Robinson v. James , 29 W. Va. 224 ( 1886 )

(xRBEN, Judge :

The bill in this case alleges, that on the 1st day of July, 1849, William Robinson, the father of the plaintiff, made an agreement in writing for a valuable consideration to transfer all his real estate to his son, William Tate Robinson, who has since made a voluntary deed of all this real estate to his daughter, one of the defendants; — that by this agreement William Tate Robinson agreed, that he would, as soon as William Robinson had erected three brick dwellings on three adjoining lots, part of the real estate to be conveyed to him by an absolute deed, convey one of the same with the house thereon to James A. Robinson, the son of the plaintiff, who has since died intestate leaving the plaintiff his sole heir, and une to William Robinson’s only daughter; — that this creates an express trust and make the plaintiff’s son the equitable •owner of the lots from the time these houses were completed, about March, 1852. The bill seeks to have this express trust executed ánd a deed for one of these lots made to the plaintiff, as the sole heir of the cestui que trust, James A. Robinson.

Thereds no direct proof of this written agreement except the deposition of the plaintiff. And, as William Tate Robinson died in 1865, and William Robinson died long before that, it is obviously very important to determine, whether the evidence of the plaintiff is admissible, so far as he testifies, that this written agreement was made and executed in his presence, and undertakes to give its contents, stating that it has been lost or destroyed. Of course this evidence is inadmissible, both because he is a party to the cause, and because he is testifying about a matter, in which he has a direct interest, unless it is made admissible by our statuter law, which is found in Warth’s Am. Code, chap. 130, sec. 23, XX 124, and is as follows : — ■

“No person offered as a witness in any civil action suit -or proceeding shall be excluded by reason of his interest in the event of the action suit or proceeding, or because he is a party thereto, except as follows : No party to any action, suit or proceeding nor any person interested in the event thereof nor any person, from, through or under whom ¡any such party or interested person derives any interest or title by assignment or otherwise, shall be examined as a witness in regard to any personal transaction or communication between such witness and a person at the time of such examination deceased, insane or lunatic against the executor, administrator, heir at law, next of kin, assignee, legatee, devisee or survivor of such deceased person or the assignee or committee of such insane person or lunatic. But this prohibition shall not extend to any transaction or communication, as to which any such executor, administrator, heir at law, assignee, devisee, survivor or committee shall be examined on his own behalf, nor as to which the testimony of such deceased person or lunatic shall be given in evidence.”

Now eliminating from this statute the many distinct and separate matters, which are united in one sentence, the substance of the provision, so far as it bears on the question before us, is. as follows r — No party to an action shall be examined as a witness on his own behalf in regard to any personal transaction or communication between such witness and a person at the time deceased against the assignee of such deceased person. Here a party has been examined on. his own account against a defendant, the assignee of W. T. Eobinson, deceased at the time of such examination. The only question is : Was the part of his evidence, which I am now considering, “in regard to any personal transaction or communication between such witness and” the defendant’s assignor, W. T. Eobinson, deceased? In New York, where the statute provides, that no party shall be examined as a witness in regard to any .transaction had personally between the deceased and the party, Judge Eosekrans said in Simmons v. Sisson, 26 N.Y. 27:

“ The prohibition of that section does not prevent a party testifying in an action, in which the legal representatives of a deceased person are parties to a conversation between the deceased and a third person, which was overheard by the witness. The hearing of such conversation is not a transaction had personally between the deceased and the party within the meaning of the section of the Code referred to. This language has reference only to business done or negotiations carried on in person between the deceased and such party. That this is the true construction of the language is evident from the amendment of this section of the Code in 1862, which inserted the words ‘ conversation ’ before the word ‘ transaction ’; so that the section now prohibits a party testifying in such an action in regard to any conversation or transaction had personally between the deceased person and such party. Even as the section now stands, it does not prohibit a party testifying to a conversation between the deceased and a third person heard by a party, in which he did not participate.”

This last remark was confessedly an obiter dictum; and Judge Haymond in Owens v. Owens, 11 W. Va. 96, 97, says of it:—

“ In that case Eosekrans, Judge, stated as his opinion, that, section 399 of the Code of New York of 1862 did not prohibit a party sued by an administrator from testifying to a conversation heard by him between the deceased and a third person; that the hearing of such conversation is not a transaction between the deceased and the witness, nor is such evidence prohibited by the Code of New York of 1862. This I do not understand from the case as having been decided by the court but simply as the opinion given by one judge. I must say without intending to express a fixed opinion, that it appears to me now, that the judge in his opinion as expressed seems to attach great importance to the strict letter ■of the law.” *

In that very case our Court gave a far broader construction to the words “ personal transaction between such witness ;and a deceased person; ” for these words in our statute were interpreted to prohibit the plaintiff in an action of assump-sit from testifying in her own behalf as to her work and labor and services rendered for the deceased. Now much of the work, labor and services was performed, when the deceased was not present; yet as it came within the spirit of our statute, and equally within the spirit of the New York statute, such testimony was held by us to be inadmissible, it being in regard to a “personal transaction between the witness and deceased.” A broad and liberal construction should be given to the words “ personal transaction,” if we would carry out the spirit of this law; and our decisions have so construed these -words in this respect going farther than the New York Court. In Seabright v. Seabright, 28 W. Va. 461, this Court said;—

“The general principles to be deduced from our decisions are, that the statute, which removes the disability of a party to testify, which by the common law attached to a party to a suit and to any person having a direct interest in the event of a suit, with the exception that such disability as to such person should continue as at common law, if his testimony was in regard to any personal transaction or communication between such witness and a deceased person, and the testimony of the witness was against certain specified persons, so far a^ the exception continuing the disability of such witnesses in certain cases is concerned, should be liberally construed to avoid the evils-, which it was apparent must have resulted-but for such exception. * * * * For in such case, as-the decedent could not be heard as to such transaction or communication had with him personally by such party or interested person, it would be unsafe and not tend to promote justice, to hear the testimony of the living and interested party to such transaction or communication, the temptation to perjury, when generally there would be no means of proving it, being in such a case so great as to render it unsafe to allow such testimony to be given.

“ Our Court in view of the great difficulty, which exists, to find language, which would under all circumstances effect the object, which the legislature apparently had in view, has construed the language actually used in the statute-law liberally with a view to suppress the evil, which this exception to the removal of these common law disabilities was designed to avoid. Thus the words ‘ personal transactions ’ or communication between such witness and a decedent have been given a broad interpretation. ”

The following cases are referred to as sustaining these Views: Owens v. Owens, 14 W. Va. 88; Caldwell v. Prindle, 11 W. Va. 321; Anderson v. Cranmer, 14 W. Va. 562-576. In this last case it was decided, that conversations held with the deceased person at any time though not on the subject in controversy, but which simply tended to prove facts, which would go to show, that the subjects in controversy should be decided against the representatives of the deceased person, could not -be proven by the witness.

Following the spirit of our decisions I must condemn the views expressed by Judge Rosekrans in Simmons v. Sisson, above quoted, as unsound. They were expressly overruled by the Supreme Court of New York in the case of Lobdell v. Lobdell, 32 How. Pr. Rep. 1. On page 13 the Court says:—

“ The present action is by the heirs at law of Seymour Lobdell, and it is against the devisees of Pliny Lobdell. The devisee of the land is offered as a witneess to prove a conversation between Pliny and Seymour, and in which he took part, for the purpose of defeating the title of the heirs of Seymour and establishing his own title. In my opinion the offered evidence was properly excluded.

“ The object of the evidence was to show by the declarations or confessions of Seymour Lobdell facts tending to defeat the title of the plaintiffs, his heirs. The defendant, witness, participated in the conversation; but in my opinion, if he had taken no part in the conversation, he would not have been permitted to give evidence of the conversation of these deceased parties. This question is also in the case of George Lobdell, another defendant and devisee, who was a witness; and the offer was made to prove by him a conversation in his presence between Phiny and Seymour about the terms, upon which the latter entered upon the land in question. In this offer nothing is said of the witness taking part in the conversation. In my opinion it is not material whether the witness took part in the conversation’ or not. The broad objection is, that he proposed by his evidence of the confessions or declarations of the deceased father of the plaintiffs to defeat their title as heirs at law and to establish his own title, he being a defendant. It may perhaps be said, that the case does not come ‘literally within the words of the statute’ — any transactions or communication had personally by the witness with the deceased father of the plaintiff; but in my opinion it is within the intention of the statute. The mischief to be guarded against is obvious. We are referred to Simmons ag’t Sisson, 26 N. Y. 276, in which it was held, that a conversation between the deceased and a third party, overheard by the defendant, might be proved by the defendant as a witness — that the hearing of such conversation was not ‘ a transaction had personally between the deceased and the party’ within the meaning of the Code. After the trial of that cause the Code was amended by inserting or communication ’ after the word ‘ transaction.’ In that case Justice Rosekrans took notice of the amendment of 1862 and remarked, that ‘ even as the section now stands, it does not prohibit a party testifying to a conversation between the deceased and a third person, heard by the party, and in which he did not participate.’ This was obiter. In the case under consideration both the parties to the conversation are dead. The witness claims title under one of them, and the plaintiffs under the other and against the party deceased, under whom the witness, defendant, claims.”

All the judges of the Supreme Court concurred in this opinion; but the decision was reversed by the Court of Appeals (36 N. Y. 333). But in my opinion the reasoning of the Supreme Court is more in accord with the spirit of our decisions as hereinbefore stated than is that of the Court of Appeals.' I therefore adopt the reasoning of the former, as quoted above, as my opinion. There is, I think, no real difference in the intent of the law between a conversation had between the defendant and a third person in the presence of the plaintiff, which he overheard, and such a conversation, in which he took part. The same reason exists for excluding the evidence in the former as in the latter case. In Seabright v. Seabright we gave as the reason for excluding the evidence in the latter case, that “ the temptation to perjury, when generally there would be no means of proving it, is in such a case so great as to render it unsafe to allow such testimony to be given. ” — In the former case the temptation would be just as great, and, all the persons present at the conversation being dead except the witness, it would be impossible to prove except by him, whether he took part in the conversation or not.

The evidence of the plaintiff therefore with reference to the contents of the agreement of June 30,1849. must be excluded as incompetent. And it is even clearer, that almost all his evidence is incompetent, because it refers to transactions between himself and William Tate Robinson, the assignor of one of the defendants. It is unnecessary to designate every part of his testimony, which for this reason is incompetent. I will specify only his statement, that he very often called on William Tate Robinson to convey the house and lot named in the agreement to his, the plaintiff’s, son James A. Robinson, and that William Tate Robinson always put him off; but that with William Tate Robinson’s concurrence he always collected the rent of this house for his son, though he was not his son’s guardian and never accounted with his son for this rent nor mentioned to him, that he was entitled thereto. There is -much else in his ev-dence, which consists of transactions, communications and conversations held personally with William Tate Robinson, deceased, which is not competent evidence ; and if all this is excluded the plaintiff has entirely failed to make out any case, unless, as he contends, he can make out a case from the statements made by W. T. Robinson in his answer in the cause of John Robinson v. William Tate Robinson and others.

That the temptation to perjury in this case is so great as to render it unsafe to allow the plaintiff to testify as to transactions, communications and conversations, which occurred in the presence of the plaintiff only between W. T. Robinson, the assignor of one of the defendants, and William Robinson, both of whom are deceased, is well illustrated in the deposition of the plaintiff. As a specimen of what is obviously false testified to by him I may cite his statement, that this agreement between William Robinson and William Tate' Robinson made in his presence contained a provision, whereby W. T. Robinson agreed to convey to James H. Robinson’s son naming him a certain lot, as soon as the house on it should be completed, when by his own testimony on' cross-examination it appears, that at that time he had no son, and that this son, who he testifies, was named in the agreement, was not born till at least two years after the time, he saj^s, he heard this agreement read; — his statement in the bill, that this written agreement had been in his possession and was lost or destroyed, while the necessary inference from his depositions is, that it never was in his possession, he pretending only to have heard it read and to state its contents ; — his further statement, that he repeatedly called on W. T. Robinson to convey this lot and house to his son, James A. Robinson, as his undisputed property, — taken in connection with his affidavit, when he sued out an attachment for a debt, that W. T. Robinson owed him, that this house and lot was the property of W. T. Robinson, and the fact that his judgment in this suit was paid by the receiver of the court out of the rents of this very house and lot; — his statement in the bill, that by the terms of this pretended agreement William Robinson was to build on three adjoining lots three brick dwellings and Ms testimony, that by the agreement W. T. Robinson was to build them ; — his testimony, that he advanced most of the money to build these houses, and that all three of them cost $1,500.00, while George Robinson, a disinterested witness, who knew the houses well and gav.e a minute description of them testified, that according to his estimate two of them cost $4,500.00 or $5,000.00, making the cost of the three four or five times that testified to by this plaintiff, which estimate of George Robinson’s is sustained by the fact that each of the houses rented for $150.00 to $250.00 a year. This deposition contains a further statement, that as the father of James A. Robinson, the equitable owner of one of these houses, he with the concurrence of William Tate Robinson always collected the rent of this house, while George Robinson states, that as agent of W. T. Robinson he collected the rent for more than three years. His statement, that he collected the rent of another of these houses' for Mrs. Cline, is in all probability false; for, though he says she is living, he does not take her deposition.' And though in the said attachment-suit he received in payment of his judgment the rent of this very house, which, he says, W. T. Robinson regarded as Mrs. Cline’s, yet he says not one word about her objecting to the rents being applied to the payment of W. T. Robinson’s debts. This will suffice to show, that it is unnecessary to consider what portion of his testimony was competent and what not; for if it were all admitted, he could not prove his case, as he is evidently unworthy of belief on oath when testifying in his own interest.

It only remains to consider, whether the statements of William T. Robinson in his answer in the cause of John Robinson v. William Tate Robinson brought for the partition of the real estate of William Robinson are sufficient to make out a case for the plaintiff. William T. Robinson in said, answer says, that he “ is the absolute and bona fide owner of all the real estate in said deed of July 1,1849.” He further says, that “ he wrote said deed either on Saturday, the 30th day of June, 1849, or on Monday, the 2d day of July, 1849; and said William signed and delivered said deed to respondent on same day in the presence of James H. Robinson in the store of James H. Robinson in the evening. The respondent then handed said deed to James H. Robinson and requested him to get two justices of the peace to take said William’s acknowledgment to said deed, which he promised .and attempted to do, but afterwards stated to respondent, that he had failed in one or two efforts to get two justices together and neglected and forgot to attend to it, and that said deed remained unacknowledged till the 26th -day of Febru-' ary, 1851, when said William acknowledged the same before two justices. Respondent denies the allegation, that no part of the consideration of said deed has been paid; on the contrary charges, that the notes were made and delivered to William Robinson ; said moneys were paid William Robin son and his agents except a small balance, which was disposed of as follows, to wit; The' sajd William agreed to erect the tenements on part of one-half and a fraction of lot No. — and then that this respondent w.as to make deeds for said ground, on which two of said buildings were to be erected, viz., a deed for one of said buildings to James son of James H. and grandson of said William, and a deed for the other to Sarah Ann Cline, daughter of said William Robinson (though respondent now charges, that he, respondent, had after said William Robinson’s death to erect said tenements at great cost to him) and that said respondent was to have the other house; and thus the entire amount was paid in full and more than paid by l his respondent having to build said houses himself, whereas the said William agreed to erect them himself at his -own expense; so that the said complainant has-no claim whatever to said property orto the consideration.”

He afterwards states, that the said “William commenced the erection of said buildings agreed upon by them but never finished.” This is stated to account for the fact, that William after this deed made improvements on real estate conveyed by him to William T. Robinson. This answer was sworn to by William Tate Robinson.

These are the-statements relied on by appellant’s counsel as proving the allegations of his bill. They prove, it seems, nothing in the least resembling these allegations. If they prove anything, they prove, that James IT. Robinson thought that with the aid of his false testimony he might make out a good claim as heir of his son for one of these houses. Unfortunately for the success of his scheme he had to give the-alleged agreement the same date as that of the deed, Julyl,. 1849, or rather June 30, as the 1st day of July was a Sunday, which was two years before the birth of the son, named in> the alleged agreement, and for whose benefit it was drawn, and to avoid a legal difficuby he had to assert and prove,, that the agreement was in writing. In his bill he states, that his son died December 2,1879; and in his deposition he states, that he was then between twenty-sis and twenty-eight years of age. According to his own statement his son could not have been bom before December 2,1851; but as W. T. Eobinson in his answer, which was sworn to, refers to-an agreement made with William Eobinson to convey on certain conditions a house and lot to James A. Eobinson, it is obvious that said J ames A. Eobinson must have been born before the 16th day of June, 1851, the day of the death of his grandfather, probably a short time before. This agreement therefore instead of being made, as alleged in the bill in this cause, on the 30th day of J une, 1849, was necessarily made at some time between the birth of James- A. Eobinson and the death of William Eobinson.

We must assume as against the defendant in this case, that some such agreement, was-made; for W. T. Eobinson, his assignor, in his answer in the cause of John Robinson v. W. T. Robinson swore to it, and as we have seen, it must have been made shortly before June 16,1851. The evidence of the plaintiff in this cause corroborates this. He says, that the stone-walls of the basements of the houses were in no-place more than four feet high, and that at the death of William Eobinson none of the walls were finished and that no other work was done on the houses. This shows, that the agreement to build them was made a short time before the death of William Eobinson, not nearly two years before as now pretended by the plaintiff in this cause. Moreover it is obvious, that this agreement was verbal; for if it had been in writing, W. T. Eobinson in his answer, which was sworn to probably within eighteen months after the making of the agreement, would have said it was, in writing smd would ■have filed it with his answer, as it would have shown con-■clusivelj’' the falsity of the bill and caused it to be dismissed. The answer .shows not only, that the agreement was verbal but also that it was made long after the deed was made to him; for it alleges that the consideration, which W. T* Robinson was to pay for the real estate, was except a small balance paid in notes. N-ow the last of these notes was not due till January 1,1851; and it is fair to infer, that this verbal agreement was made after that note fell due. And what does this verbal agreement amount to according to the statement of W. T. Robinson in his answer ? — Only this, that William Robinson was to build on the land of W. T. Robinson three brick houses, one of which was to belong to W. T. Robinson, in consideration for which he was to convey the other two houses with the land, one to James A. Robinson and the other to Sarah Ann Cline. In other words it was simply an agreement on the part of William T. Robinson to sell two vacant lots to William Robinson and convey them, as he directed, for about $4,500.00 to be spent by William Robinson in building a dwelling-house for William T. Robinson. William Robinson died shortly after without having paid the consideration for these two lots.

It is obvious, that the courts after thirty years will not specifically enforce such a contract, a very trifling part of the consideration having ever been paid. The case of Titchenell v. Jackson, 26 W. Va. 460, relied on by the appellant’s counsel, has not the slightest resemblance to the case proven here, though it would have borne some resemblance to it, if there had been a written agreement, such as was stated in the bill, made at the time the deed was made to W. T. Robinson. Had this been proven and a suit brought with some degree of promptness, the agreement might have been enforced against the holder of the legal title in favor of the ■cestui que trust in these two lots, though William Robinson had not carried out his part of the agreement, and provision might have been made to place William T. Robinson in the position, he would have occupied, had William Robinson performed his part of the contract. If this had been the case, and the suit had been brought promptly, it is possible, the court mighjt have given the plaintiff some relief; but I do not say, that even then it -would have done so; for the case would still have been very different from the case of Titchenell v. Jackson. But in this case the plaintiff has not only utterly failed to prove the-case stated in his- bill, but he has even failed to- prove any case, which would entitle him to relief.

Of course it is unnecessary to consider, whether Anna M„ James did or did not give a valuable consideration for the-lands, her father conveyed to her. I will only say, that it would require a large amount of charity to conclude, that she could honestly have deposed to the value of the cotton-crop given in part consideration for this real estate. She-valued it in her deposition at from $10,000.00 to $12,000.00, while in her answer in this cause she estimates-it at $3,000.00' and this was probably an exaggeration, if indeed the whole story of a cotton-crop is not a mere fiction. The deposition of James-Thompson to prove the deed fraudulent copied into this answer is of course not admissible evidence.’ I regard the whole case of the plaintiff as a fiction gotten up with the supposition, that with what was- said by William T. Robinson, probably with a fraudulent purpose in his answer to the bill filed by John Robinson supplemented by falsehoods sworn to by James H. Robinson a casemig’ht be made out.

The court below did not err in its decree dismissing the plaintiff’s bill at his costs. The decree must therefore be affirmed and the appellees must recover of the appellant their costs in this- court expended and thirty dollars damages-.

ADRIRMED.