Douglas Brown v. Robert D. Fluharty ( 2013 )

IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
September 2013 Term FILED
September 12, 2013
released at 3:00 p.m.
No. 12-0365 RORY L. PERRY II, CLERK
SUPREME COURT OF APPEALS
OF WEST VIRGINIA
DOUGLAS BROWN, MARION ROBINSON,
MASON COUNTY FARM MUSEUM,
MASON COUNTY BOARD OF EDUCATION,
HENDERSON CHURCH OF CHRIST,
BOB RIMMEY, HEATHER HUTCHINSON,
and KAYLA NAVE,
Petitioners
v.
ROBERT D. FLUHARTY, in his fiduciary capacity
as Executor of the Estate of Bright McCausland,
Respondent
Appeal from the Circuit Court of Mason County
The Honorable Thomas C. Evans, III, Judge
Civil Action No. 09-C-209H
AFFIRMED
Submitted: September 4, 2013
Filed: September 12, 2013
John F. Allevato, Esq. Daniel J. Konrad, Esq.
David R. Croft, Esq. Audy M. Perry, Jr, Esq.
Spilman Thomas & Battle, PLLC Anna M. Price, Esq.
Charleston, West Virginia Huddleston Bolen LLP
Huntington, West Virginia
Attorneys for the Respondent
R. Michael Shaw, Sr.
Shaw & Tatterson, L.C.
Point Pleasant, West Virginia
Attorneys for the Petitioners
The Opinion of the Court was delivered PER CURIAM.
CHIEF JUSTICE BENJAMINdisqualified.
JUDGE WILFONG, sitting by temporary assignment.
SYLLABUS BY THE COURT
1. “Appellate review of a circuit court’s order granting a motion for judgment on
the pleadings is de novo.” Syl. Pt. 1, Copley v. Mingo Cnty. Bd. of Educ., 195 W. Va. 480,
466 S.E.2d 139 (1995).
2. “‘Testamentary intent and a written instrument, executed in the manner provided
by [W. Va. Code § 41-1-3], existing concurrently, are essential to the creation of a valid
will.’ Syl. pt. 1, Black v. Maxwell, 131 W. Va. 247, 46 S.E.2d 804 (1948).” Syl. Pt. 3,
Stevens v. Casdorph, 203 W. Va. 450, 508 S.E.2d 610 (1998).
3. “If one having testamentary capacity is unable from any physical cause to write
his name to his will, another person may steady his hand and aid him in so doing; and it is
not necessary to prove an express request from the testator for such assistance; it may be
inferred from the circumstances of the case.” Syl. Pt. 17, McMechen v. McMechen, 17 W.
Va. 683 (1881).
i
Per Curiam:
In the instant case, this Court is called upon to determine whether a testator’s failure
to sign his non-holographic will, or to request that it be signed on his behalf, renders the will
void under the circumstances of this case or, indeed, under any circumstances. The circuit
court concluded that the testator’s will was void as a matter of law and granted judgment on
the pleadings for the will’s opponent. Upon careful review of the parties’ briefs and
arguments, the appendix record, and the applicable law, we affirm the judgment of the circuit
court.
I. FACTUAL AND PROCEDURAL HISTORY
The testator, Bright McCausland, was a resident of Mason County, West Virginia.
On October 28, 2009, he executed a “Last Will and Testament” naming Robert D. Fluharty,
defendant, respondent herein, as executor of his estate. The will (hereinafter “the original
will”) provided that after payment of debts, funeral expenses, taxes, and administration
expenses, the executor, “in his absolute discretion,” was to distribute Mr. McCausland’s
tangible personal property among his friends, neighbors, and the West Virginia State
Museum. Mr. McCausland bequeathed the residue of the estate to the Bright McCausland
Trust, established November 13, 2002, to “be administered and disposed of in accordance
with the terms of said instrument of trust as such exists at the time of my death.”
1
Approximately six months later, Mr. McCausland’s health was failing; he was
physically incapacitated and living in a nursing care facility. It is alleged by the petitioners
that on April 10th and 11th, 2010, Mr. McCausland dictated the terms of a new will
(hereinafter “the second will”) to his nephew, Douglas Brown, one of the petitioners.1 Mr.
Brown reduced the dictation to a typewritten document entitled “Bright McCausland - Last
Will.” Mr. McCausland did not sign or mark the typewritten will, and no one signed or
marked it on his behalf. However, two individuals who were Mr. McCausland’s health care
providers in the nursing home signed the will and subsequently attempted to attest the
document by signing affidavits averring that they “did witness [Mr. McCausland] stating that
the new last will and testament contained his final desires.”2
1
Although the document entitled “Bright McCausland - Last Will” contains a number
of bequests, including bequests to all of the petitioners in this case, the primary beneficiary
was Mr. Brown. The document also contains a number of instructions to Mr. Brown with
respect to upkeep of the real property; the establishment of a scholarship and a needy
children’s fund; payment of tuition for “Kayla and Heather” (on the condition that they
maintain a 3.0 average in a nursing program at a local college); and donations to the Johns
Hopkins Eye Institute and the Mason County Farm Museum in Mr. McCausland’s name.
Interestingly, notwithstanding the specific instructions given to Mr. Brown, the will
specifically names Mr. Fluharty as executor, with the proviso that he “not charge for acting
as the executor of the estate but [he] can charge for his help in setting up the trust accounts
and other legal work required.”
2
The affidavits were signed by the witnesses, Kristy Robinson and Ryann Greer, on
December 6, 2010, and December 14, 2010, respectively, more than seven months after Mr.
McCausland’s death and more than six months after the original will had been admitted to
probate. Contrary to the assertions of the petitioners, the affidavits are ambiguous and raise
more questions than they answer. See text infra.
2
Bright McCausland died on April 22, 2010. On May 20, 2010, the original will was
probated and recorded in Will Book 37, Page 111 in Mason County, West Virginia. Almost
fifteen months later, on July 14, 2011, the petitioners filed a civil action seeking to have the
original will revoked and the second will admitted to probate, on the ground that the second
will expressly “revoke[d] all former wills previously made by me.” Both the original will
and the second will were appended as exhibits to the complaint, together with the affidavits
of Ms. Robinson and Ms. Greer. The respondent filed an answer and a motion for judgment
on the pleadings, on the sole ground that
[w]hile there appears to be two signatures of persons other than
the Decedent, both signing affidavits purporting to “witness” the
execution of this document, but there is no signature of the
Decedent. No signature, initials, handwriting of the Decedent,
or evidence of someone signing on behalf of the Decedent
appears anywhere on the document. Without this signature, the
document does not meet the elements of a valid will in West
Virginia.
On February 9, 2012, following briefing and a hearing, the circuit court entered an
order granting the respondent’s motion.3 The court concluded “that the Decedent did not
sign his name anywhere on the second document, and therefore, there being no signature,
under W. Va. Code § 41-1-3, the second document is not a valid will.” This appeal followed.
3
The petitioners never sought to introduce any evidence into the record in the form of
testimony, affidavits, or exhibits. Thus, the factual record before the circuit court, and before
this Court on appeal, consists solely of the allegations set forth in the complaint and the two
wills that were attached thereto (the second with the witnesses’ affidavits appended).
3
II. STANDARD OF REVIEW
“Appellate review of a circuit court’s order granting a motion for judgment on the
pleadings is de novo.” Syl. Pt. 1, Copley v. Mingo County Bd. of Educ., 195 W. Va. 480, 466
S.E.2d 139 (1995).
Inasmuch as this case was decided on a motion for judgment on the pleadings, West
Virginia Rule of Civil Procedure 12(c), we construe the complaint in a light most favorable
to the plaintiffs, petitioners herein, and take the factual allegations contained in the complaint
as true. Cf. Riffle v. C. J. Hughes Const. Co., 226 W. Va. 581, 586-87, 703 S.E.2d 552, 557­
58 (2010); Fucillo v. Kerner ex rel. J.B., __ W. Va. __, 744 S.E.2d 305, 309 (2013).
III. DISCUSSION
In West Virginia, the procedural requirements for execution of a valid will are set
forth in West Virginia Code § 41-1-3 (2010), which provides:
No will shall be valid unless it be in writing and signed by the
testator, or by some other person in his presence and by his
direction, in such manner as to make it manifest that the name
is intended as a signature; and moreover, unless it be wholly in
the handwriting of the testator, the signature shall be made or
the will acknowledged by him in the presence of at least two
competent witnesses, present at the same time; and such
witnesses shall subscribe the will in the presence of the testator,
and of each other, but no form of attestation shall be necessary.
The statute was “enacted to protect and sanctify the execution of a will to prevent substitution
4
or fraud[.]” Stevens v. Casdorph, 203 W. Va. 450, 455, 508 S.E.2d 610, 615 (1998)
(Workman, J., dissenting).
Our precedents make clear that both “‘[t]estamentary intent and a written instrument,
executed in the manner provided by [W. Va. Code § 41-1-3], existing concurrently, are
essential to the creation of a valid will.’ Syl. pt. 1, Black v. Maxwell, 131 W. Va. 247, 46
S.E.2d 804 (1948).” Syl. Pt. 3, Stevens, 203 W. Va. at 451, 508 S.E.2d at 611. For more
than one hundred years, however, we have held that an otherwise valid will that substantially
complies with the statutory requirements may be upheld where justice so requires. For
example, in syllabus point 17 of McMechen v. McMechen, 17 W. Va. 683 (1881), this Court
held that
[i]f one having testamentary capacity is unable from any
physical cause to write his name to his will, another person may
steady his hand and aid him in so doing; and it is not necessary
to prove an express request from the testator for such assistance;
it may be inferred from the circumstances of the case.
We further explained that “the only requirement of the statute is that the writing be signed
by the testator ‘in such manner as to make it manifest that the name is intended as a
signature.’” In re Estate of Briggs, 148 W. Va. 294, 299, 134 S.E.2d 737, 741 (1964)
(internal citations omitted). Thus,
‘A testator may sign his name by writing it out in full, or by
abbreviating it, or by writing his initials only, and the first name
of the testator may be by itself a sufficient signature to a will.’
94 C.J.S., Wills, Section 171, pages 971-972. A mark intended
5
as a signature may be sufficient. Montgomery v. Montgomery,
147 W. Va. 449, 128 S.E.2d 480.
148 W. Va. at 299, 134 S.E.2d at 741.
In Clark v. Studenwalt, 187 W. Va. 368, 419 S.E.2d 308 (1992), where the testator’s
holographic will contained his name in the exordium of the document,4 although not at the
bottom of it, we noted that “[West Virginia Code § 41-1-3] does not address where the
testator’s signature must appear on the document.” 187 W. Va. at 370, 419 S.E.2d at 310.
Because the testator in Clark had secured two attesting witnesses, a formality not required
to execute a holographic will, we found it to be “clear that Walter Clark, as appellants
contend, viewed his placement of his signature in the exordium as sufficient to constitute an
indication that he intended the document as his last will and testament.” 187 W. Va. at 371,
419 S.E.2d at 311; see also Charleston Nat. Bank v. Thru the Bible Radio Network, 203 W.
Va. 345, 349 n. 7, 507 S.E.2d 708, 712 n. 7 (1998).
Our precedents, read together, demonstrate that although this Court has adopted a rule
of substantial compliance with respect to the statutory requirement that a will be “signed by
the testator, or by some other person in his presence and by his direction, in such manner as
4
The exordium is “[a]n introduction in a discourse or writing, esp. in a will. In a will,
the exordium usu. contains statements of the testator’s name and capacity to make the will.”
Black’s Law Dictionary 657 (9th ed. 2009).
6
to make it manifest that the name is intended as a signature for execution of a will[,]” we
have never upheld the validity of a will that contains no signature of any kind.5 See Clark,
187 W. Va. at 370, 419 S.E.2d at 310 (“The importance of a signature on a will is its
indication of final testamentary intent.”); Briggs, 148 W. Va. at 299, 134 S.E.2d at 741 (“The
fundamental rule that testamentary intent is essential to the validity of a will applies to
holographic wills.”). Here, Mr. McCausland could have signed the second will; he could
have signed his first name only, or his initials; he could have made his mark; he could have
had someone guide his hand if he was physically incapable of putting pen to paper; or he
could have directed someone to sign in his stead. He did none of these things,6 with the
result that the second will is simply a typewritten document with no indication of
testamentary intent.
Additionally, although not necessary to the Court’s resolution of this case, we note
that the statutory requirement that two witnesses subscribe and attest the will, in the presence
5
As noted, we have held that the testator’s name written in the exordium of a
holographic will – a name which is, by definition, written in the testator’s own hand – is a
sufficient signature under West Virginia Code § 41-1-3.
6
At oral argument, the petitioners’ counsel urged this Court to remand for evidentiary
development of the record, suggesting the possibility of testimony that Mr. McCausland
directed or authorized someone to sign his name. The problem, of course, is that no one did
so, making such line of inquiry immaterial, even if it were otherwise admissible. See Clark,
187 W. Va. at 371, 419 S.E.2d at 311 (affidavits of attesting witnesses not admissible to
prove testamentary intent); Hedrick v. Hedrick, 125 W. Va. 702, 706-07, 25 S.E.2d 872, 875
(1943) (parol evidence as to testator’s declarations of intention not admissible to control the
construction of a will).
7
of the testator and in the presence of each other, is not met in this case. Although the
signatures of two witnesses appear on the face of the will, nothing in the record indicates that
they signed the document either in the presence of Mr. McCausland or in the presence of
each other. See Brammer v. Taylor, 175 W. Va. 728, 730 n. 1, 338 S.E.2d 207, 215 n. 1
(1985) (“the witnesses’ acknowledgement of their signatures . . . in the presence of the
testator (and, in West Virginia, in the presence of each other) is tantamount to and will be
deemed a ‘signing’ or ‘subscribing’ in the presence of those persons.”); Stevens, 203 W. Va.
at 453, 508 S.E.2d at 613 (“In this case, none of the parties signed or acknowledged their
signatures in the presence of each other.”).7 Further, as noted earlier, the witnesses clearly
did not witness the affixing of a signature to the will, either by Mr. McCausland or by
someone at his direction, because there was no signature on the document.
This Court cannot find substantial compliance with the statutory requirement that a
will be signed “by the testator, or by some other person in his presence and by his direction,”
West Virginia Code § 41-1-3, in a situation where there was no compliance whatsoever. To
hold otherwise would require us not to construe the statute but to disregard it; this we cannot
do, as “[t]he right to dispose of property by will is generally regarded as a statutory right, and,
7
The attestation clause in the second will reads, in its entirety: “Witness to the
previous as dictated by Bright McCausland on the following dates – 10 & 11 April 2010.”
Further, the after-the-fact affidavits of Ms. Robinson and Ms. Greer state that the dates on
which they saw Mr. McCausland “execute” his last will were December 6, 2010, and
December 14, 2010, respectively – more than seven months after Mr. McCausland’s death.
8
within constitutional limitations, it is subject to the complete control of the Legislature.”
Black, 131 W. Va. at 254-55, 46 S.E.2d at 808 (internal citation omitted). Accordingly, we
affirm the judgment of the circuit court that Mr. McCausland’s unsigned second will was
void.
IV. CONCLUSION
The judgment of the Circuit Court of Mason County, West Virginia, is affirmed.
Affirmed.
9