In the Matter of the Worker's Compensation Claim of Don Birch v. State of Wyoming ex rel. Wyoming Workers' Safety and Compensation Division , 2014 Wyo. LEXIS 31 ( 2014 )


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  •                 IN THE SUPREME COURT, STATE OF WYOMING
    
    2014 WY 31
    OCTOBER TERM, A.D. 2013
    February 27, 2014
    IN THE MATTER OF THE
    WORKER’S COMPENSATION
    CLAIM OF:
    DON BIRCH,
    Appellant
    (Petitioner),
    S-13-0132
    v.
    STATE OF WYOMING ex rel.
    WYOMING WORKERS’ SAFETY
    AND COMPENSATION DIVISION,
    Appellee
    (Respondent).
    Appeal from the District Court of Sweetwater County
    The Honorable Nena James, Judge
    Representing Appellant:
    F. Gaston Gosar of F. Gaston Gosar, P.C., Pinedale, Wyoming
    Representing Appellee:
    Peter K. Michael, Wyoming Attorney General; John D. Rossetti, Deputy Attorney
    General; Michael J. Finn, Senior Assistant Attorney General; Samantha Caselli,
    Assistant Attorney General
    Before KITE, C.J., and HILL, VOIGT,* BURKE, and DAVIS, JJ.
    * Justice Voigt retired effective January 3, 2014
    NOTICE: This opinion is subject to formal revision before publication in Pacific Reporter Third.
    Readers are requested to notify the Clerk of the Supreme Court, Supreme Court Building,
    Cheyenne, Wyoming 82002, of any typographical or other formal errors so that correction may be
    made before final publication in the permanent volume.
    DAVIS, Justice.
    [¶1] Appellant Don Birch sought reimbursement for travel expenses related to
    chiropractic treatment he received at the Utah Spine and Disc Clinic in Murray, Utah
    from the Wyoming Division of Workers’ Compensation (Division). Mr. Birch lived in
    Daniel, Wyoming. The Division denied his request for reimbursement because
    traditional types of chiropractic care, manipulation and traction could have been obtained
    at a location in Wyoming closer to his home, and because cold laser therapy was
    considered experimental and was therefore not a covered treatment for which the
    Division would pay travel expenses. We affirm.
    ISSUES
    [¶2] We will attempt to clarify the three issues Mr. Birch presents by restating them as
    follows:
    1. Are the hearing examiner’s findings sufficient to support
    his determinations (a) that travel expenses relating to cold
    laser therapy should not be reimbursed because that therapy is
    experimental and not compensable, and (b) that no travel
    expenses relating to any of the treatment received in Utah
    should be reimbursed because comparable conventional
    chiropractic treatment could have been obtained in Wyoming
    closer to Mr. Birch’s home?
    2. Does substantial evidence support those findings?
    3. As a matter of law, should the hearing examiner have
    awarded travel expenses relating to manual chiropractic
    manipulation and mechanical traction as if those services
    were provided in Rock Springs rather than Utah?
    FACTS
    [¶3] The uncontested background of Mr. Birch’s case is succinctly set out in the
    hearing examiner’s “Findings of Fact, Conclusions of Law, and Order”:
    Birch was originally injured in 1975 while working for
    FMC. Birch’s injuries resulted in the amputation of his right
    1
    leg, below the knee.[1] The Division opened a case and over
    the ensuing years paid a number of benefits. In the 1990s,
    B[i]rch began experiencing low back pain which was
    determined [to] have resulted from the altered gait from years
    of wearing a prosthetic leg.        In 2009, Birch sought
    preapproval for a spinal fusion of his lumbar spine; initially
    the Division denied the preauthorization but later withdrew its
    protest. Ultimately, Birch elected not to proceed with the
    spinal fusion and began to research alternative treatment
    options. Birch’s research led him to the Utah Spine and Disc
    Clinic (Utah Spine and Disc) in Murray, Utah where he
    sought chiropractic treatment, including cold laser therapy.
    Birch sought reimbursement for travel to and from Utah
    Spine and Disc and on March 11, 2011, the Division issued a
    Final Determination denying reimbursement for travel
    because there are medical providers closer to Birch’s home
    and because the Division considers cold laser therapy to be
    non-covered experimental or investigational treatment.[2]
    Mr. Birch also received more common forms of chiropractic treatment, including
    adjustment and traction, in Utah.
    [¶4] Mr. Birch testified at the ensuing telephonic administrative hearing, and he
    submitted over two hundred pages of documents, including the deposition of Dr. Brett
    Luddington, the chiropractor who supervised his treatment at the Utah clinic. Among
    other documents which will be addressed in more detail below were promotional
    materials generated by the treatment provider and the manufacturer of the device used on
    Birch, both of which not surprisingly extolled the treatment benefits of Class IV cold
    lasers. He also submitted articles that addressed chiropractors’ increased use of
    therapeutic cold lasers and reports of studies on their efficacy.
    [¶5] Birch attempted to establish the following in the OAH hearing: 1) that therapeutic
    lasers produce beneficial effects by directing light in the infrared range through the body
    to targeted tissues, thereby stimulating light sensitive cellular chemicals to initiate a
    series of salutary chemical reactions; 2) that Class IV therapeutic lasers like that used to
    treat him in Utah are superior to Class III therapeutic lasers because the higher energy
    1
    Birch testified that the leg was amputated above the knee, but other record evidence indicates the
    amputation was a modified knee disarticulation, that the upper and lower portions of his leg were
    separated at the knee joint.
    2
    Birch took out a substantial loan from a financing organization affiliated with the Murray clinic to pay
    for the treatment he received. He did not seek preapproval of the treatment from the Division, and the
    record contains no application for reimbursement for the chiropractic or laser therapy itself.
    2
    output of the former allows deeper penetration and less scattering of the laser beam, and
    shortens treatment times; 3) that studies have shown a variety of benefits from
    therapeutic laser treatment; and 4) that the Class IV laser with which Birch was treated
    was approved by the United States Food and Drug Administration (FDA).
    [¶6] Dr. Luddington’s deposition testimony concerning laser therapy generally parroted
    his employer’s and the manufacturer’s promotional material, with few references to the
    details of the scientific studies he claimed found it to be effective. The manufacturer’s
    claims and Dr. Luddington’s testimony were at odds with other exhibits that Birch
    submitted, however. For example, both asserted that therapeutic lasers reduce pain by
    using the light itself to induce a series of chemical reactions in the cells of targeted
    tissues, not by generating heat in the tissue with the laser. On the other hand, Birch’s
    Exhibit 10 characterized that theory as hypothetical and in need of further experimental
    studies to demonstrate its efficacy.3 Furthermore, Exhibit 14, a letter from the FDA to
    the manufacturer of the laser used on Birch, approved marketing of the device as the
    substantial equivalent of an infrared heat lamp.4
    [¶7] The remaining scientific articles submitted by Birch also did little to advance his
    cause. Exhibit 7, for instance, noted that the medical research community remains
    skeptical and unable to reach firm conclusions about the “mechanism of action and
    effectiveness” of therapeutic lasers due to insufficient data or conflicting findings. It then
    recounted the authors’ statistical analysis of sixteen clinical studies involving a total of
    820 patients who were treated with Class III lasers and placebo “lasers” for non-specific
    neck pain of unknown etiology. In some cases, that treatment was supplemented by
    exercise therapy and analgesic drugs. The study concluded there was only moderate
    statistical evidence for the short and medium term effectiveness of laser treatment for
    neck pain, and conceded that the mechanism by which a laser may reduce pain remains
    unknown.
    [¶8] Exhibit 8 summarized a small study in which twenty-one patients with lower back
    pain were treated with chiropractic manipulation and exercise therapy, and twenty-four
    patients with similar complaints received Class IV laser therapy in addition to
    manipulation and exercise. The second group self-reported greater pain reduction than
    3
    The studies discussed in this scholarly paper related to the use of lasers, having an output consistent with
    Class III lasers, to enhance the natural regeneration of injured facial nerves in rats and in vitro laser
    radiation of nerve cells. Due to those limitations, the paper did not deal at all with the effect of lasers on
    tissues more than a superficial distance below the skin.
    4
    Birch advanced the notion that, for the reasons stated by the manufacturer, his Class IV laser therapy in
    Utah was distinctly more beneficial than the Class III laser therapy he could have obtained in Rock
    Springs, due to the proven enhanced ability of the former to induce photo-chemical reactions in deep
    tissue. However, he also took the position that Class IV lasers were not experimental simply because that
    mechanism of pain relief was proven and well established, but also, contrary to the manufacturer’s claims,
    that all therapeutic lasers provide the same mechanism as conventional infrared heat lamps.
    3
    the first, but no placebo laser control was used in the study, and it did not attempt to
    isolate the effect of laser therapy when used with other treatment modalities.
    Consequently, the author conceded that further study was required to validate his
    provisional findings.
    [¶9] The Division relied primarily on the deposition testimony of Dr. Daniel Staight.
    Dr. Staight is a chiropractor with some specialized chiropractic training in orthopedics.
    He served on the Division’s chiropractic review panel for nine years, and he also chaired
    a number of committees of the American Chiropractic Association. He concluded, as had
    the review panel, that the use of therapeutic lasers was an experimental or investigatory
    procedure which should not be compensable under Wyoming’s workers’ compensation
    statutes or the Division’s rules. He observed that laser treatment is also regarded as
    experimental by Medicare, Utah’s workers’ compensation program, Cigna, Aetna, and
    Blue Cross/Blue Shield of Utah.
    [¶10] Dr. Staight further testified that two well-regarded independent physician groups
    had assessed the technology and various studies related to therapeutic Class III and IV
    lasers, and both concluded that the evidence to demonstrate the benefits or effectiveness
    of those devices was insufficient.          These groups pointed out the need for
    methodologically rigorous clinical trials to compare the efficacy of laser therapy to other
    modes of treatment, and to ascertain the effectiveness of various wavelengths and
    dosages of laser light. Dr. Staight then detailed his criticisms of the studies Birch relied
    upon, and concluded that the “jury is still out” on laser therapy due to the “mixed bag of
    evidence” revealed by independent peer review of existing studies and literature.
    [¶11] The hearing examiner ultimately found the Division’s evidence more persuasive
    and upheld its determination to deny Birch reimbursement for his travel expenses for his
    Utah treatment because he could have obtained comparable chiropractic treatment in
    Wyoming, and because chiropractic use of cold lasers is experimental and investigatory.
    The district court affirmed.
    STANDARD OF REVIEW
    [¶12]                In an appeal from a district court’s review of an
    administrative decision, this Court reviews the case as if it
    had come directly from the administrative body, affording no
    special deference to the district court’s decision. Stallman v.
    State ex rel. Wyo. Workers’ Safety & Comp. Div., 
    2013 WY 28
    , ¶ 27, 
    297 P.3d 82
    , 89 (Wyo. 2013); Deloge v. State ex rel.
    Wyo. Workers’ Safety & Comp. Div., 
    2011 WY 154
    , ¶ 5, 
    264 P.3d 28
    , 30 (Wyo. 2011). In accordance with Wyo. Stat.
    Ann. § 16-3-114(c)(ii)(E) (LexisNexis 2013), we review an
    agency’s findings of fact by applying the substantial evidence
    4
    standard. Jacobs v. State ex rel. Wyo. Workers’ Safety &
    Comp. Div., 
    2013 WY 62
    , ¶ 8, 
    301 P.3d 137
    , 141 (Wyo.
    2013); Dale v. S & S Builders, LLC, 
    2008 WY 84
    , ¶ 22, 
    188 P.3d 554
    , 561 (Wyo. 2008). Substantial evidence is relevant
    evidence that a reasonable mind might accept as adequate to
    support a conclusion. Jacobs, ¶ 
    8, 301 P.3d at 141
    ; Bush v.
    State ex rel. Workers’ Comp. Div., 
    2005 WY 120
    , ¶ 5, 
    120 P.3d 176
    , 179 (Wyo. 2005). “Findings of fact are supported
    by substantial evidence if, from the evidence preserved in the
    record, we can discern a rational premise for those findings.”
    Kenyon v. State ex rel. Wyo. Workers’ Safety & Comp. Div.,
    
    2011 WY 14
    , ¶ 11, 
    247 P.3d 845
    , 849 (Wyo. 2011).
    Where a hearing examiner determines that a claimant
    has failed to carry her burden of proof, this Court must decide
    whether that determination was contrary to the overwhelming
    weight of the evidence. Jacobs, ¶ 
    8, 301 P.3d at 141
    ; Hoffman
    v. State ex rel. Wyo. Workers’ Safety & Comp. Div., 
    2012 WY 164
    , ¶ 7, 
    291 P.3d 297
    , 301 (Wyo. 2012). We defer to the
    agency’s (or the hearing examiner’s) determination of witness
    credibility unless it is clearly contrary to the overwhelming
    weight of the evidence. Willey v. State ex rel. Wyoming
    Workers’ Safety & Comp. Div., 
    2012 WY 144
    , ¶ 20, 
    288 P.3d 418
    , 427 (Wyo. 2012) (quoting Beall v. Sky Blue Enters.,
    
    2012 WY 38
    , ¶ 28, 
    271 P.3d 1022
    , 1034 (Wyo. 2012)).
    We apply the arbitrary and capricious standard of
    review as a “safety net” to catch agency action which
    prejudices a party’s substantial rights or is contrary to other
    standards of review under Wyoming’s Administrative
    Procedures Act, but which is not easily categorized or subject
    to a particular standard. Jacobs, ¶ 
    9, 301 P.3d at 141
    . “The
    arbitrary and capricious standard applies if the agency failed
    to admit testimony or other evidence that was clearly
    admissible, or failed to provide appropriate findings of fact or
    conclusions of law.” 
    Id. “We review
    an agency’s conclusions
    of law de novo, and will affirm only if the agency’s
    conclusions are in accordance with the law.” Kenyon, ¶ 
    13, 247 P.3d at 849
    .
    Leavitt v. State ex rel. Wyo. Workers’ Safety & Comp. Div., 
    2013 WY 95
    , ¶¶ 17-19, 
    307 P.3d 835
    , 840 (Wyo. 2013).
    5
    DISCUSSION
    Legal Standards – Findings of Fact and Substantial Evidence
    [¶13] Mr. Birch challenges the hearing examiner’s determinations that cold laser therapy
    is experimental and that treatment comparable to that which he received in Utah was
    available in Wyoming closer to his home in Daniel. He asserts those determinations were
    not supported by sufficient factual findings or substantial evidence. As we recently held:
    We have never held that a hearing examiner’s decision
    must contain findings specifying a decision as to every fact in
    dispute. We have only required that such an order contain the
    basic findings of fact upon which the hearing examiner based
    his ultimate conclusions relating to “material issues in the
    proceeding.” [Exxon Mobil Corp. v. Wyo. Oil & Gas
    Conservation Comm’n, 
    2013 WY 32
    ], ¶ 26, 297 P.3d [782,]
    788 [(Wyo. 2013)]. The findings must be sufficient to permit
    us to determine whether the agency decision was supported
    by substantial evidence and was otherwise reasonable. 
    Id., ¶ 26,
    297 P.3d at 788-89.
    Leavitt, ¶ 
    29, 307 P.3d at 842
    .
    [¶14] With respect to whether substantial evidence supports those findings, we have
    observed that
    [w]e review to determine whether the record as a whole
    contains relevant evidence that a reasonable mind might
    accept as adequate to rationally support the hearing
    examiner’s conclusion. Jacobs, ¶ 
    8, 301 P.3d at 141
    ; Kenyon,
    ¶ 
    11, 247 P.3d at 849
    . Stated another way, this Court must be
    able to conclude that the agency decision was not contrary to
    the overwhelming weight of the record evidence as a whole.
    Jacobs, ¶ 
    8, 301 P.3d at 141
    ; Hoffman, ¶ 
    7, 291 P.3d at 301
    .
    We need not determine that each and every finding of fact
    had a reasonable evidentiary basis, but only that those
    necessary to support the decision were so supported.
    Leavitt, ¶ 
    32, 307 P.3d at 842
    . Moreover,
    [a] hearing examiner is not bound to accept and may
    disregard testimony[ – even that] which is not contradicted by
    an opposing expert[ – ] if the circumstances of a case render it
    6
    less than credible, or if that testimony is evasive, equivocal,
    confused, “clouded with uncertainty and improbability, or
    otherwise . . . unreliable or unworthy of belief.” David v.
    State ex rel. Wyo. Workers’ Safety & Comp. Div., 
    2007 WY 22
    , ¶ 15, 
    151 P.3d 280
    , 290 (Wyo. 2007). In addition, a
    hearing examiner may disregard a medical expert’s opinion if
    it is unreasonable, inadequately supported by the facts upon
    which it purportedly rests, or based upon an incomplete or
    inaccurate medical history. Middlemass v. State ex rel. Wyo.
    Workers’ Safety & Comp. Div., 
    2011 WY 118
    , ¶ 29, 
    259 P.3d 1161
    , 1168 (Wyo. 2011).
    Leavitt, ¶ 
    21, 307 P.3d at 841
    .
    Closer Available Treatment
    [¶15] The Division has limited statutory authority to reimburse claimants for travel
    expenses related to medical care. The pertinent provisions of Wyo. Stat. Ann. § 27-14-
    401(d) provide:
    (d) Medical and hospital care[5] shall be obtained if possible
    within Wyoming, or in an adjoining state if the . . . health care
    provider in the adjoining state is closer to . . . the usual place
    of employment of the employee than a . . . health care
    provider in Wyoming, unless otherwise authorized by the
    division. Except as otherwise authorized by the division,
    reimbursements for travel in obtaining medical and hospital
    care shall not be paid:
    . . .
    (ii) For travel other than that necessary to obtain the
    closest available medical or hospital care needed by the
    employee except in those instances where travel within
    Wyoming is at a greater distance than travel outside of
    Wyoming[.]
    Wyo. Stat. Ann. § 27-14-401(d) (LexisNexis 2013). This statute is one of the bases upon
    which the Division denied Mr. Birch’s request for reimbursement of his travel expenses
    to the Utah Spine and Disc Clinic. The nature of Mr. Birch’s claim draws us into a
    discussion of the nature of laser therapy. As explained below, it may be a unique form of
    5
    “Medical and hospital care” is broadly defined by statute. However, the term applies only to services
    that are both reasonable and necessary, and it excludes experimental procedures. Wyo. Stat. Ann. § 27-
    14-102(a)(xii) (LexisNexis 2013). Consequently, no statutory authorization exists for the Division to
    reimburse a claimant for travel expenses incurred to receive an experimental form of treatment.
    7
    therapy, or it may be nothing more than a method of heating tissue to relieve pain.
    Accordingly, we must turn to the hearing examiner’s findings of fact to determine
    whether they were adequate to support the conclusion that Birch could have obtained
    similar chiropractic care in Rock Springs, which was closer to his home, and whether
    those findings were supported by substantial evidence.
    [¶16] The hearing examiner found based upon Birch’s testimony that some degree of
    standard chiropractic care could have been obtained in Pinedale, Jackson, Rock Springs,
    Green River, and Evanston, and that he could have received Class III laser therapy in
    Rock Springs. All of these cities are closer to Birch’s home in Daniel than Murray, Utah.
    Birch provided this information to the hearing examiner through his Exhibit 5, a letter
    from a Rock Springs chiropractic clinic. The hearing examiner held that Birch had not
    carried his burden of persuading him that Class IV lasers are so different from Class III
    lasers that Birch could not have received laser therapy in Rock Springs that was
    substantially equivalent to what he received at Utah Spine and Disc Clinic, presumably
    assuming that such treatment might not be experimental.
    [¶17] Birch’s testimony and his Exhibit 5 can reasonably be viewed as conceding that
    standard forms of chiropractic care could be obtained in western Wyoming, particularly
    in Jackson and Rock Springs, and that Class III laser therapy was available at a
    chiropractic clinic in Rock Springs. He never disputed the Division’s contention that
    manual chiropractic manipulation or mechanical traction, which he received in Utah
    along with laser therapy, was available at those Wyoming facilities. The record as a
    whole therefore reasonably supports the hearing examiner’s conclusion that standard
    modes of chiropractic care were available in Wyoming in cities closer to Daniel than
    Murray, Utah.
    [¶18] As we noted above, the exhibits Birch submitted drew little distinction between
    the relative efficacy of Class III and Class IV lasers. Only the manufacturer of the laser
    used on Birch claimed that the light beam of the latter penetrated more deeply than that of
    the former, but that distinction rested on what appears to be a largely untested hypothesis
    that therapeutic lasers of all classes create a photo-chemical reaction in tissue. Because
    that effect remains unproven and hypothetical, the therapeutic value of both classes of
    lasers is equally experimental at this point. As we also observed above, both Class III
    and Class IV lasers can also can be viewed as topically heating the body’s surface, in turn
    conducting that heat to underlying tissue, which is what commonly available infrared
    heat lamps do. There is nothing in the record to suggest that Class IV lasers are more
    effective than heat lamps.
    [¶19] We conclude that the findings are sufficient to permit us to evaluate whether
    relevant evidence reasonably supports them. We also conclude that the hearing
    examiner’s decision with respect to this issue is not contrary to the overwhelming weight
    of the evidence as a whole. We therefore agree that Birch did not carry his burden to
    8
    demonstrate that he could not have received laser therapy that was substantially
    equivalent to what he received at Utah Spine and Disc Clinic in Rock Springs. 6
    The Experimental Nature of Therapeutic Lasers
    [¶20] As noted above in footnote 5, the Division is statutorily prohibited from paying for
    experimental medical procedures and, by extension, from reimbursing travel expenses
    incurred to obtain experimental treatment. § 27-14-102(a)(xii). However, the statute
    does not define the term “experimental.” The Division’s rules more explicitly define the
    term as follows:
    Experimental care is defined as any device, drug, procedure
    or test used in the delivery of medical, pharmaceutical,
    surgical or therapeutic services that are not customary and
    considered investigational, unusual, controversial and/or
    obsolete. The Division will neither authorize nor pay for
    these services.
    Wyo. Dep’t of Workforce Services, Rules, Regulations & Fee Schedules, Workers’
    Comp. Div., ch. 10, § 10. In Tarraferro v, State ex rel. Wyoming Medical Commission,
    
    2005 WY 155
    , 
    123 P.3d 912
    (Wyo. 2005), this Court also attempted to provide some
    context for understanding the term by quoting from 1A Lawyers’ Medical Cyclopedia of
    Personal Injuries and Allied Specialties § 2.53 (2001):7
    To understand this area of law, it is important to
    distinguish between concepts that are frequently commingled
    and confused. Unfortunately, there is no universally accepted
    terminology, so that it is often difficult to know what any one
    author means when using the words “experimentation,”
    “research,” and “novel technique.” For the sake of clarity and
    understanding, these terms will have the following definitions
    in this discussion unless stated otherwise.
    Experimentation is the use of a medicine or procedure,
    which is yet to be adequately tested for the purpose for which
    6
    We are not entirely sure that it was necessary for OAH, the district court, or this Court to determine
    whether Class III laser treatment was shown to be different in some respect from the Class IV therapy Mr.
    Birch received, because we determine below that laser therapy in general is experimental. However, we
    acknowledge that the possible similarity of laser therapy to heat lamp treatment may have required that
    issue to be addressed due to the availability of the latter service in Wyoming.
    7
    This passage may currently be found at 1 Richard M. Patterson, Lawyers’ Medical Cyclopedia of
    Personal Injuries and Allied Specialties § 2:53 (6th ed. 2013).
    9
    it is intended. An experiment may or may not have a
    therapeutic goal, and it may or may not be designed to yield
    useful scientific information. Thus, “experimentation” has a
    very broad definition. In the legal and medical literature,
    “experimentation” is used to mean everything from the
    malicious use of patients as guinea pigs to the noble treatment
    of an incurable patient by the most scientifically advanced
    methods.
    Research is a form of “experimentation” that includes
    only studies designed to produce useful scientific data. A
    research project may or may not offer therapeutic benefits to
    the human subjects involved, but it is always designed to
    obtain information beneficial to humankind in general.
    Novel techniques, on the other hand, are always
    intended to be therapeutic or diagnostic, relative to a
    particular patient’s medical problem. Like experimentation,
    novel techniques have varying degrees of incomplete prior
    testing. The categories of novel techniques may be divided
    into (1) new approaches to otherwise untreatable conditions
    and (2) new approaches to treatable conditions (where it is
    hoped that the new technique will offer some new advantage).
    Tarreferro, ¶ 
    17, 123 P.3d at 919-20
    .
    [¶21] The word “experimental” and similar phrases are terms of art describing a medical
    procedure or service that has not been adequately tested or shown to be useful for a
    particular treatment purpose. That is, the regularity of the benefits a practitioner hopes to
    achieve with the procedure in question has not yet been subjected to sufficiently rigorous
    trials to make it an accepted form of treatment among healers practicing in a relevant
    specialty. See Tarreferro, ¶ 
    18, 123 P.3d at 920
    . See also 12 Steven Plitt et al., Couch
    on Insurance § 181:4 (3d ed. updated 2013) (an experimental or investigative procedure
    is one whose effectiveness with respect to a specific condition has not been commonly
    accepted as proven by the medical profession, or one that is still in the trial stage).8
    Similarly, the American Medical Association’s Diagnostic and Therapeutic Technology
    Assessment program has defined procedures as experimental or investigational when
    8
    Clinical trials usually consist of three stages: initial testing to determine the feasibility of an experiment;
    relatively small, usually non-randomized studies to determine whether the treatment has any observable
    effect in patients; and randomized clinical trials where the efficacy of the experimental treatment on a
    group of patients is compared to that of a control group of subjects who receive conventional, non-
    experimental treatment. 12 Plitt, supra, § 181:5 n.51.
    10
    “there is no consensus on the (a) safety or (b) effectiveness of this technology to date,
    there is insufficient evidence to determine its appropriateness, or it warrants further
    study; use of this technology for the given indication in the specified patient population
    should be confined largely to research protocols.” Julia Field Costich, Note, Denial of
    Coverage for “Experimental” Medical Procedures: The Problem of De Novo Review
    Under ERISA, 79 Ky. L.J. 801, 807 & n.43 (1990-1991).
    [¶22] With these definitions in mind, we examine the sufficiency of the hearing
    examiner’s findings relating to the experimental nature of therapeutic lasers (to the extent
    they are alleged to provide benefits greater than that achieved by the use of heat lamps9)
    and whether those findings are supported by sufficient evidence.
    [¶23] The hearing examiner first explored Dr. Luddington’s testimony concerning the
    mechanism by which the laser might treat pain. He claimed the laser did not heat the
    targeted tissue like an ultrasound machine would, but that the light generated by the cold
    laser produced a chemical change in the cells of the targeted tissue, thus relieving pain.
    The hearing examiner also considered Dr. Luddington’s position that FDA approval of
    the laser with which he treated Mr. Birch meant that it should no longer be considered
    experimental, when the record in fact showed that FDA approval was based on its finding
    that the laser was similar to a heat lamp.
    [¶24] Moreover, as noted above, the literature Birch submitted tended to show that
    therapeutic lasers are in fact still experimental, contrary to Dr. Luddington’s deposition
    testimony. For example, the author of Exhibit 10, relating to the treatment of facial
    nerves of rats with lasers, formulated a theory that the light generated by the laser
    changes nerve cell chemistry, but admitted that this theory is hypothetical and in need of
    further study. Exhibit 7, a statistical analysis of sixteen clinical studies using lasers to
    treat neck pain, noted that the medical research community remains skeptical and unable
    to make firm conclusions about the “mechanism of action and effectiveness” of
    therapeutic lasers due to insufficient data or conflicting findings. Exhibit 8 was a small
    study in which some patients with lower back pain were treated with chiropractic
    manipulation and exercise therapy, and others with similar complaints received Class IV
    laser therapy in addition to manipulation and exercise. The second group self-reported
    greater pain reduction than the first, but the author conceded that further study was
    required to validate those provisional results.
    [¶25] On the other hand, Dr. Staight testified by deposition that a number of insurers and
    the Division’s chiropractic advisory panel consider the use of Class IV lasers still to be
    9
    For reasons discussed above, we confine our inquiry because, if Class III and Class IV therapeutic lasers
    are functionally nothing more than heat lamps in the eyes of the research and medical communities, the
    compensability of Birch’s travel expenses to Utah turns on the availability of a closer heat lamp, not on
    whether the claims of Utah Spine and Disc regarding its laser constitute an experimental use of that
    machine.
    11
    experimental. He also concluded, after reviewing relevant literature and research, that the
    laser therapy offered by Utah Spine and Disc Clinic was experimental under the
    definition found in the Division’s rules. Dr. Staight also testified—and provided an
    article supporting that testimony—that FDA approval of the laser used on Birch meant
    only that it was safe, not that it was effective.
    [¶26] The hearing examiner ultimately found Dr. Staight to be a more credible and
    reliable witness than Dr. Luddington. While the former’s testimony was straightforward,
    logical, and focused, the latter was confusing and reflected no clear understanding of how
    or why the laser would promote healing. Although Dr. Luddington’s explanation relied
    heavily on promotional materials provided by the manufacturer of the laser, those
    materials were inconsistent with the manufacturer’s claims to the FDA that the device
    was simply used to provide topical heating. Furthermore, Dr. Luddington’s assertion that
    the sort of laser treatment provided to Mr. Birch was not experimental was at odds with
    his admission that Utah Spine and Disc would not bill insurance companies or workers’
    compensation authorities for such treatment because those entities consider it to be
    experimental. In addition, none of the literature that Birch relied upon explicitly found
    the use of therapeutic lasers not to be experimental.
    [¶27] We conclude that the hearing examiner’s order sets out adequate findings of fact,
    and that they sufficiently direct us to evidence from which we can discern whether there
    is a reasonable basis for them. The hearing examiner’s decision regarding the
    experimental nature of cold laser therapy was therefore supported by substantial evidence
    and not contrary to law, as he correctly, and consistently with Tarraferro, interpreted the
    term “experimental” as it applies to cold laser therapy.
    Proration of Travel Expenses
    [¶28] Mr. Birch concedes that he asked for reimbursement of what he spent traveling to
    Utah, where he received manual chiropractic manipulation and mechanical traction for
    back pain, and likewise concedes that similar services were available in Rock Springs.
    He now invokes de novo review by this Court, alleging that § 27-14-401(d), which is
    quoted in ¶ 15, requires the hearing examiner to reimburse him for the portion of his Utah
    travel expenses that he would have paid if he had instead gone to Rock Springs for
    treatment.
    [¶29] In interpreting statutes, this Court first looks to see if the legislature’s intent can be
    ascertained in the ordinary and obvious meaning of the words employed when read
    together as a whole, giving full consideration to their arrangement and connection, and
    giving effect to every word, clause, and sentence. We need go no further if the statute is
    unambiguous; that is, if reasonable persons are able to agree to its meaning consistently
    and predictably. Bourke v. Grey Wolf Drilling Co., LP, 
    2013 WY 93
    , ¶ 19, 
    305 P.3d 1164
    , 1168-69 (Wyo. 2013).
    12
    [¶30] The statute expresses a preference that medical care be obtained in Wyoming
    and/or at an appropriate facility closest to an employee’s home. Reimbursement for
    travel expenses is permitted only to the extent that one actually travels to such a site and
    receives treatment. Birch’s interpretation would read the expressed preference and its
    corollary effect on travel reimbursement out of the statute. In effect, he would have the
    Division pay for a trip he did not make to a place where he received no treatment. The
    unambiguous language of the legislature was not intended to countenance, much less to
    require, such a result.
    CONCLUSION
    [¶31] The hearing examiner did not err in his interpretation of the applicable Wyoming
    statutes. His decision contained adequate findings of fact, and those findings were
    supported by substantial record evidence. We therefore affirm the district court’s order
    upholding the OAH decision.
    13
    

Document Info

Docket Number: S-13-0132

Citation Numbers: 2014 WY 31, 319 P.3d 901, 2014 WL 794756, 2014 Wyo. LEXIS 31

Judges: Kite, Hill, Voigt, Burke, Davis

Filed Date: 2/27/2014

Precedential Status: Precedential

Modified Date: 10/19/2024

Authorities (13)

David v. State Ex Rel. Wyoming Workers' Safety & ... , 2007 Wyo. LEXIS 22 ( 2007 )

Middlemass v. State Ex Rel. Wyoming Workers' Safety & ... , 2011 Wyo. LEXIS 121 ( 2011 )

Deloge v. State Ex Rel. Wyoming Workers' Safety & ... , 2011 Wyo. LEXIS 159 ( 2011 )

Tyler L. Stallman v. State of Wyoming ex rel. Wyoming ... , 2013 Wyo. LEXIS 32 ( 2013 )

Exxon Mobil Corporation v. Wyoming Oil and Gas Conservation ... , 2013 Wyo. LEXIS 36 ( 2013 )

In the Matter of the Worker's Compensation Claim Of: Kristi ... , 2013 Wyo. LEXIS 100 ( 2013 )

Tarraferro v. STATE, WYOMING MEDICAL COM'N , 123 P.3d 912 ( 2005 )

Worker's Compensation Claim of Dale v. S & S Builders, LLC , 2008 Wyo. LEXIS 86 ( 2008 )

Kenyon v. STATE EX REL. WORKERS'COMP. DIV. , 247 P.3d 845 ( 2011 )

Wyoming Worker's Compensation Claim of Beall v. Sky Blue ... , 2012 Wyo. LEXIS 40 ( 2012 )

In the Matter of the Worker's Compensation Claim of: Kirk ... , 2013 Wyo. LEXIS 65 ( 2013 )

Bush v. STATE EX REL. WORKERS'COMP. DIV. , 120 P.3d 176 ( 2005 )

Kelvin Bourke v. Grey Wolf Drilling Company, LP, Now Known ... , 2013 Wyo. LEXIS 98 ( 2013 )

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