William J. v. Ralph Terry, Acting Warden ( 2018 )

STATE OF WEST VIRGINIA
SUPREME COURT OF APPEALS
William J., FILED
Petitioner Below, Petitioner May 18, 2018
EDYTHE NASH GAISER, CLERK
vs) No. 17-0230 (Preston County 17-C-05) SUPREME COURT OF APPEALS
OF WEST VIRGINIA
Ralph Terry, Acting Warden,
Mt. Olive Correctional Complex,
Respondent Below, Respondent
MEMORANDUM DECISION
Petitioner William J.,1 pro se, appeals the February 21, 2017, order of the Circuit Court of
Preston County dismissing his petition for writ of habeas corpus. Respondent Ralph Terry, Acting
Warden, Mt. Olive Correctional Complex, by counsel Gordon L. Mowen, II, filed a summary
response in support of the circuit court’s order.2 Petitioner filed a reply.
The Court has considered the parties’ briefs and the record on appeal. The facts and legal
arguments are adequately presented, and the decisional process would not be significantly aided
by oral argument. Upon consideration of the standard of review, the briefs, and the record
presented, the Court finds no substantial question of law and no prejudicial error. For these
reasons, a memorandum decision affirming the circuit court’s order is appropriate under Rule 21
of the Rules of Appellate Procedure.
At approximately 3:00 a.m. on January 11, 1988, petitioner and his brother took his
brother’s twelve-year-old sister-in-law from her home to a remote location in Preston County and
sexually assaulted her. Once the brothers returned the victim to her residence, she immediately
informed her stepfather and identified petitioner and his brother as the perpetrators. The victim’s
stepfather reported the crimes to the police and took the victim to the hospital. The doctor who
examined the victim found many bruises and lacerations which were consistent with the victim’s
1
Consistent with our long-standing practice in cases with sensitive facts, we use initials
where necessary to protect the identities of those involved in this case. See In re K.H., 235 W.Va.
254, 773 S.E.2d 20 (2015); In re Jeffrey R.L., 190 W.Va. 24, 435 S.E.2d 162 (1993); State v.
Edward Charles L., 183 W.Va. 641, 398 S.E.2d 123 (1990).
2
The warden at Mt. Olive Correctional Complex has changed and the acting warden now is
Ralph Terry. The Court has made the necessary substitution of parties pursuant to Rule 41(c) of the
West Virginia Rules of Appellate Procedure.
1
account of kidnapping and sexual assault. The doctor further found trauma to the victim’s vagina
and anus and detected three recent tears to her hymen. Both the victim and the doctor testified at
petitioner’s trial.
Petitioner was convicted of one count of kidnapping, one count of aiding and abetting
first-degree sexual abuse, three counts of aiding and abetting first-degree sexual assault, and one
count of first-degree sexual assault. The circuit court sentenced petitioner to a life term of
incarceration, with the possibility of parole, plus an additional sixty-one to 105 years of
incarceration. Petitioner sought review of his convictions before this Court which refused his
appeal on January 9, 1990.
Since the refusal of his criminal appeal, petitioner has filed five petitions for writ of habeas
corpus. In his first petition, petitioner set forth twenty-three grounds for habeas relief. However,
following this Court’s decision in In the Matter of an Investigation of the West Virginia State
Police Crime Laboratory, Serology Division (“Zain I”), 190 W.Va. 321, 438 S.E.2d 501 (1993),
petitioner initiated a Zain habeas proceeding by filing an application in this Court. This Court
granted the application and remanded the Zain habeas case to the circuit court for further
proceedings.
The circuit court denied the Zain habeas petition first. In an August 24, 1995, opinion
letter, the circuit court found that, while discredited serologist Fred Zain performed tests on
various items of physical evidence in petitioner’s case, Mr. Zain’s testimony “was not critical to
the State’s case.” The circuit court found that the evidence was sufficient to sustain petitioner’s
convictions without Mr. Zain’s testimony and that his testimony did not have any prejudicial effect
on the jury given that “[t]he State’s case was extremely strong.”3 First, the victim knew petitioner
3
In syllabus point 2 of Zain I, this Court held that, “[a]lthough it is a violation of due
process for the State to convict a defendant based on false evidence, such conviction will not be set
aside unless it is shown that the false evidence had a material effect on the jury verdict.” 190
W.Va. at 322, 438 S.E.2d at 502. In syllabus point 3 of Zain I, this Court further held:
“Where improper evidence of a non[-]constitutional nature
is introduced by the State in a criminal trial, the test to determine if
the error is harmless is: (1) the inadmissible evidence must be
removed from the State’s case and a determination made as to
whether the remaining evidence is sufficient to convince impartial
minds of the defendant’s guilt beyond a reasonable doubt; (2) if the
remaining evidence is found to be insufficient, the error is not
harmless; (3) if the remaining evidence is sufficient to support the
conviction, an analysis must then be made to determine whether the
error had any prejudicial effect on the jury.” Syllabus Point 2, State
v. Atkins, 163 W.Va. 502, 261 S.E.2d 55 (1979), cert. denied, 445
U.S. 904, 100 S. Ct. 1081, 63 L. Ed. 2d 320 (1980).
(Continued . . .)
2
and identified him at trial. Second, the facts proving force and sexual contact “were shown by the
victim, her family (describing the immediate reporting), and the doctor.” Accordingly, the circuit
court denied the Zain habeas petition by order entered November 29, 1995.
The circuit court denied petitioner’s non-Zain habeas petition on February 26, 1997.
Following the denial of relief in the first two habeas cases, petitioner filed his third and fourth
petitions claiming that separate attorneys were ineffective in each of the prior proceedings. The
circuit court denied the third and fourth habeas petitions on December 10, 2010. Petitioner
appealed the December 10, 2010, order in [William J.] v. Ballard (“William J. I”), No. 11-0209,
2012 WL 5869967 (W.Va. November 19, 2012) (memorandum decision). On appeal, this Court
affirmed the circuit court’s determination that the issues previously raised in the Zain petition and
the non-Zain petition “were barred by the doctrine of res judicata or have been waived.” Id. at *1.
However, because the circuit court inadvertently failed to make findings regarding petitioner’s
claim that his attorney in his non-Zain proceeding (“non-Zain counsel”) was ineffective, this Court
remanded the case so that such findings could be made. Id. at *2. In an August 7, 2013, order, the
circuit court determined that petitioner’s non-Zain counsel did not provide ineffective assistance.
Accordingly, this Court affirmed the August 7, 2013, denial of habeas relief in [William J.] v.
Ballard (“William J. II”), No. 12-1006 (no Westlaw citation available) (W.Va. September 19,
2014) (memorandum decision).
Petitioner filed a fifth habeas petition on January 5, 2017. In this petition, petitioner
conceded that he was raising issues previously found to have been barred by the doctrine of res
judicata. However, petitioner re-raised the barred claims, arguing that the circuit court failed to
fully adjudicate his claim that the attorney in the Zain habeas proceeding (“Zain counsel”)
provided ineffective assistance. Petitioner argued that he could file a successive habeas petition
based on newly discovered evidence and a favorable change in the law that could be retroactively
applied to his case. By order entered February 21, 2017, the circuit court rejected petitioner’s
arguments and found that “the grounds raised by [p]etitioner are all Zain issues and have been fully
and finally litigated and decided in prior habeas corpus hearings.” Accordingly, the circuit court
dismissed the petition.
Petitioner appealed the circuit court’s February 21, 2017, dismissal order and, on March
31, 2017, filed a motion for appointment of appellate counsel. By order entered April 5, 2017, this
Court ruled that petitioner’s motion would be considered with the merits of his appeal.
We apply the following standard of review in habeas appeals:
“In reviewing challenges to the findings and conclusions of the circuit court
in a habeas corpus action, we apply a three-prong standard of review. We review
the final order and the ultimate disposition under an abuse of discretion standard;
the underlying factual findings under a clearly erroneous standard; and questions of
Id.
3
law are subject to a de novo review.” Syl. Pt. 1, Mathena v. Haines, 219 W.Va. 417,
633 S.E.2d 771 (2006).
Syl. Pt. 1, Anstey v. Ballard, 237 W.Va. 411, 787 S.E.2d 864 (2016). In syllabus point 4 of Losh v.
McKenzie, 166 W.Va. 762, 277 S.E.2d 606 (1981), we held:
A prior omnibus habeas corpus hearing is res judicata as to all matters
raised and as to all matters known or which with reasonable diligence could have
been known; however, an applicant may still petition the court on the following
grounds: ineffective assistance of counsel at the omnibus habeas corpus hearing;
newly discovered evidence; or, a change in the law, favorable to the applicant,
which may be applied retroactively.
On appeal, petitioner argues that the circuit court erred in finding that the instant petition is
barred by the doctrine of res judicata. Respondent counters that the dismissal of the petition should
be affirmed. We agree with respondent.
Petitioner contends that he may pursue a successive habeas petition because, in a
November 15, 2007, order, the circuit court found that the performance of his Zain counsel was
deficient “in failing to review raw data from the crime lab, failing to submit the data for
independent review, and failing DNA testing.” However, the circuit court remedied any prejudice
that petitioner suffered as a result of Zain counsel’s deficient performance by granting permission
for post-conviction DNA testing. We find that the circuit court’s ruling was in accordance with
syllabus point 5 of State v. Miller, 194 W.Va. 3, 459 S.E.2d 114 (1995), in which we held:
In the West Virginia courts, claims of ineffective assistance of counsel are
to be governed by the two-pronged test established in Strickland v. Washington,
466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984): (1) Counsel’s performance
was deficient under an objective standard of reasonableness; and (2) there is a
reasonable probability that, but for counsel’s unprofessional errors, the result of the
proceedings would have been different.[4]
Given that the DNA testing was never carried out, petitioner contends that the circuit court
failed to fully adjudicate his claim that Zain counsel was ineffective. We find that the record belies
this contention. In its February 21, 2017, order, dismissing the instant habeas petition, the circuit
court noted that there were “numerous delays” in arranging the testing. Moreover, petitioner
acknowledges that his case was included in the ASCLD report that was part of the investigation in
Zain I.5 See 190 W.Va. at 333, 438 S.E.2d at 513 (noting that, like the ASCLD report, a 1992 audit
found improprieties “in every case . . . in which [Mr.] Zain had been involved”). Consequently, at
4
The second prong of the Strickland/Miller standard is often referred to as the prejudice
prong. See State v. Hutton, 235 W.Va. 724, 739, 776 S.E.2d 621, 636 (2015).
5
ASCLD is the abbreviation of the American Society of Crime Laboratory Directors.
4
a October 15, 2010, hearing, petitioner withdrew his request for DNA testing and his attorney
introduced the relevant page of the ASCLD report into evidence. Therefore, we conclude that the
claim that Zain counsel was deficient in failing to have appropriate tests performed was previously
and finally adjudicated or waived and does not come under the first exception of syllabus point 4
of Losh to permit a successive petition.6
With regard to the second exception of syllabus point 4 of Losh, petitioner argues that (1)
the State suppressed the existence of a 1985 internal West Virginia State Police investigation
regarding Mr. Zain’s competence as a serologist; and (2) that he discovered only in December of
2016 that there was an evidentiary basis for claiming that Mr. Zain’s testimony regarding hair
comparison analysis was unreliable. We note that petitioner did not need an evidentiary basis to
challenge Mr. Zain’s testimony because we found all testimony by Mr. Zain unreliable as a matter
of law in Zain I. See 190 W.Va. at 326, 438 S.E.2d at 506. Also, in making this finding, we adopted
the recommendations of Judge Holliday who discussed the 1985 internal state police investigation
in his report, attached as an appendix to our Zain I decision. Id. at 328-41, 438 S.E.2d at 508-21.
Furthermore, we find that petitioner previously raised both of these claims in his fourth habeas
petition filed on November 5, 2007. 7 Though petitioner contends that he never received a
substantive ruling on either claim, in William J. I, we rejected his argument that the circuit court
erred in denying his fourth habeas petition based on the doctrine of res judicata. 2012 WL
5869967, at *1. Our decision in William J. I constituted a final decision on the merits pursuant to
Rule 21(a) of the West Virginia Rules of Appellate Procedure. See In Re: T.O., 238 W.Va. 455,
464, 796 S.E.2d 564, 573 (2017) (finding that a memorandum decision is an adjudication on the
merits); State v. McKinley, 234 W.Va. 143, 151, 764 S.E.2d 303, 311 (2014) (same). Therefore,
based on our review of the record, we conclude that these claims were previously and finally
adjudicated and are not based on any newly discovered evidence.
Finally, we concur with the circuit court’s finding that “the grounds raised by [p]etitioner
are all Zain issues and have been fully and finally litigated and decided in prior habeas corpus
hearings.” We note that a petitioner is not entitled to “attack upon attack, and habeas corpus upon
habeas corpus.” Call v. McKenzie, 159 W.Va. 191, 194, 220 S.E.2d 665, 669 (1975); see White v.
Haines, 215 W.Va. 698, 705 n.9, 601 S.E.2d 18, 25 n.9 (2004) (affirming denial of prisoner’s
second habeas petition, finding that it “is difficult to muster any sound reasoning for giving [him]
another bite at the apple”). Therefore, we conclude that the circuit court did not abuse its discretion
6
Petitioner argues that this claim also comes under the third exception of syllabus point 4 of
Losh because we recently reiterated in Chambers v. Ballard, No. 14-0020, 2014 WL 1686823, at
*2 (W.Va. April 28, 2014) (memorandum decision), that “[f]actually-supported allegations of
ineffective assistance of habeas counsel constitute an exception” to the doctrine of res judicata.
However, we find that our statement in Chambers is not a favorable change in the law that may be
applied retroactively because it is simply a restatement of the holding of syllabus point 4 of Losh.
See Id. (citing 166 W.Va. at 762-63, 277 S.E.2d at 608).
7
We take judicial notice of petitioner’s fourth habeas petition filed in Case No. 07-C-256.
5
in dismissing the instant habeas petition.
For the foregoing reasons, we affirm the circuit court’s February 21, 2017, order
dismissing the instant petition for writ of habeas corpus.8
Affirmed.
ISSUED: May 18, 2018
CONCURRED IN BY:
Chief Justice Margaret L. Workman
Justice Robin Jean Davis
Justice Menis E. Ketchum
Justice Allen H. Loughry II
Justice Elizabeth D. Walker
8
Given our affirmation of the circuit court’s dismissal of the petition, we deny petitioner’s
motion for appointment of appellate counsel.
6