In Re K.H. , 235 W. Va. 254 ( 2015 )

IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
January 2015 Term
_____________ FILED
April 10, 2015
No. 14-0363 released at 3:00 p.m.
RORY L. PERRY II, CLERK
_____________ SUPREME COURT OF APPEALS
OF WEST VIRGINIA
IN RE K.H.
_______________________________________________________
Appeal from the Circuit Court of Kanawha County
The Honorable Carrie Webster, Judge
Civil Action No. 07-FIG-142
AFFIRMED IN PART; REVERSED IN PART; AND
REMANDED WITH DIRECTIONS
______________________________________________________
Submitted: January 28, 2015
Filed: April 10, 2015
Lyne Ranson, Esq. Allyson E. Hilliard, Esq.
Lyne Ranson Law Offices, LC Swartz Law Offices, PLLC
Charleston, West Virginia St. Albans, West Virginia
Attorney for the Petitioner Attorney for the Respondent
CHIEF JUSTICE WORKMAN delivered the Opinion of the Court.
Justice BENJAMIN, deeming himself disqualified, did not participate in the decision of this
case. Judge NIBERT, sitting by temporary assignment.
SYLLABUS BY THE COURT
1. “‘“The exercise of discretion by a trial court in awarding custody of a
minor child will not be disturbed on appeal unless that discretion has been abused; however,
where the trial court’s ruling does not reflect a discretionary decision but is based upon an
erroneous application of the law and is clearly wrong, the ruling will be reversed on appeal.”
Syllabus point 2, Funkhouser v. Funkhouser, 158 W.Va. 964, 216 S.E.2d 570 (1975),
superseded by statute on other grounds as stated in David M. v. Margaret M., 182 W.Va. 57,
385 S.E.2d 912 (1989).’ Syl. Pt. 1, In re Abbigail Faye B., 222 W.Va. 466, 665 S.E.2d 300(2008).” Syl. Pt. 2, In re Antonio R.A., 228 W.Va. 380, 719 S.E.2d 850 (2011).
2. “In reviewing a final order entered by a circuit court judge upon a
review of, or upon a refusal to review, a final order of a family court judge, we review the
findings of fact made by the family court judge under the clearly erroneous standard, and the
application of law to the facts under an abuse of discretion standard. We review questions
of law de novo.” Syllabus, Carr v. Hancock, 216 W. Va. 474, 607 S.E.2d 803 (2004).
3. “In a contest involving the custody of an infant the welfare of the child is
the polar star by which the discretion of the court will be guided.” Syl. Pt. 1, State ex rel.
Cash v. Lively, 155 W.Va. 801, 187 S.E.2d 601 (1972).
i
4. “A psychological parent is a person who, on a continuing day-to-day basis,
through interaction, companionship, interplay, and mutuality, fulfills a child’s psychological
and physical needs for a parent and provides for the child’s emotional and financial support.
The psychological parent may be a biological, adoptive, or foster parent, or any other person.
The resulting relationship between the psychological parent and the child must be of
substantial, not temporary, duration and must have begun with the consent and
encouragement of the child’s legal parent or guardian. To the extent that this holding is
inconsistent with our prior decision of In the Interest of Brandon L.E., 183 W.Va. 113, 394
S.E.2d 515 (1990), that case is expressly modified.” Syl. Pt. 3, In re Clifford K., 217 W.Va.
625, 619 S.E.2d 138 (2005).
5. “In the law concerning custody of minor children, no rule is more firmly
established than that the right of a natural parent to the custody of his or her infant child is
paramount to that of any other person; it is a fundamental personal liberty protected and
guaranteed by the Due Process Clauses of the West Virginia and United States
Constitutions.” Syl. Pt. 1, In re Willis, 157 W.Va. 225, 207 S.E.2d 129 (1973).
6. “A parent has the natural right to the custody of his or her infant child,
unless the parent is an unfit person because of misconduct, neglect, immorality, abandonment
ii
or other dereliction of duty, or has waived such right, or by agreement or otherwise has
transferred, relinquished or surrendered such custody, the right of the parent to the custody
of his or her infant child will be recognized and enforced by the courts.” Syllabus, Whiteman
v. Robinson, 145 W.Va. 685, 116 S.E.2d 691 (1960).
iii
Workman, Chief Justice:
This is an appeal by Glenna. H. (hereinafter “grandmother”)1 from an order of
the Circuit Court of Kanawha County affirming an order of the family court terminating the
grandmother’s eight-year guardianship of her granddaughter, K.H. The family court granted
full custody to Anthony B., the child’s father (hereinafter “father”) with no ongoing visitation
granted to the grandmother. On appeal, the grandmother contends that the family court erred
in failing to recognize her as the psychological parent of the child; failing to properly
consider the child’s best interests or material changes in circumstances; and failing to grant
any ongoing visitation to the grandmother.
Subsequent to a thorough review of the appendix record, the parties’ briefs, and
oral arguments of counsel, this Court affirms the family court and circuit court orders
terminating the grandmother’s guardianship of the child, but we remand this matter with
directions to the circuit court to remand to the family court for a hearing on the issue of
visitation and the entry of an order granting liberal visitation rights to the grandmother, the
specific contours of which are to be fashioned by the family court.
1
Because this case involves sensitive facts, we protect the identities of those involved
by using the parties’ first names and last initials, and we identify the child by using her
initials only. See State ex rel. W.Va. Dept. of Human Servs. v. Cheryl M., 177 W.Va. 688,
689 n.1, 356 S.E.2d 181, 182 n.1 (1987).
1
I. Factual and Procedural History
K.H. was born in June of 2006. The father had no contact with the child during
the first year of her life and requested multiple paternity tests. He first saw the child on
August 1, 2007. The child’s mother and brother died in an automobile accident on
September 15, 2007, and the maternal grandmother, petitioner Glenna H., thereafter filed for
guardianship of the child on September 27, 2007. By order dated October 30, 2007, the
family court appointed the grandmother as guardian of the child. The father appeared at the
guardianship hearing and did not object to the grandmother’s appointment.
On November 6, 2008, the father filed a petition to establish custodial
responsibility for the child. This action resulted in an April 2009 agreed order granting
primary custody to the grandmother with parenting time to the father every other weekend
and one night per week. The father also began paying child support. On November 18,
2010, the father filed a petition to revoke or terminate the grandmother’s guardianship. This
action resulted in a 2011 agreed order granting the father additional parenting time. The
father and grandmother also agreed to refrain from seeking further modification of the
custody arrangements until December 31, 2012.
On January 16, 2013, the father filed another petition to terminate the
2
grandmother’s guardianship of the child.2 By order dated April 11, 2013, Attorney Woody
Hill was appointed as the guardian ad litem for the child. Subsequent to his investigation,
Mr. Hill opined that the child should be placed in the custody of the father.3 Mr. Hill
reported that he considered the child’s best interests and determined that the father was
capable of providing a stable environment for the child, with no further need for
guardianship.
On July 16, 2013, the grandmother filed a motion with the family court seeking
to be designated as the child’s “psychological parent” and also objected to the termination
of her guardianship of the child. The family court held hearings in July, October, and
November, 2013. In addition to the parties and the guardian ad litem, Dr. Timothy Saar, a
psychologist retained by the grandmother, testified that the grandmother and the child have
2
The appendix record indicates that the father is employed by the State of West
Virginia and pays his daughter’s health insurance and private school tuition, fees, books, etc.
He is also on active status in the National Guard and has ample room in his residence for the
child.
3
The guardian ad litem also reported that the grandmother had permitted the child to
remain in the custody of her friend, Franklin Newsom, a few days a week. Mr. Newsom is
a seventy-six-year-old man who had served a sentence for marijuana distribution and had
been convicted for making threats to murder an Assistant United States Attorney who had
prosecuted him. Mr. Newsom was also charged with battery in 1999 and DUI in 2011. The
DUI charges were later dismissed. According to the father, the grandmother placed Mr.
Newsom’s name on school records as the contact individual and was reluctant to give the
father access to the daughter’s school records. After the issues regarding Mr. Newsom’s
background were brought to the attention of the family court, the court entered an order
prohibiting overnight visitation with Mr. Newsom and also prohibited Mr. Newsom from
being alone with the child.
3
a significant bond and that the child honestly views the grandmother as “mom.” Dr. Saar did
not meet with the father.4
By order dated December 18, 2013, the family court terminated the
grandmother’s guardianship and denied her motion to be considered a psychological parent.
The grandmother appealed to the Circuit Court of Kanawha County on January 17, 2014.
The circuit court refused the appeal, and the grandmother thereafter appealed to this Court.
II. Standard of Review
This Court has held that the standard of review in custody decisions, including
guardianships, is as follows:
“‘The exercise of discretion by a trial court in awarding
custody of a minor child will not be disturbed on appeal unless
that discretion has been abused; however, where the trial court’s
ruling does not reflect a discretionary decision but is based upon
an erroneous application of the law and is clearly wrong, the
ruling will be reversed on appeal.’ Syllabus point 2, Funkhouser
v. Funkhouser, 158 W.Va. 964, 216 S.E.2d 570 (1975),
superseded by statute on other grounds as stated in David M. v.
Margaret M., 182 W.Va. 57, 385 S.E.2d 912 (1989).” Syl. Pt.
1, In re Abbigail Faye B., 222 W.Va. 466, 665 S.E.2d 300(2008).
Syl. Pt. 2, In re Antonio R.A., 228 W.Va. 380, 719 S.E.2d 850 (2011). We have also
4
The family court order states that Dr. Saar did not draft or produce a report for the
court.
4
explained as follows:
In reviewing a final order entered by a circuit court judge
upon a review of, or upon a refusal to review, a final order of a
family court judge, we review the findings of fact made by the
family court judge under the clearly erroneous standard, and the
application of law to the facts under an abuse of discretion
standard. We review questions of law de novo.
Syllabus, Carr v. Hancock, 216 W. Va. 474, 607 S.E.2d 803 (2004). Guided by these
standards, we now consider the parties’ arguments.
III. Discussion
A. West Virginia Code § 44-10-3, Best Interests, and Changed Circumstances
The grandmother asserts that the family court and lower court erred in the
consideration of the father’s petition to terminate the guardianship by failing to properly
evaluate the best interests of the child and the existence of changed circumstances. In so
arguing, the grandmother raises the issue of the legislative amendments to the requirements
articulated in West Virginia Code § 44-10-3 that became effective between the father’s filing
of the petition for termination of the guardianship and the court’s hearings on the matter.5
5
The pre-July 9, 2013, version, the relevant portion of which was articulated in § 44­
10-3(c)(4), provided as follows:
(c) The court, the guardian or the minor may revoke or terminate
the guardianship appointment when:
(4) A petition is filed by the guardian, the minor,
5
The grandmother contends that the family court erred by applying the version of the statute
in effect at the time of the filing, rather than the amended version. The primary distinction
between the prior and amended versions is the addition of the requirement for consideration
of the best interests of the child and a material change in circumstances supporting the need
to terminate the guardianship.
an interested person or upon the motion of the
court stating that the minor is no longer in need of
assistance or protection of a guardian.
The requirements of that guardianship statute were amended, effective July 9, 2013,
approximately six months after the father’s petition but before the hearings on the petition.
That amended statute, in relevant portion, provides as follows:
(i) The court, the guardian or the minor may revoke or terminate
the guardianship appointment when:
(4) A petition is filed by the guardian, the minor,
a parent or an interested person or upon the
motion of the court stating that the minor is no
longer in need of the assistance or protection of a
guardian due to changed circumstances and the
termination of the guardianship would be in the
minor’s best interest.
(j) For a petition to revoke or terminate a guardianship filed by
a parent, the burden of proof is on the moving party to show by
a preponderance of the evidence that there has been a material
change of circumstances and that a revocation or termination
is in the child’s best interest.
W.Va. Code § 44-10-3(i)(4) and 44-10-3(j) (emphasis supplied).
6
This Court’s review of the record reveals that the family court recognized the
existence of the statutory amendment in its order, but it did not specifically identify the
statutory underpinnings for its conclusion that the grandmother’s guardianship should be
terminated. It simply stated that the father had filed his petition for termination under West
Virginia Code § 44-10-3(c)(4), and it thereafter proceeded to articulate its findings. The
family court did, however, address the issue of the best interests of the child and the change
in circumstances that had gradually occurred in the father’s level of participation in his
daughter’s life. The family court observed that “striking a balance between a biological
parent’s constitutional rights and the child’s best interests can be difficult.” The court also
recognized the immeasurable importance of the child’s best interests, as discussed by this
Court in In re Antonio. 228 W.Va. at 388, 719 S.E.2d at 858. The court explained that the
“record clearly reflects that throughout the years Father has continually stepped up to care
for his child and has willingly assumed additional and substantial parental responsibilities
as well as all caretaking functions for his minor daughter.”
This Court finds the parties’ arguments regarding deficiencies in the
application of the statute to be unavailing. Beyond any statutory requirement for
consideration of best interests and changed circumstances, this Court has emphatically
declared the requirement for a thorough consideration of the best interests of the child and
changed circumstances in all matters relating to altering custody of children. The substantive
7
law in effect at both the time of filing of the petition and the time of hearings on the matter
required such consideration. This Court addressed these requirements in the specific context
of a termination of guardianship in In re Haylea G., 231 W. Va. 494, 745 S.E.2d 532 (2013),
and has consistently required analysis of best interests and changed circumstances in matters
involving custody of children. Id. at 498, 745 S.E.2d at 536. A child’s best interests have
been heralded as the paramount consideration by which all custody determinations should
be made. We have repeatedly held that “[i]n a contest involving the custody of an infant the
welfare of the child is the polar star by which the discretion of the court will be guided.” Syl.
Pt. 1, State ex rel. Cash v. Lively, 155 W.Va. 801, 187 S.E.2d 601 (1972) (internal citation
omitted); see also Syl. Pt. 3, in part, In re Katie S., 198 W.Va. 79, 479 S.E.2d 589 (1996)
(“Although parents have substantial rights that must be protected, the primary goal . . . in all
family law matters . . . must be the health and welfare of the children.”); Syl. Pt. 5, Carter
v. Carter, 196 W.Va. 239, 470 S.E.2d 193 (1996) (“In visitation as well as custody matters,
we have traditionally held paramount the best interests of the child.”).
We find that the family court, while not clearly specifying the statutory basis
for its conclusions regarding termination of the guardianship, satisfactorily considered both
K.H.’s best interests and the change in circumstances that had occurred over the several years
in which the father’s level of participation had increased. Moreover, the family court also
considered the advice and conclusions of the guardian ad litem, formulated subsequent to a
8
thorough investigation. In his January 2015 update on the current status of the child, the
guardian ad litem specifically informed this Court that the child reported a preference to live
with her father and also expressed a desire to spend additional time with her grandmother.
This Court finds neither clear error nor abuse of discretion in the family court’s conclusion
that the guardianship should be terminated and custody granted to the father.6
B. Psychological Parent
The grandmother also contends that the family court and circuit court erred by
failing to recognize her as the psychological parent of the child based upon her eight-year
guardianship and the relational bonds created during that time. The “psychological parent”
concept, as employed in this state, was originally associated with an individual’s right to
intervene in child custody matters pursuant to West Virginia Code § 48-9-103 (2014).7 As
6
The father contends that the grandmother raised this issue of erroneous application
of the statute for the first time on appeal. The appendix record reveals, however, that the
grandmother repeatedly argued that there had not been a change of circumstances and that
termination of the guardianship was not in the child’s best interest. This Court also notes the
exception to the general rule of prospective statutory application, as addressed in Shanholtz
v. Monongahela Power Co., 165 W.Va. 305, 270 S.E.2d 178 (1980). “[W]here an amended
statute incorporates common law that had existed before the amendment to the statute, the
statute may be applied retroactively.” Myers v. Morgantown Health Care Corp., 189 W. Va.
647, 650, 434 S.E.2d 7, 10 (1993).
7
The general legal principles associated with the psychological parent concept were
addressed in a 1995 Wisconsin case, and the criteria enumerated in that four-element test
have now become incorporated within the definitions of the psychological parent doctrine
utilized by most reviewing courts. See In re Custody of H.S.H.-K., 533 N.W.2d 419 (Wis.),
cert. denied sub nom. Knott v. Holtzman, 516 U.S. 975 (1995). These four elements include
the following:
9
enunciated in syllabus point three of In re Clifford K., 217 W. Va. 625, 619 S.E.2d 138(2005),
A psychological parent is a person who, on a continuing
day-to-day basis, through interaction, companionship, interplay,
and mutuality, fulfills a child’s psychological and physical needs
for a parent and provides for the child’s emotional and financial
support. The psychological parent may be a biological,
adoptive, or foster parent, or any other person. The resulting
relationship between the psychological parent and the child must
be of substantial, not temporary, duration and must have begun
with the consent and encouragement of the child’s legal parent
or guardian. To the extent that this holding is inconsistent with
our prior decision of In the Interest of Brandon L.E., 183 W.Va.
113, 394 S.E.2d 515 (1990), that case is expressly modified.
In establishing those parameters for the psychological parent concept in Clifford K., this
Court specifically warned:
With the announcement of this holding we also wish to make it
abundantly clear that the mere existence of a psychological
parent relationship, in and of itself, does not automatically
permit the psychological parent to intervene in a proceeding to
(1) that the biological or adoptive parent consented to, and
fostered, the [third party’s] formation and establishment of a
parent-like relationship with the child; (2) that the [third party]
and the child lived together in the same household; (3) that the
[third party] assumed obligations of parenthood by taking
significant responsibility for the child’s care, education and
development, including contributing towards the child’s support,
without expectation of financial compensation; and (4) that the
[third party] has been in a parental role for a length of time
sufficient to have established with the child a bonded, dependent
relationship parental in nature.
Id. at 421.
10
determine a child’s custody pursuant to W. Va. Code § 48-9­
103(b). Nothing is more sacred or scrupulously safeguarded as
a parent’s right to the custody of his/her child.
217 W. Va. at 644, 619 S.E.2d at 157; see also Syl. Pt. 1, In re Willis, 157 W.Va. 225, 207
S.E.2d 129 (1973) (“In the law concerning custody of minor children, no rule is more firmly
established than that the right of a natural parent to the custody of his or her infant child is
paramount to that of any other person; it is a fundamental personal liberty protected and
guaranteed by the Due Process Clauses of the West Virginia and United States
Constitutions.”); Syllabus, Whiteman v. Robinson, 145 W.Va. 685, 116 S.E.2d 691 (1960)
(“A parent has the natural right to the custody of his or her infant child, unless the parent is
an unfit person because of misconduct, neglect, immorality, abandonment or other dereliction
of duty, or has waived such right, or by agreement or otherwise has transferred, relinquished
or surrendered such custody, the right of the parent to the custody of his or her infant child
will be recognized and enforced by the courts.”). Recognizing the inherent rights of a
biological parent to his or her child, this Court observed in Clifford K. that “the limited rights
of a psychological parent cannot ordinarily trump those of a biological or adoptive parent to
the care, control, and custody of his/her child.” 217 W. Va. at 644, 619 S.E.2d at 157; see
also Honaker v. Burnside,182 W.Va. 448, 452, 388 S.E.2d 322, 325 (1989) (stating that
“[a]lthough we recognize the attachment and secure relationship” between a child and a
psychological parent, “such bond cannot alter the otherwise secure natural rights of a
parent[.]”).
11
This Court also addressed the concept of psychological parent in In re
Visitation & Custody of Senturi N.S.V., 221 W. Va. 159, 652 S.E.2d 490 (2007), and
observed:
In the cases in which this Court has determined a person to be
a psychological parent to a child, that person typically has
resided in the child’s household and interacted with the child on
a daily basis. See, e.g., In re Clifford K., id.; In re Jonathan G.,
198 W.Va. 716, 482 S.E.2d 893 (1996); Simmons v. Comer, 190
W.Va. 350, 438 S.E.2d 530 (1993); Honaker v. Burnside, 182
W.Va. 448, 388 S.E.2d 322 (1989). Moreover, a psychological
parent is one who essentially serves as a second parent to a child
and is a relationship to which the child’s parent has consented.
See generally In re Clifford K., 217 W.Va. 625, 619 S.E.2d 138;
Simmons, 190 W.Va. 350, 438 S.E.2d 530; Honaker, 182 W.Va.
448, 388 S.E.2d 322.”
221 W.Va. at 167, 652 S.E.2d at 498. In Senturi, the Court was also deliberate in its
recognition of the potential for the concept of psychological parent to be inappropriately
extended.
Obviously, a child will hold in high esteem any person who
looks after him/her, attends to his/her needs, and lavishes
him/her with love, attention, and affection. However, simply
caring for a child is not enough to bestow upon a care giver
psychological parent status. Were this the law of the State, any
person, from day care providers and babysitters to school
teachers and family friends, who cares for a child on a regular
basis and with whom the child has developed a relationship of
trust could claim to be the child’s psychological parent and seek
an award of the child’s custody to the exclusion of the child’s
parent. Clearly, this is not the result contemplated by this
Court’s prior holding [in Clifford K.] . . . .
Id. at 168, 652 S.E.2d at 499.
12
This Court also exhibited reluctance to apply the psychological parent concept
in a manner that would unnecessarily detract from the rights of the natural parents in In re
N.A., 227 W. Va. 458, 711 S.E.2d 280 (2011):
Simply because a person is found to be a child’s psychological
parent, however, does not translate into the psychological parent
getting custody of the child. Rather, this Court has only gone so
far as to hold that the status of “psychological parent” entitles
the individual to intervene in a custody proceeding, “when such
intervention is likely to serve the best interests of the child(ren)
whose custody is under adjudication.” . . . Thus, custody
determinations regarding a child or children are still controlled
by what is in the best interests of the child(ren).
227 W.Va. at 469, 711 S.E.2d at 291 (quoting Clifford K., 217 W.Va. at 640, 619 S.E.2d at
153).
This Court had occasion to speak to the psychological parent issue again in In
re Antonio. In that case, the child’s maternal grandmother had filed a petition for
guardianship, and the child’s biological mother had objected. In appealing the denial of her
petition, the grandmother argued that she had been the psychological parent to the child for
ten years. 228 W.Va. at 384, 719 S.E.2d at 854. This Court held that the statutory scheme
granting a trial court discretion to appoint a nominee selected by a minor over the age of
fourteen did not obligate the trial court to appoint the grandmother as guardian, over the
mother’s objection and absent a showing of the mother’s unfitness. Id. at 388, 719 S.E.2d
at 858. The grandmother in Antonio argued that she should be appointed as Antonio’s
13
guardian. However, Antonio had been living with his mother for the three years preceding
the filing of the guardianship petition. “While [the grandmother] might have been able to
succeed under this theory during the approximately ten years that Antonio lived with her, at
this point in time, this Court cannot find that [the mother] has voluntarily transferred or
relinquished custody of Antonio.” Id. at 392, 719 S.E.2d at 862.
The Court recognized Antonio’s desire to have a continued relationship with
his grandmother, and found that while the guardianship should be terminated, Antonio would
be entitled to have visitation with his grandmother. In so ruling, this Court relied upon
Honaker for the proposition that the best interests of the child may, in certain cases,
necessitate visitation with other parties: “[a]lthough custody of minor child should be with
the natural parent absent proof of abandonment or some form of misconduct or neglect, the
child may have a right to continued visitation rights with the stepparent or half-sibling.” 182
W.Va. at 451, 388 S.E.2d at 325, syl. pt. 2.
In In re A.C., No. 13-1120, 2014 WL 2782131, at *1 (W. Va. Supreme Court,
June 19, 2014) (memorandum decision), this Court affirmed the lower court’s determination
that a non-parent had served the role of a psychological parent and observed that the family
court had
made detailed findings regarding the child’s living situation with
Brooke B. in Kanawha County, detailing how, for example,
14
Brooke B. maintained A.C.’s school papers, how A.C.
celebrated holidays in the Kanawha County home, how friends
of A.C. dropped her off at the home, how Brooke B.’s address
was A.C.’s official school address, and how Brooke B.’s
authority to give consent for medical treatment of A.C. was
never challenged.
2014 WL 2782131, at *1. This Court affirmed the order appointing the psychological parent
as the guardian and granted custody to the psychological parent while the biological father
was incarcerated. Id.In the case sub judice, the family court found that the grandmother was not the
psychological parent of K.H. because she failed to satisfy the second two elements of the
“psychological parent” test. Specifically, it found that her guardianship was only temporary
and was not begun with the consent of the father. Upon review of the record, this Court finds
that the family court clearly erred. The grandmother had custody of this child for eight years,
albeit increasingly a shared-custody arrangement as the father became gradually more
involved in the life of his daughter and sought additional custodial responsibilities. The
child’s mother, prior to her death, had sought assistance from her mother and had encouraged
the relationship between grandmother and grandchild. The father, while not involved in the
child’s life for over a year, consented to the guardianship arrangement and entered into
agreed orders resolving custody issues in favor of joint custody arrangements with the
grandmother. From the child’s birth and over the course of the next eight years, the
grandmother has served as a parent to K.H. in every conceivable capacity. Such relationship
15
is not properly characterized as temporary. This was a significant relationship that
unquestionably qualifies as a psychological parenting situation under this Court’s definition
in Clifford K., as well as the subsequent cases chronicled above. We consequently find that
the family court erred in finding that the grandmother’s relationship with K.H. was temporary
and that it was begun without the consent of her parents. We find that the grandmother is a
psychological parent to K.H.
C. Right of Psychological Parent to Continued Association
The psychological parent doctrine is an equitable theory and judge-made
construct which permits courts, under appropriate circumstances, to recognize an individual
who has maintained a parent-like relationship with a child and consequently has a right to
continued visitation with that child. See Nicole M. Onorato, Note, The Right to Be Heard:
Incorporating the Needs and Interests of Children of Nonmarital Families into the Visitation
Rights Dialogue, 4 Whittier J. Child & Fam. Advoc. 491, 519-20 (2005) (explaining the
psychological-parent doctrine).8 In such instances, a court will evaluate the issue of whether
8
Prior to recent attempts to articulate a legal standard for this theory, proponents of
the concept analyzed it from a psychological perspective and explained that “[i]t is this
psychological parenthood, rather than the biological events which may precipitate such a
relationship, which many psychologists identify as the sine qua non of successful personality
development.” Note, Alternatives to “Parental Right” in Child Custody Disputes Involving
Third Parties, 73 Yale L.J. 151, 158 (1963). Child psychoanalyst and Yale professor, Anna
Freud, opined that the term “psychological parent” denotes “one who, on a continuing,
day-to-day basis, through interaction, companionship, interplay, and mutuality, fulfills the
child’s psychological needs for a parent.” Joseph Goldstein, Anna Freud, and Albert J.
16
an adult has formed a bonded relationship with a child and whether the continuation of such
relationship is in the best interests of the child.9
These principles are consistent with this Court’s approach to the right of a child
to continued association, as expressed quite concisely in Honaker. In that case, this Court
determined that the natural father had a right to custody of his child, but also considered
whether it was in the child’s best interests to maintain a continued relationship with her
stepfather and half-brother. 182 W.Va. at 452, 388 S.E.2d at 325. This Court stated:
[u]ndoubtedly, . . . [the child’s] best interests must be the
primary standard by which we determine her rights to continued
contact with other significant figures in her life. Clearly, “these
interests are interests of the child and not of the parent.
Visitation is, to be sure, a benefit to the adult who is granted
Solnit, Beyond the Best Interests of the Child, 17, 98 (1973); see also Joseph Goldstein,
Anna Freud, and Albert J. Solnit, Before the Best Interest of the Child, 39, 46-48 (1979)
(advocating the use of the psychological parent doctrine where child was separated from
biological or adoptive parents for a long period of time and proposing “maximum intervals
beyond which it would be unreasonable to presume that a child’s . . . ties with his absent
[natural] parents are more significant than those that have developed between him and his
longtime caretakers”).
9
In some states utilizing the psychological parent concept, a court finding the existence
of such a relationship will generally “treat the third party as equal to the natural parent and
will apply the ‘best interests of the child’ standard to decide visitation, much the same as if
two biological parents were vying for visitation or custody in a divorce proceeding.” Lindsy
J. Rohlf, Note, The Psychological-Parent and DeFacto-Parent Doctrines: How Should the
Uniform Parentage Act Define “Parent”?, 94 Iowa L. Rev. 691, 700 (2009); see also V.C.
v. M.J.B., 748 A.2d 539, 554 (N.J. 2000) (“Once a third party has been determined to be a
psychological parent to a child, . . . he or she stands in parity with the legal parent. Custody
and visitation issues between them are to be determined on a best interests standard . . . .”
(citation omitted)).
17
visitation rights with a child. But it is not the adult’s benefit
about which the courts are concerned. It is the benefit of the
child that is vital.” “Visitation is not solely for the benefit of
the adult visitor but is aimed at fulfilling what many conceive to
be a vital, or at least a wholesome contribution to the child’s
emotional well being by permitting partial continuation of an
earlier established close relationship.” Looper v. McManus, 581
P.2d 487, 488 (Okla. Ct. App.1978).
Honaker, 182 W.Va. at 452, 388 S.E.2d at 325 (footnotes omitted). In Honaker, this Court
also explained:
The best interests of the child concept with regard to
visitation emerges from the reality that “[t]he modern child is
considered a person, not a sub-person over whom the parent has
an absolute and irrevocable possessory right. The child has
rights. . . .” Another concern is “the need for stability in the
child’s life. . . . [T]ermination of visitation with individuals to
whom the child was close would contribute to instability rather
than provide stability.[”]
Id., 388 S.E.2d at 326 (footnotes omitted). “[C]ontinuity and stability in a child’s life most
certainly count for something . . . . Children are not dogwood trees, to be uprooted,
replanted, then replanted again for expediency’s sake.” Guardianship of Kassandra H., 64
Cal.App.4th 1228, 1238 (Cal. App. 1998).
As apparent from the extensive line of cases decided by this Court, the rights
of K.H. to continued association with her grandmother must be a vital part of this equation.
The father emphasizes the United States Supreme Court’s decision in Troxel v. Granville,
530 U.S. 57 (2000), and the fundamental right of a parent to make decisions concerning the
18
care, custody, and control of his or her children. In Troxel, the United States Supreme Court
held that awarding visitation to a non-parent, over the objections of a parent, is subject to
constitutional limitations. The Court in Troxel invalidated a Washington statute authorizing
“any person” to petition for visitation rights “at any time[,]” and described the statute as
“breathtakingly broad.” Id. at 67.10 This Court has examined the Troxel case, noting that
it “instructs that a judicial determination regarding whether grandparent visitation rights are
10
A legal commentator analyzed the effect of Troxel on children’s constitutional rights
and concluded as follows:
Before Troxel, it was abundantly clear that under the U.S.
Constitution children possessed rights to equal protection, to due
process, and to privacy in a wide variety of settings. After
Troxel, it appears that at least six of the justices would weigh
children’s interest in protection of intimate relationships in the
balance of constitutional rights.
As the least powerful of groups and most vulnerable of
persons, children are arguably most in need of rights. In a
conceptual scheme in which adults have rights and children have
mere interests, children’s interests too often are trumped by the
more powerful notion of rights. Judges and legislatures are
increasingly unwilling to view the rights of parents as
paramount . . . . The Supreme Court has recognized children’s
rights in many different settings, from juvenile justice to
education. After Troxel, it seems clear that in a properly
presented custody case, the Court can be expected to recognize
children’s rights to due process, equal protection, and privacy in
the context of custody as well. The challenge for scholars (and
for judges) is to acknowledge children’s rights in custody cases
in a manner that does not treat them like small adults, that takes
account of their essential difference, and that respects their
complex needs for nurture, protection, identity, and connection.
Barbara Bennett Woodhouse, Talking About Children’s Rights in Judicial Custody and
Visitation Decision Making, 36 Fam. L.Q. 105, 113-14 (2002) (footnotes omitted).
19
appropriate may not be premised solely on the best interests of the child analysis.” Cathy
L.M. v. Mark Brent R., 217 W.Va. 319, 327-28, 617 S.E.2d 866, 874-75 (2005) (emphasis
supplied). Instead, this Court emphasized in Cathy L.M. that the evaluating court “must also
consider and give significant weight to the parents’ preference, thus precluding a court from
intervening in a fit parent’s decision making on a best interests basis.” Id. That is the
gravamen of the Troxel decision; the true failing of the Washington statute in Troxel was
“not that the [trial court] intervened, but that when it did so, it gave no special weight at all
to [the parent’s] determination of her daughters’ best interests.” 50 U.S. at 69.
As this Court explained in footnote seven of In re Visitation of A.P., 231 W.
Va. 38, 743 S.E.2d 346 (2013):
Although Troxel does not define “special weight,” state
courts attempting to interpret and apply Troxel have reasoned
that “special weight” indicates considerable deference. In In re
M.W., 292 P.3d 1158 (Colo. App. 2012), for instance, the
Colorado Court of Appeals explained that “[g]iving special
weight means that the presumption favoring the parent’s
decision can be rebutted only by clear and convincing evidence
that granting parental responsibilities to the nonparent is in the
child’s best interests.” Id. at 1161.
231 W.Va. at 42 n.7, 743 S.E.2d at 350 n.7. In State ex rel. Brandon L. v. Moats, 209 W.Va.
752, 551 S.E.2d 674 (2001), this Court held that the West Virginia grandparent visitation
statute was constitutional because it is much narrower than the Washington statute evaluated
in Troxel. Id. at 760, 551 S.E.2d at 682. This Court, in Brandon L, did not identify “the
20
amount of weight that should attach to the factor of parental preference . . . .” Id. at 763, 551
S.E.2d at 685. We noted, however, that “in light of the Troxel decision it is clear that ‘the
court must accord at least some special weight to the parent’s own determination’ provided
that the parent has not been shown to be unfit.” Id. (quoting Troxel, 530 U.S. at 70).11
An enlightening discussion regarding Troxel was included a dissenting opinion
in In re Marriage of Winczewski, 72 P.3d 1012 (Or. Ct. App. 2003) (Brewer, J., dissenting),
as follows:
When the competing rights of child and parent are pitted
against each other, a balancing of interests is appropriate. That
notion finds support in the Troxel test. As discussed, Troxel
teaches that a court cannot award parenting time to a nonparent
over the objection of a fit parent based solely on best interest
considerations. Troxel, 530 U.S. at 69, 120 S.Ct. 2054(O’Connor, J., plurality opinion). However, the presumption
11
Even states adhering to a strict scrutiny methodology in evaluating nonparent child
access statutes recognize the child’s interest in the preservation a relationship with a
nonparent. In Rideout v. Riendeau, 761 A.2d 291 (Me. 2000), for instance, the Maine
Supreme Court, based upon the theory that a compelling state interest is required to justify
intervention in the context of Maine’s nonparent parenting time statute, observed that the
interest in continued access “springs not from any common law right of the grandparent to
visitation with the child, but from the child’s significant need to be assured that he or she will
not unnecessarily lose contact with a grandparent who has been a parent to that child.” Id.
at 301-02; see also Troxel, 530 U.S. at 86 (Stevens, J., dissenting) (“There is at a minimum
a third individual, whose interests are implicated in every case to which the statute
applies-the child.”). It is therefore imperative to acknowledge that “the understanding of
visitation as a parental right, which marginalizes the nurture and care of children and
disregards their relational interests, is incompatible with a relational understating of
visitation.” Ayelet Blecher-Prigat, Rethinking Visitation: From A Parental to A Relational
Right, 16 Duke J. Gender L. & Pol’y 1, 2 (2009).
21
that must be applied before best interests are considered focuses
solely on the parent’s ability to act in the child’s best interests.
In other words, the presumption relates to the very factual
determination that must be made if it is rebutted. Because, in a
real sense, the Troxel presumption blends with the best interests
test, there is a certain circularity to the Court’s analysis. That
circularity leaves one to wonder whether there is less to the
presumption than initially meets the eye. As one commentator
has observed:
The significance of Troxel lies in its subtlety, not
in any rigid analysis of recognized and established
constitutional law doctrine. The opinion marks an
evolution in parental autonomy protection by
what it pronounces as well as by what it avoids.
By balancing the State’s interest in protecting the
child with the parent’s interest in making
child-rearing decisions free from unnecessary
State interference, the Court no longer accords
blind, unquestioning deference to the decisions of
presumptively fit parents. Ideally, when courts
decide to balance the competing interests equally,
the child’s needs will be served and will prevail.
Sandra Martinez, The Misinterpretation of Troxel v. Granville:
Construing the New Standard for Third Party Visitation, 36
Fam. L.Q. 487, 499 (2002). In sum, Troxel neither requires nor
presages a strict scrutiny analysis of rights in nonparent custody
and parenting time cases; instead, the deference to parental
prerogative that it requires entails a balancing of distinct family
interests.
72 P.3d at 1057-58 (Brewer, dissenting).
A fundamental principle, properly gleaned from the scholarly writings and
legal opinions reviewed by this Court, is that the pronouncements of Troxel do not predispose
22
every case to an ultimate determination favoring the natural parent in a complete and
conclusive manner.12 An assessment of the specific circumstances of each case is still
required, and while the reviewing court must accord special weight to the preferences of the
parent, the best interests of the child are not to be ignored and must be included as a critical
component of the dialogue regarding visitation or custody.
As the New Jersey Supreme Court in Moriarty v. Bradt, 827 A.2d 203 (N. J.
2003), concisely stated, “[t]he possibilities are as varied as the factual scenarios presented.”
827 A.2d at 224. These possibilities should be deliberated in a manner conducive to the
protection of the child. The Supreme Court of Pennsylvania summarized the process aptly
in Hiller v. Fausey, 904 A.2d 875 (Pa. 2006): “[W]e refuse to close our minds to the
possibility that in some instances a court may overturn even the decision of a fit parent to
12
It has been noted that “[b]ecause the various opinions in Troxel prevented the Court
from speaking with a clear and unified voice, its decision is subject to misinterpretation.”
Winczewski, 72 P.3d 1012, 1056 (Brewer, dissenting). As insightfully explained by the New
Jersey Supreme Court in Moriarty v. Bradt, 827 A.2d 203 (N. J. 2003):
The [Troxel] Court avoided the basic issue of the appropriate
level of scrutiny and the standard to be applied. It also stopped
short of invalidating nonparental visitation statutes per se and
declined to define “the precise scope of the parental due process
right in the visitation context” because “the constitutionality of
any standard for awarding visitation turns on the specific
manner in which that standard is applied” as “much state-court
adjudication in this context occurs on a case-by-case basis.”
827 A.2d at 216-17 (quoting Troxel, 530 U.S. at 73-74).
23
exclude a grandparent from a grandchild’s life, especially where the grandparent’s child is
deceased and the grandparent relationship is longstanding and significant to the grandchild.”
Id. at 886-87.13
The father in the present case contends that the family court allowed for a
gradual transition and that nothing further is necessary. In reality, the family court order only
provided for a limited period of gradual transition, the terms of which have now expired.14
13
In a concurrence in Hiller, the writer addressed the issue of according proper
deference to the requirements of Troxel and noted as follows:
[T]he due process right that the Supreme Court affirmed in
Troxel is important but limited: a court may not override a
parent’s decision about the care or custody of a child simply
because the court determines that the decision is not in the
child’s best interest, as the trial court did in Troxel regarding a
grandparent’s interest in visitation. Instead, the court must
presume that a fit parent’s decision is in the best interest of the
child, and the court may reach a decision contrary to the wishes
of the parent only if there is evidence sufficient to overcome that
presumption. Troxel goes no further.
904 A.2d at 902 (Newman, J., concurring).
14
The family court order stated as follows:
Th[e] following schedule or gradual transitional period shall be
followed:
a. Commencing November 21, 2013 through January 31, 2014
the minor child shall be with Grandmother every other weekend
(Friday after school or at 3pm until Sunday evenings at 5). The
minor child shall also be with Grandmother every Wednesday
after school or 3pm through Thursday morning at 8am or drop
(continued...)
24
No further visitation is delineated in the family court order. While the grandmother has
apparently continued to exercise visitation during the pendency of this appeal, the family
court order did not actually require any ongoing visitation.
Based upon a thorough evaluation of the appendix record, this Court finds that
K.H. and her psychological parent/grandmother are entitled to continued visitation. This
Court is confident that such visitation can be structured in a manner which will not
substantially interfere with the parent-child relationship or adversely affect the father’s
fundamental rights to custody of K.H.
IV. Conclusion
For the foregoing reasons, this Court finds that the family court did not abuse
its discretion by terminating the grandmother’s guardianship of K.H., and the decision
terminating the guardianship is consequently affirmed. However, due to the grandmother’s
status as psychological parent to the child, the grandmother and the child are entitled to
continued association with one another. Thus, we remand this matter for the entry of an
order, consistent with this opinion, specifying a liberal visitation schedule to permit
14
(...continued)
off at school or any other night that the parties may agree.
b. Commencing February 1, 2014 through the last day of the
minor child’s school the minor child shall be with Grandmother
every other weekend (Friday after school or at 3pm until Sunday
evenings at 5).
25
significant and meaningful opportunity for the grandmother to interact with K.H. In
formulating such arrangement, the family court must also be cognizant of the grandmother’s
recent filing of a petition for grandparent visitation rights under West Virginia Code §§ 48­
10-101 to-1201 (2014), and the two separate and distinct methods of seeking relief initiated
by the grandmother should be merged for consideration by the family court.15
The court must also be cognizant of the need to formulate a visitation schedule
“as expeditiously as possible[,]” as this Court explained in Honaker. 182 W.Va. at 453, 388
S.E.2d 326. Transitions in the life of a child should be fashioned in a manner which
minimizes the trauma to the child. The plan “should give due consideration to both parties’
work and home schedules and to the parameters of the child’s daily school and home life, and
should be developed in a manner intended to foster the emotional adjustment” of the child
“while not unduly disrupting the lives of the parties or the child[].” Id. As this Court in
Honaker advised:
No matter how artfully or deliberately the trial court judge draws
the plan for these coming months, however, its success and
indeed the chances for [the child’s] future happiness and
emotional security will rely heavily on the efforts of these two
[caretakers]. The work that lies ahead for both of them is not
without inconvenience and sacrifice on both sides. Their
energies should not be directed even partially at any continued
rancor at one another, but must be fully directed at developing
15
As of the date of oral argument in this case, the family court had not yet issued a
written order on the grandmother’s petition for grandparent visitation rights.
26
compassion and understanding for one another, as well as
showing love and sensitivity to the [child’s] feelings at a
difficult time in all their lives.
Id. at 453, 388 S.E.2d at 326-27.16
Affirmed in part; reversed in part; and remanded.
16
As in other child custody matters, the visitation schedule will be subject to modification
as circumstances warrant.
27