W. Va. Regional Jail and Correctional Facility Authority v. A.B. ( 2014 )

No. 13-0037 - West Virginia Regional Jail and Correctional Facility Authority v. A.B.
FILED
October 31, 2014
RORY L. PERRY II, CLERK
SUPREME COURT OF APPEALS
OF WEST VIRGINIA
Davis, C.J., dissenting:
While confined at the Southern Regional Jail, the plaintiff alleged that she was
raped on seventeen (17) different occasions by a correctional officer. The plaintiff sued the
rapist and his employer, the West Virginia Regional Jail and Correctional Facility Authority
(“the Regional Jail”). The Regional Jail moved for summary judgment on the grounds of
qualified immunity. The trial court denied the motion, and the Regional Jail appealed. The
majority opinion reversed after determining, in essence, that the Regional Jail does not have
a duty to protect female prisoners from being raped by the correctional officers it employs.
The majority opinion also tersely rejected the circuit court’s determination that the special
relationship doctrine precluded summary judgment. For the reasons set out below, I dissent.
A. Continued Denial of Justice on Rehearing
“I have noted on several occasions that ‘[w]isdom too often never comes, and
so one ought not to reject it merely because it comes late.’” Savilla v. Speedway
Superamerica, LLC, 219 W. Va. 758, 773, 639 S.E.2d 850, 865 (2006) (Davis, C.J.,
dissenting), overruled by Murphy v. Eastern Am. Energy Corp., 224 W. Va. 95, 680 S.E.2d
110 (2009). See also Bass v. Rose, 216 W. Va. 587, 593 n.1, 609 S.E.2d 848, 854 n.1 (2004)
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(Davis, J. dissenting); State v. Harris, 207 W. Va. 275, 281 n.1, 531 S.E.2d 340, 346 n.1
(2000) (Davis, J., concurring). The majority opinion had a golden opportunity in rehearing
this case: The opportunity to correct a grave injustice done to the victim and to our law on
governmental immunity. Unfortunately, the majority instead chose to ignore the reality of
the injustice it has unleashed.
The basic issue in this case and the reason for my dissent has not changed.
This case is not about whether the correctional officer who raped the plaintiff was acting
outside the scope of his employment. Common sense dictates that the Regional Jail did not
hire the correction officer to rape the plaintiff and other inmates as part of his job duties. The
focus of this case was on what the Regional Jail did to assure the reasonable safety of the
plaintiff from being raped. If one reads the majority opinion line by line, and even in
between the lines, you will find no discussion of what practical measures the Regional Jail
used to monitor the interaction between male correctional officers and female prisoners. The
basis for liability against the Regional Jail is its failure to provide even the most basic
monitoring procedures. Thus, the majority’s failure to discuss the same is simply
inexcusable.
In a recent newspaper article it was reported that the Regional Jail began
compiling reports of sexual assault in 2013, after the new federal Prison Rape Elimination
2
Act standards took effect.1 According to the article, data was released going back to 2008
showing that reports of sexual assaults in West Virginia prisons increased from twenty-five
allegations in 2008 to 229 allegations in 2013. The data also showed that there were thirty-
six reported allegations of staff sexual misconduct in 2013 and fifty allegations of staff
sexual misconduct in 2014. Erin Beck, More Inmates Reporting Sexual Assault in W.Va.,
Charleston Gazette (October 26, 2014).2 Under the majority opinion, these numbers mean
absolutely nothing, because the Regional Jail can never be held accountable for its failure to
provide basic protections to women behind bars.
Other than this new section, the remainder of my dissent is unchanged from the
its previous filing. The new majority opinion has added nothing to alter the basic principles
of my dissent.
B. Qualified Immunity
In order to find that the Regional Jail is immune from liability when female
inmates are raped with impunity by correctional officials, the majority opinion recast our law
1
The Prison Rape Elimination Act “is intended to address the problem of rape in
prison, authorizes grant money, and creates a commission to study the issue.” Moorman v.
Herrington, 2009 WL 2020669, at *2 (W.D. Ky. 2009). See 42 U.S.C. §§ 15601 et seq.
(2003).
2
This article may be found online at:
http://www.wvgazette.com/article/20141026/GZ01/141029446/1101.
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on qualified immunity in such a manner as to make it now virtually impossible for any state
agency, not just the Regional Jail, to ever be held accountable for tortious conduct committed
by employees within the scope of their employment. I do not make this accusation lightly.
The decision in Heckenlaible v. Virginia Peninsula Regional Jail Authority, 491 F. Supp. 2d
544 (E.D. Va. 2007), helps to illustrate the true impact of the majority opinion.
Before examining Heckenlaible, it is appropriate to review the constitutionally
recognized “liberty interest in the integrity of the human body.” Farrell, ex rel. Farrell v.
Transylvania Cnty. Bd. of Educ., 682 S.E.2d 224, 230 (N.C. Ct. App. 2009). “The liberty
interest protected by substantive due process encompasses the right to be free from state
intrusion upon one’s bodily security and personal privacy. State action which ‘shocks the
conscience’ or runs counter to ‘certain decencies of civilized conduct’ violates the due
process clause.” Jane Doe A v. Special Sch. Dist. of St. Louis Cnty., 682 F. Supp. 451, 457
(E.D. Mo. 1988). “[C]ourts uniformly hold that the right to be free from sexual abuse–the
logical extension of the right to bodily security-is well established.” Arbaugh v. Board of
Educ., County of Pendleton, 329 F. Supp. 2d 762, 770 (N.D. W. Va. 2004). Accord Doe ex
rel. Doe v. City of Roseville, 296 F.3d 431, 435, 438 (6th Cir. 2002); Doe v. Gooden, 214
F.3d 952, 956 (8th Cir. 2000); Doe v. Taylor Indep. Sch. Dist., 15 F.3d 443, 451 (5th
Cir.1994); Hinkley v. Baker, 122 F. Supp. 2d 48, 51 (D. Me. 2000). Indeed, the United States
Supreme Court has commented that "[a]mong the historic liberties so protected [by the Fifth
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and Fourteenth Amendments] was a right to be free from, and to obtain judicial relief for,
unjustified intrusions on personal security.” Ingraham v. Wright, 430 U.S. 651, 673, 97
S. Ct. 1401, 1413, 51 L. Ed. 2d 711 (1977). In the context of corporal punishment of
children by school officials, the Fourth Circuit summarized the constitutional protection
afforded the human body in Hall v. Tawney, 621 F.2d 607 (4th Cir. 1980):
[Citizens have] the right to be free of state intrusions into realms
of personal privacy and bodily security through means so brutal,
demeaning, and harmful as literally to shock the conscience of
a court. The existence of this right to ultimate bodily security
the most fundamental aspect of personal privacy is unmistakably
established in our constitutional decisions as an attribute of the
ordered liberty that is the concern of substantive due process.
Numerous cases in a variety of contexts recognize it as a last
line of defense against those literally outrageous abuses of
official power whose very variety makes formulation of a more
precise standard impossible. Clearly recognized in persons
charged with or suspected of crime and in the custody of police
officers[.]
Hall, 621 F.2d at 613. In the instant case, the plaintiff’s constitutional right to be free “from
invasion of her personal security through sexual abuse, was well-established at the time the
assaults upon her occurred.” Stoneking v. Bradford Area Sch. Dist., 882 F.2d 720, 726 (3rd
Cir. 1989). As a result of this well recognized constitutional protection, the majority opinion
should have applied the analysis and reasoning in Heckenlaible in order to affirm the circuit
court’s decision in the instant case.
The plaintiff in Heckenlaible sued a correctional officer and his employer,
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Virginia Peninsula Regional Jail Authority, for sexual assault while she was confined in jail.
The defendant, Peninsula Regional Jail, moved for summary judgment on several grounds,
including the contention that it could not be held liable under the theory of respondent
superior.3 The federal district court disagreed with the defendant as follows:
[A] jury issue may exist as to whether an employee’s wrongful
act occurred within the scope of employment notwithstanding
the fact that the employee’s act violated an employer's rules or
directives. Ultimately, the issue for the court to resolve is
whether the service itself, in which the tortious act was done,
was within the ordinary course of [the employer’s] business.
....
[T]his was not a case where a wrongful act occurred in the
workplace merely because an employee was in a particular
location at a particular time as a result of his employment.
Steele’s duties as a correctional officer required him to observe
inmates in the shower, and the alleged sexual assault occurred
after he observed Heckenlaible showering and during a “cell
search” thereafter. Steele’s impulse to have sexual contact with
Heckenlaible may well have arisen, at least in part, from the fact
that he was required to view Heckenlaible while she was
unclothed in the shower. In light of these circumstances, a
reasonable juror could conclude that the alleged sexual assault
arose out of Steele’s performance of his duties.
Moreover, viewing the facts in the light most favorable
to Heckenlaible, Steele was actively engaged in the performance
of his job duties, which included supervising Heckenlaible and
the other inmates in the medical unit, when the wrongful act
occurred. Steele was supervising Heckenlaible when he
accompanied her to the shower, looked at her while she
showered, and returned her to her cell afterwards. In addition,
3
Other issues were raised that are not relevant.
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he ultimately entered her cell on the pretense of conducting a
cell search, and cell searches are also among the duties of a
correctional officer. It follows that a reasonable juror could
conclude that when the wrongful act occurred, Steele was
engaged in a service, namely, the supervision of Heckenlaible,
that was within the ordinary course of the Jail Authority’s
business. A reasonable juror could reach this conclusion
notwithstanding the fact that Steele violated the Jail Authority’s
policies when he had a sexual encounter with Heckenlaible.
Furthermore, the instant case reflects a situation where
special circumstances related to employment facilitated the
alleged intentional tort. Steele could not have reached
Heckenlaible within the confines of her cell were it not for his
employment with the Jail Authority. Also, in announcing that
he was entering her cell to conduct a search, Steele arguably
used the authority of his office to accomplish the wrongful act.
Such facts weigh strongly against resolving the scope of
employment issue, as a matter of law, in favor of the Jail
Authority. In sum, having carefully reviewed the relevant case
law and studied the arguments set forth by the parties, this court
concludes, for the several reasons discussed above, that whether
Steele was acting within the scope of his employment when he
allegedly assaulted Heckenlaible is an issue for the jury to
resolve.
Heckenlaible, 491 F. Supp. 2d at 549-52 (internal quotations and citations omitted).
The majority opinion summarily rejected Heckenlaible on the grounds that
Virginia did not extend qualified immunity to itself. The majority opinion’s rejection of
Heckenlaible is misguided. The fact that Virginia did not extend qualified immunity under
the facts of Heckenlaible was irrelevant. The most important issue addressed in Heckenlaible
and completely omitted from the majority opinion was an understanding of how to analyze
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“scope of employment.” In other words, both Virginia and West Virginia require that a state
employee’s conduct fall within the scope of employment in order to extend liability to the
State.
Under Heckenlaible, the mere fact that an employee’s wrongful conduct
violated an employer’s rules or directives does not automatically mean that the employee’s
wrongful act occurred outside the scope of his/her employment. Instead, Heckenlaible
requires the fact finder to determine “whether the service itself, in which the tortious act was
done, was within the ordinary course of [the employer’s] business.” Heckenlaible, 491
F. Supp. 2d at 549-52 (internal quotations and citations omitted). Stated simplistically, the
issue for a jury is whether “the employee’s wrongful conduct was related to the nature of the
employment.” Blair v. Defender Servs., Inc., 386 F.3d 623, 628 (4th Cir. 2004).
Although the majority opinion repeatedly mentions that proof is required to
show that the wrongful conduct was committed during the scope of employment, the opinion
totally failed to provide any analysis of how to apply the phrase “scope of employment.” It
is the absence of such analysis that makes the majority opinion dangerous. The majority
opinion stands for the proposition that any wrongful act not authorized by a State agency will
immunize the State from liability. This new standard can never be overcome by a plaintiff,
because no State agency ever authorizes wrongful conduct.
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To add insult to injury, the majority opinion also has concluded specifically that
liability cannot be imposed on the Regional Jail merely because it did not have any
regulations designed to protect female inmates from being raped. According to the majority
opinion, such regulations “easily fall within the category of ‘discretionary’ governmental
functions.” The majority opinion requires a rape victim to specifically point to “a ‘clearly
established’ right or law with respect to . . . supervision[.]” In the final analysis, under the
majority opinion, the Regional Jail simply has to bury its head in the sand and never
promulgate any regulation designed to protect the bodily integrity of female inmates to
ensure its continued impunity from liability.
“Although mere failure to supervise is not a basis for liability under [the law],
liability will result if delinquent supervision is so severe as to amount to gross negligence or
deliberate indifference to constitutional violations.” Holland v. Breen, 623 F. Supp. 284, 290
(D. Mass. 1985) (internal quotations and citation omitted). The majority opinion promotes
and rewards “gross negligence and deliberate indifference” to the constitutional right of
female inmates to be free of sexual assaults. But, the State cannot be granted absolute
immunity merely because no regulation was violated when its employee raped an inmate
seventeen times. Just what will it take to protect women from such assaults? Simply put,
the Regional Jail was grossly negligent in not having regulations in place that would have
protected the plaintiff from being alone with any male correctional officer on seventeen
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separate occasions.
Finally, I wish to point out that the decision in J.H. v. West Virginia Division
of Rehabilitation Services, 224 W. Va. 147, 680 S.E.2d 392 (2009), supports the trial court’s
decision in the instant case. In J.H., the plaintiff was a resident in a rehabilitation center
operated by a State agency. While at the facility, the plaintiff was raped by another resident
living at the facility. The plaintiff sued the State agency on various grounds of negligence,
including negligent supervision and failure to provide adequate protection. The State moved
to dismiss the case on the grounds of qualified immunity.4 The circuit court granted the
State’s motion. This Court, in summary fashion, found that qualified immunity did not exist:
The Division argues that because qualified immunity
protects governmental entities from tort liability for alleged
negligence in the exercise of “discretionary” functions, the
Appellant’s Amended Complaint alleging mere negligence
rather than a violation of any clearly established law failed to
state a claim against the Division for which relief could be
granted.
....
[T]he first issue that must be determined in analyzing the
issue of qualified immunity and the applicability of this
immunity to a State agency is whether the State’s insurance
policy expressly waives common-law immunity for tort liability.
In the instant matter, no such waiver exists. Thus, the second
inquiry is whether the State entity was exercising a legislative or
4
The State also sought dismissal under the public duty doctrine, which I will discuss
in the next section of my dissent.
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judicial function or an administrative function involving the
determination of a fundamental governmental policy. There are
no allegations made by the Appellant of any type of legislative,
judicial, or administrative functions involving the determination
of a fundamental governmental policy, which are the types of
functions susceptible to the application of qualified immunity.
Thus, the doctrine of qualified immunity does not preclude this
claim.
J.H., 224 W. Va. at 156-57, 680 S.E.2d at 401-02 (citation omitted). Even though J.H.
summarily addressed the issue of qualified immunity, the opinion nonetheless should have
been followed because it was factually similar to the instant case. In both cases, the victims
were raped. At the time of the rapes, both victims were under the care and supervision of the
State. In both cases, the plaintiffs alleged that the State failed to properly supervise their
assailants and failed to provide adequate protection to safeguard them from being raped. The
decision in J.H. correctly found this set of facts was sufficient to defeat a claim of qualified
immunity. In the instant case, the majority opinion has taken these same facts and concluded
that the State did not have a duty to protect the plaintiff from being raped by its employee.
C. Special Relationship Exception to the Public Duty Doctrine
The final issue I wish to address involves the majority opinion’s terse treatment
of the special relationship exception to the public duty doctrine.5 We have held that, under
the public duty doctrine, “a local governmental entity’s liability for nondiscretionary . . .
5
The special relationship exception is also called the special duty doctrine.
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functions may not be predicated upon the breach of a general duty owed to the public as a
whole.” Walker v. Meadows, 206 W. Va. 78, 83, 521 S.E.2d 801, 806 (1999) (internal
quotations and citation omitted). The public duty doctrine is different from the principle of
governmental immunity. That is, the public duty doctrine “does not rest squarely on the
principle of governmental immunity, but rests on the principle that recovery may be had for
negligence only if a duty has been breached which was owed to the particular person seeking
recovery.” Parkulo v. West Virginia Bd. of Prob. & Parole, 199 W. Va. 161, 172, 483 S.E.2d
507, 518 (1996). If the public duty doctrine applies, there is no duty owed by the government
and therefore no need to inquire as to the existence of governmental immunity. However,
the public duty doctrine may be defeated under the special relationship exception. This Court
set forth the following test for determining when the “special relationship” exception to the
public duty doctrine gives rise to a cause of action:
To establish that a special relationship exists between a
local governmental entity and an individual, which is the basis
for a special duty of care owed to such individual, the following
elements must be shown: (1) an assumption by the local
governmental entity, through promises or actions, of an
affirmative duty to act on behalf of the party who was injured;
(2) knowledge on the part of the local governmental entity’s
agents that inaction could lead to harm; (3) some form of direct
contact between the local governmental entity’s agents and the
injured party; and (4) that party’s justifiable reliance on the local
governmental entity’s affirmative undertaking.
Syl. pt. 2, Wolfe v. City of Wheeling, 182 W. Va. 253, 387 S.E.2d 307 (1989).
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Turning now to the instant case, the first matter I am compelled to address
involves the majority opinion’s assertion that the plaintiff injected the issue of the public duty
doctrine and special relationship exception into this appeal. The record clearly shows that
the Regional Jail injected this issue as a specific assignment of error.6 Consequently, the
plaintiff had a right to respond to the assignment of error. Moreover, the Regional Jail
addressed the issue as an assignment of error because the trial court ruled that the special
relationship exception applied in this case.
The second issue I must address concerns the majority opinion’s unsupported
assertion that the special relationship exception cannot be invoked until a government entity
raises the public duty doctrine as a defense. Specifically, the majority opinion states that the
record does not show that the Regional Jail “assert[ed] the public duty doctrine as a defense
to liability, to which respondent could then properly invoke the special duty exception.” This
erroneous limitation on the invocation of the special relationship exception was compounded
by the majority opinion’s unsupported assertion that the special relationship exception is not
“a stand-alone basis of liability.”7
6
The Regional Jail entitled the assignment of error as follows: “The Trial Court Erred
By Finding A Special Duty Existed Between Petitioner And Respondent.”
7
I will note that “[i]f immunity exists . . . no inquiry into the public duty doctrine and
its special relationship exception is necessary.” Moats v. Preston Cnty. Comm’n., 206
W. Va. 8, 14, 521 S.E.2d 180, 186 (1999).
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Our prior cases have clearly held that the special relationship “exception gives
rise to a cause of action in certain situations when there is a special relationship between an
individual and a governmental entity.” Holsten v. Massey, 200 W. Va. 775, 780-81, 490
S.E.2d 864, 869-70 (1997) (emphasis added). This Court held in syllabus point 3 of Benson
v. Kutsch, 181 W. Va. 1, 380 S.E.2d 36 (1989), that “[i]f a special relationship exists between
a local governmental entity and an individual which gives rise to a duty to such individual,
and the duty is breached causing injuries, then a suit may be maintained against such entity.”
The decision in J.H., discussed supra, illustrates the application of the special relationship
exception.
As previously pointed out, the plaintiff in J.H. was a resident in a State
rehabilitation center when he was raped by another resident living at the facility. After the
plaintiff filed the action, the State moved to dismiss the action under several defenses that
included the public duty doctrine. The circuit court found that the public duty doctrine
prevented imposition of liability against the State. This Court reversed the circuit court’s
ruling and reasoned as follows:
[W]e direct our attention to the pivotal issue in this
matter, which is the public duty doctrine and whether the special
relationship exception applies in this case. Generally, the duty
imposed upon a governmental entity is one owed to the general
public, and unless the injured party can demonstrate that some
special relationship existed between the injured person and the
allegedly negligent entity, the claim is barred. As the Court has
previously recognized the public duty doctrine is a principle
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independent of the doctrine of governmental immunity, although
in practice it achieves much the same result. The Appellant
maintains that as a resident of the attendant care unit at the
Rehabilitation Center, he had a special relationship with the
Division beyond the relationship with the general public. The
Appellant maintains that the Division had full knowledge of the
Appellant’s compromised mobility and had knowledge of Jeff
Bell’s prior sexual predator acts at the Rehabilitation Center.
The Appellant also maintains that at the time of the alleged
molestation, the Division allowed Mr. Bell private access to the
Appellant’s bedroom.
Contrariwise, the Division argues that the public duty
doctrine only applies to an alleged breach of a nondiscretionary
duty to provide fire or police or other public safety protection to
an individual, and the Division maintains that it has no
nondiscretionary statutory duty to provide police, fire, or other
public safety protection to disabled individuals or the general
public. The Division, therefore, asserts that the Appellant failed
to allege operative facts that would support the application of
the public duty doctrine or its special relationship exception to
avoid dismissal of his negligence claims under the doctrine of
qualified immunity.
First, it is important to note that the public duty doctrine
is not an immunity; but, rests on the principle that recovery may
be had for negligence only if a duty has been breached which
was owed to the particular person seeking recovery.
....
Finally, this Court previously held that . . . the question
of whether a special duty arises to protect an individual from a
State governmental entity’s negligence is ordinarily a question
of fact for the trier of facts.
In the instant case, the Court concludes that the circuit
court erred in granting the Division’s Motion to Dismiss. A de
novo review of the allegations contained in the Appellant’s
Amended Complaint reflects that sufficient allegations are
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present to allow the Appellant’s claims to go forward against the
Division. It is for a jury to determine, under appropriate
instruction of law, whether a special duty arises to protect the
Appellant from the Division's alleged negligence. We,
therefore, reverse the decision of the circuit court and remand
this case for reinstatement of the Appellant’s claims based upon
the allegations of a special relationship and a special duty.
J.H., 224 W. Va. at 158-59, 680 S.E.2d at 403-04 (internal quotations and citations omitted).
Clearly the decision in J.H. recognizes a claim may be maintained against the
State under the special relationship exception. Therefore it was legally wrong for the
majority opinion to suggest otherwise. See McCormick v. West Virginia Dep’t. of Pub.
Safety, 202 W. Va. 189, 503 S.E.2d 502 (1998) (holding that a jury could find that the
Department of Corrections owed a duty to a social worker killed in her apartment by an
inmate she once counseled in a prison).
Based upon the foregoing, I dissent.
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