Kevin Goodman, Jr. v. Shelby Searls, Superintendent, Huttonsville Correctional Center ( 2022 )

FILED
June 8, 2022
No. 20-0169—Goodman v. Searls, Superintendent released at 3:00 p.m.
EDYTHE NASH GAISER, CLERK
SUPREME COURT OF APPEALS
OF WEST VIRGINIA
WOOTON, J., dissenting:
As the United States Court of Appeals for the Fourth Circuit once cautioned,
“[t]olerance of tactical miscalculations is one thing; fabrication of tactical excuses is quite
another.” Griffin v. Warden, Md. Corr. Adjustment Ctr., 970 F.2d 1355, 1359 (4th Cir.
1992). In denying habeas relief to petitioner Kevin Goodman, Jr., the majority patently
ignores its own precedent, as well as Fourth Circuit caselaw granting federal habeas relief
under nearly identical circumstances—all under the guise of imagined “tactical reasons”
excusing trial counsel’s ineffective assistance. Because the cumulative effect of counsel’s
failure to introduce a potentially exculpatory photo, coupled with his failure to request
mandatory jury instructions squarely implicating the State’s only evidence against
petitioner, I respectfully dissent to the majority’s conclusion that petitioner suffered no
ineffective assistance of counsel and would grant habeas relief. 1
Petitioner was indicted on charges stemming from the robbery of Andrew
Gunn and his family, along with four other accomplices—Antwyn Gibbs, Radee Hill,
Kentrell Goodman (petitioner’s brother), and Rashod Wicker (petitioner’s cousin).
Petitioner was tried as a co-defendant with Gibbs and Hill. Goodman and Wicker
(hereinafter “the accomplices”) entered plea agreements prior to trial and testified against
1
I do not, however, take issue with the majority’s conclusion that the State did not
proffer perjured testimony at trial.
1
petitioner and his co-defendants. The jury was informed, through testimony and
introduction of the plea agreements themselves, that the accomplices had entered guilty
pleas and that, in exchange, the State agreed to recommend youthful offender treatment at
sentencing.
At trial, the State offered evidence that petitioner, the co-defendants, and the
alleged accomplices—Goodman and Wicker—plotted to rob Andrew Gunn, an
acquaintance of Goodman’s who lived in Oak Hill, West Virginia. Testimony at trial
indicated that shortly after midnight on January 9, 2015, the group departed South Carolina
(where they all lived), in an Acura belonging to Kentrell Goodman’s girlfriend, Lindsay
Hess. Upon arrival in Oak Hill the group allegedly used weapons to enter the home owned
and occupied by Elwood and Linda Knight (Mr. Gunn’s grandparents) and stole a safe
containing $9,000, a crossbow, and two pairs of sneakers, all belonging to Mr. Gunn.
The material evidence against petitioner consisted of 1) Ms. Hess’ testimony
that a couple of weeks prior to the crime while in South Carolina at “Aunt Benita’s” house
(where she, Goodman, and a friend named “Tamika” resided), she overheard petitioner and
accomplice Goodman discussing robbing Mr. Gunn; 2) Ms. Hess’ testimony that “Tamika”
told her petitioner was in West Virginia in the early morning hours preceding the crime,
which she then relayed to petitioner’s girlfriend, Courtney Curry, via text; 3) the testimony
of the alleged accomplices that petitioner accompanied them to West Virginia and
2
participated in the robbery; and 4) Mr. Gunn’s testimony that petitioner was one of the
perpetrators. 2
In sum, the evidence that petitioner was an actual participant in the subject
robbery consisted of 1) the testimony of the two alleged accomplices who pled guilty to
the crimes at issue and testified extensively about their belief that they would be afforded
preferential sentencing treatment for testifying at petitioner’s trial; 2) the testimony of one
accomplice’s girlfriend, who testified that she overheard the accomplice and petitioner
discussing the robbery, and that another woman—who did not appear at trial—told her
that petitioner was in West Virginia at the time of the crime; 3 and 3) the identification of
petitioner by a victim—a lifelong friend of one of the accomplices—whose identification
of petitioner was so incredible the State later disavowed and urged the jury to disregard it.
2
At trial, petitioner testified on his own behalf and was provided an alibi by Ms.
Curry. Petitioner testified that he was at Aunt Benita’s house on the evening at issue as
part of a family get-together and became drunk, deciding to stay there on a couch overnight.
Petitioner denied accompanying the others to West Virginia, but rather, was asleep at Aunt
Benita’s all night. When he awoke the next morning, Ms. Curry returned to Aunt Benita’s,
where she discovered petitioner, and they argued about Ms. Hess’ text stating he was in
West Virginia. Ms. Curry confirmed that the group was together until late the preceding
night, but she left to return to the home she shared with petitioner because she had kids
who had school the next morning. She returned to Aunt Benita’s after 8:30 a.m. the next
day—while the others were in West Virginia committing the robbery—where she found
petitioner and argued about why Ms. Hess had stated he was in West Virginia, believing
that petitioner had asked Ms. Hess to lie about his whereabouts.
3
The majority emphasizes the State’s point on cross-examination that petitioner
called none of the other occupants of Aunt Benita’s house to testify that he was there and
not in West Virginia at the time of the crime. However, it fails to similarly credit
petitioner’s counsel’s point that the State likewise did not call any of these witnesses to
confirm that petitioner was not at Aunt Benita’s house.
3
It is undisputed that no physical or forensic evidence connecting petitioner to the crime
was uncovered, despite analysis of shell casings, pieces of the safe which was broken apart,
fingerprints and shoe prints, cell phones, and searches of the various residences.
Notwithstanding the State’s case against petitioner being based almost
exclusively on accomplice testimony, petitioner’s trial counsel—who was participating in
his first jury trial—inexplicably failed to request two mandatory jury instructions. The
instructions would have advised the jury that 1) the accomplices’ testimony must be viewed
“with caution”; and 2) the accomplices’ guilty pleas could not be considered as evidence
of petitioner’s guilt. Trial counsel provided absolutely no rationale for failing to request
the instructions and denied that there was any strategic reason for failing to do so.
Petitioner’s trial counsel further admitted that a photograph culled from video evidence he
was provided during discovery appears to demonstrate that petitioner was not even in the
Acura as the group departed the crime scene to return to South Carolina. Trial counsel
offered no explanation whatsoever for why he failed to notice the photograph or video
among the discovery he was provided. Remarkably, the State admitted below that the
photograph appears to show that there was “probably” only one person is in the back of the
vehicle, despite the group allegedly consisting of five male members. 4
4
In answer to petitioner’s habeas petition below, the State indicated: “[I]t could
fairly be argued that there is probably only one person in the back seat of the vehicle in
question.”
4
In spite of these extraordinary undisputed facts, the majority has determined
that there was no deficiency of trial counsel in any event. It does so despite this Court
having previously found the exact same instructional omission to be ineffective and
manufactures purely hypothetical strategic reasons for the omission, which trial counsel
himself denied. The majority renders this opinion in the face of nearly identical federal
caselaw which it fails to acknowledge or distinguish.
1. COUNSEL’S FAILURE TO REQUEST HUMPHREYS/BOLLING INSTRUCTION
The first instruction petitioner’s trial counsel failed to request is a
Humphreys/Bolling instruction, which advises the jury that the uncorroborated testimony
of an accomplice must be viewed with caution. 5 Accomplice testimony is so fraught with
danger that there is a split among jurisdictions as to whether convictions may be based on
such testimony where it is uncorroborated. West Virginia has chosen to permit it, but with
the important “corollary . . . rule” that a Humphreys instruction be given. State v. Vance,
164 W. Va. 216, 220, 262 S.E.2d 423, 426 (1980); see State ex rel. Franklin v. McBride,
226 W. Va. 375, 381, 701 S.E.2d 97, 103 (2009) (footnote omitted) (“A Humphreys
instruction is required when an accomplice to the crime testifies for the State.”).
5
The syllabus point at issue originated as syllabus point one of State v. Humphreys,
128 W. Va. 370, 36 S.E.2d 469 (1945), and is quoted as syllabus point two of State v.
Bolling, 162 W. Va. 103, 246 S.E.2d 631 (1978).
5
In Humphreys, the Court held: “Conviction for a crime may be had upon the
uncorroborated testimony of an accomplice; but in such case the testimony must be
received with caution and the jury should, upon request, be so instructed. . . . ” 128 W.Va.
370, 36 S.E.2d 469, syl. pt. 1, in part (emphasis added); see Bolling, 162 W. Va. 103, 246
S.E.2d 631, syl. pt. 2 (same); Vance, 164 W. Va. 216, 262 S.E.2d 423, syl. pt. 2 (“Where
the accomplice’s testimony is uncorroborated, a criminal defendant is entitled to a jury
instruction that such testimony should be received with great caution.”); Syl. Pt. 3, State v.
Spadafore, 159 W.Va. 236, 220 S.E.2d 655 (1975) (“As a general rule, West Virginia
courts are not permitted to comment on the weight of the evidence; however, there is an
exception entitling the defendant to an instruction that the uncorroborated testimony of a
co-conspirator should be received with great caution when such testimony has a tendency
to inculpate the accused.”). The importance of a Humphreys/Bolling instruction has been
explained: “The reasoning behind [the rule] is that in implicating the defendant, the
accomplice may well have an ulterior motive [of] revenge or the promise or hope of
leniency in his case, whether by way of lighter sentence, probation, early parole or outright
release.” Vance, 164 W. Va. at 220, 262 S.E.2d at 426.
As to the necessity of the instruction where the accomplice testimony is
uncorroborated, the Court has elaborated on what the term “uncorroborated” contemplates:
“Where the testimony of an accomplice is corroborated in material facts which tend to
connect the accused with the crime, sufficient to warrant the jury in crediting the truth of
the accomplice’s testimony, it is not error to refuse a cautionary instruction.” Id., syl. pt.
6
3, in part (emphasis added). It is on this basis that the majority finds that failure to request
the instruction was not ineffective assistance of counsel. The majority adopts the circuit
court’s position 6 that the accomplices’ testimony was corroborated by 1) each other’s
testimony; 2) Ms. Hess’ testimony about an overheard conversation which occurred before
the crime; and 3) her testimony that she saw petitioner near the victim’s safe at someone
else’s home after the robbery.
The majority grasps at straws to establish corroboration to excuse the absence
of the Humphreys/Bolling instruction. None of the evidence cited by the majority
constitutes corroboration of petitioner’s actual participation in the robbery. First, the two
accomplices cannot corroborate each other, as this Court recognized in Vance: “It appears
to be the general rule that . . . one accomplice ordinarily may not corroborate another[.]”
Id. at 223 n.6, 262 S.E.2d at 428 n.6; see also Arnold v. United States, 94 F.2d 499, 506
(10th Cir. 1938) (“[O]ne accomplice cannot corroborate another accomplice[.]”); Wisto v.
Adams, No. CV1703216VBFAFM, 2018 WL 2382154, at *10 (C.D. Cal. Feb. 7, 2018)
(“The testimony of an accomplice cannot be corroborated by that of another accomplice.”);
Childers v. Dir., TDCJ-CID, No. CIV.A.6:06CV387, 2007 WL 666794, at *2 (E.D. Tex.
Feb. 28, 2007) (“[A]ccomplice witness and confidential informant could not corroborate
6
The circuit court also found that the accomplices’ testimony was corroborated not
only by each other, but by Ms. Knight and Mr. Gunn’s identifications of petitioner and the
“physical and technical” evidence. The majority does not mention these findings, plainly
recognizing that 1) Ms. Knight never identified petitioner as a participant; 2) Mr. Gunn’s
identification was so incredible that not even the State would argue it was corroborative;
and 3) there simply was no “physical” or “technical” evidence tying petitioner to the crime.
7
each others[’] testimony.”); People v. Tewksbury, 544 P.2d 1335, 1339 (1976) (“[R]equired
corroboration must come from a source other than another accomplice.”).
Second, being overheard discussing a theoretical robbery is no more
corroborative of actually participating in the robbery than a person later being seen “near”
evidence at another participant’s home. As all of the witnesses made clear, this particular
group of individuals lived and frequently socialized with and around each other. Neither
the overheard conversation nor petitioner’s subsequent proximity to other admitted
participants bears any relevance to whether he actually participated. Finally, perhaps in
the absence of any more compelling corroborative evidence, the majority inexplicably
identifies physical evidence found at a co-defendant’s house as somehow corroborative of
petitioner’s guilt. These scraps of testimony, which only tangentially associate petitioner
with other admitted participants in the crime, are hardly the stuff of corroboration.
Therefore, a Humphreys/Bolling instruction was mandatory. Cf. United States v. Lee, 506
F.2d 111, 121 (D.C. Cir. 1974) (“[A] cautionary instruction was required where there was
no corroboration, or only minor corroboration that still left the government’s case hanging
almost entirely on informant testimony[.]” (footnote omitted)).
In fact, the absence of a functionally equivalent “informant instruction”
justified habeas relief in a remarkably similar case decided by the Fourth Circuit. In United
States v. Luck, 611 F.3d 183 (4th Cir. 2010), Luck was tried on charges stemming from
allegations of possession of cocaine with intent to deliver. Id. at 184. The government’s
8
case was premised on the testimony of an investigating officer and two paid informants.
Id. Upon conviction, Luck sought habeas relief from the district court based, in part, on
his trial counsel’s failure to request an informant instruction, among other deficiencies. Id.
at 185. Notably, the Fourth Circuit found it unnecessary to address any of Luck’s other
allegations of ineffective assistance, finding that the failure to request the informant
instruction alone was sufficient to overturn his conviction. Id. at 186.
The federal informant instruction reads nearly identical to this Court’s
Humphreys/Bolling instruction and states, in part: “The testimony of an informer who
provides evidence against a defendant for pay, or for immunity from punishment, or for
personal advantage or vindication, must be examined and weighed by the jury with greater
care than the testimony of an ordinary witness.” Id.; see also Lee, 506 F.2d at 121 (“In
general, the various types of shabby witnesses-the accomplices, informers, false friends . .
. are governed by similar rules” pertaining to cautionary instructions); Toliver v. United
States, No. 2:08CR22, 2013 WL 12343712, at *4 (E.D. Va. May 9, 2013) (likening
“accomplice jury instruction” to “informant jury instruction” for purposes of examining
ineffective assistance of counsel claim). 7 However, unlike this Court, the Fourth Circuit
has not yet determined that an informant instruction is even mandatory. See Luck, 611 F.3d
7See 1A Fed. Jury Prac. & Instr. § 15:02 (6th ed.), 1A Fed. Jury Prac. & Instr. §
15:02 (6th ed.) (“The testimony of an informant, someone who provides evidence against
someone else for money or to escape punishment for [his] [her] own misdeeds or crimes
or for other personal reason or advantage, must be examined and weighed by the jury with
greater care than the testimony of a witness who is not so motivated.”
9
at 187. The Luck court nevertheless noted cases from other circuits finding that the
instruction was mandatory where the testimony was otherwise uncorroborated, just as in
West Virginia. 611 F.3d at 187-88.
The Fourth Circuit found that the informants’ testimony in Luck warranted
such an instruction where, just as in the case at bar, the witnesses offered to “testify in
return for certain benefits” including “time off of [an informant’s] robbery sentence[.]” Id.
at 188. Finding that “there was little corroborating evidence beyond the informants'
testimony[,]” the court concluded that “a reasonable attorney would have requested an
informant instruction.” Id. The court further found that “there is no indication that failing
to request the instruction had any root in trial strategy[]” because “Luck’s counsel cross-
examined both [informants] about the consideration they received from the government for
their investigation and testimony.” Id. Just as in the instant case, “Luck’s counsel’s
defense strategy [was] . . . focused on discrediting the government’s witnesses[.]” Id.Accordingly, the Fourth Circuit had little difficulty in finding counsel’s failure to request
the instruction ineffective: “There is no debate that in a case like this where the government
produces very little evidence beyond the uncorroborated testimony of paid informants, an
informant instruction should have been given.” Id. at 189.
Further, the Luck court expressly rejected the excuse offered by the majority
herein: that a general credibility instruction serves as an adequate substitute for the
accomplice or informant instruction. Considering “whether giving the informant
10
instruction could have reasonably changed the probability of the outcome of the trial when
the district court gave a general credibility instruction[,]” the Luck court handily rejected
this defense explaining,
[i]t is true that the district court’s general instructions on
witness credibility contained all of the elements of the
informant instruction. However, the informant instruction is
sui generis; it alerts jurors to the potentially unique problems
that inhere where an individual is paid to inculpate a
defendant. Cf. Anty, 203 F.3d at 310 (citing Edward H. Devitt
et al., Federal Jury Practice and Instructions § 15.02 (4th
ed.1992)) (discussing the creation of the special credibility
instruction as one of the reasons why paid informant testimony
may be considered). By summarizing the tools that the jury
must use to evaluate credibility and applying it specifically to
the case of the informant, the instruction more effectively
cautions the jurors to think closely about the testimony. See
Natapoff at 198 (“Jury instructions are a classic and crucial
vehicle for shaping verdicts. Because jurors are the ultimate
fact finders in criminal trials, charged with the task of
evaluating witness credibility and figuring out what “really”
happened, their evaluation of the informant testimony is central
to the criminal process.”).
611 F.3d at 189-90 (emphasis added); see also Carter v. Kentucky, 450 U.S. 288, 304
(1981) (“The other trial instructions and arguments of counsel that the . . . jurors heard at
the trial” cannot “substitute for [an] explicit instruction.”).
The Luck court had scarcely more difficulty in finding prejudice under the
second prong of Strickland. 8 Because the informant instruction was clearly warranted and
8
See Strickland v. Washington, 466 U.S. 668, 669 (1984) (“With regard to the
required showing of prejudice, the proper standard requires the defendant to show that there
(continued . . .)
11
there was no tactical reason for failing to request it, the court placed into perspective the
absence of the instruction on Luck’s defense. Again, in a narrative which could be lifted
from the pages of the instant case, the Luck court stated:
The government’s case was built entirely on a foundation of
paid informant testimony. There was minimal physical
evidence. No government agent had ever observed Luck
engaged in drug activity. Merely giving general instructions as
to witness credibility is not sufficient to give confidence that
the outcome was not tainted by prejudice. In this case in
particular, there was a significant incentive for the
government’s two main witnesses to give testimony for their
own benefit, both in terms of financial compensation and a
reduction in sentence.
611 F.3d at 190 (emphasis added). In stark contrast to the “confiden[ce] [that] the
adversarial process worked adequately” expressed by the majority despite the absence of
this critical instruction, the Luck court concluded that
Luck’s trial counsel was ineffective when he failed to request
an informant instruction when it would have been reversible
error for the court to refuse to give it if requested, and that
ineffectiveness prejudiced the outcome of Luck’s trial because
the jury was not cautioned to consider the special problems of
credibility posed by the government’s paid informants.
Id.; see also United States v. Bernard, 625 F.2d 854, 857 (9th Cir. 1980) (noting cases
finding “refusal to give special instructions on the testimony of an accomplice when that
testimony is important to the case” reversible error where “the defendant’s guilt rested
is a reasonable probability that, but for counsel’s unprofessional errors, the result of the
proceeding would have been different. A reasonable probability is a probability sufficient
to undermine confidence in the outcome. A court hearing an ineffectiveness claim must
consider the totality of the evidence before the judge or jury.”).
12
almost entirely on the testimony of the accomplice, and the other evidence linking the
defendant to the criminal activity was weak.” (citing United States v. Davis, 439 F.2d 1105(9th Cir. 1971)).
As our Federal Circuit has concluded, the failure to request a
Humphreys/Bolling-type cautionary instruction is fatal to effective assistance of counsel
where accomplice testimony is uncorroborated to any meaningful degree and forms the
primary basis of the case against a defendant. As the Luck court stated, “[i]f there was ever
a time to ask to have the jury instructed that paid informants [or accomplices] raise special
issues about credibility, this was the case.” Id. at 188. This same omission in the instant
case is sufficient alone to warrant habeas relief to petitioner.
2. COUNSEL’S FAILURE TO REQUEST CAUDILL/FLACK INSTRUCTION
The second mandatory instruction petitioner’s trial counsel failed to request
without explanation is a Caudill/Flack instruction, which prohibits the jury from using an
accomplice’s guilty plea as evidence of the defendant’s guilt. 9 Caudill holds that an
accomplice may testify to having entered a guilty plea to the crime of which a defendant is
charged only “where such testimony is not for the purpose of proving the guilt of the
defendant and is relevant to the issue of the witness-accomplice’s credibility.” See 170 W.
9See Syl., State v. Flack, 232 W. Va. 708, 753 S.E.2d 761 (2013) (“Flack I”). The
syllabus point at issue was a modification of syllabus point three of State v. Caudill, 170
W. Va. 74, 289 S.E.2d 748 (1982).
13
Va. 74, 289 S.E.2d 748, syl. pt. 3. However, as a critical corollary to this evidentiary rule,
Caudill made mandatory an instruction cautioning the jury that the accomplice’s testimony
should be limited to credibility and not used as inferential proof of the defendant’s guilt.
Id.In Flack I, however, the Court modified that holding slightly to require that
a defendant must first request such an instruction because, for tactical reasons, defense
counsel may not want to draw unnecessary attention to the accomplices’ guilty plea with
an instruction: “Defense counsel may have ample reason to get beyond an accomplice’s
damaging testimony as quickly as possible. Whether the trial court should instruct the jury
how the accomplice’s testimony could, or could not, be considered is a matter best left to
the discretion of defense counsel.” 232 W. Va. at 714, 753 S.E.2d at 767. Accordingly, it
modified Caudill and the requirement of a cautionary instruction about an accomplice’s
guilty plea to require counsel to first request it to avoid unnecessarily interfering with
counsel’s trial strategy:
An accomplice who has entered a plea of guilty to the same
crime charged against the defendant may testify as a witness
on behalf of the State. However, if the jury learns of the
accomplice’s guilty plea, then upon the motion of the
defendant, the trial court must instruct the jury that the
accomplice’s plea of guilty cannot be considered as proving
the guilt of the defendant, and may only be considered for
proper evidentiary purposes such as to impeach trial testimony
or to reflect on a witness’ credibility. The failure of the trial
court, upon request, to give such a limiting jury instruction is
reversible error.
14
Id., Syl., in part (emphasis added). Because Flack’s counsel did not request such an
instruction, the Flack I Court found no error on direct appeal.
However, in Flack’s subsequent habeas petition he asserted ineffective
assistance of counsel based on his counsel’s failure to request such a cautionary instruction,
just as in the instant case. See Flack v. Ballard, 239 W. Va. 566, 579, 803 S.E.2d 536, 549
(2017) (“Flack II”). Importantly, this Court found counsel “deficient under an objective
standard of reasonableness” for counsel’s failure to request a Caudill/Flack instruction. Id.
at 579, 803 S.E.2d at 549 (footnote omitted). However, under identical circumstances in
the case at bar—which the majority herein notes is “eeri[ly] similar[]”—it somehow finds
no deficiency. The majority’s analysis regarding a Caudill/Flack instruction is simply
mystifying. It declares that in failing to request the instruction, trial counsel “made a
calculated decision by a reasonable lawyer standard[.]” However, in the habeas
proceedings below, trial counsel offered no explanation whatsoever for why he did not
request the instruction. In fact, counsel was directly asked: “Was there any conceivable
strategic reason for not asking for any of these cautionary instructions to the Court?” His
response was: “. . . [N]o.”
Further, the majority conjures an entirely hypothetical strategy debate about
trial counsel “mak[ing] the decision between drawing more attention to the damaging
accomplice testimony or getting the possible benefit” of the instruction. It speculates that
counsel “may have decided to move past the damaging testimony as quickly as possible.”
15
(Emphasis added). Seemingly as though trial counsel did not even testify in the habeas
proceeding, the majority simply imagines what might have been going through counsel’s
mind. However, trial counsel was thoroughly examined in the habeas proceeding below
and directly questioned about the instructions. He offered no testimony whatsoever to
suggest he made a tactical decision not to request the instruction to avoid “drawing more
attention” to the accomplice testimony, and in fact flatly denied “any conceivable strategic
reason” for failing to do so.
Manufactured “tactical reasons” are not sufficient to ward off a habeas claim.
Further, “strategy” cannot be contrived from mere oversight. See Wiggins v. Smith, 539
U.S. 510, 526 (2003) (finding ineffective assistance where “[t]he record of the actual
sentencing proceedings underscores the unreasonableness of counsel’s conduct by
suggesting that their failure to investigate thoroughly resulted from inattention, not
reasoned strategic judgment.” (emphasis added)); Hargrave v. Landon, 584 F. Supp. 302,
310 (E.D. Va. 1984), aff’d, 751 F.2d 379 (4th Cir. 1984) (distinguishing trial tactics from
“attorney error which evinces ignorance or oversight”); Person v. Rawski, No. CV 4:15-
4606-RMG, 2017 WL 1319778, at *4 (D.S.C. Apr. 10, 2017), dismissed, 692 F. App’x 147
(4th Cir. 2017) (the presumption of strategy “however, is not absolute where the purported
strategic decision is based upon an error or ignorance of the law by trial counsel.”).
In that regard, with respect to allegedly deficient trial tactics, “[t]he question
is one of counsel’s motivation[.]” Hargrave, 584 F. Supp. at 310. Here, counsel quite
16
simply offered no motivation. The Fourth Circuit has made clear that the “tactical
decision” defense to ineffective assistance cannot be presumed or fabricated from a silent
record: “‘[C]ourts should not conjure up tactical decisions an attorney could have made,
but plainly did not.’” Tice v. Johnson, 647 F.3d 87, 105 (4th Cir. 2011) (quoting Griffin,
970 F.2d at 1358. In a markedly similar case, the Fourth Circuit disavowed a state court’s
attempt to manufacture a tactical defense for counsel from a silent record, stating:
[T]he “cogent tactical considerations” that the state court
bestowed on David for failing to present Griffin’s alibi
witnesses are exercises in retrospective sophistry. From the
attorney’s perspective at the time of trial, no reasonable excuse
for failing to notify the state of Griffin’s alibi and to secure the
attendance of alibi witnesses appears or is even suggested in
the evidentiary record. Indeed, David’s statements at the bench
conference are unambiguous admissions of unpardonable
neglect.
Griffin, 970 F.2d at 1358 (emphasis added); accord Luchenburg v. Smith, 79 F.3d 388,
392-93 (4th Cir. 1996) (finding failure to request mandatory jury instruction constituted
ineffective assistance of counsel and stating that “counsel made no tactical ‘choice,’ unless
a failure to become informed of the law affecting his client can be so considered.”).
Here, not only is a tactical basis wholly absent from the appendix record, but
the notion that counsel failed to request these instructions for strategic reasons flies directly
in the face of trial counsel’s entire defense strategy. Just as in Luck, petitioner’s counsel’s
focus on the accomplices’ lack of credibility due to their guilty pleas and assurances made
by the prosecutor as to their sentencing makes it clear that “there is no indication that failing
to request the instruction had any root in trial strategy[.]” Luck, 611 F.3d at 188. However,
17
nowhere does the majority examine the omission of the instructions in view of the overall
case and defense, having satisfied itself with the mere possibility that an unidentified trial
tactic adequately explained the omission.
The importance of the analysis the majority fails to undertake is best
demonstrated in Flack II itself. The Flack II Court found the failure to request a
Caudill/Flack instruction to constitute ineffective assistance—a conclusion the majority
now completely upends in an “eeri[ly] similar[]” case. Regardless, the Flack II Court
ultimately denied habeas relief for lack of prejudice because the accomplice’s guilty plea
was only mentioned twice and the State “did not emphasize” the plea. 239 W. Va. at 580,
803 S.E.2d at 550. The Court noted that the State asked only once about the guilty plea
when addressing why the accomplice was wearing an orange jumpsuit and then mentioned
it again once briefly in closing in stating that the accomplice “‘accepted his
responsibility[.]’” Id. 10
In contrast, the accomplices’ admissions and guilty pleas in the instant case
were the near exclusive focus of petitioner’s defense; the State likewise drew repeated
attention to the pleas, attempting to “make hay” out of them by arguing these admissions
10
Because neither petitioner nor the State addresses this case in their briefs, neither
addressed whether the State emphasized the guilty pleas of the accomplices in this case.
The State cites Flack II for an isolated quote in the “proffering perjured testimony” portion
of its brief. Nonetheless, the absolute necessity of the Caudill/Flack instruction is obvious
from even a cursory review of the trial transcript as compared to limited role the guilty
pleas played in Flack II.
18
made the accomplices more credible, not less. The guilty pleas of the accomplices were
heavily discussed on direct and cross-examination of both accomplices by petitioner’s
counsel. And with good reason: petitioner’s counsel’s defense strategy was clearly to
discredit the accomplices because they were effectively the prosecution’s only evidence
against petitioner. Consequently, rather than the instruction undermining counsel’s trial
strategy (as the majority suggests as a theoretical possibility), an instruction from the court
that the guilty pleas could not be used to infer petitioner’s guilt significantly augments
counsel’s strategy, which was to discredit the accomplices altogether as self-interested
witnesses who offered testimony against petitioner in the hopes of a more lenient sentence.
Even absent trial counsel’s focus on the accomplices’ guilty pleas, the State’s
focus on the plea agreements alone demanded a cautionary instruction to ensure the jury
did not infer petitioner’s guilt from that of his alleged accomplices. From the very outset,
the accomplices’ guilty pleas were front and center in both the State and defense cases. In
his opening, the prosecutor advised the jury:
Let me tell you this: Kentrell Goodman has pled guilty to the
crime of armed robbery. Pled guilty. He will testify today.
Rashod Wicker has pled guilty to the crime of armed robbery.
He will testify today. These men (indicating) are essentially
charged with armed robbery. These are the three that the State
seeks today to bring to justice.
As indicated above, the accomplices’ plea agreements themselves were even introduced
into evidence by the State and emphasized in its closing:
Now, plea agreement . . . . Here are the two plea agreements.
You can take them back and you can read them, and you can
19
criticize me if you want to. I made these decisions. I’ve got to
make tough decisions. I made them. And I looked at Kentrell
Goodman, nineteen. I looked at Rashod Wicker, eighteen or
nineteen. And I said, ‘Well, they implicated themselves in this
crime. They’re young. And in particularly in Rashod’s case,
he didn’t go in the house.’ And I thought that was worthy of
the State’s recommendation. I didn’t buy their testimony. I
thought that was just.
(emphasis added).
In addition to discussing the plea agreements themselves, the State made
multiple additional references to the pleas, arguing that these two accomplice witnesses
were more credible as a result of their plea/admissions, including the following statements:
[I]f this was a case that was based solely on the testimony of
Kentrell Goodman and Rashod Wicker, who didn’t implicate
themselves in anything, were just pointing their finger at
everybody else, I wouldn’t have a very good case, and I
wouldn’t present it to you.
....
. . . [I]f I say “A crime occurred, and that person did it.” That’s
pretty typical. And as a matter of fact, it happens a lot. I see it
a lot. It’s very atypical when someone says, “A crime was
committed; I did it, and these people did, too.” That’s very
atypical . . . . But you should get some credit when you tell on
yourself and you implicate other people and what you tell the
police is borne out by the physical evidence that we find. And
you should also get some credit when the State is faced with a
ton of circumstantial evidence that is highly coincidental, and
you tie it together.
(emphasis added). Co-defendant Hill’s attorney also highlighted the accomplices’ guilty
pleas in his closing:
20
[L]et’s also talk about the motivation that [Goodman and
Wicker] had to appear here in court and testify. These guys are
looking at life in prison. In addition to that, there’s two other
charges they can be punished for.
....
Let’s look at the motivation that both Mr. Wicker and Kentrell
Goodman have. Three of four felonies, gone. Robbery. They
get a recommendation from the State to go to the Anthony
Center, the Center for Youthful Offenders. They might be there
for a year and a half or so. If they successfully complete the
program, they get probation. They haven’t been sentenced yet.
Sentencing still hangs over their heads.
(emphasis added). Clearly, the plea agreements and admissions of the accomplices in
petitioner’s trial predominated all parties’ cases. This case was not one in which “a limiting
instruction might only draw attention to an otherwise innocuous mention” and thereby
undermine defense strategy. Flack II, 239 W. Va. at 579, 803 S.E.2d at 549. Instead, this
case clearly falls into the category of cases acknowledged by Flack II where the
accomplices’ guilty plea evidence predominates the trial and “is of the character that it
might be misconstrued by the jury” and therefore warrants a cautionary instruction. Id. 11
11
The circuit court dispensed with this issue on different grounds, noting that 1) two
“veteran” trial attorneys representing co-defendants likewise did not request the
instruction; and 2) petitioner’s trial counsel’s statement that it would benefit his client not
to “overwhelm[]” the jury with instructions. First, the unexplained failure of the other co-
defendants’ counsel to not request an instruction is not tantamount to “strategy.” Neither
of the co-defendants’ counsel testified at the habeas hearing below and trial counsel did
not testify that these specific instructions were so much as discussed among his co-defense
counsel. With respect to “overwhelming” the jury with instructions, this statement was
made in reference to not repeating the core set of instructions three times for each
defendant—not in declining mandatory, cautionary instructions which go to the State’s
primary evidence against petitioner.
21
More importantly, however, for purposes of the Caudill/Flack instruction,
the State directly urged the jury to do precisely what Caudill/Flack forbids: to use the
accomplices’ guilt as a surrogate for petitioner’s guilt. In closing, the prosecutor stated:
If you decide, “Well, I think these three should get the same
treatment that Kentrell and Goodman”—"Kentrell Goodman
and Rashod Wicker got,” well, then, fine. Just convict them of
armed robbery if you think that’s fair. But consider the
differences in how they approached the case. And that’s the
basis for my decision. They had no obligation to testify, but
they did.
(emphasis added). He further stated:
I lumped them all together, all of them: Andrew Gunn; Rashod
Wicker; Kentrell Goodman, Kevin Goodman, Jr.; Radee Hill;
and Antwyn Gibbs. I lumped them all together because they
deserve each other. They deserve being lumped together
because none of them is doing right, none of them had any
respect for this woman.
(emphasis added). The State clearly utilized the accomplices’ guilty plea as a device to
invite the jury to infer the guilt of petitioner. Where the State implores the jury to afford
“similar treatment” to a defendant and “lump them all together,” it expressly leverages the
accomplices’ guilty pleas as a tool to permit the jury to reach the same conclusion about
petitioner. Without an instruction from the Court cautioning that it may not do so, the jury
was left with the unmitigated entreaty of the State to afford petitioner the same fate as the
admitted accomplices.
Before leaving this issue, I believe it necessary to address the circuit court’s
reasoning as to why the absence of a Caudill/Flack instruction did not warrant habeas
22
relief. Ironically—and in precise contradiction to the analysis in Flack II—the circuit court
found no prejudice because the accomplices’ pleas were the “center point” and “heart” of
petitioner’s defense theory. However, as the Luck case explains and Flack II demonstrates,
it is precisely because the accomplices’ pleas were the focal point of the case that these
instructions—particularly the Caudill/Flack instruction—were so critical. The circuit
court further found that it was “highly unlikely” there was jury “confusion” about whether
the accomplices’ pleas could be taken as proof of petitioner’s guilt, noting various other
instructions given which cautioned the jury to not to consider the evidence or guilt of the
defendants collectively and arguments of counsel. Obviously, the collective guilt of the
jointly tried codefendants presents an entirely separate issue from the inference of guilt
from the accomplices’ guilty pleas.
Moreover, this argument has been soundly rejected by the United States
Supreme Court. The Supreme Court has observed that “arguments of counsel generally
carry less weight with a jury than . . . instructions from the court” because they are “usually
billed in advance to the jury as matters of argument, not evidence . . . and are likely viewed
as the statements of advocates[.]” Boyde v. California, 494 U.S. 370, 384 (1990). In
contrast, jury instructions “we have often recognized, are viewed as definitive and binding
statements of the law[.]” Id. More specifically, “[a] court issued jury instruction carries
the command and force of law in a way that a statement by counsel cannot, and thus
prejudice that arises from a flawed or omitted jury instruction is not cured by mere
23
argument.” Lee v. Clarke, 781 F.3d 114, 125-26 (4th Cir. 2015), as amended (Apr. 15,
2015).
The critical oversight of trial counsel failing to request the Caudill/Flack
instruction alone warrants habeas relief. Coupled with the unexplained failure to request
the Humphreys/Bolling instruction as well, petitioner was denied any semblance of
effective assistance of counsel. Both instructions demonstrably enhance petitioner’s
defense by way of direct instruction from the Court to the jury regarding the State’s primary
evidence against him.
3. COUNSEL’S FAILURE TO INTRODUCE THE TOLLBOOTH VIDEO OR PHOTOGRAPH
While I believe the foregoing instructional omissions by trial counsel are
more than adequate to justify habeas relief, petitioner also presents potentially exculpatory
evidence which was in his counsel’s possession, but not introduced into evidence. During
discovery in the criminal trial the State produced 4 CDs containing footage from tollbooths
on the West Virginia Turnpike, which purportedly showed Ms. Hess’ Acura traveling north
through the tollbooths and then south through the tollbooths a few hours later. These CDs
were not introduced into evidence at trial. During trial, the accomplices were questioned
extensively about where each member of the five-person party was seated on the trip to
and from West Virginia; the consensus appeared to be that petitioner—who is 6’4” tall—
was sitting behind the driver at some point.
24
During the omnibus hearing below, petitioner’s trial counsel was presented
with a still photo apparently provided as part of video evidence from the tollbooths;
petitioner’s position is that the photo shows only one passenger in the rear of the vehicle
on the passenger side. Upon being presented with the photo, trial counsel’s immediate
reaction was “I do not believe it’s come from the videos that I’ve got.” He explained
further that “in the video I have the vehicle is towards the right of the shot and here the
vehicle is towards the left. So I do not believe I have seen this photo.” (emphasis added).
However, after the omnibus hearing was concluded, trial counsel apparently
retrieved his videos from his office, watched them with the parties’ attorneys, and all
confirmed that the still image was contained on the CDs. 12 Further, the State does not
challenge that trial counsel was in actual possession of the photo. Therefore, the
inescapable conclusion is that trial counsel either did not review the entirety of the videos
12
Petitioner’s brief explains:
[A]fter Mr. Steele completed his testimony, he went to his
office and returned with the CD’s he had been provided by the
State. These CD’s were viewed by counsel for Petitioner and
Respondent. Three of the CD’s were operational, including
the video showing no person was seated behind Mr. Wicker.
Counsel stipulated that the one CD that did not work did not
contain any significant video information.
(emphasis added).
25
or did not review them carefully; otherwise, the photo would not have admittedly “caught
[him] by surprise” at the habeas hearing.
Regardless of why trial counsel had not previously seen the photo which was
admittedly in his possession, he readily and unequivocally conceded: “It’s very clear that
nobody is sitting behind the driver seat in this photo.” He elaborated that, “this is
extremely valuable. . . . And had I had this shot I would’ve introduced it. Yes.” In its
answer to the habeas petition regarding the photo, the State similarly admitted, “it could
fairly be argued that there is probably only one person in the back seat of the vehicle in
question.”
Again, the majority finds no ineffective assistance for failing to introduce the
video, stating that “trial counsel reviewed [the tollbooth videos], reasonably found they
contained little exculpatory value, . . . and strategically decided not to admit them.”
Obviously, the majority’s analysis rests upon an entirely fictitious premise: that trial
counsel made a reasoned, tactical decision not to introduce a photo that, despite being in
his possession, he had admittedly never seen. Contrary to the majority’s contention, by his
own admission counsel did not “review” the potentially exculpatory photo or video, much
less disregard it for tactical reasons. Cf. Griffin, 970 F.2d at 1358 (4th Cir. 1992) (“[T]he
attorney’s incompetent performance deprived him of the opportunity to even make a
tactical decision about putting Staples on the stand.”).
26
Finally, the majority alternatively suggests that the failure to introduce the
photo was not ineffective because it “offer[s] little exculpatory value[.]” With all due
respect to the majority’s presumed scrutiny of the video, the two individuals with the least
to gain in admitting the photo may be exculpatory—petitioner’s trial counsel who did not
introduce the photo into evidence, and the State’s prosecutor below seeking to defend the
conviction—both admitted that the video showed only one person in the back seat. That
there is disagreement on this point merely demonstrates its value to petitioner’s defense. It
is not the role of the Court in considering habeas relief to substitute itself as the jury and
make factual determinations about what a jury would or would not have believed. It is the
Court’s role to determine whether the absence of this evidence sufficiently prejudiced
petitioner’s ability to defend himself; the majority fails to even entertain this analysis,
which readily demonstrates the necessity of habeas relief.
4. THE “PREJUDICE” PRONG OF MILLER/STRICKLAND
Undoubtedly, the second prong of Miller/Strickland sets an extremely high
bar, requiring a petitioner to establish “a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceedings would have been different.” Syl. Pt. 5,
in part, State v. Miller, 194 W.Va. 3, 459 S.E.2d 114 (1995). This Court has historically
construed that requirement to be commensurate with simple prejudice, i.e. whether
petitioner’s defense was prejudiced by the ineffective assistance. See Ballard v. Ferguson,
232 W. Va. 196, 206, 751 S.E.2d 716, 726 (2013) (“Mr. Ferguson is not entitled to relief
27
unless we also conclude that he was prejudiced by the deficient performance.”); accord
Strickland, 466 U.S. at 687 (“[T]he defendant must show that the deficient performance
prejudiced the defense.”).
Contrary to the circuit court’s apparent belief, this standard does not require
exonerating proof, nor does it require proof sufficient for an acquittal. As the Supreme
Court explained, “a defendant need not show that counsel’s deficient conduct more likely
than not altered the outcome in the case.” Id. at 693. Instead, the prejudice prong is met
where petitioner demonstrates the omitted evidence may have created reasonable doubt as
to his guilt. See id. at 695 (“[T]he question is whether there is a reasonable probability that,
absent the errors, the factfinder would have had a reasonable doubt respecting guilt.”). Cf.
Ballard, 232 W. Va. at 207, 751 S.E.2d at 727 (“[W]e believe a jury could have reasonable
doubts about the guilt of Mr. Ferguson.”). Further, this Court has more easily found
prejudice where there were cumulative errors. 13
13
See State ex rel. Myers v. Painter, 213 W. Va. 32, 38, 576 S.E.2d 277, 283 (2002)
(“Taken cumulatively . . . [t]he actions and omissions of the appellant’s trial counsel were
outside the range of reasonable professional judgment, and taken together prejudiced the
appellant’s ability to obtain a fair trial.”); State ex rel. Humphries v. McBride, 220 W. Va.
362, 372, 647 S.E.2d 798, 808 (2007) (finding “cumulative effect” of errors created “a
reasonable probability that, but for [counsel’s] errors, the result of Humphries’ criminal
trial would have been different.”); State ex rel. Bess v. Legursky, 195 W. Va. 435, 444 n.10,
465 S.E.2d 892, 901 n.10 (1995) (“Appellant has proven prejudice as a result of the
cumulative impact of multiple deficiencies in defense counsel’s performance.”)
28
Thus, the impact of the errors must be evaluated in light of the entire case
presented by the prosecution. The loss of the opportunity to argue the content of the
potentially exculpatory tollbooth photo, along with instructions from the court to be wary
of the accomplices’ testimony and guilty pleas—where they were effectively the only
evidence against petitioner—could certainly reasonably be said to have prejudiced
petitioner’s defense. See Strickland, 466 U.S. at 696 (“[A] verdict or conclusion only
weakly supported by the record is more likely to have been affected by errors than one with
overwhelming record support.”). Particularly germane to the skeletal case against
petitioner in this case, the Strickland Court further explained: “Some errors will have had
a pervasive effect on the inferences to be drawn from the evidence, altering the entire
evidentiary picture, and some will have had an isolated, trivial effect.” Id. at 695-96.
Further, a court may not scrape together crumbs of evidence to support a
verdict in order to minimize the prejudicial effect of ineffective assistance; the overall
fairness of the trial must be examined. The Fourth Circuit has characterized a court’s
prejudice determination as “fatally unreasonable” where it “neither acknowledge[s] nor
obey[s] the Strickland requirement to ‘consider the totality of the evidence before the . . .
jury’”:
In the context of assessing the prejudicial effect of a failure to
investigate mitigation evidence for sentencing, a court acts
unreasonably if it does not “evaluate the totality of the
available mitigation evidence—both that adduced at trial, and
the evidence adduced in the habeas proceeding—in reweighing
it against the evidence in aggravation.” Williams, 529 U.S. at
29
397–98, 120 S.Ct. 1495; see also Porter v. McCollum, 558 U.S.
30, 130 S.Ct. 447, 454, 175 L.Ed.2d 398 (2009) (per curiam)
(“The [state habeas court’s] decision that Porter was not
prejudiced by his counsel’s failure to conduct a thorough—or
even cursory—investigation is unreasonable [under
Strickland]. The [court] either did not consider or unreasonably
discounted the mitigation evidence adduced in the
postconviction hearing.”); Rompilla, 545 U.S. at 390-93, 125
S.Ct. 2456 (finding prejudice under same totality-of-evidence
standard on de novo review); Wiggins, 539 U.S. at 534-38, 123
S.Ct. 2527 (same).
Elmore v. Ozmint, 661 F.3d 783, 867-68 (4th Cir. 2011), as amended (Dec. 12, 2012).
Like the majority’s discussion of the evidence herein, the Elmore court found
that the state court “unreasonably discounted evidence favorable to Elmore by unduly
minimizing its import and evaluating it piecemeal.” Id. at 868. In its discussion, the
majority seizes upon singular points on cross-examination, an inconclusive “tip” by
petitioner’s mother, and petitioner’s mere proximity to admitted participants in the crime
to bolster the evidentiary picture. However, there is little doubt that had the two accomplice
instructions been given, along with introduction of the hotly contested tollbooth photo, “the
jury undeniably would have seen a drastically different—and significantly weaker—
prosecution case.” Id. at 870.
By no means, however, do I suggest that but for trial counsel’s omissions,
petitioner would have been acquitted; that is not the standard. However, like Elmore, the
State’s “evidence of guilt, flimsy of its own right, is diminished further” if counsel had
requested the instructions and introduced the photo. Id. at 871. See also Grueninger v.
30
Dir., Va. Dep’t of Corr., 813 F.3d 517, 532 (4th Cir. 2016) (“We do not mean to suggest
that the Commonwealth’s independent evidence was insubstantial, or that it could not have
supported a guilty verdict in the absence of Grueninger’s confession. But that is not the
standard we are to apply. Instead, the question is whether there is a ‘reasonable probability’
of a different outcome at trial had Grueninger's confession been excluded.” (citations
omitted)).
The extraordinary remedy of habeas corpus must be judiciously guarded.
However, it is equally imperative that such relief be granted, and a new trial afforded,
where a defendant’s defense was so imperiled by attorney error that the trial was rendered
fundamentally unfair. Therefore, for the foregoing reasons, I respectfully dissent from the
majority’s refusal to grant the instant petition for writ of habeas corpus.
31