),4 the ALJ adopted Schober’s agent’s recommendation that he be
    3
    Under State ex rel. Plotkin v. DHSS, 
    63 Wis. 2d 535
    , 544, 
    217 N.W.2d 641
     (1974), an
    offender’s extended supervision may be revoked if the administrative decision-maker determines
    that: (1) confinement is necessary to protect the public from further criminal activity by the
    offender; (2) the offender is in need of correctional treatment that can most effectively be
    provided if the offender is confined; or (3) it would unduly depreciate the seriousness of the
    violation if the offender’s extended supervision were not revoked.
    4
    All references to WIS. ADMIN. CODE § HA 2.05 are to the March 2017 register.
    6
    No. 2021AP837
    reconfined for three years, eleven months, and eight days. The ALJ explained that
    although she “empathize[d]” with Schober’s mental and physical health diagnoses
    and commended him for his military service, “this does not excuse Mr. Schober
    from complying with the Department [of Corrections (DOC)] or his rules of
    community supervision.” The ALJ further stated that the period of reconfinement
    recommended by Schober’s agent was “the minimum amount of time necessary to
    provide Mr. Schober with additional treatment and sobriety in a confined setting,
    to protect the community, and to prevent undue depreciation of the seriousness of
    the proven violations.”
    ¶14    Schober appealed the ALJ’s decision to the Administrator. In his
    written decision, the Administrator noted that although Schober had admitted the
    seven rule violations alleged by his agent, Schober nevertheless asserted “that
    revocation was not warranted and reconfinement as ordered was excessive.” The
    Administrator rejected those arguments, determining that the record supported the
    ALJ’s decision to revoke Schober’s extended supervision. He explained:
    Schober was convicted of Operating a Motor Vehicle
    While Intoxicated—10th or Subsequent Offense. The crime
    demonstrates that he is an ongoing danger to the health and
    safety of the public. During his supervision he has rejected
    substance abuse programming by repeatedly failing to
    show up for treatment sessions. Additionally, he has
    continued to drive under the influence, which demonstrates
    that the threat of revocation and confinement are of no
    concern to him. Moreover, he has also engaged in the
    illegal possession and consumption of controlled
    substances. Through his actions, Schober has declared that
    he will continue to consume alcohol, consume illegal drugs,
    and endanger the public by driving while under the
    influence. He does not present himself as a man trying to
    stay sober. Thus, the public is in danger as long as he
    remains in the community.
    7
    No. 2021AP837
    (Citations omitted.)     Given these facts, the Administrator determined that
    “[n]othing short of revocation and confinement for the maximum term available is
    appropriate.” The Administrator therefore sustained the ALJ’s decision in part,
    but modified the decision in part to impose the maximum period of reconfinement
    allowed by law—six years, six months, and twenty-five days.
    ¶15     Schober sought certiorari review before the circuit court. The court
    initially dismissed Schober’s petition on the merits without issuing a writ of
    certiorari or otherwise ordering a return of the record. Schober appealed, and the
    Administrator conceded that the court’s dismissal of Schober’s petition on the
    merits, without issuing a writ of certiorari or ordering a return of the record, was
    an “apparent violation of State ex rel. Kaufman v. Karlen, 
    2005 WI App 14
    , 
    278 Wis. 2d 332
    , 
    691 N.W.2d 879
     (2004).” See State ex rel. Schober v. Hayes,
    No. 2018AP2064, unpublished slip op. ¶2 (WI App Mar. 10, 2020) (Schober I).
    The Administrator argued, however, that the dismissal was nevertheless proper
    because Schober’s petition failed to state a claim upon which relief could be
    granted. 
    Id.
    ¶16     We rejected the Administrator’s argument, concluding the petition
    stated two claims that, if true, would entitle Schober to relief: (1) that the
    Administrator “improperly discounted the availability and feasibility of his
    proposed alternative to revocation by failing to consider his [PTSD] diagnosis”;
    and (2) that the Administrator unlawfully retaliated against Schober for appealing
    the ALJ’s decision. Id., ¶3. We therefore remanded the matter to the circuit court
    for further proceedings on those two claims. Id.
    ¶17     On remand, the circuit court ultimately issued an order affirming the
    Administrator’s decision. Schober now appeals.
    8
    No. 2021AP837
    DISCUSSION
    ¶18    “Judicial review on certiorari is limited to whether the agency’s
    decision was within its jurisdiction, the agency acted according to law, its decision
    was arbitrary or oppressive and the evidence of record substantiates the decision.”
    State ex rel. Ortega v. McCaughtry, 
    221 Wis. 2d 376
    , 385, 
    585 N.W.2d 640
    (Ct. App. 1998). The scope of our review on certiorari is identical to that of the
    circuit court, and we decide the merits of the matter independently of the circuit
    court’s decision. 
    Id.
    I. Failure to consider Schober’s proposed alternative to revocation
    ¶19    Schober first argues that the Administrator’s decision was arbitrary
    and capricious, and contrary to law, because the Administrator failed to consider
    the appropriateness of Schober’s proposed alternative to revocation—i.e.,
    placement at the Wisconsin Resource Center.         On appeal, Schober bears the
    burden of proving that the Administrator’s decision was arbitrary and capricious.
    See Von Arx v. Schwarz, 
    185 Wis. 2d 645
    , 655, 
    517 N.W.2d 540
     (Ct. App. 1994).
    An administrative decision is not arbitrary and capricious if it represents a proper
    exercise of discretion. Id. at 656. “A proper exercise of discretion contemplates a
    reasoning process based on the facts of record ‘and a conclusion based on a logical
    rationale founded upon proper legal standards.’” Id. (citation omitted).
    ¶20    Schober contends the Administrator’s decision to revoke his
    extended supervision was arbitrary and capricious because “at every stage of
    decision-making in this matter,” Schober’s “mental health treatment needs were at
    best acknowledged but then ignored.” More specifically, Schober asserts that
    while the ALJ acknowledged his proposed alternative to revocation, the ALJ then
    ignored that alternative, “focusing instead on the facts which supported revocation
    9
    No. 2021AP837
    exclusively in delineating the reasons that revocation was required.” Schober
    further asserts that the Administrator’s decision “failed to even so much as
    mention Schober’s PTSD diagnosis as well as his proposed” alternative to
    revocation, instead focusing exclusively on the factors supporting revocation.
    Schober therefore contends that the analyses performed by the ALJ and the
    Administrator were contrary to Van Ermen v. DHSS, 
    84 Wis. 2d 57
    , 67, 
    267 N.W.2d 17
     (1978), in which our supreme court stated: “[T]he Department must
    exercise its discretion by at least considering whether alternatives [to revocation]
    are available and feasible. The Department should not be able to circumvent its
    duty to consider measures short of revocation by merely setting forth the reasons
    favoring revocation.”
    ¶21    In response, the Administrator contends that “Schober’s argument
    about alternatives was not properly preserved for judicial review because he did
    not raise it during his administrative appeal.” “In order to preserve an issue for
    judicial review, a party must raise it before an administrative agency, and
    ordinarily a reviewing court will not address an issue not properly presented to the
    administrative agency.” Citizens For U, Inc. v. DNR, 
    2010 WI App 21
    , ¶31, 
    323 Wis. 2d 767
    , 
    780 N.W.2d 194
    . As the Administrator notes, during Schober’s
    administrative appeal of the ALJ’s decision, Schober argued that revocation of his
    extended supervision was not warranted under the factors set forth in Plotkin. He
    asserted that, upon his release from custody, he would voluntarily enter the
    Wisconsin Resource Center Treatment Program; however, he did not allege that
    the ALJ had failed to consider that alternative.
    ¶22    Given the arguments that Schober raised during his administrative
    appeal of the ALJ’s decision, the Administrator contends the circuit court correctly
    observed that there was no reason for the Administrator to revisit in detail whether
    10
    No. 2021AP837
    the ALJ had properly considered Schober’s proposed alternative to revocation.
    Stated differently, the Administrator claims that because Schober did not argue in
    the administrative appeal that the ALJ had failed to properly consider his proposed
    alternative to revocation, the Administrator was not required to address that issue
    in detail beyond concluding, as a general matter, that the record supported the
    ALJ’s decision to revoke Schober’s extended supervision. Schober did not file a
    reply brief in this appeal, and he has therefore failed to respond to the
    Administrator’s argument that he did not properly preserve for appeal his
    argument regarding alternatives to revocation. Accordingly, we deem the point
    conceded. See Charolais Breeding Ranches, Ltd. v. FPC Sec. Corp., 
    90 Wis. 2d 97
    , 109, 
    279 N.W.2d 493
     (Ct. App. 1979).
    ¶23    In any event, even considered on the merits, we reject Schober’s
    argument that the Administrator’s decision was arbitrary and capricious, or
    contrary to law, due to the Administrator’s alleged failure to consider Schober’s
    proposed alternative to revocation. Relying on Van Ermen, Schober contends that
    the Administrator was required to explicitly address Schober’s proposed
    alternative and could not merely set forth the factors favoring revocation. In
    Van Ermen, however, our supreme court affirmed the Department of Health and
    Social Services’ order revoking an offender’s parole, even though it was
    “apparent” that the Department “did not exercise its discretion concerning
    alternatives to revocation in any formal manner.” Van Ermen, 
    84 Wis. 2d at 67
    .
    The court explained that, under those circumstances, a court may “examine the
    record ab initio” to determine whether it supports the Department’s determination.
    
    Id.
     Based on the record, the court then determined that the Department “could
    have concluded” that “revocation and incarceration were necessary to protect the
    public from a recurrence of [the offender’s] antisocial conduct.” 
    Id. at 67-68
    .
    11
    No. 2021AP837
    ¶24    In this case, an independent review of the record supports the
    Administrator’s decision to revoke Schober’s extended supervision, rather than
    adopting Schober’s proposed alternative to revocation. During the administrative
    hearing, the ALJ asked Schober’s agent why she had recommended revocation,
    rather than an alternative. The agent testified that in making that decision, she
    considered “the overall best interest of the community as a whole,” given that
    Schober had continued his criminal behavior of operating under the influence,
    which put both the community and Schober in danger. The agent then noted that
    Schober had been given an opportunity to participate in mental health treatment as
    part of his inpatient AODA programming, but he declined to do so. The agent
    further explained that Schober’s new charge of twelfth-offense OWI was
    “significant” because it showed Schober “continuing this pattern of behavior over
    the timeframe in which he’s gotten previous OWIs.” The agent also noted that
    Schober had operated his vehicle without a valid license. For all of these reasons,
    the agent believed that revocation was necessary to avoid putting the community
    at risk.   The agent also stated that ordering inpatient treatment, rather than
    revocation, would “depreciate the seriousness of this violation given that it’s not
    his first or second or third OWI offense.”
    ¶25    The ALJ then noted that the Wisconsin Resource Center is
    “specifically designed or specifically would provide programming for mental
    health and other related treatment needs.” The ALJ therefore asked the agent to
    explain why the DOC “feels that that is not an appropriate placement for
    Mr. Schober.” In response, the agent acknowledged that Schober had a need for
    mental health treatment. However, she explained that the DOC did not feel it was
    “appropriate” to pursue placement at the Wisconsin Resource Center because
    Schober had already completed inpatient AODA programming and “he still
    12
    No. 2021AP837
    continued the pattern of behavior of consuming alcohol.         [He had] to be on
    monitoring and continued the behavior[,] and it also intensified at the end of last
    year when other substances and other criminal behavior came into the picture.”
    ¶26     The ALJ then asked whether the DOC had considered imposing
    sanctions in lieu of revocation, and the agent answered, “We did, yes, but felt it
    wasn’t appropriate given the continued behavior.” In the revocation summary,
    which was considered by the ALJ during the hearing, the agent similarly stated
    that she had considered various alternatives to revocation but determined they
    were not appropriate based on the seriousness of Schober’s violations, his
    continued pattern of behavior, and the risk he posed to the public.
    ¶27     On this record, the Administrator could reasonably conclude, after
    applying the Plotkin factors, that revocation of Schober’s extended supervision
    was warranted and that Schober’s proposed alternative to revocation was not
    appropriate.    Moreover, while the Administrator did not expressly address
    Schober’s proposed alternative to revocation in his decision, he did state that the
    record supported the ALJ’s decision. See supra ¶14. As summarized above, the
    ALJ expressly considered Schober’s proposed alternative to revocation but
    concluded instead that revocation was warranted. See supra ¶¶11-12. Contrary to
    Schober’s apparent belief, neither the ALJ nor the Administrator was required to
    determine that Schober’s mental health treatment needs outweighed other factors
    supporting revocation—such as Schober’s pattern of driving while under the
    influence, despite previous treatment and regardless of the risk posed to the public.
    Under these circumstances, Schober has failed to show that the Administrator
    acted arbitrarily and capriciously by revoking his extended supervision rather than
    13
    No. 2021AP837
    adopting his proposed alternative to revocation, nor has he shown that the
    Administrator’s decision was contrary to law.5
    II. Retaliation
    ¶28     Schober also argues that by modifying the ALJ’s decision to impose
    the maximum period of reconfinement, the Administrator unlawfully retaliated
    against him for exercising his right to appeal the ALJ’s decision. He therefore
    asserts that the Administrator violated his right to due process. See Bordenkircher
    v. Hayes, 
    434 U.S. 357
    , 363 (1978) (stating that a due process violation occurs
    when an agent of the state punishes an individual for exercising his or her legal
    rights).
    ¶29     Schober argues that, in this case, no “intervening or additional facts”
    were presented to the Administrator to justify an increase in Schober’s
    reconfinement time, and the Administrator provided “no explanation” for the
    increase. Under these circumstances, Schober urges us to apply a “presumption of
    vindictiveness” and presume that the Administrator’s decision to increase his
    reconfinement time was made in retaliation for Schober’s exercise of his right to
    appeal the ALJ’s decision. Schober further suggests that the Administrator cannot
    overcome this presumption because there is “no other explanation, either given by
    the Administrator or apparent on the record, as to why the ALJ’s original order for
    5
    Schober suggests that this court already determined in State ex rel. Schober v. Hayes,
    No. 2018AP2064, unpublished slip op. (WI App Mar. 10, 2020) (Schober I), that the
    Administrator’s decision failed to adequately address his proposed alternative to revocation.
    Schober is mistaken. In Schober I, we merely determined that the circuit court’s erroneous
    dismissal of Schober’s petition for certiorari review could not be justified on the alternative
    ground that the petition failed to state a claim upon which relief could be granted. Schober I,
    No. 2018AP2064, ¶¶2-3. We did not make any determination as to whether the claims alleged in
    Schober’s petition had merit.
    14
    No. 2021AP837
    reconfinement time was insufficient outside of an urge to punish Schober for
    exercising his right to appeal.”
    ¶30    The legal authorities that Schober cites do not support the
    application of a presumption of vindictiveness in this case. Schober relies on State
    v. Church, 
    2003 WI 74
    , 
    262 Wis. 2d 678
    , 
    665 N.W.2d 141
    , and North Carolina v.
    Pearce, 
    395 U.S. 711
     (1969), overruled by Alabama v. Smith, 
    490 U.S. 794
    (1989). However, both of those cases applied a presumption of vindictiveness in
    circumstances where a judge imposed a more severe sentence on remand after a
    defendant successfully appealed his or her original conviction. See Church, 
    262 Wis. 2d 678
    , ¶¶1-4; Pearce, 
    395 U.S. at 725-26
    . As the Church court explained,
    the concern in those circumstances is that a defendant’s appeal “pose[s] a direct
    challenge to a decision of the circuit court,” and, on remand, the court is then
    required to “do[] over what it thought it had already done correctly.” Church, 
    262 Wis. 2d 678
    , ¶54 (citation omitted). The Church court concluded that “these
    circumstances” inherently gave rise to a “reasonable likelihood of vindictiveness.”
    
    Id.
     (citation omitted).
    ¶31    Unlike Church and Pearce, this case does not involve a single
    decision-maker being forced to “do[] over what it thought it had already done
    correctly” after its original decision was reversed by an appellate tribunal. See
    Church, 
    262 Wis. 2d 678
    , ¶54 (citation omitted). Instead, this case involves a
    two-tiered system of administrative review, in which an ALJ makes an initial
    determination as to whether an offender’s extended supervision should be revoked
    and, if so, what the reconfinement period should be. The offender then has the
    right to appeal the ALJ’s decision to the Administrator. See WIS. ADMIN. CODE
    § HA 2.05(7)-(9). As the Administrator correctly notes, in Colten v. Kentucky,
    
    407 U.S. 104
    , 116-17 (1972), the United States Supreme Court refused to apply
    15
    No. 2021AP837
    Pearce’s presumption of vindictiveness in a case involving a two-tiered
    decision-making system, even where the second tier “impose[d] a punishment
    more severe” than the first tier. We therefore reject Schober’s assertion that a
    presumption of vindictiveness should apply in this case.6
    ¶32     Having rejected Schober’s argument that a presumption of
    vindictiveness applies, we conclude the Administrator’s decision to impose the
    maximum amount of reconfinement time was a reasonable exercise of discretion,
    and there is no evidence that the Administrator acted in retaliation for Schober
    exercising his right to appeal the ALJ’s decision.                     When determining the
    appropriate amount of reconfinement time, an ALJ must consider the following
    factors: (1) the nature and severity of the original offense; (2) the offender’s
    institutional conduct record; (3) the offender’s conduct and behavior while on
    community supervision; and (4) the amount of reconfinement that is necessary to
    protect the public from the risk of further criminal activity, to prevent the undue
    depreciation of the seriousness of the violation, or to provide confined correctional
    treatment. WIS. ADMIN. CODE § HA 2.05(7)(f). After considering these factors,
    the ALJ concluded that Schober should be reconfined for three years, eleven
    months, and eight days.
    6
    Schober’s reliance on Blackledge v. Perry, 
    417 U.S. 21
     (1974), to support his argument
    that a presumption of vindictiveness applies here is similarly misplaced. In Blackledge, a
    defendant was convicted of misdemeanor assault following a bench trial. 
    Id. at 22
    . After the
    defendant filed a notice indicating that he was exercising his statutory right to a jury trial on the
    same charge in a higher court, the prosecutor obtained an indictment charging the defendant with
    a more serious offense based on the same course of conduct. 
    Id. at 22-23
    . The Supreme Court
    concluded that a presumption of vindictiveness applied in those circumstances. 
    Id. at 27-28
    .
    However, unlike the prosecutor in Blackledge, the Administrator does not bring or amend
    charges against an offender. Instead, the Administrator functions as an appellate decision-maker
    reviewing a decision made by the ALJ. Thus, the concerns that prompted the Court to apply a
    presumption of vindictiveness in Blackledge are not present in this case.
    16
    No. 2021AP837
    ¶33     On review, the Administrator exercised his authority to modify the
    ALJ’s decision regarding the period of reconfinement. See WIS. ADMIN. CODE
    § HA 2.05(9)(a) (permitting the Administrator to “modify, sustain, reverse, or
    remand” the ALJ’s decision). In support of his decision to increase the period of
    reconfinement, the Administrator noted that Schober had already been convicted
    of OWI ten times, which showed that he posed an “ongoing danger to the health
    and safety of the public.” The Administrator also noted that Schober had failed to
    attend some of his treatment sessions and had continued to drive while under the
    influence, which showed that “the threat[s] of revocation and confinement [were]
    of no concern” to Schober.          The Administrator also noted that Schober had
    possessed and consumed illegal drugs. On these facts, the Administrator stated
    that Schober “does not present himself as a man trying to stay sober” and that the
    public “is in danger as long as he remains in the community.”
    ¶34     Under these circumstances, the Administrator reasonably determined
    that “[n]othing short of revocation and confinement for the maximum term
    available is appropriate.” The Administrator properly applied the law to the facts
    of record, and the record supports the Administrator’s decision to impose the
    maximum period of reconfinement. Contrary to Schober’s assertion, there is no
    evidence in the record to support a conclusion that the Administrator acted in
    retaliation for Schober exercising his right to appeal.7              We therefore reject
    7
    Schober again cites our decision in Schober I in support of his claim that the
    Administrator retaliated against him for exercising his right to appeal the ALJ’s decision. As
    explained above, however, Schober I merely determined that Schober’s petition for certiorari
    review stated two claims upon which relief could potentially be granted. Schober I,
    No. 2018AP2064, ¶3. We did not make any determination in Schober I as to whether either of
    those claims actually had merit.
    17
    No. 2021AP837
    Schober’s assertion that the Administrator’s decision violated his right to due
    process.
    By the Court.—Order affirmed.
    This   opinion   will   not    be   published.   See   WIS. STAT.
    RULE 809.23(1)(b)5. (2019-20).
    18
    

Document Info

Docket Number: 2021AP000837

Filed Date: 4/26/2022

Precedential Status: Non-Precedential

Modified Date: 9/9/2024